Tapewire

Nasdaq · USD

SLNH

Soluna Holdings, Inc

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Tapewire entity
6098
SEC CIK
0000064463
Parsed reports
263

Last 12 months

Inside the activity.

5 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202508
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202610
Jun 2026010
Jul 202600
Aug 2026410
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2024 Filed Jun 6, 2024 01:39 UTC
Thomas Jessica L.Chief Accounting Officer
GrantCommon Stock 1,688 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-022848 · ownership.xml · nonDerivative · entry 1

Thomas Jessica L. · CIK 0001833489 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,053

F1 · shares: Transaction reported is a grant of 1,688 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on June 1, 2024, 33% on June 1, 2025, and 34% on June 1, 2026, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
June 01, 2024 Filed Jun 6, 2024 01:39 UTC GrantCommon Stock 5,114 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-022840 · ownership.xml · nonDerivative · entry 1

Bottomley John · CIK 0001891682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,368

F1 · shares: Transaction reported is a grant of 5,114 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
June 01, 2024 Filed Jun 6, 2024 01:39 UTC GrantCommon Stock 51,464 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-022849 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,930

F1 · shares: Transaction reported is a grant of 51,464 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
June 01, 2024 Filed Jun 6, 2024 01:39 UTC GrantCommon Stock 1,705 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-022842 · ownership.xml · nonDerivative · entry 2

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,528

F2 · shares: Transaction reported is a grant of 1,705 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on June 1, 2025, 33% on June 1, 2026, and 34% on June 1, 2027, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
June 01, 2024 Filed Jun 6, 2024 01:39 UTC GrantCommon Stock 3,409 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-022842 · ownership.xml · nonDerivative · entry 1

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,823

F1 · shares: Transaction reported is a grant of 3,409 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
June 01, 2024 Filed Jun 6, 2024 01:39 UTC
Belizaire JohnDirector · Chief Executive Officer
GrantCommon Stock 21,361 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-022839 · ownership.xml · nonDerivative · entry 1

Belizaire John · CIK 0001891684 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,687

F1 · shares: Transaction reported is a grant of 21,361 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on June 1, 2024, 33% on June 1, 2025, and 34% on June 1, 2026, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
June 01, 2024 Filed Jun 6, 2024 01:39 UTC
OReilly Mary JenniferChief People Officer
GrantCommon Stock 5,114 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-022846 · ownership.xml · nonDerivative · entry 1

OReilly Mary Jennifer · CIK 0001887606 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,484

F1 · shares: Transaction reported is a grant of 5,114 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on June 1, 2024, 33% on June 1, 2025, and 34% on June 1, 2026, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
June 01, 2024 Filed Jun 6, 2024 01:39 UTC GrantCommon Stock 5,981 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-022844 · ownership.xml · nonDerivative · entry 1

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,653

F1 · shares: Transaction reported is a grant of 5,981 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee.The shares of Common Stock will vest 33% on June 1, 2024, 33% on June 1, 2025, and 34% on June 1, 2026, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
June 01, 2024 Filed Jun 6, 2024 01:39 UTC GrantCommon Stock 5,981 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-022845 · ownership.xml · nonDerivative · entry 1

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,726

F1 · shares: Transaction reported is a grant of 5,981 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
June 01, 2024 Filed Jun 6, 2024 01:39 UTC GrantCommon Stock 5,114 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-022843 · ownership.xml · nonDerivative · entry 1

Lipman Matthew E. · CIK 0001687758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,612

F1 · shares: Transaction reported is a grant of 5,114 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:31 UTC Disposition to issuerStock Options (Right to Buy) · Derivative 3,125 Not disclosed Strike: $23.75 Not disclosed
Disclosure

SEC source: 0001493152-24-015100 · ownership.xml · derivative · entry 5

Lipman Matthew E. · CIK 0001687758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,125 shares

Expires 2027-11-22

F4 · price: On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

F3 · derivative.exercise_date: All shares of Common Stock subject to this stock option were vested and exercisable on the date of cancellation.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:31 UTC Disposition to issuerStock Options (Right to Buy) · Derivative 1,064 Not disclosed Strike: $188.00 Not disclosed
Disclosure

