SLNH

SEC source: 0001753926-22-001104 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,877

SEC source: 0001753926-22-001128 · ownership.xml · derivative · entry 4

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Underlying: Common Stock · 9,375 shares

Expires 2028-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On December 12, 2018, the reporting person was granted options to purchase 12,500 shares of common stock of the issuer, which vest in four equal annual installments beginning on the first anniversary of the grant date. As of August 18, 2022, options to purchase 9,375 shares of common stock were vested and options to purchase 3,125 shares of common stock remain unvested.

F3 · balance_after: On December 12, 2018, the reporting person was granted options to purchase 12,500 shares of common stock of the issuer, which vest in four equal annual installments beginning on the first anniversary of the grant date. As of August 18, 2022, options to purchase 9,375 shares of common stock were vested and options to purchase 3,125 shares of common stock remain unvested.

SEC source: 0001753926-22-001128 · ownership.xml · derivative · entry 3

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,000 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On March 5, 2015, the reporting person was granted options to purchase 19,000 shares of common stock of the issuer, which vest in four equal annual installments beginning on the first anniversary of the grant date. As of August 18, 2022, options to purchase 19,000 shares of common stock were vested.

F2 · balance_after: On March 5, 2015, the reporting person was granted options to purchase 19,000 shares of common stock of the issuer, which vest in four equal annual installments beginning on the first anniversary of the grant date. As of August 18, 2022, options to purchase 19,000 shares of common stock were vested.

SEC source: 0001753926-22-001128 · ownership.xml · nonDerivative · entry 2

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This corrects Mr. Marusak's Form 4 filed on August 22, 2022, which inadvertently reported the incorrect number of shares of common stock acquired by Mr. Marusak upon the exercise of his options due to a typographical error. The correct beneficial ownership was reported in Column 5.

SEC source: 0001753926-22-001128 · ownership.xml · nonDerivative · entry 1

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001753926-22-000343 · ownership.xml · derivative · entry 2

Hazelip William · CIK 0001848710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On March 25, 2021, the reporting person was granted 7,500 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 25, 2021, the reporting person was granted 7,500 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001753926-22-000343 · ownership.xml · nonDerivative · entry 1

Hazelip William · CIK 0001848710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock units convert into common stock on a one-for-one basis

SEC source: 0001753926-22-000341 · ownership.xml · derivative · entry 2

Madhavji Alykhan · CIK 0001850138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On March 25, 2021, the reporting person was granted 7,500 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 25, 2021, the reporting person was granted 7,500 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001753926-22-000341 · ownership.xml · nonDerivative · entry 1

Madhavji Alykhan · CIK 0001850138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock units convert into common stock on a one-for-one basis

SEC source: 0001753926-22-000364 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,452

F1 · shares: Represents shares of common stock withheld from by the Issuer to satisfy Mr. Toporek's tax obligations upon the vesting of 7,500 restricted stock units previously granted to Mr. Toporek.

SEC source: 0001753926-22-000368 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,134

F1 · shares: Represents shares of common stock withheld from by the Issuer to satisfy Mr. Toporek's tax obligations upon the vesting of 7,500 restricted stock units previously granted to Mr. Toporek. On March 29, 2022, Mr. Toporek filed a Form 4 which inadvertently reported the incorrect number of shares of common stock withheld to satisfy his tax obligations. The original Form 4 also mistakenly did not indicate Mr. Toporek as a director of the Issuer in addition to being an officer and 10% holder.

SEC source: 0001753926-22-000547 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,477

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy Mr. Toporek's tax obligations upon the vesting of 7,500 restricted stock units previously granted to Mr. Toporek. This corrects Mr. Toporek's Form 4 filed on March 29, 2022, as amended on March 30, 2022, which inadvertently reported the incorrect number of shares of common stock withheld to satisfy his tax obligations. The original Form 4 also mistakenly did not indicate Mr. Toporek as a director of the Issuer in addition to being an officer and 10% holder.

