Tapewire

Nasdaq · USD

SLNH

Soluna Holdings, Inc

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Tapewire entity
6098
SEC CIK
0000064463
Parsed reports
263

Last 12 months

Inside the activity.

5 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202508
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202610
Jun 2026010
Jul 202600
Aug 2026410
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 23, 2026 Filed Sep 24, 2026 20:30 UTC
Thomas Jessica L.Chief Accounting Officer
SaleCommon Stock 30,000 $1.26 $37,800.00
Disclosure

SEC source: 0001493152-26-044152 · ownership.xml · nonDerivative · entry 1

Thomas Jessica L. · CIK 0001833489 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,481,417

Read SEC document
September 03, 2026 Filed Sep 4, 2026 20:42 UTC SaleCommon Stock 12,037 $1.12 $13,481.44
Disclosure

SEC source: 0001493152-26-041566 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,279,985

F1 · price: Represents the average sales price of shares sold ranging from $1.11- $1.125 per share Common Stock. Mr. Phelan undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold in each separate lot.

Read SEC document
September 01, 2026 Filed Sep 17, 2026 20:30 UTC
Thomas Jessica L.Chief Accounting Officer
Tax withholdingCommon Stock 5,343 $1.05 $5,610.15
Disclosure

SEC source: 0001493152-26-043140 · ownership.xml · nonDerivative · entry 1

Thomas Jessica L. · CIK 0001833489 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,511,417

Read SEC document
September 01, 2026 Filed Sep 17, 2026 20:30 UTC
OReilly Mary JenniferChief People Officer
Tax withholdingCommon Stock 16,189 $1.05 $16,998.45
Disclosure

SEC source: 0001493152-26-043141 · ownership.xml · nonDerivative · entry 1

OReilly Mary Jennifer · CIK 0001887606 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,687,486

Read SEC document
September 01, 2026 Filed Sep 1, 2026 20:30 UTC
Belizaire JohnDirector · Chief Executive Officer
Sale9.0% Series A Cumulative Perpetual Preferred Stock 1,000 $11.91 $11,910.00
Disclosure

SEC source: 0001493152-26-041021 · ownership.xml · nonDerivative · entry 1

Belizaire John · CIK 0001891684 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,042

F1 · kind: Transaction reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2025.

F1 · shares: Transaction reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2025.

Read SEC document
August 31, 2026 Filed Sep 1, 2026 20:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 3,188 $12.08 $38,511.04
Disclosure

SEC source: 0001493152-26-041022 · ownership.xml · nonDerivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,045

Read SEC document
August 28, 2026 Filed Aug 31, 2026 20:30 UTC
PICCHI MICHAELChief Financial Officer
PurchaseCommon Stock 20,000 $1.13 $22,600.00
Disclosure

SEC source: 0001493152-26-040836 · ownership.xml · nonDerivative · entry 1

PICCHI MICHAEL · CIK 0001297074 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,431,250

Read SEC document
August 28, 2026 Filed Sep 1, 2026 20:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 5,039 $12.25 $61,727.75
Disclosure

SEC source: 0001493152-26-041022 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,233

Read SEC document
August 27, 2026 Filed Aug 27, 2026 22:53 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 8,099 $12.08 $97,835.92
Disclosure

SEC source: 0001493152-26-040462 · ownership.xml · nonDerivative · entry 3

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,272

Read SEC document
August 26, 2026 Filed Aug 27, 2026 22:56 UTC
Belizaire JohnDirector · Chief Executive Officer
PurchaseCommon Stock 50,000 $1.20 $60,000.00
Disclosure

SEC source: 0001493152-26-040464 · ownership.xml · nonDerivative · entry 1

Belizaire John · CIK 0001891684 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,063,105

Read SEC document
August 26, 2026 Filed Aug 27, 2026 22:53 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 1,862 $12.09 $22,511.58
Disclosure

SEC source: 0001493152-26-040462 · ownership.xml · nonDerivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,371

