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SCOTTS MIRACLE-GRO CO

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SEC CIK
0000825542
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1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2022 Filed Apr 28, 2022 18:46 UTC
Miller Cory JEVP and CFO
OtherCommon Shares 27.691 $105.63 $2,925.00
Disclosure

SEC source: 0001443984-22-000135 · wf-form4_165117159914880.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,298.888

Read SEC document
March 25, 2022 Filed Apr 28, 2022 18:46 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 2.0543 $105.63 $217.00
Disclosure

SEC source: 0001443984-22-000133 · wf-form4_165117153698801.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,296.8572

Read SEC document
March 25, 2022 Filed Apr 28, 2022 18:46 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.1834 $105.63 $125.00
Disclosure

SEC source: 0001443984-22-000134 · wf-form4_165117157403550.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,049.722

Read SEC document
March 25, 2022 Filed Apr 28, 2022 18:45 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 18.934 $105.63 $2,000.00
Disclosure

SEC source: 0001443984-22-000132 · wf-form4_165117149823896.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,816.25

Read SEC document
March 25, 2022 Filed Apr 28, 2022 18:44 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 4.7335 $105.63 $500.00
Disclosure

SEC source: 0001443984-22-000131 · wf-form4_165117146734120.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,456.2913

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:56 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 3.957 $117.52 $465.03
Disclosure

SEC source: 0001443984-22-000114 · wf-form4_164729850992451.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,048.5386

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:58 UTC GrantDividend Equivalent Rights · Derivative 22 $117.52 $2,585.44
Disclosure

SEC source: 0001443984-22-000115 · wf-form4_164729864001609.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127

Underlying: Common Shares · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:54 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 31 $117.52 $3,643.12
Disclosure

SEC source: 0001443984-22-000113 · wf-form4_164729841605791.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184

Underlying: Common Shares · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:53 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 63.272 $117.28 $7,420.22
Disclosure

SEC source: 0001443984-22-000112 · wf-form4_164729828500016.xml · derivative · entry 3

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,375.12

Underlying: Common Shares · 63.272 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:53 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 1.1291 $117.52 $132.69
Disclosure

SEC source: 0001443984-22-000112 · wf-form4_164729828500016.xml · nonDerivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,451.5578

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:50 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 26 $117.52 $3,055.52
Disclosure

SEC source: 0001443984-22-000111 · wf-form4_164729813275602.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151

Underlying: Common Shares · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:47 UTC
King James DEVP and CCO
GrantPhantom Stock · Derivative 1.508 $117.25 $176.81
Disclosure

SEC source: 0001443984-22-000110 · wf-form4_164729791230975.xml · derivative · entry 1

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269.39

Underlying: Common Shares · 1.508 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:42 UTC GrantDividend Equivalent Rights · Derivative 22 $117.52 $2,585.44
Disclosure

SEC source: 0001443984-22-000108 · wf-form4_164729766490087.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127

Underlying: Common Shares · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:44 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 39 $117.52 $4,583.28
Disclosure

SEC source: 0001443984-22-000109 · wf-form4_164729780340330.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144

Underlying: Common Shares · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:40 UTC GrantDividend Equivalent Rights · Derivative 27 $117.52 $3,173.04
Disclosure

SEC source: 0001443984-22-000107 · wf-form4_164729754896567.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

Underlying: Common Shares · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:31 UTC GrantDividend Equivalent Rights · Derivative 22 $117.52 $2,585.44
Disclosure

SEC source: 0001443984-22-000105 · wf-form4_164729695673384.xml · derivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127

Underlying: Common Shares · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:28 UTC GrantDividend Equivalent Rights · Derivative 22 $117.52 $2,585.44
Disclosure

SEC source: 0001443984-22-000104 · wf-form4_164729680059835.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133

Underlying: Common Shares · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:38 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 0.3619 $117.52 $42.53
Disclosure

SEC source: 0001443984-22-000106 · wf-form4_164729743108317.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,294.8029

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:23 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 838.54 $117.27 $98,338.94
Disclosure

SEC source: 0001443984-22-000101 · wf-form4_164729647616640.xml · derivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,421.02

Underlying: Common Shares · 838.54 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:23 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 43.5071 $117.52 $5,112.95
Disclosure

SEC source: 0001443984-22-000101 · wf-form4_164729647616640.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,797.316

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:26 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 22 $117.52 $2,585.44
Disclosure

SEC source: 0001443984-22-000103 · wf-form4_164729661560860.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127

Underlying: Common Shares · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:20 UTC
Volas GeraldDirector
GrantDividend Equivalent Rights · Derivative 11 $117.52 $1,292.72
Disclosure

SEC source: 0001443984-22-000099 · wf-form4_164729635695227.xml · derivative · entry 1

Volas Gerald · CIK 0001597860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15

Underlying: Common Shares · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:18 UTC
Miller Cory JEVP and CFO
OtherCommon Shares 5.8724 $117.52 $690.12
Disclosure

SEC source: 0001443984-22-000098 · wf-form4_164729616442199.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,271.197

Read SEC document
February 28, 2022 Filed Mar 2, 2022 13:47 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 69.071 $142.55 $9,846.07
Disclosure

SEC source: 0001443984-22-000085 · wf-form4_164622882177180.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,311.848

Underlying: Common Shares · 69.071 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 13:46 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 584.581 $142.55 $83,332.02
Disclosure

SEC source: 0001443984-22-000084 · wf-form4_164622877035917.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,582.48

Underlying: Common Shares · 584.581 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
February 25, 2022 Filed Mar 14, 2022 22:53 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 4.3787 $114.19 $500.00
Disclosure

