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person · Reporting owner

TOPOREK MICHAEL

Disclosed activity across 2 companies

Tapewire entity
24802
SEC CIK
0001243628

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Capstone Holding Corp.CAPS · Entity 8383DirectorAugust 07, 2026August 12, 2026
Soluna Holdings, IncSLNH · Entity 6098DirectorJune 01, 2026June 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Capstone Holding Corp.

Report date August 07, 2026 · Filed August 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,492,647 Reported balance After 2026-08-07 transaction · row 1
1 source row

Row 1 · 2026-08-07 · Grant · Acquired 1,094,647 · Balance 1,492,647

F1: THE REPORTED SHARES ARE UNVESTED RESTRICTED STOCK AND MAY NOT BE SOLD, TRANSFERRED OR PLEDGED. Including 1,094,647 shares of common stock granted to the Reporting Person on August 7, 2026 as restricted stock awards, for no consideration, under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. The restricted stock awards will vest in full only upon the Reporting Person's Separation Date, as defined in the Reporting Person's Master Restricted Stock Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: THE REPORTED SHARES ARE UNVESTED RESTRICTED STOCK AND MAY NOT BE SOLD, TRANSFERRED OR PLEDGED. Including 1,094,647 shares of common stock granted to the Reporting Person on August 7, 2026 as restricted stock awards, for no consideration, under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. The restricted stock awards will vest in full only upon the Reporting Person's Separation Date, as defined in the Reporting Person's Master Restricted Stock Agreement.

Soluna Holdings, Inc

Report date June 01, 2026 · Filed June 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,132,816 Reported balance After 2026-06-01 transaction · row 1
1 source row

Row 1 · 2026-06-01 · Grant · Acquired 7,310,534 · Balance 17,132,816

F1: Transaction reported is a grant of 7,310,534 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Transaction reported is a grant of 7,310,534 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 07, 2026 Filed Aug 12, 2026 00:18 UTC Capstone Holding Corp. CAPS · Entity 8383 GrantCommon Stock 1,094,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-027116 · rdgdoc.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,492,647

F1 · price: THE REPORTED SHARES ARE UNVESTED RESTRICTED STOCK AND MAY NOT BE SOLD, TRANSFERRED OR PLEDGED. Including 1,094,647 shares of common stock granted to the Reporting Person on August 7, 2026 as restricted stock awards, for no consideration, under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. The restricted stock awards will vest in full only upon the Reporting Person's Separation Date, as defined in the Reporting Person's Master Restricted Stock Agreement.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:43 UTC Soluna Holdings, Inc SLNH · Entity 6098 GrantCommon Stock 7,310,534 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-027115 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,132,816

F1 · shares: Transaction reported is a grant of 7,310,534 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
March 30, 2026 Filed Apr 1, 2026 22:40 UTC Capstone Holding Corp. CAPS · Entity 8383 GrantRestricted Stock Award · Derivative 356,250 $0.65 Strike: $0.00 $231,206.25
Disclosure

SEC source: 0001213900-26-038701 · ownership.xml · derivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 356,250

Underlying: Common Stock · 356,250 shares

Expires not disclosed

F1 · security: The RSUs vest in full on March 30, 2029, which is the third anniversary of the March 30, 2026 grant date, subject to the Reporting Person's continued service through such vesting date.

F1 · derivative.exercise_date: The RSUs vest in full on March 30, 2029, which is the third anniversary of the March 30, 2026 grant date, subject to the Reporting Person's continued service through such vesting date.

F1 · derivative.expiration_date: The RSUs vest in full on March 30, 2029, which is the third anniversary of the March 30, 2026 grant date, subject to the Reporting Person's continued service through such vesting date.

Read SEC document
March 30, 2026 Filed Jul 24, 2026 20:28 UTC Amendment Capstone Holding Corp. CAPS · Entity 8383 GrantCommon Stock 356,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-024418 · rdgdoc.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 391,678

F1 · security: This Form 4/A is being filed solely to correct the nature of the shares and the vesting schedule reported as granted on April 1, 2026. This amendment reflects that the shares granted were shares of common stock, rather than restricted stock units, and corrects the vesting schedule of the shares granted.

F2 · shares: Including 356,250 shares of common stock granted to the Reporting Person on March 30, 2026 as restricted stock awards, for no consideration. The restricted stock awards will vest in full only upon the Reporting Person's death or disability, removal from the Board of Directors other than for Cause, or failure to be re-elected to the Board of Directors. If the Reporting Person voluntarily resigns from the Board of Directors before the applicable vesting event, the restricted stock awards will be forfeited.

