Tapewire

Nasdaq · USD

SLNH

Soluna Holdings, Inc

Export transactions ↓
Tapewire entity
6098
SEC CIK
0000064463
Parsed reports
263

Last 12 months

Inside the activity.

5 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202508
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202610
Jun 2026010
Jul 202600
Aug 2026410
Sep 202603
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2024 Filed Apr 18, 2024 00:30 UTC Grant9.0% Series A Cumulative Perpetual Preferred Stock 52,977 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015101 · ownership.xml · nonDerivative · entry 1

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,977

F1 · shares: Transaction reported is a grant of 52,977 restricted stock awards representing shares of Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share, of the issuer ("Preferred Stock"), which were approved by the Compensation Committee. The shares of Preferred Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
December 15, 2023 Filed Dec 16, 2023 01:02 UTC
MICHAELS DAVID CDirector · Chief Financial Officer
Purchase9.0% Series A Cumulative Perpetual Preferred Stock 3,000 $3.25 $9,750.00
Disclosure

SEC source: 0001493152-23-045137 · ownership.xml · nonDerivative · entry 3

MICHAELS DAVID C · CIK 0001183209 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,669

Read SEC document
December 14, 2023 Filed Dec 16, 2023 01:02 UTC
MICHAELS DAVID CDirector · Chief Financial Officer
Purchase9.0% Series A Cumulative Perpetual Preferred Stock 369 $3.10 $1,143.90
Disclosure

SEC source: 0001493152-23-045137 · ownership.xml · nonDerivative · entry 2

MICHAELS DAVID C · CIK 0001183209 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,669

Read SEC document
December 13, 2023 Filed Dec 16, 2023 01:02 UTC
MICHAELS DAVID CDirector · Chief Financial Officer
Purchase9.0% Series A Cumulative Perpetual Preferred Stock 2,300 $3.00 $6,900.00
Disclosure

SEC source: 0001493152-23-045137 · ownership.xml · nonDerivative · entry 1

MICHAELS DAVID C · CIK 0001183209 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,300

Read SEC document
December 12, 2023 Filed Dec 13, 2023 22:26 UTC
Thomas Jessica L.Chief Accounting Officer
Sale9.0% Series A Cumulative Perpetual Preferred Stock 300 $3.50 $1,050.00
Disclosure

SEC source: 0001493152-23-044757 · ownership.xml · nonDerivative · entry 2

Thomas Jessica L. · CIK 0001833489 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 12, 2023 Filed Dec 13, 2023 22:26 UTC
Thomas Jessica L.Chief Accounting Officer
SaleCommon Stock 322 $3.68 $1,184.96
Disclosure

SEC source: 0001493152-23-044757 · ownership.xml · nonDerivative · entry 1

Thomas Jessica L. · CIK 0001833489 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,600

Read SEC document
December 12, 2023 Filed Dec 13, 2023 22:24 UTC
Belizaire JohnDirector · Chief Executive Officer
SaleCommon Stock 1,463 $4.00 $5,852.00
Disclosure

SEC source: 0001493152-23-044755 · ownership.xml · nonDerivative · entry 1

Belizaire John · CIK 0001891684 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,150

Read SEC document
May 30, 2023 Filed May 31, 2023 19:38 UTC Amendment
OReilly Mary JenniferChief People Officer
GrantCommon Stock 7,709 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-019633 · ownership.xml · nonDerivative · entry 1

OReilly Mary Jennifer · CIK 0001887606 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,882

F1 · shares: Transaction reported is a grant of 7,709 restricted stock units representing shares of common stock, par value $0.001 per share, of the issuer (the "Common Stock") in which were approved by the Compensation Committee to accelerate the vesting date effectively to May 30, 2023. This updates Ms. O'Reilly's Form 4 filed on November 12, 2021, in which the original vesting date for 14,782 restricted stock units were to begin on May 1, 2022 at 25% and monthly thereafter for the next 36 months. As of May 30, 2023, 7,073 of the original 14,782 restricted stock units had already vested. The remaining 7,709 restricted stock units were to be immediately vested effective May 30, 2023.

Read SEC document
May 30, 2023 Filed May 31, 2023 19:24 UTC Amendment
Thomas Jessica L.Chief Accounting Officer
GrantCommon Stock 16,150 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-019629 · ownership.xml · nonDerivative · entry 1

Thomas Jessica L. · CIK 0001833489 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,031

F1 · shares: Transaction reported is a grant of 16,150 restricted stock units representing shares of common stock, par value $0.001 per share, of the issuer (the "Common Stock") in which were approved by the Compensation Committee to accelerate the vesting date effectively to May 30, 2023. This updates Ms. Thomas's Form 4 filed on November 29, 2021, in which the original vesting date for 25,000 restricted stock units were to begin on November 23, 2022 at 25% and monthly thereafter for the next 36 months. As of May 30, 2023, 8,850 of the original 25,000 restricted stock units had already vested. The remaining 16,150 restricted stock units were to be immediately vested effective May 30, 2023.