SEC source: 0001443984-22-000112 · wf-form4_164729828500016.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,450.4287

Read SEC document
February 25, 2022 Filed Mar 14, 2022 22:23 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 17.5147 $114.19 $2,000.00
Disclosure

SEC source: 0001443984-22-000101 · wf-form4_164729647616640.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,753.8089

Read SEC document
February 25, 2022 Filed May 24, 2022 16:29 UTC
Miller Cory JEVP and CFO
OtherCommon Shares 25.6152 $114.19 $2,925.00
Disclosure

SEC source: 0001443984-22-000151 · wf-form4_165340977887497.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,324.5032

Read SEC document
February 25, 2022 Filed May 24, 2022 16:29 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.0947 $114.19 $125.00
Disclosure

SEC source: 0001443984-22-000150 · wf-form4_165340976200679.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,050.8167

Read SEC document
February 25, 2022 Filed May 24, 2022 16:29 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 1.9003 $114.19 $217.00
Disclosure

SEC source: 0001443984-22-000149 · wf-form4_165340974394257.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,298.7575

Read SEC document
February 04, 2022 Filed Feb 9, 2022 00:11 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
Exercise / conversionDividend Equivalent Rights · Derivative 214 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000081 · wf-form4_164436544986786.xml · derivative · entry 4

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105

Underlying: Common Shares · 214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

F3 · derivative.expiration_date: On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

Read SEC document
February 04, 2022 Filed Feb 9, 2022 00:11 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantCommon Shares 1,581 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000081 · wf-form4_164436544986786.xml · nonDerivative · entry 2

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,513

Read SEC document
February 04, 2022 Filed Feb 9, 2022 00:11 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
Exercise / conversionCommon Shares 214 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000081 · wf-form4_164436544986786.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 04, 2022 Filed Feb 9, 2022 00:10 UTC
Lukemire Michael CPresident and COO
GrantCommon Shares 7,527 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000080 · wf-form4_164436542913102.xml · nonDerivative · entry 2

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,509

Read SEC document
February 04, 2022 Filed Feb 9, 2022 00:10 UTC
Lukemire Michael CPresident and COO
Tax withholdingCommon Shares 5,120 $132.87 $680,294.40
Disclosure

SEC source: 0001443984-22-000080 · wf-form4_164436542913102.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,982

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February 04, 2022 Filed Feb 9, 2022 00:10 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantCommon Shares 22,579 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000079 · wf-form4_164436541010201.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,736.2942

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February 04, 2022 Filed Feb 9, 2022 00:10 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Tax withholdingCommon Shares 14,628 $132.87 $1,943,622.36
Disclosure

SEC source: 0001443984-22-000079 · wf-form4_164436541010201.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,157.2942

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February 04, 2022 Filed Feb 9, 2022 00:10 UTC
Volas GeraldDirector
GrantCommon Shares 1,581 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000078 · wf-form4_164436538947986.xml · nonDerivative · entry 1

Volas Gerald · CIK 0001597860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,017

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February 04, 2022 Filed Feb 8, 2022 22:00 UTC
FINN BRIAN DDirector
Exercise / conversionDividend Equivalent Rights · Derivative 214 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000077 · wf-form4_164435759494543.xml · derivative · entry 5

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153

Underlying: Common Shares · 214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

F3 · derivative.expiration_date: On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

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February 04, 2022 Filed Feb 8, 2022 22:00 UTC
FINN BRIAN DDirector
GrantCommon Shares 217 $132.87 $28,832.79
Disclosure

SEC source: 0001443984-22-000077 · wf-form4_164435759494543.xml · nonDerivative · entry 3

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,278

F2 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $28,750.

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February 04, 2022 Filed Feb 8, 2022 22:00 UTC
FINN BRIAN DDirector
GrantCommon Shares 1,581 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000077 · wf-form4_164435759494543.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,061

Read SEC document
February 04, 2022 Filed Feb 8, 2022 22:00 UTC
FINN BRIAN DDirector
Exercise / conversionCommon Shares 214 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000077 · wf-form4_164435759494543.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:59 UTC Exercise / conversionDividend Equivalent Rights · Derivative 214 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000076 · wf-form4_164435756509170.xml · derivative · entry 4

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150

Underlying: Common Shares · 214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

F3 · derivative.expiration_date: On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:59 UTC GrantCommon Shares 217 $132.87 $28,832.79
Disclosure

SEC source: 0001443984-22-000076 · wf-form4_164435756509170.xml · nonDerivative · entry 3

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,892

F2 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $28,750.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:59 UTC GrantCommon Shares 1,581 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000076 · wf-form4_164435756509170.xml · nonDerivative · entry 2

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,675

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:59 UTC Exercise / conversionCommon Shares 214 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000076 · wf-form4_164435756509170.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:59 UTC
Hagedorn ChristopherDivision President
GrantCommon Shares 3,764 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000075 · wf-form4_164435754620149.xml · nonDerivative · entry 2

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,294.441

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:59 UTC
Hagedorn ChristopherDivision President
Tax withholdingCommon Shares 5,745 $132.87 $763,338.15
Disclosure

SEC source: 0001443984-22-000075 · wf-form4_164435754620149.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,530.441

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:59 UTC
King James DEVP and CCO
GrantCommon Shares 1,882 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000074 · wf-form4_164435752189830.xml · nonDerivative · entry 2

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,260

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:59 UTC
King James DEVP and CCO
Tax withholdingCommon Shares 1,171 $132.87 $155,590.77
Disclosure

SEC source: 0001443984-22-000074 · wf-form4_164435752189830.xml · nonDerivative · entry 1

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,378

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.