SEC source: 0001493152-24-015100 · ownership.xml · derivative · entry 4

Lipman Matthew E. · CIK 0001687758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,064 shares

Expires 2026-05-13

F4 · price: On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

F3 · derivative.exercise_date: All shares of Common Stock subject to this stock option were vested and exercisable on the date of cancellation.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:31 UTC GrantCommon Stock 35,294 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015100 · ownership.xml · nonDerivative · entry 2

Lipman Matthew E. · CIK 0001687758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,498

F2 · shares: Transaction reported is a grant of 35,294 restricted stock awards representing shares of Common Stock, which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:31 UTC Grant9.0% Series A Cumulative Perpetual Preferred Stock 26,489 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015100 · ownership.xml · nonDerivative · entry 1

Lipman Matthew E. · CIK 0001687758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,389

F1 · shares: Transaction reported is a grant of 26,489 restricted stock awards representing shares of Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share, of the issuer ("Preferred Stock"), which were approved by the Compensation Committee. The shares of Preferred Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:31 UTC
OReilly Mary JenniferChief People Officer
GrantCommon Stock 35,294 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015103 · ownership.xml · nonDerivative · entry 2

OReilly Mary Jennifer · CIK 0001887606 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,370

F2 · shares: Transaction reported is a grant of 35,294 restricted stock awards representing shares of Common Stock, which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on June 1, 2024, 33% on June 1, 2025, and 34% on June 1, 2026, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:31 UTC
OReilly Mary JenniferChief People Officer
Grant9.0% Series A Cumulative Perpetual Preferred Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015103 · ownership.xml · nonDerivative · entry 1

OReilly Mary Jennifer · CIK 0001887606 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Transaction reported is a grant of 20,000 restricted stock awards representing shares of Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share, of the issuer ("Preferred Stock"), which were approved by the Compensation Committee. The shares of Preferred Stock will vest 33% on June 1, 2024, 33% on June 1, 2025, and 34% on June 1, 2026, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:31 UTC
Tunison JohnChief Financial Officer
GrantCommon Stock 47,059 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015107 · ownership.xml · nonDerivative · entry 2

Tunison John · CIK 0002018397 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,059

F2 · shares: Transaction reported is a grant of 47,059 restricted stock awards representing shares of Common Stock, which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on June 1, 2025, 33% on June 1, 2026, and 34% on June 1, 2027, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:31 UTC
Tunison JohnChief Financial Officer
Grant9.0% Series A Cumulative Perpetual Preferred Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015107 · ownership.xml · nonDerivative · entry 1

Tunison John · CIK 0002018397 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: Transaction reported is a grant of 25,000 restricted stock awards representing shares of Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share, of the issuer ("Preferred Stock"), which were approved by the Compensation Committee. The shares of Preferred Stock will vest 33% on June 1, 2025, 33% on June 1, 2026, and 34% on June 1, 2027, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:31 UTC
Thomas Jessica L.Chief Accounting Officer
GrantCommon Stock 11,765 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015105 · ownership.xml · nonDerivative · entry 2

Thomas Jessica L. · CIK 0001833489 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,365

F2 · shares: Transaction reported is a grant of 11,765 restricted stock awards representing shares of Common Stock, which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on June 1, 2024, 33% on June 1, 2025, and 34% on June 1, 2026, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:31 UTC
Thomas Jessica L.Chief Accounting Officer
Grant9.0% Series A Cumulative Perpetual Preferred Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015105 · ownership.xml · nonDerivative · entry 1

Thomas Jessica L. · CIK 0001833489 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Transaction reported is a grant of 10,000 restricted stock awards representing shares of Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share, of the issuer ("Preferred Stock"), which were approved by the Compensation Committee. The shares of Preferred Stock will vest 33% on June 1, 2024, 33% on June 1, 2025, and 34% on June 1, 2026, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:30 UTC Disposition to issuerStock Options (Right to Buy) · Derivative 3,125 Not disclosed Strike: $23.75 Not disclosed
Disclosure

SEC source: 0001493152-24-015102 · ownership.xml · derivative · entry 5

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,125 shares

Expires 2027-11-22

F5 · price: On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

F4 · derivative.exercise_date: All shares of Common Stock subject to this stock option were vested and exercisable on the date of cancellation.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:30 UTC Disposition to issuerStock Options (Right to Buy) · Derivative 1,064 Not disclosed Strike: $188.00 Not disclosed
Disclosure

