Phelan William P

SEC source: 0001493152-26-041566 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,279,985

F1 · price: Represents the average sales price of shares sold ranging from $1.11- $1.125 per share Common Stock. Mr. Phelan undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold in each separate lot.

SEC source: 0001493152-26-041022 · ownership.xml · nonDerivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,045

SEC source: 0001493152-26-041022 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,233

SEC source: 0001493152-26-040462 · ownership.xml · nonDerivative · entry 3

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,272

SEC source: 0001493152-26-040462 · ownership.xml · nonDerivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,371

SEC source: 0001493152-26-040462 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,233

SEC source: 0001493152-26-040055 · ownership.xml · nonDerivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,233

SEC source: 0001493152-26-040055 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,233

SEC source: 0001493152-26-039694 · ownership.xml · nonDerivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,076

SEC source: 0001493152-26-039694 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,233

SEC source: 0001493152-26-029596 · ownership.xml · nonDerivative · entry 3

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,233

SEC source: 0001493152-26-029596 · ownership.xml · nonDerivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,307

SEC source: 0001493152-26-029596 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,120

SEC source: 0001493152-26-027075 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,292,022

F1 · shares: Transaction reported is a grant of 973,307 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer

SEC source: 0001493152-25-028154 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,318,715

SEC source: 0001493152-25-027500 · ownership.xml · nonDerivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,233

F2 · price: Represents the average sales price of shares sold ranging from $9.25-$9.61 per share of 9.0% Series A Cumulative Preferred Stock. Mr. Phelan undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold in each separate lot.

SEC source: 0001493152-25-027500 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,970

F1 · price: Represents the average sales price of shares sold ranging from $9.43-$9.70 per share of 9.0% Series A Cumulative Preferred Stock. Mr. Phelan undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold in each separate lot.

SEC source: 0001493152-25-026007 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,320,015

F1 · shares: Transaction reported is a grant of 917,932 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer

SEC source: 0001493152-25-024651 · ownership.xml · nonDerivative · entry 3

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,971

SEC source: 0001493152-25-024651 · ownership.xml · nonDerivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,471

SEC source: 0001493152-25-024651 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,971

SEC source: 0001641172-25-026267 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 402,083

F1 · shares: Transaction reported is a grant of 133,560 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer

SEC source: 0001641172-25-014828 · ownership.xml · nonDerivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,071

F2 · price: Represents the average sales price of shares sold ranging from $2.55- $3.00 per share of 9.0% Series A Cumulative Preferred Stock. Mr. Phelan undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold in each separate lot.

SEC source: 0001641172-25-014828 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,421

F1 · price: Represents the average sales price of shares sold ranging from $2.76- $3.26 per share of 9.0% Series A Cumulative Preferred Stock. Mr. Phelan undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold in each separate lot.

SEC source: 0001641172-25-013461 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,523

F1 · shares: Transaction reported is a grant of 99,115 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer

SEC source: 0001493152-24-048560 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,408

F1 · shares: Transaction reported is a grant of 49,315 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer

SEC source: 0001493152-24-035064 · ownership.xml · nonDerivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,093

F2 · shares: Transaction reported is a grant of 48,769 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer

SEC source: 0001493152-24-035064 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,324

F1 · shares: Transaction reported is a grant of 4,076 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

SEC source: 0001493152-24-022847 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,248

F1 · shares: Transaction reported is a grant of 6,852 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

SEC source: 0001493152-24-015104 · ownership.xml · derivative · entry 4

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,688 shares

Expires 2027-11-22

F4 · price: On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

F3 · derivative.exercise_date: All shares of Common Stock subject to this stock option were vested and exercisable on the date of cancellation.

SEC source: 0001493152-24-015104 · ownership.xml · derivative · entry 3

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,064 shares

Expires 2026-05-13

F4 · price: On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

F3 · derivative.exercise_date: All shares of Common Stock subject to this stock option were vested and exercisable on the date of cancellation.