SEC source: 0001753926-22-000108 · ownership.xml · nonDerivative · entry 1

Lipman Matthew E. · CIK 0001687758 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,600

F1 · shares: Transaction reported is a grant of 20,500 restricted stock units representing shares (the "2022 Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock") received as compensation for the reporting person's service as a member of the executive committee of the issuer's board of directors. The shares of Common Stock subject to the 2022 Grant vest as follows: 37% vests 12 months from the date of the grant, or January 26, 2023, 33% vests 24 months from the date of the grant, or January 26, 2024, and 30% vests 36 months from the date of the grant, or January 26, 2025, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

SEC source: 0001753926-22-000110 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,750

F1 · shares: Transaction reported is a grant of 20,500 restricted stock units representing shares (the "2022 Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock") received as compensation for the reporting person's service as a member of the executive committee of the issuer's board of directors. The shares of Common Stock subject to the 2022 Grant vest as follows: 37% vests 12 months from the date of the grant, or January 26, 2023, 33% vests 24 months from the date of the grant, or January 26, 2024, and 30% vests 36 months from the date of the grant, or January 26, 2025, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

SEC source: 0001753926-22-000106 · ownership.xml · nonDerivative · entry 1

Bottomley John · CIK 0001891682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,000

F1 · shares: Transaction reported is a grant of 20,500 restricted stock units representing shares (the "2022 Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock") received as compensation for the reporting person's service as a member of the executive committee of the issuer's board of directors. The shares of Common Stock subject to the 2022 Grant vest as follows: 37% vests 12 months from the date of the grant, or January 26, 2023, 33% vests 24 months from the date of the grant, or January 26, 2024, and 30% vests 36 months from the date of the grant, or January 26, 2025, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

SEC source: 0001753926-22-000114 · ownership.xml · nonDerivative · entry 1

Belizaire John · CIK 0001891684 · Director · CEO, Soluna Computing, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,197

F1 · shares: Transaction reported is the acquisition of common stock, par value $0.001 per share, of the issuer (the "Common Stock") as a result of the vesting of a previously grant of 3,026 restricted stock units representing shares of Common Stock received as compensation upon the achievement of performance objectives as determined by the Compensation Committee.

SEC source: 0001753926-22-001138 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,750

F1 · shares: Transaction reported is a grant of 20,500 restricted stock units representing shares (the "2022 Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock") received as compensation for the reporting person's service as a member of the executive committee of the issuer's board of directors. The shares of Common Stock subject to the 2022 Grant vest as follows: 37% vests 12 months from the date of the grant, or January 26, 2023, 33% vests 24 months from the date of the grant, or January 26, 2024, and 30% vests 36 months from the date of the grant, or January 26, 2025, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

F2 · balance_after: This corrects Mr. Phelan's Form 4 filed on January 26, 2022, which inadvertently reported the incorrect number of beneficial ownership shares of common stock due to a typographical error. The correct number of securities acquired was reported in Column 4.

SEC source: 0001753926-22-000088 · ownership.xml · nonDerivative · entry 1

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,025

F1 · shares: Transaction reported is a grant of 20,500 and 20,500 restricted stock units representing shares (the "2022 Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock") received as compensation for the reporting person's service as a member of the issuer's board of directors and as chair of the compensation committee of the board of directors, respectively. The shares of Common Stock subject to the 2022 Grant vest as follows: 37% vests 12 months from the date of the grant, or January 14, 2023, 33% vests 24 months from the date of the grant, or January 14, 2024, and 30% vests 36 months from the date of the grant, or January 14, 2025, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

SEC source: 0001753926-22-000086 · ownership.xml · nonDerivative · entry 1

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,477

F1 · shares: Transaction reported is a grant of 20,500 and 20,500 restricted stock units representing shares (the "2022 Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock") received as compensation for the reporting person's service as a member of the issuer's board of directors and as chair of the audit committee of the board of directors, respectively. The shares of Common Stock subject to the 2022 Grant vest as follows: 37% vests 12 months from the date of the grant, or January 14, 2023, 33% vests 24 months from the date of the grant, or January 14, 2024, and 30% vests 36 months from the date of the grant, or January 14, 2025, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

SEC source: 0001753926-22-000084 · ownership.xml · nonDerivative · entry 1

Hazelip William · CIK 0001848710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

F1 · shares: Transaction reported is a grant of 20,500 restricted stock units representing shares (the "2022 Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock") received as compensation for the reporting person's service as a member of the issuer's board of directors. The shares of Common Stock subject to the 2022 Grant vest as follows: 37% vests 12 months from the date of the grant, or January 14, 2023, 33% vests 24 months from the date of the grant, or January 14, 2024, and 30% vests 36 months from the date of the grant, or January 14, 2025, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