SEC source: 0001493152-24-015102 · ownership.xml · derivative · entry 4

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,064 shares

Expires 2026-05-13

F5 · price: On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

F4 · derivative.exercise_date: All shares of Common Stock subject to this stock option were vested and exercisable on the date of cancellation.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:30 UTC GrantCommon Stock 41,176 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015102 · ownership.xml · nonDerivative · entry 3

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,745

F3 · shares: Transaction reported is a grant of 41,176 restricted stock awards representing shares of Common Stock, which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:30 UTC GrantCommon Stock 25,309 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015102 · ownership.xml · nonDerivative · entry 2

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,569

F2 · shares: Transaction reported is a grant of 25,309 restricted stock awards representing shares of Common Stock, which were approved by the Compensation Committee. The shares of Common Stock vest 100% on the date of grant.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:30 UTC Grant9.0% Series A Cumulative Perpetual Preferred Stock 52,977 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015102 · ownership.xml · nonDerivative · entry 1

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,646

F1 · shares: Transaction reported is a grant of 52,977 restricted stock awards representing shares of Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share, of the issuer ("Preferred Stock"), which were approved by the Compensation Committee. The shares of Preferred Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:30 UTC Disposition to issuerStock Options (Right to Buy) · Derivative 20,000 Not disclosed Strike: $171.00 Not disclosed
Disclosure

SEC source: 0001493152-24-015106 · ownership.xml · derivative · entry 4

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F4 · price: On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

F3 · derivative.exercise_date: The option is durational based. 13,333 shares of Common Stock subject to this option were vested and exercisable on the date of cancellation. 6,667 shares of Common Stock subject to this option were scheduled to vest and become exercisable on May 13, 2024, provided that the reporting person remained in the service of the issuer on such vesting date. The shares of Common Stock subject to this option expire five years after each applicable vesting date.

F3 · derivative.expiration_date: The option is durational based. 13,333 shares of Common Stock subject to this option were vested and exercisable on the date of cancellation. 6,667 shares of Common Stock subject to this option were scheduled to vest and become exercisable on May 13, 2024, provided that the reporting person remained in the service of the issuer on such vesting date. The shares of Common Stock subject to this option expire five years after each applicable vesting date.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:30 UTC GrantCommon Stock 317,647 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015106 · ownership.xml · nonDerivative · entry 2

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,466

F2 · shares: Transaction reported is a grant of 317,647 restricted stock awards representing shares of Common Stock, which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:30 UTC Grant9.0% Series A Cumulative Perpetual Preferred Stock 1,244,969 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015106 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,247,082

F1 · shares: Transaction reported is a grant of 1,244,969 restricted stock awards representing shares of Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share, of the issuer ("Preferred Stock"), which were approved by the Compensation Committee. The shares of Preferred Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:30 UTC Disposition to issuerStock Options (Right to Buy) · Derivative 2,188 Not disclosed Strike: $23.75 Not disclosed
Disclosure

SEC source: 0001493152-24-015099 · ownership.xml · derivative · entry 5

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,188 shares

Expires 2027-11-22

F5 · price: On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

F4 · derivative.exercise_date: All shares of Common Stock subject to this stock option were vested and exercisable on the date of cancellation.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:30 UTC Disposition to issuerStock Options (Right to Buy) · Derivative 1,064 Not disclosed Strike: $188.00 Not disclosed
Disclosure

SEC source: 0001493152-24-015099 · ownership.xml · derivative · entry 4

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,064 shares

Expires 2026-05-13

F5 · price: On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

F4 · derivative.exercise_date: All shares of Common Stock subject to this stock option were vested and exercisable on the date of cancellation.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:30 UTC GrantCommon Stock 11,764 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015099 · ownership.xml · nonDerivative · entry 3

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,414

F3 · shares: Transaction reported is a grant of 11,764 restricted stock awards representing shares of Common Stock, which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on June 1, 2025, 33% on June 1, 2026, and 34% on June 1, 2027, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:30 UTC GrantCommon Stock 23,530 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015099 · ownership.xml · nonDerivative · entry 2