Read SEC document
August 25, 2026 Filed Aug 27, 2026 22:53 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 5,000 $12.00 $60,000.00
Disclosure

SEC source: 0001493152-26-040462 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,233

Read SEC document
August 24, 2026 Filed Aug 24, 2026 21:24 UTC
PICCHI MICHAELChief Financial Officer
PurchaseCommon Stock 10,000 $1.14 $11,400.00
Disclosure

SEC source: 0001493152-26-039911 · ownership.xml · nonDerivative · entry 2

PICCHI MICHAEL · CIK 0001297074 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,411,250

Read SEC document
August 24, 2026 Filed Aug 25, 2026 20:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 5,000 $11.66 $58,300.00
Disclosure

SEC source: 0001493152-26-040055 · ownership.xml · nonDerivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,233

Read SEC document
August 21, 2026 Filed Aug 25, 2026 20:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 8,843 $12.29 $108,680.47
Disclosure

SEC source: 0001493152-26-040055 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,233

Read SEC document
August 20, 2026 Filed Aug 21, 2026 20:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 1,157 $12.45 $14,404.65
Disclosure

SEC source: 0001493152-26-039694 · ownership.xml · nonDerivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,076

Read SEC document
August 20, 2026 Filed Aug 24, 2026 21:24 UTC
PICCHI MICHAELChief Financial Officer
PurchaseCommon Stock 20,000 $1.15 $23,000.00
Disclosure

SEC source: 0001493152-26-039911 · ownership.xml · nonDerivative · entry 1

PICCHI MICHAEL · CIK 0001297074 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,401,250

Read SEC document
August 19, 2026 Filed Aug 21, 2026 20:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 5,000 $12.61 $63,050.00
Disclosure

SEC source: 0001493152-26-039694 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,233

Read SEC document
August 17, 2026 Filed Aug 18, 2026 20:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 9,007 $12.34 $111,146.38
Disclosure

SEC source: 0001493152-26-039022 · ownership.xml · nonDerivative · entry 1

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the average sales price of shares sold ranging from $12.23- $12.45 per share of 9.0% Series A Cumulative Preferred Stock. Mr. Hirshfield undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold in each separate lot.

Read SEC document
August 01, 2026 Filed Aug 4, 2026 21:27 UTC
Carver RyanChief Development Officer
GrantCommon Stock 3,200,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-036036 · ownership.xml · nonDerivative · entry 1

Carver Ryan · CIK 0002145990 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,200,000

F1 · shares: Transaction reported is a grant of 3,200,000 restricted stock units representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on July 13, 2027, 33% on July 13, 2028, and 34% on July 13, 2029, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
June 22, 2026 Filed Jun 22, 2026 20:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 3,074 $11.00 $33,814.00
Disclosure

SEC source: 0001493152-26-029596 · ownership.xml · nonDerivative · entry 3

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,233

Read SEC document
June 18, 2026 Filed Jun 22, 2026 20:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 4,813 $11.00 $52,943.00
Disclosure

SEC source: 0001493152-26-029596 · ownership.xml · nonDerivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,307

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 10,113 $10.75 $108,714.75
Disclosure

SEC source: 0001493152-26-029596 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,120

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:30 UTC
Thomas Jessica L.Chief Accounting Officer
SaleCommon Stock 4,838 $1.70 $8,224.60
Disclosure

SEC source: 0001493152-26-029094 · ownership.xml · nonDerivative · entry 1

Thomas Jessica L. · CIK 0001833489 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,516,760

Read SEC document
June 11, 2026 Filed Jun 12, 2026 20:36 UTC
OReilly Mary JenniferChief People Officer
Sale9.0% Series A Cumulative Perpetual Preferred Stock 1,071 $11.10 $11,888.10
Disclosure

SEC source: 0001493152-26-028471 · ownership.xml · nonDerivative · entry 2

OReilly Mary Jennifer · CIK 0001887606 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:36 UTC
OReilly Mary JenniferChief People Officer
Sale9.0% Series A Cumulative Perpetual Preferred Stock 5,729 $10.80 $61,873.20
Disclosure