Read SEC document
April 14, 2023 Filed Apr 19, 2023 01:04 UTC Amendment
Patman Philip F JrChief Financial Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-012833 · ownership.xml · nonDerivative · entry 1

Patman Philip F Jr · CIK 0001704522 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,820

F1 · shares: Transaction reported is a grant of 100,000 restricted stock units representing shares of common stock, par value $0.001 per share, of the issuer (the "Common Stock") in which were approved by the Compensation Committee on April 14, 2023 to accelerate the vesting date to April 28, 2023. This updates Mr. Patman's Form 4 filed on March 23, 2023, in which the original vesting date was for May 18, 2023.

Read SEC document
April 14, 2023 Filed Apr 19, 2023 01:03 UTC Amendment
Patman Philip F JrChief Financial Officer
GrantCommon Stock 38,820 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-012832 · ownership.xml · nonDerivative · entry 1

Patman Philip F Jr · CIK 0001704522 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,820

F1 · shares: Transaction reported is a grant of 38,820 restricted stock units representing shares of common stock, par value $0.001 per share, of the issuer (the "Common Stock") in which were approved by the Compensation Committee on April 14, 2023 to accelerate the vesting date to April 28, 2023. This updates Mr. Patman's Form 4 filed on August 26, 2022, in which the original vesting date for the 38,820 restricted stock units were to begin on August 25, 2023 at 25% and monthly thereafter for the next 36 months.

Read SEC document
March 21, 2023 Filed Mar 24, 2023 01:07 UTC
Thomas Jessica L.Chief Accounting Officer
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-008749 · ownership.xml · nonDerivative · entry 1

Thomas Jessica L. · CIK 0001833489 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,031

F1 · shares: Transaction reported is a grant of 25,000 restricted stock units representing shares of common stock, par value $0.001 per share, of the issuer (the "Common Stock") in which were approved by the Compensation Committee. The shares of Common Stock will vest May 24, 2023, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
March 21, 2023 Filed Mar 24, 2023 01:05 UTC
Patman Philip F JrChief Financial Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-008747 · ownership.xml · nonDerivative · entry 1

Patman Philip F Jr · CIK 0001704522 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,820

F1 · shares: Transaction reported is a grant of 100,000 restricted stock units representing shares of common stock, par value $0.001 per share, of the issuer (the "Common Stock") in which were approved by the Compensation Committee. The shares of Common Stock will vest on May 18, 2023, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
March 21, 2023 Filed Mar 24, 2023 01:02 UTC
OReilly Mary JenniferChief People Officer
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-008745 · ownership.xml · nonDerivative · entry 1

OReilly Mary Jennifer · CIK 0001887606 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,882

F1 · shares: Transaction reported is a grant of 25,000 restricted stock units representing shares of common stock, par value $0.001 per share, of the issuer (the "Common Stock") in which were approved by the Compensation Committee. The shares of Common Stock will vest on May 24, 2023, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:32 UTC GrantStock Options (Right to Buy) · Derivative 54,688 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0001493152-22-033631 · ownership.xml · derivative · entry 1

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,788

Underlying: Common Stock · 54,688 shares

Expires 2027-11-22

F1 · derivative.exercise_price: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

F1 · derivative.exercise_date: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

F1 · derivative.expiration_date: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:30 UTC GrantStock options (Right to Buy) · Derivative 78,125 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0001493152-22-033629 · ownership.xml · derivative · entry 1

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,850

Underlying: Common Stock · 78,125 shares

Expires 2027-11-22

F1 · derivative.exercise_price: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

F1 · derivative.exercise_date: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

F1 · derivative.expiration_date: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:30 UTC GrantStock options (Right to buy) · Derivative 117,188 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0001493152-22-033628 · ownership.xml · derivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,038

Underlying: Common Stock · 117,188 shares

Expires 2027-11-22

F1 · derivative.exercise_price: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

F1 · derivative.exercise_date: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

F1 · derivative.expiration_date: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:28 UTC
Lipman Matthew E.Director · 10% owner
GrantStock Options (Right to Buy) · Derivative 78,125 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0001493152-22-033622 · ownership.xml · derivative · entry 1

Lipman Matthew E. · CIK 0001687758 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,225

Underlying: Common Stock · 78,125 shares

Expires 2027-11-22

F1 · derivative.exercise_price: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