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,650

F2 · shares: Transaction reported is a grant of 23,530 restricted stock awards representing shares of Common Stock, which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:30 UTC Grant9.0% Series A Cumulative Perpetual Preferred Stock 26,489 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015099 · ownership.xml · nonDerivative · entry 1

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,489

F1 · shares: Transaction reported is a grant of 26,489 restricted stock awards representing shares of Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share, of the issuer ("Preferred Stock"), which were approved by the Compensation Committee. The shares of Preferred Stock will vest 33% on June 1, 2024, 33% on June 1, 2025, and 34% on June 1, 2026, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:30 UTC Disposition to issuerStock Options (Right to Buy) · Derivative 4,688 Not disclosed Strike: $23.75 Not disclosed
Disclosure

SEC source: 0001493152-24-015104 · ownership.xml · derivative · entry 4

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,688 shares

Expires 2027-11-22

F4 · price: On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

F3 · derivative.exercise_date: All shares of Common Stock subject to this stock option were vested and exercisable on the date of cancellation.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:30 UTC Disposition to issuerStock Options (Right to Buy) · Derivative 1,064 Not disclosed Strike: $188.00 Not disclosed
Disclosure

SEC source: 0001493152-24-015104 · ownership.xml · derivative · entry 3

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,064 shares

Expires 2026-05-13

F4 · price: On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

F3 · derivative.exercise_date: All shares of Common Stock subject to this stock option were vested and exercisable on the date of cancellation.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:30 UTC GrantCommon Stock 47,059 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015104 · ownership.xml · nonDerivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,396

F2 · shares: Transaction reported is a grant of 47,059 restricted stock awards representing shares of Common Stock, which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:30 UTC Grant9.0% Series A Cumulative Perpetual Preferred Stock 185,421 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015104 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,421

F1 · shares: Transaction reported is a grant of 185,421 restricted stock awards representing shares of Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share, of the issuer ("Preferred Stock"), which were approved by the Compensation Committee. The shares of Preferred Stock will vest 33% on June 1, 2025, 33% on June 1, 2026, and 34% on June 1, 2027, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
April 15, 2024 Filed Apr 18, 2024 00:30 UTC
Belizaire JohnDirector · Chief Executive Officer
GrantCommon Stock 141,176 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015096 · ownership.xml · nonDerivative · entry 2

Belizaire John · CIK 0001891684 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,326

F2 · shares: Transaction reported is a grant of 141,176 restricted stock awards representing shares of Common Stock, which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on June 1, 2024, 33% on June 1, 2025, and 34% on June 1, 2026, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

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April 15, 2024 Filed Apr 18, 2024 00:30 UTC
Belizaire JohnDirector · Chief Executive Officer
Grant9.0% Series A Cumulative Perpetual Preferred Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015096 · ownership.xml · nonDerivative · entry 1

Belizaire John · CIK 0001891684 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,042

F1 · shares: Transaction reported is a grant of 100,000 restricted stock awards representing shares of Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share, of the issuer ("Preferred Stock"), which were approved by the Compensation Committee. The shares of Preferred Stock will vest 33% on June 1, 2024, 33% on June 1, 2025, and 34% on June 1, 2026, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

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April 15, 2024 Filed Apr 18, 2024 00:30 UTC Disposition to issuerStock Options (Right to Buy) · Derivative 3,125 Not disclosed Strike: $23.75 Not disclosed
Disclosure

SEC source: 0001493152-24-015097 · ownership.xml · derivative · entry 3

Bottomley John · CIK 0001891682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,125 shares

Expires 2027-11-22

F4 · price: On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

F3 · derivative.exercise_date: All shares of Common Stock subject to this stock option were vested and exercisable on the date of cancellation.

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April 15, 2024 Filed Apr 18, 2024 00:30 UTC GrantCommon Stock 35,294 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015097 · ownership.xml · nonDerivative · entry 2

Bottomley John · CIK 0001891682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,254

F2 · shares: Transaction reported is a grant of 35,294 restricted stock awards representing shares of Common Stock, which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

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April 15, 2024 Filed Apr 18, 2024 00:30 UTC Grant9.0% Series A Cumulative Perpetual Preferred Stock 26,489 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015097 · ownership.xml · nonDerivative · entry 1

Bottomley John · CIK 0001891682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,489

F1 · shares: Transaction reported is a grant of 26,489 restricted stock awards representing shares of Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share, of the issuer ("Preferred Stock"), which were approved by the Compensation Committee. The shares of Preferred Stock will vest 100% upon the reporting person's separation from the issuer.