SEC source: 0001753926-22-000082 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,250

F1 · shares: Transaction reported is a grant of 20,500 and 40,000 restricted stock units representing shares (the "2022 Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock") received as compensation for the reporting person's service as a member of the issuer's board of directors and as chairman of the board of directors, respectively. The shares of Common Stock subject to the 2022 Grant vest as follows: 37% vests 12 months from the date of the grant, or January 14, 2023, 33% vests 24 months from the date of the grant, or January 14, 2024, and 30% vests 36 months from the date of the grant, or January 14, 2025, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

SEC source: 0001753926-22-000080 · ownership.xml · nonDerivative · entry 1

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

F1 · shares: Transaction reported is a grant of 20,500 restricted stock units representing shares (the "2022 Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock") received as compensation for the reporting person's service as a member of the issuer's board of directors. The shares of Common Stock subject to the 2022 Grant vest as follows: 37% vests 12 months from the date of the grant, or January 14, 2023, 33% vests 24 months from the date of the grant, or January 14, 2024, and 30% vests 36 months from the date of the grant, or January 14, 2025, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

SEC source: 0001753926-22-000078 · ownership.xml · nonDerivative · entry 1

Madhavji Alykhan · CIK 0001850138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

F1 · shares: Transaction reported is a grant of 20,500 restricted stock units representing shares (the "2022 Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock") received as compensation for the reporting person's service as a member of the issuer's board of directors. The shares of Common Stock subject to the 2022 Grant vest as follows: 37% vests 12 months from the date of the grant, or January 14, 2023, 33% vests 24 months from the date of the grant, or January 14, 2024, and 30% vests 36 months from the date of the grant, or January 14, 2025, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

SEC source: 0001753926-22-000076 · ownership.xml · nonDerivative · entry 1

Bottomley John · CIK 0001891682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

F1 · shares: Transaction reported is a grant of 20,500 restricted stock units representing shares (the "2022 Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock") received as compensation for the reporting person's service as a member of the issuer's board of directors. The shares of Common Stock subject to the 2022 Grant vest as follows: 37% vests 12 months from the date of the grant, or January 14, 2023, 33% vests 24 months from the date of the grant, or January 14, 2024, and 30% vests 36 months from the date of the grant, or January 14, 2025, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

SEC source: 0001753926-22-000074 · ownership.xml · nonDerivative · entry 1

Lipman Matthew E. · CIK 0001687758 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,100

F1 · shares: Transaction reported is a grant of 20,500 restricted stock units representing shares (the "2022 Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock") received as compensation for the reporting person's service as a member of the issuer's board of directors. The shares of Common Stock subject to the 2022 Grant vest as follows: 37% vests 12 months from the date of the grant, or January 14, 2023, 33% vests 24 months from the date of the grant, or January 14, 2024, and 30% vests 36 months from the date of the grant, or January 14, 2025, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

SEC source: 0001753926-22-001136 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,250

F1 · shares: Transaction reported is a grant of 20,500 and 40,000 restricted stock units representing shares (the "2022 Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock") received as compensation for the reporting person's service as a member of the issuer's board of directors and as chairman of the board of directors, respectively. The shares of Common Stock subject to the 2022 Grant vest as follows: 37% vests 12 months from the date of the grant, or January 14, 2023, 33% vests 24 months from the date of the grant, or January 14, 2024, and 30% vests 36 months from the date of the grant, or January 14, 2025, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

F2 · balance_after: This corrects Mr. Phelan's Form 4 filed on January 19, 2022, which inadvertently reported the incorrect number of beneficial ownership shares of common stock due to a typographical error. The correct number of securities acquired was reported in Column 4.

SEC source: 0001753926-21-000749 · ownership.xml · nonDerivative · entry 1

Thomas Jessica L. · CIK 0001833489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

SEC source: 0001753926-21-000628 · ownership.xml · nonDerivative · entry 1

Belizaire John · CIK 0001891684 · Director · CEO & Pres. of EcoChain Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,171

SEC source: 0001753926-21-000676 · ownership.xml · nonDerivative · entry 1

OReilly Mary Jennifer · CIK 0001887606 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,882

SEC source: 0001753926-21-000514 · ownership.xml · derivative · entry 2

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Stock option grant for annual board service.