SEC source: 0001493152-24-015104 · ownership.xml · nonDerivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,396

F2 · shares: Transaction reported is a grant of 47,059 restricted stock awards representing shares of Common Stock, which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

SEC source: 0001493152-24-015104 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,421

F1 · shares: Transaction reported is a grant of 185,421 restricted stock awards representing shares of Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share, of the issuer ("Preferred Stock"), which were approved by the Compensation Committee. The shares of Preferred Stock will vest 33% on June 1, 2025, 33% on June 1, 2026, and 34% on June 1, 2027, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

SEC source: 0001493152-22-033628 · ownership.xml · derivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,038

Underlying: Common Stock · 117,188 shares

Expires 2027-11-22

F1 · derivative.exercise_price: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

F1 · derivative.exercise_date: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

F1 · derivative.expiration_date: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

SEC source: 0001753926-22-001140 · ownership.xml · nonDerivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,407.065

SEC source: 0001753926-22-001140 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,949.065

SEC source: 0001753926-22-000110 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,750

F1 · shares: Transaction reported is a grant of 20,500 restricted stock units representing shares (the "2022 Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock") received as compensation for the reporting person's service as a member of the executive committee of the issuer's board of directors. The shares of Common Stock subject to the 2022 Grant vest as follows: 37% vests 12 months from the date of the grant, or January 26, 2023, 33% vests 24 months from the date of the grant, or January 26, 2024, and 30% vests 36 months from the date of the grant, or January 26, 2025, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

SEC source: 0001753926-22-001138 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,750

F1 · shares: Transaction reported is a grant of 20,500 restricted stock units representing shares (the "2022 Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock") received as compensation for the reporting person's service as a member of the executive committee of the issuer's board of directors. The shares of Common Stock subject to the 2022 Grant vest as follows: 37% vests 12 months from the date of the grant, or January 26, 2023, 33% vests 24 months from the date of the grant, or January 26, 2024, and 30% vests 36 months from the date of the grant, or January 26, 2025, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

F2 · balance_after: This corrects Mr. Phelan's Form 4 filed on January 26, 2022, which inadvertently reported the incorrect number of beneficial ownership shares of common stock due to a typographical error. The correct number of securities acquired was reported in Column 4.

SEC source: 0001753926-22-000082 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,250

F1 · shares: Transaction reported is a grant of 20,500 and 40,000 restricted stock units representing shares (the "2022 Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock") received as compensation for the reporting person's service as a member of the issuer's board of directors and as chairman of the board of directors, respectively. The shares of Common Stock subject to the 2022 Grant vest as follows: 37% vests 12 months from the date of the grant, or January 14, 2023, 33% vests 24 months from the date of the grant, or January 14, 2024, and 30% vests 36 months from the date of the grant, or January 14, 2025, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

SEC source: 0001753926-22-001136 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,250

F1 · shares: Transaction reported is a grant of 20,500 and 40,000 restricted stock units representing shares (the "2022 Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock") received as compensation for the reporting person's service as a member of the issuer's board of directors and as chairman of the board of directors, respectively. The shares of Common Stock subject to the 2022 Grant vest as follows: 37% vests 12 months from the date of the grant, or January 14, 2023, 33% vests 24 months from the date of the grant, or January 14, 2024, and 30% vests 36 months from the date of the grant, or January 14, 2025, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

F2 · balance_after: This corrects Mr. Phelan's Form 4 filed on January 19, 2022, which inadvertently reported the incorrect number of beneficial ownership shares of common stock due to a typographical error. The correct number of securities acquired was reported in Column 4.

SEC source: 0001311899-21-000005 · primary_doc.xml · derivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,850

Underlying: Common Stock · 26,600 shares

Expires 2026-05-13

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer.

SEC source: 0001311899-21-000004 · primary_doc.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,750

SEC source: 0001311899-21-000002 · primary_doc.xml · derivative · entry 12

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2028-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options became exercisable in four equal annual installments beginning on December 12, 2019, which was the first anniversary of the date on which the options were granted.

SEC source: 0001311899-21-000002 · primary_doc.xml · derivative · entry 11

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2026-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options became exercisable in four equal annual installments beginning on January 14, 2017, which was the first anniversary of the date on which the options were granted.

SEC source: 0001311899-21-000002 · primary_doc.xml · derivative · entry 10

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options became exercisable in four equal annual installments beginning on March 5, 2016, which was the first anniversary of the date on which the options were granted.

SEC source: 0001311899-21-000002 · primary_doc.xml · derivative · entry 9

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options became exercisable in four equal annual installments beginning on March 12, 2015, which was the first anniversary of the date on which the options were granted.

SEC source: 0001311899-21-000002 · primary_doc.xml · derivative · entry 8

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2023-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options became exercisable in four equal annual installments beginning on June 12, 2014, which was the first anniversary of the date on which the options were granted.

SEC source: 0001311899-21-000002 · primary_doc.xml · derivative · entry 7

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2022-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options became exercisable in four equal annual installments beginning on July 2, 2013, which was the first anniversary of the date on which the options were granted.

SEC source: 0001311899-21-000002 · primary_doc.xml · nonDerivative · entry 6

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001311899-21-000002 · primary_doc.xml · nonDerivative · entry 5

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.