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April 15, 2024 Filed Apr 18, 2024 00:30 UTC Disposition to issuerStock Options (Right to Buy) · Derivative 2,188 Not disclosed Strike: $23.75 Not disclosed
Disclosure

SEC source: 0001493152-24-015098 · ownership.xml · derivative · entry 5

Hazelip William · CIK 0001848710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,188 shares

Expires 2027-11-22

F4 · price: On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

F3 · derivative.exercise_date: All shares of Common Stock subject to this stock option were vested and exercisable on the date of cancellation.

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April 15, 2024 Filed Apr 18, 2024 00:30 UTC Disposition to issuerStock Options (Right to Buy) · Derivative 1,064 Not disclosed Strike: $188.00 Not disclosed
Disclosure

SEC source: 0001493152-24-015098 · ownership.xml · derivative · entry 4

Hazelip William · CIK 0001848710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,064 shares

Expires 2026-05-13

F4 · price: On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

F3 · derivative.exercise_date: All shares of Common Stock subject to this stock option were vested and exercisable on the date of cancellation.

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April 15, 2024 Filed Apr 18, 2024 00:30 UTC Disposition to issuerStock Options (Right to Buy) · Derivative 600 Not disclosed Strike: $277.50 Not disclosed
Disclosure

SEC source: 0001493152-24-015098 · ownership.xml · derivative · entry 3

Hazelip William · CIK 0001848710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 600 shares

Expires 2031-03-25

F4 · price: On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

F3 · derivative.exercise_date: All shares of Common Stock subject to this stock option were vested and exercisable on the date of cancellation.

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April 15, 2024 Filed Apr 18, 2024 00:30 UTC GrantCommon Stock 35,294 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015098 · ownership.xml · nonDerivative · entry 2

Hazelip William · CIK 0001848710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,428

F2 · shares: Transaction reported is a grant of 35,294 restricted stock awards representing shares of Common Stock, which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

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April 15, 2024 Filed Apr 18, 2024 00:30 UTC Grant9.0% Series A Cumulative Perpetual Preferred Stock 26,489 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015098 · ownership.xml · nonDerivative · entry 1

Hazelip William · CIK 0001848710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,489

F1 · shares: Transaction reported is a grant of 26,489 restricted stock awards representing shares of Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share, of the issuer ("Preferred Stock"), which were approved by the Compensation Committee. The shares of Preferred Stock will vest 33% on June 1, 2025, 33% on June 1, 2026, and 34% on June 1, 2027, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

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April 15, 2024 Filed Apr 18, 2024 00:30 UTC Disposition to issuerStock Options (Right to Buy) · Derivative 3,125 Not disclosed Strike: $23.75 Not disclosed
Disclosure

SEC source: 0001493152-24-015101 · ownership.xml · derivative · entry 4

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,125 shares

Expires 2027-11-22

F4 · price: On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

F3 · derivative.exercise_date: All shares of Common Stock subject to this stock option were vested and exercisable on the date of cancellation.

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April 15, 2024 Filed Apr 18, 2024 00:30 UTC Disposition to issuerStock Options (Right to Buy) · Derivative 1,064 Not disclosed Strike: $188.00 Not disclosed
Disclosure

SEC source: 0001493152-24-015101 · ownership.xml · derivative · entry 3

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,064 shares

Expires 2026-05-13

F4 · price: On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

F3 · derivative.exercise_date: All shares of Common Stock subject to this stock option were vested and exercisable on the date of cancellation.

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April 15, 2024 Filed Apr 18, 2024 00:30 UTC GrantCommon Stock 41,176 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-015101 · ownership.xml · nonDerivative · entry 2

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,672

F2 · shares: Transaction reported is a grant of 41,176 restricted stock awards representing shares of Common Stock, which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on June 1, 2024, 33% on June 1, 2025, and 34% on June 1, 2026, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.