F1 · derivative.exercise_date: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

F1 · derivative.expiration_date: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:28 UTC GrantStock Options (Right to Buy) · Derivative 78,125 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0001493152-22-033621 · ownership.xml · derivative · entry 1

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,725

Underlying: Common Stock · 78,125 shares

Expires 2027-11-22

F1 · derivative.exercise_price: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

F1 · derivative.exercise_date: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

F1 · derivative.expiration_date: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:26 UTC GrantStock Options (Right to Buy) · Derivative 54,688 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0001493152-22-033618 · ownership.xml · derivative · entry 1

Hazelip William · CIK 0001848710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,288

Underlying: Common Stock · 54,688 shares

Expires 2027-11-22

F1 · derivative.exercise_price: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

F1 · derivative.exercise_date: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

F1 · derivative.expiration_date: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:24 UTC GrantStock Options (Right to Buy) · Derivative 78,125 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0001493152-22-033615 · ownership.xml · derivative · entry 1

Bottomley John · CIK 0001891682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,125

Underlying: Common Stock · 78,125 shares

Expires 2027-11-22

F1 · derivative.exercise_price: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

F1 · derivative.exercise_date: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

F1 · derivative.expiration_date: The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 17:43 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-030323 · ownership.xml · nonDerivative · entry 1

Thomas Jessica L. · CIK 0001833489 · Former, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,031

F1 · shares: Transaction reported is a grant of 10,000 restricted stock units representing shares of common stock, par value $0.001 per share, of the issuer (the "Common Stock") in which were approved by the Compensation Committee. The shares of Common Stock will vest in 2 equal installments of 50% on December 1, 2023 and December 1, 2024, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 17:40 UTC
OReilly Mary JenniferChief People Officer
GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-030321 · ownership.xml · nonDerivative · entry 1

OReilly Mary Jennifer · CIK 0001887606 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,882

F1 · shares: Transaction reported is a grant of 12,000 restricted stock units representing shares of common stock, par value $0.001 per share, of the issuer (the "Common Stock") in which were approved by the Compensation Committee. The shares of Common Stock will vest in 2 equal installments of 50% on December 1, 2023 and December 1, 2024, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 14:55 UTC Purchase9.0% Series A Cumulative Perpetual Preferred Stock 1,000 $8.14 $8,140.00
Disclosure

SEC source: 0001753926-22-001231 · ownership.xml · nonDerivative · entry 2

Bottomley John · CIK 0001891682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
September 02, 2022 Filed Sep 6, 2022 14:55 UTC PurchaseCommon Stock 8,000 $2.59 $20,720.00
Disclosure

SEC source: 0001753926-22-001231 · ownership.xml · nonDerivative · entry 1

Bottomley John · CIK 0001891682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,000

Read SEC document
August 25, 2022 Filed Aug 26, 2022 20:31 UTC
Patman Philip F JrChief Financial Officer
GrantCommon Stock 38,820 $0.00 $0.00
Disclosure

SEC source: 0001753926-22-001146 · ownership.xml · nonDerivative · entry 1

Patman Philip F Jr · CIK 0001704522 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,820

F1 · shares: Transaction reported is a grant of 38,820 restricted stock units representing shares (the "Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock"). The shares of Common Stock subject to the Grant vest as follows: 25% on the first anniversary of the grant date, or August 25, 2023, and monthly thereafter for the next 36 months, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 20:22 UTC PurchaseCommon Stock 7,458 $3.26 $24,313.08
Disclosure

SEC source: 0001753926-22-001140 · ownership.xml · nonDerivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,407.065

Read SEC document
August 24, 2022 Filed Aug 25, 2022 20:22 UTC PurchaseCommon Stock 199.065 $3.29 $654.92
Disclosure

SEC source: 0001753926-22-001140 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,949.065

Read SEC document
August 23, 2022 Filed Aug 24, 2022 16:24 UTC PurchaseCommon stock 1,500 $3.18 $4,770.00
Disclosure

SEC source: 0001753926-22-001126 · ownership.xml · nonDerivative · entry 5

Hazelip William · CIK 0001848710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,500

Read SEC document
August 23, 2022 Filed Aug 24, 2022 16:24 UTC Purchase9.0% Series A Cumulative Perpetual Preferred Stock 500 $9.35 $4,675.00
Disclosure

SEC source: 0001753926-22-001126 · ownership.xml · nonDerivative · entry 4

Hazelip William · CIK 0001848710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:39 UTC
Lipman Matthew E.Director · 10% owner
PurchaseCommon Stock 3,500 $3.25 $11,375.00
Disclosure