F2 · derivative.exercise_date: The option is fully vested

SEC source: 0001753926-21-000514 · ownership.xml · nonDerivative · entry 1

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001837804-21-000002 · primary_doc.xml · nonDerivative · entry 1

Binyamin Moshe · CIK 0001837804 · President-MTI Instruments,Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,921

SEC source: 0001243628-21-000003 · primary_doc.xml · derivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,500

Underlying: Common Stock · 500,000 shares

Expires 2027-05-13

F1 · shares: The stock options were received as compensation for the reporting person's services as an officer of the issuer. The stock options are schedule to vest in equal installments on the first, second and third anniversaries of May 13, 2021, so long as the reporting person remains in the service of the issuer on each such anniversary. The stock options expire five years after each applicable vesting date.

F1 · derivative.exercise_date: The stock options were received as compensation for the reporting person's services as an officer of the issuer. The stock options are schedule to vest in equal installments on the first, second and third anniversaries of May 13, 2021, so long as the reporting person remains in the service of the issuer on each such anniversary. The stock options expire five years after each applicable vesting date.

F1 · derivative.expiration_date: The stock options were received as compensation for the reporting person's services as an officer of the issuer. The stock options are schedule to vest in equal installments on the first, second and third anniversaries of May 13, 2021, so long as the reporting person remains in the service of the issuer on each such anniversary. The stock options expire five years after each applicable vesting date.

SEC source: 0001311899-21-000005 · primary_doc.xml · derivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,850

Underlying: Common Stock · 26,600 shares

Expires 2026-05-13

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer.

SEC source: 0001848710-21-000004 · primary_doc.xml · derivative · entry 1

Hazelip William · CIK 0001848710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,600

Underlying: Common Stock · 26,600 shares

Expires 2026-05-13

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer.

SEC source: 0001312027-21-000005 · primary_doc.xml · derivative · entry 1

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,100

Underlying: Common Stock · 26,600 shares

Expires 2026-05-13

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer.

SEC source: 0001687758-21-000003 · primary_doc.xml · derivative · entry 1

Lipman Matthew E. · CIK 0001687758 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,100

Underlying: Common Stock · 26,600 shares

Expires 2026-05-13

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer.

SEC source: 0001687731-21-000002 · primary_doc.xml · derivative · entry 1

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,100

Underlying: Common Stock · 26,600 shares

Expires 2026-05-13

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer.

SEC source: 0001183209-21-000005 · primary_doc.xml · derivative · entry 1

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,600

Underlying: Common Stock · 26,600 shares

Expires 2026-05-13

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer.

SEC source: 0001850138-21-000003 · primary_doc.xml · derivative · entry 1

Madhavji Alykhan · CIK 0001850138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,600

Underlying: Common Stock · 26,600 shares

Expires 2026-05-13

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer.

SEC source: 0001687758-21-000002 · primary_doc.xml · nonDerivative · entry 1

Lipman Matthew E. · CIK 0001687758 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,600

SEC source: 0001243628-21-000002 · primary_doc.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

SEC source: 0001311899-21-000004 · primary_doc.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,750

SEC source: 0001183209-21-000003 · primary_doc.xml · nonDerivative · entry 1

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,977

SEC source: 0001312027-21-000004 · primary_doc.xml · nonDerivative · entry 1

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,025

SEC source: 0001687731-21-000001 · primary_doc.xml · nonDerivative · entry 1

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

SEC source: 0001850138-21-000002 · primary_doc.xml · derivative · entry 2

Madhavji Alykhan · CIK 0001850138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2030-03-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MKTY common stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on March 25, 2022, which is the first anniversary of the date on which the awards were granted. Vested shares will be delivered to the reporting person as soon as practicable following applicable vesting date.

SEC source: 0001850138-21-000002 · primary_doc.xml · derivative · entry 1

Madhavji Alykhan · CIK 0001850138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2030-03-25

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 25, 2022, which is the first anniversary of the date on which the options were granted.

SEC source: 0001848710-21-000003 · primary_doc.xml · derivative · entry 2

Hazelip William · CIK 0001848710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2030-03-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MKTY common stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on March 25, 2022, which is the first anniversary of the date on which the awards were granted. Vested shares will be delivered to the reporting person as soon as practicable following applicable vesting date.

SEC source: 0001848710-21-000003 · primary_doc.xml · derivative · entry 1

Hazelip William · CIK 0001848710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2030-03-25

F2 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 25, 2022, which is the first anniversary of the date on which the options were granted.