SEC source: 0001493152-26-028471 · ownership.xml · nonDerivative · entry 1

OReilly Mary Jennifer · CIK 0001887606 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,071

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:35 UTC
Thomas Jessica L.Chief Accounting Officer
Sale9.0% Series A Cumulative Perpetual Preferred Stock 2,500 $10.90 $27,250.00
Disclosure

SEC source: 0001493152-26-028469 · ownership.xml · nonDerivative · entry 1

Thomas Jessica L. · CIK 0001833489 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900

Read SEC document
June 08, 2026 Filed Jun 10, 2026 21:03 UTC
OReilly Mary JenniferChief People Officer
Sale9.0% Series A Cumulative Perpetual Preferred Stock 6,600 $10.80 $71,280.00
Disclosure

SEC source: 0001493152-26-028138 · ownership.xml · nonDerivative · entry 1

OReilly Mary Jennifer · CIK 0001887606 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,800

Read SEC document
June 01, 2026 Filed Jun 1, 2026 20:19 UTC
Belizaire JohnDirector · Chief Executive Officer
Sale9.0% Series A Cumulative Perpetual Preferred Stock 1,000 $10.40 $10,400.00
Disclosure

SEC source: 0001493152-26-026628 · ownership.xml · nonDerivative · entry 1

Belizaire John · CIK 0001891684 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,042

F1 · kind: Transaction reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2025.

F1 · shares: Transaction reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2025.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:43 UTC GrantCommon Stock 7,310,534 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-027115 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,132,816

F1 · shares: Transaction reported is a grant of 7,310,534 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 1,000 $10.00 $10,004.50
Disclosure

SEC source: 0001493152-26-027094 · ownership.xml · nonDerivative · entry 2

Bottomley John · CIK 0001891682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,489

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:30 UTC GrantCommon Stock 726,401 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-027094 · ownership.xml · nonDerivative · entry 1

Bottomley John · CIK 0001891682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,703,559

F1 · shares: Transaction reported is a grant of 726,401 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:30 UTC
Thomas Jessica L.Chief Accounting Officer
GrantCommon Stock 726,401 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-027093 · ownership.xml · nonDerivative · entry 1

Thomas Jessica L. · CIK 0001833489 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,521,598

F1 · shares: Transaction reported is a grant of 726,401 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on June 1, 2027, 33% on June 1, 2028, and 34% on June 1, 2029, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:30 UTC GrantCommon Stock 726,401 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-027090 · ownership.xml · nonDerivative · entry 1

Lipman Matthew E. · CIK 0001687758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,703,803

F1 · shares: Transaction reported is a grant of 726,401 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:30 UTC GrantCommon Stock 726,401 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-027086 · ownership.xml · nonDerivative · entry 1

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,702,719

F1 · shares: Transaction reported is a grant of 726,401 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:30 UTC
Belizaire JohnDirector · Chief Executive Officer
Tax withholdingCommon Stock 58,984 $1.67 $98,503.28
Disclosure

SEC source: 0001493152-26-027082 · ownership.xml · nonDerivative · entry 2

Belizaire John · CIK 0001891684 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,013,105

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:30 UTC
Belizaire JohnDirector · Chief Executive Officer
GrantCommon Stock 3,018,802 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-027082 · ownership.xml · nonDerivative · entry 1

Belizaire John · CIK 0001891684 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,072,089

F1 · shares: Transaction reported is a grant of 3,018,802 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on June 1, 2027, 33% on June 1, 2028, and 34% on June 1, 2029, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:30 UTC GrantCommon Stock 726,401 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-027106 · ownership.xml · nonDerivative · entry 1

Hazelip William · CIK 0001848710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,702,859

F1 · shares: Transaction reported is a grant of 726,401 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:30 UTC GrantCommon Stock 849,556 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-027077 · ownership.xml · nonDerivative · entry 1