SEC source: 0001753926-22-001114 · ownership.xml · nonDerivative · entry 12

Lipman Matthew E. · CIK 0001687758 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:39 UTC
Lipman Matthew E.Director · 10% owner
Purchase9.0% Series A Cumulative Perpetual Stock 150 $9.50 $1,425.00
Disclosure

SEC source: 0001753926-22-001114 · ownership.xml · nonDerivative · entry 11

Lipman Matthew E. · CIK 0001687758 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:39 UTC
Lipman Matthew E.Director · 10% owner
Purchase9.0% Series A Cumulative Perpetual Stock 150 $9.35 $1,402.50
Disclosure

SEC source: 0001753926-22-001114 · ownership.xml · nonDerivative · entry 10

Lipman Matthew E. · CIK 0001687758 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:25 UTC
TOPOREK MICHAELDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,000 $3.10 $3,100.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 27

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,810

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:25 UTC
TOPOREK MICHAELDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,000 $3.15 $3,150.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 26

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,810

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:25 UTC
TOPOREK MICHAELDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,000 $3.16 $3,160.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 25

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,810

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:25 UTC
TOPOREK MICHAELDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,000 $3.20 $3,200.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 24

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,810

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:25 UTC
TOPOREK MICHAELDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,000 $3.18 $3,180.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 23

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,810

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:25 UTC
TOPOREK MICHAELDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,000 $3.23 $3,230.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 22

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,810

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:25 UTC
TOPOREK MICHAELDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 100 $3.25 $325.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 21

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,810

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:25 UTC
TOPOREK MICHAELDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,000 $3.24 $3,240.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 20

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,710

Read SEC document
August 22, 2022 Filed Aug 23, 2022 00:25 UTC
TOPOREK MICHAELDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 600 $3.27 $1,962.00
Disclosure

SEC source: 0001753926-22-001106 · ownership.xml · nonDerivative · entry 19

TOPOREK MICHAEL · CIK 0001243628 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,710

Read SEC document
August 22, 2022 Filed Aug 24, 2022 16:24 UTC PurchaseCommon stock 1,000 $3.23 $3,230.00
Disclosure

SEC source: 0001753926-22-001126 · ownership.xml · nonDerivative · entry 3

Hazelip William · CIK 0001848710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
August 22, 2022 Filed Aug 24, 2022 16:24 UTC PurchaseCommon stock 1,000 $3.15 $3,150.00
Disclosure

SEC source: 0001753926-22-001126 · ownership.xml · nonDerivative · entry 2

Hazelip William · CIK 0001848710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Read SEC document
August 22, 2022 Filed Aug 24, 2022 16:24 UTC Purchase9.0% Series A Cumulative Perpetual Preferred Stock 500 $9.30 $4,650.00
Disclosure

SEC source: 0001753926-22-001126 · ownership.xml · nonDerivative · entry 1

Hazelip William · CIK 0001848710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Read SEC document
August 19, 2022 Filed Aug 23, 2022 00:39 UTC
Lipman Matthew E.Director · 10% owner
PurchaseCommon Stock 799 $3.26 $2,604.74
Disclosure

SEC source: 0001753926-22-001114 · ownership.xml · nonDerivative · entry 9

Lipman Matthew E. · CIK 0001687758 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Read SEC document
August 19, 2022 Filed Aug 23, 2022 00:39 UTC
Lipman Matthew E.Director · 10% owner
PurchaseCommon Stock 100 $3.26 $325.50
Disclosure

SEC source: 0001753926-22-001114 · ownership.xml · nonDerivative · entry 8

Lipman Matthew E. · CIK 0001687758 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Read SEC document
August 19, 2022 Filed Aug 23, 2022 00:39 UTC
Lipman Matthew E.Director · 10% owner
PurchaseCommon Stock 101 $3.24 $327.24
Disclosure

SEC source: 0001753926-22-001114 · ownership.xml · nonDerivative · entry 7

Lipman Matthew E. · CIK 0001687758 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Read SEC document
August 19, 2022 Filed Aug 23, 2022 00:39 UTC
Lipman Matthew E.Director · 10% owner
PurchaseCommon Stock 1,000 $3.25 $3,250.00
Disclosure

SEC source: 0001753926-22-001114 · ownership.xml · nonDerivative · entry 6

Lipman Matthew E. · CIK 0001687758 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Read SEC document
August 19, 2022 Filed Aug 23, 2022 00:39 UTC
Lipman Matthew E.Director · 10% owner
PurchaseCommon Stock 459 $3.20 $1,468.80
Disclosure

SEC source: 0001753926-22-001114 · ownership.xml · nonDerivative · entry 5

Lipman Matthew E. · CIK 0001687758 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.