F2 · price: Including 356,250 shares of common stock granted to the Reporting Person on March 30, 2026 as restricted stock awards, for no consideration. The restricted stock awards will vest in full only upon the Reporting Person's death or disability, removal from the Board of Directors other than for Cause, or failure to be re-elected to the Board of Directors. If the Reporting Person voluntarily resigns from the Board of Directors before the applicable vesting event, the restricted stock awards will be forfeited.

F2 · balance_after: Including 356,250 shares of common stock granted to the Reporting Person on March 30, 2026 as restricted stock awards, for no consideration. The restricted stock awards will vest in full only upon the Reporting Person's death or disability, removal from the Board of Directors other than for Cause, or failure to be re-elected to the Board of Directors. If the Reporting Person voluntarily resigns from the Board of Directors before the applicable vesting event, the restricted stock awards will be forfeited.

F3 · balance_after: Excludes 121,774 shares controlled by the Reporting Person, through his control of BP Peptides, LLC.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 22:03 UTC Soluna Holdings, Inc SLNH · Entity 6098 GrantCommon Stock 6,894,614 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-026009 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,822,282

F1 · shares: Transaction reported is a grant of 6,894,614 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
September 01, 2025 Filed Sep 2, 2025 22:37 UTC Soluna Holdings, Inc SLNH · Entity 6098 GrantCommon Stock 1,003,176 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-026269 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,927,668

F1 · shares: Transaction reported is a grant of 1,003,176 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 20:30 UTC Soluna Holdings, Inc SLNH · Entity 6098 GrantCommon Stock 744,454 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-013463 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,924,492

F1 · shares: Transaction reported is a grant of 744,454 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
March 07, 2025 Filed Jul 24, 2026 20:27 UTC Capstone Holding Corp. CAPS · Entity 8383 PurchaseCommon Stock 41,750 $4.00 $167,000.00
Disclosure

SEC source: 0001437749-26-024417 · rdgdoc.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,750

Read SEC document
December 11, 2024 Filed Dec 13, 2024 02:30 UTC Soluna Holdings, Inc SLNH · Entity 6098 Sale9.0% Series A Cumulative Perpetual Preferred Stock 574 $10.00 $5,740.00
Disclosure

SEC source: 0001493152-24-049853 · ownership.xml · nonDerivative · entry 2

TOPOREK MICHAEL · CIK 0001243628 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,246,188

Read SEC document
December 10, 2024 Filed Dec 13, 2024 02:30 UTC Soluna Holdings, Inc SLNH · Entity 6098 Sale9.0% Series A Cumulative Perpetual Preferred Stock 100 $10.40 $1,040.00
Disclosure

SEC source: 0001493152-24-049853 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,246,762

Read SEC document
December 09, 2024 Filed Dec 10, 2024 02:30 UTC Soluna Holdings, Inc SLNH · Entity 6098 Sale9.0% Series A Cumulative Perpetual Preferred Stock 208 $10.60 $2,204.80
Disclosure

SEC source: 0001493152-24-049339 · ownership.xml · nonDerivative · entry 2

TOPOREK MICHAEL · CIK 0001243628 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,246,862

Read SEC document
December 05, 2024 Filed Dec 10, 2024 02:30 UTC Soluna Holdings, Inc SLNH · Entity 6098 Sale9.0% Series A Cumulative Perpetual Preferred Stock 12 $11.50 $138.00
Disclosure

SEC source: 0001493152-24-049339 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,247,070

Read SEC document
December 01, 2024 Filed Dec 4, 2024 02:30 UTC Soluna Holdings, Inc SLNH · Entity 6098 GrantCommon Stock 370,402 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048563 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,180,038

F1 · shares: Transaction reported is a grant of 370,402 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
November 11, 2024 Filed Nov 12, 2024 20:29 UTC Soluna Holdings, Inc SLNH · Entity 6098 SaleCommon Stock 9,080 $4.00 $36,320.00
Disclosure