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,998,596

F1 · shares: Transaction reported is a grant of 849,556 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:30 UTC
OReilly Mary JenniferChief People Officer
GrantCommon Stock 726,401 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-027079 · ownership.xml · nonDerivative · entry 1

OReilly Mary Jennifer · CIK 0001887606 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,703,675

F1 · shares: Transaction reported is a grant of 726,401 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on June 1, 2027, 33% on June 1, 2028, and 34% on June 1, 2029, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:30 UTC GrantCommon Stock 849,556 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-027076 · ownership.xml · nonDerivative · entry 1

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,029,343

F1 · shares: Transaction reported is a grant of 849,556 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:30 UTC GrantCommon Stock 973,307 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-027075 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,292,022

F1 · shares: Transaction reported is a grant of 973,307 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer

Read SEC document
May 21, 2026 Filed May 22, 2026 20:30 UTC
PICCHI MICHAELChief Financial Officer
PurchaseCommon Stock 100,000 $1.63 $163,200.00
Disclosure

SEC source: 0001493152-26-025035 · ownership.xml · nonDerivative · entry 1

PICCHI MICHAEL · CIK 0001297074 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,381,250

F1 · price: Represents the average purchase price of shares sold ranging from $1.61- $1.65 per share of Common Stock. Mr. Picchi undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares purchased in each separate lot.

Read SEC document
April 06, 2026 Filed Apr 8, 2026 20:30 UTC
Belizaire JohnDirector · Chief Executive Officer
Sale9.0% Series A Cumulative Perpetual Preferred Stock 1,000 $7.25 $7,250.00
Disclosure

SEC source: 0001493152-26-015712 · ownership.xml · nonDerivative · entry 1

Belizaire John · CIK 0001891684 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,042

F1 · kind: Transaction reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2025.

F1 · shares: Transaction reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2025.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:30 UTC
Thomas Jessica L.Chief Accounting Officer
GrantCommon Stock 460,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-000396 · ownership.xml · nonDerivative · entry 1

Thomas Jessica L. · CIK 0001833489 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 795,197

F1 · shares: Transaction reported is a grant of 460,000 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on December 1, 2026, 33% on December 1, 2027, and 34% on December 1, 2028, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
December 16, 2025 Filed Dec 17, 2025 21:30 UTC SaleCommon Stock 1,300 $1.41 $1,833.00
Disclosure

SEC source: 0001493152-25-028154 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,318,715

Read SEC document
December 12, 2025 Filed Dec 12, 2025 21:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 2,000 $9.76 $19,520.00
Disclosure

SEC source: 0001493152-25-027501 · ownership.xml · nonDerivative · entry 3

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,007

F2 · price: Represents the average sales price of shares sold ranging from $9.72- $9.79 per share of 9.0% Series A Cumulative Preferred Stock. Mr. Hirshfield undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold in each separate lot.

Read SEC document
December 12, 2025 Filed Dec 15, 2025 21:30 UTC
MICHAELS DAVID CDirector · Chief Financial Officer
Sale9.0% Series A Cumulative Perpetual Preferred Stock 5,669 $9.26 $52,494.94
Disclosure

SEC source: 0001493152-25-027752 · ownership.xml · nonDerivative · entry 2

MICHAELS DAVID C · CIK 0001183209 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,977

Read SEC document
December 12, 2025 Filed Dec 15, 2025 21:30 UTC
MICHAELS DAVID CDirector · Chief Financial Officer
SaleCommon Stock 1,017 $2.19 $2,227.23
Disclosure

SEC source: 0001493152-25-027752 · ownership.xml · nonDerivative · entry 1

MICHAELS DAVID C · CIK 0001183209 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,179,787

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December 11, 2025 Filed Dec 12, 2025 21:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 741 $9.90 $7,335.90
Disclosure

SEC source: 0001493152-25-027501 · ownership.xml · nonDerivative · entry 2

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,007

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.