SEC source: 0001493152-24-044716 · ownership.xml · nonDerivative · entry 3

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · ownership.nature: These reported sales of Common Stock occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Brookstone Partners Acquisition XXIV, LLC ("Brookstone XXIV") on May 29, 2024. These shares of Common Stock are held by Brookstone XXIV. As the Manager of Brookstone XXIV, Brookstone Partners I.A.C. may be deemed to beneficially own the shares of Common Stock held by Brookstone XXIV. The reporting person is a Managing General Partner of Brookstone Partners I.A.C. and shares voting and dispositive power over the shares of Common Stock held by Brookstone XXIV and therefore may be deemed to beneficially own these shares. The reporting person disclaims such beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 20:29 UTC Soluna Holdings, Inc SLNH · Entity 6098 SaleCommon Stock 21,900 $3.42 $74,898.00
Disclosure

SEC source: 0001493152-24-044716 · ownership.xml · nonDerivative · entry 2

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 9,080

F1 · ownership.nature: These reported sales of Common Stock occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Brookstone Partners Acquisition XXIV, LLC ("Brookstone XXIV") on May 29, 2024. These shares of Common Stock are held by Brookstone XXIV. As the Manager of Brookstone XXIV, Brookstone Partners I.A.C. may be deemed to beneficially own the shares of Common Stock held by Brookstone XXIV. The reporting person is a Managing General Partner of Brookstone Partners I.A.C. and shares voting and dispositive power over the shares of Common Stock held by Brookstone XXIV and therefore may be deemed to beneficially own these shares. The reporting person disclaims such beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 01:03 UTC Soluna Holdings, Inc SLNH · Entity 6098 SaleCommon Stock 24,420 $3.59 $87,667.80
Disclosure

SEC source: 0001493152-24-044112 · ownership.xml · nonDerivative · entry 4

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 30,980

F1 · ownership.nature: These reported sales of Common Stock occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Brookstone Partners Acquisition XXIV, LLC ("Brookstone XXIV") on May 29, 2024. These shares of Common Stock are held by Brookstone XXIV. As the Manager of Brookstone XXIV, Brookstone Partners I.A.C. may be deemed to beneficially own the shares of Common Stock held by Brookstone XXIV. The reporting person is a Managing General Partner of Brookstone Partners I.A.C. and shares voting and dispositive power over the shares of Common Stock held by Brookstone XXIV and therefore may be deemed to beneficially own these shares. The reporting person disclaims such beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 01:03 UTC Soluna Holdings, Inc SLNH · Entity 6098 SaleCommon Stock 23,700 $3.56 $84,372.00
Disclosure

SEC source: 0001493152-24-044112 · ownership.xml · nonDerivative · entry 3

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 55,400

F1 · ownership.nature: These reported sales of Common Stock occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Brookstone Partners Acquisition XXIV, LLC ("Brookstone XXIV") on May 29, 2024. These shares of Common Stock are held by Brookstone XXIV. As the Manager of Brookstone XXIV, Brookstone Partners I.A.C. may be deemed to beneficially own the shares of Common Stock held by Brookstone XXIV. The reporting person is a Managing General Partner of Brookstone Partners I.A.C. and shares voting and dispositive power over the shares of Common Stock held by Brookstone XXIV and therefore may be deemed to beneficially own these shares. The reporting person disclaims such beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 05, 2024 Filed Nov 8, 2024 01:03 UTC Soluna Holdings, Inc SLNH · Entity 6098 SaleCommon Stock 11,000 $3.23 $35,530.00
Disclosure

SEC source: 0001493152-24-044112 · ownership.xml · nonDerivative · entry 2

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 79,100

F1 · ownership.nature: These reported sales of Common Stock occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Brookstone Partners Acquisition XXIV, LLC ("Brookstone XXIV") on May 29, 2024. These shares of Common Stock are held by Brookstone XXIV. As the Manager of Brookstone XXIV, Brookstone Partners I.A.C. may be deemed to beneficially own the shares of Common Stock held by Brookstone XXIV. The reporting person is a Managing General Partner of Brookstone Partners I.A.C. and shares voting and dispositive power over the shares of Common Stock held by Brookstone XXIV and therefore may be deemed to beneficially own these shares. The reporting person disclaims such beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 04, 2024 Filed Mar 28, 2025 21:45 UTC Soluna Holdings, Inc SLNH · Entity 6098 SaleCommon Stock 20,600 $3.11 $64,066.00
Disclosure

SEC source: 0001641172-25-001349 · ownership.xml · nonDerivative · entry 4

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 90,100

F1 · date: These dispositions occurred on October 31, 2024, November 1, 2024, and November 4, 2024 (each, a "Sale" and collectively, the "Sales"), but the reporting person inadvertently failed to file a Form 4 related to these transactions prior to filing the Form 4 filed on November 7, 2024.

F2 · ownership.nature: These shares of common stock of Soluna Holdings, Inc., par value $0.001 per share ("Common Stock"), were held by Brookstone Partners Acquisition XXIV, LLC ("Brookstone XXIV") and the Sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Brookstone XXIV on May 29, 2024. Brookstone Partners I.A.C ("Brookstone Partners").is the Manager of Brookstone XXIV and as such may be deemed to beneficially own the shares of Common Stock held by Brookstone XXIV. The reporting person is a Managing General Partner of Brookstone Partners and shares voting and dispositive power over the shares of Common Stock held by Brookstone XXIV and therefore may also be deemed to beneficially own these shares. The reporting person disclaims such beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 01, 2024 Filed Mar 28, 2025 21:45 UTC Soluna Holdings, Inc SLNH · Entity 6098 SaleCommon Stock 31,300 $3.39 $106,107.00
Disclosure

SEC source: 0001641172-25-001349 · ownership.xml · nonDerivative · entry 3

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 110,700

F1 · date: These dispositions occurred on October 31, 2024, November 1, 2024, and November 4, 2024 (each, a "Sale" and collectively, the "Sales"), but the reporting person inadvertently failed to file a Form 4 related to these transactions prior to filing the Form 4 filed on November 7, 2024.

F2 · ownership.nature: These shares of common stock of Soluna Holdings, Inc., par value $0.001 per share ("Common Stock"), were held by Brookstone Partners Acquisition XXIV, LLC ("Brookstone XXIV") and the Sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Brookstone XXIV on May 29, 2024. Brookstone Partners I.A.C ("Brookstone Partners").is the Manager of Brookstone XXIV and as such may be deemed to beneficially own the shares of Common Stock held by Brookstone XXIV. The reporting person is a Managing General Partner of Brookstone Partners and shares voting and dispositive power over the shares of Common Stock held by Brookstone XXIV and therefore may also be deemed to beneficially own these shares. The reporting person disclaims such beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 31, 2024 Filed Mar 28, 2025 21:45 UTC Soluna Holdings, Inc SLNH · Entity 6098 SaleCommon Stock 8,000 $3.44 $27,520.00
Disclosure

SEC source: 0001641172-25-001349 · ownership.xml · nonDerivative · entry 2

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 142,000

F1 · date: These dispositions occurred on October 31, 2024, November 1, 2024, and November 4, 2024 (each, a "Sale" and collectively, the "Sales"), but the reporting person inadvertently failed to file a Form 4 related to these transactions prior to filing the Form 4 filed on November 7, 2024.

F2 · ownership.nature: These shares of common stock of Soluna Holdings, Inc., par value $0.001 per share ("Common Stock"), were held by Brookstone Partners Acquisition XXIV, LLC ("Brookstone XXIV") and the Sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Brookstone XXIV on May 29, 2024. Brookstone Partners I.A.C ("Brookstone Partners").is the Manager of Brookstone XXIV and as such may be deemed to beneficially own the shares of Common Stock held by Brookstone XXIV. The reporting person is a Managing General Partner of Brookstone Partners and shares voting and dispositive power over the shares of Common Stock held by Brookstone XXIV and therefore may also be deemed to beneficially own these shares. The reporting person disclaims such beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
September 01, 2024 Filed Sep 5, 2024 01:34 UTC Soluna Holdings, Inc SLNH · Entity 6098 GrantCommon Stock 366,302 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-035056 · ownership.xml · nonDerivative · entry 2

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 809,636

F2 · shares: Transaction reported is a grant of 366,302 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
September 01, 2024 Filed Sep 5, 2024 01:34 UTC Soluna Holdings, Inc SLNH · Entity 6098 GrantCommon Stock 73,404 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-035056 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,334

F1 · shares: Transaction reported is a grant of 73,404 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
June 01, 2024 Filed Jun 6, 2024 01:39 UTC Soluna Holdings, Inc SLNH · Entity 6098 GrantCommon Stock 51,464 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-022849 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,930

F1 · shares: Transaction reported is a grant of 51,464 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:30 UTC Soluna Holdings, Inc SLNH · Entity 6098 Disposition to issuerStock Options (Right to Buy) · Derivative 20,000 Not disclosed Strike: $171.00 Not disclosed
Disclosure

SEC source: 0001493152-24-015106 · ownership.xml · derivative · entry 4

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F4 · price: On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

F3 · derivative.exercise_date: The option is durational based. 13,333 shares of Common Stock subject to this option were vested and exercisable on the date of cancellation. 6,667 shares of Common Stock subject to this option were scheduled to vest and become exercisable on May 13, 2024, provided that the reporting person remained in the service of the issuer on such vesting date. The shares of Common Stock subject to this option expire five years after each applicable vesting date.

F3 · derivative.expiration_date: The option is durational based. 13,333 shares of Common Stock subject to this option were vested and exercisable on the date of cancellation. 6,667 shares of Common Stock subject to this option were scheduled to vest and become exercisable on May 13, 2024, provided that the reporting person remained in the service of the issuer on such vesting date. The shares of Common Stock subject to this option expire five years after each applicable vesting date.

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April 15, 2024 Filed Apr 18, 2024 00:30 UTC Soluna Holdings, Inc SLNH · Entity 6098 GrantCommon Stock 317,647 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015106 · ownership.xml · nonDerivative · entry 2

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,466

F2 · shares: Transaction reported is a grant of 317,647 restricted stock awards representing shares of Common Stock, which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:30 UTC Soluna Holdings, Inc SLNH · Entity 6098 Grant9.0% Series A Cumulative Perpetual Preferred Stock 1,244,969 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015106 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,247,082

F1 · shares: Transaction reported is a grant of 1,244,969 restricted stock awards representing shares of Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share, of the issuer ("Preferred Stock"), which were approved by the Compensation Committee. The shares of Preferred Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 PurchaseCommon Stock 1,000 $3.10 $3,100.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 27

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,810

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 PurchaseCommon Stock 1,000 $3.15 $3,150.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 26

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,810

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 PurchaseCommon Stock 1,000 $3.16 $3,160.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 25

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,810

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 PurchaseCommon Stock 1,000 $3.20 $3,200.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 24

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,810

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 PurchaseCommon Stock 1,000 $3.18 $3,180.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 23

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,810

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 PurchaseCommon Stock 1,000 $3.23 $3,230.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 22

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,810

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 PurchaseCommon Stock 100 $3.25 $325.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 21

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,810

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 PurchaseCommon Stock 1,000 $3.24 $3,240.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 20

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,710

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 PurchaseCommon Stock 600 $3.27 $1,962.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 19

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,710

Read SEC document
August 19, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 Purchase9.0% Series A Cumulative Perpetual Preferred Stock 10 $9.80 $98.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 18

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,113

Read SEC document
August 19, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 Purchase9.0% Series A Cumulative Perpetual Preferred Stock 500 $9.75 $4,875.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 17

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,103

Read SEC document
August 19, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 Purchase9.0% Series A Cumulative Perpetual Preferred Stock 100 $9.74 $974.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 16

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603

Read SEC document
August 19, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 Purchase9.0% Series A Cumulative Perpetual Preferred Stock 203 $9.65 $1,958.95
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 15

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,503

Read SEC document
August 19, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 Purchase9.0% Series A Cumulative Perpetual Preferred Stock 100 $9.68 $968.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 14

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Read SEC document
August 19, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 PurchaseCommon Stock 100 $3.35 $335.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 13

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,110

Read SEC document
August 19, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 PurchaseCommon Stock 100 $3.36 $336.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 12

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,010

Read SEC document
August 19, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 PurchaseCommon Stock 100 $3.37 $337.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 11

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,910

Read SEC document
August 19, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 PurchaseCommon Stock 100 $3.34 $333.50
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 10

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,810

Read SEC document
August 19, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 PurchaseCommon Stock 268 $3.32 $889.76
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 9

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,710

Read SEC document
August 19, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 PurchaseCommon Stock 220 $3.31 $728.20
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 8

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,442

Read SEC document
August 19, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 PurchaseCommon Stock 100 $3.26 $326.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 7

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,222

Read SEC document
August 19, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 PurchaseCommon Stock 1,445 $3.20 $4,624.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 6

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,122

Read SEC document
August 19, 2022 Filed Aug 23, 2022 00:25 UTC Soluna Holdings, Inc SLNH · Entity 6098 PurchaseCommon Stock 1,000 $3.20 $3,199.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 5

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,677

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.