Tapewire

Nasdaq · USD

SLNH

Soluna Holdings, Inc

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Tapewire entity
6098
SEC CIK
0000064463
Parsed reports
263

Last 12 months

Inside the activity.

5 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202508
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202610
Jun 2026010
Jul 202600
Aug 2026410
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2025 Filed Jun 3, 2025 20:30 UTC GrantCommon Stock 86,512 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-013459 · ownership.xml · nonDerivative · entry 1

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,003

F1 · shares: Transaction reported is a grant of 86,512 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 20:30 UTC GrantCommon Stock 73,972 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-013457 · ownership.xml · nonDerivative · entry 1

Lipman Matthew E. · CIK 0001687758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,649

F1 · shares: Transaction reported is a grant of 73,972 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 20:30 UTC
Tunison JohnChief Financial Officer
GrantCommon Stock 99,115 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-013464 · ownership.xml · nonDerivative · entry 1

Tunison John · CIK 0002018397 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,186

F1 · shares: Transaction reported is a grant of 99,115 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on June 1, 2026, 33% on June 1, 2027, and 34% on June 1, 2028, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 20:30 UTC GrantCommon Stock 24,657 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-013456 · ownership.xml · nonDerivative · entry 2

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,565

F2 · shares: Transaction reported is a grant of 24,657 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on June 1, 2026, 33% on June 1, 2027, and 34% on June 1, 2028, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 20:30 UTC GrantCommon Stock 49,315 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-013456 · ownership.xml · nonDerivative · entry 1

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,908

F1 · shares: Transaction reported is a grant of 49,315 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 20:30 UTC GrantCommon Stock 86,512 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-013458 · ownership.xml · nonDerivative · entry 1

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,239

F1 · shares: Transaction reported is a grant of 86,512 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on June 1, 2026, 33% on June 1, 2027, and 34% on June 1, 2028, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 20:30 UTC GrantCommon Stock 73,972 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-013455 · ownership.xml · nonDerivative · entry 1

Hazelip William · CIK 0001848710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,705

F1 · shares: Transaction reported is a grant of 73,972 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 20:30 UTC
Belizaire JohnDirector · Chief Executive Officer
GrantCommon Stock 309,004 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-013453 · ownership.xml · nonDerivative · entry 1

Belizaire John · CIK 0001891684 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 805,306

F1 · shares: Transaction reported is a grant of 309,004 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on June 1, 2026, 33% on June 1, 2027, and 34% on June 1, 2028, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 20:30 UTC GrantCommon Stock 99,115 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-013461 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,523

F1 · shares: Transaction reported is a grant of 99,115 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer

Read SEC document
June 01, 2025 Filed Jun 3, 2025 20:30 UTC GrantCommon Stock 744,454 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-013463 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,924,492

F1 · shares: Transaction reported is a grant of 744,454 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 20:30 UTC
Thomas Jessica L.Chief Accounting Officer
GrantCommon Stock 24,414 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-013462 · ownership.xml · nonDerivative · entry 1

Thomas Jessica L. · CIK 0001833489 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,602

F1 · shares: Transaction reported is a grant of 24,414 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on June 1, 2026, 33% on June 1, 2027, and 34% on June 1, 2028, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 20:30 UTC GrantCommon Stock 73,972 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-013454 · ownership.xml · nonDerivative · entry 1

Bottomley John · CIK 0001891682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,405

F1 · shares: Transaction reported is a grant of 73,972 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
May 22, 2025 Filed May 22, 2025 20:22 UTC
Thomas Jessica L.Chief Accounting Officer
SaleCommon Stock 8,000 $0.78 $6,240.00
Disclosure

SEC source: 0001641172-25-012083 · ownership.xml · nonDerivative · entry 2

Thomas Jessica L. · CIK 0001833489 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,188

Read SEC document
May 22, 2025 Filed May 22, 2025 20:22 UTC
Thomas Jessica L.Chief Accounting Officer
SaleCommon Stock 2,851 $0.77 $2,195.27
Disclosure

SEC source: 0001641172-25-012083 · ownership.xml · nonDerivative · entry 1

Thomas Jessica L. · CIK 0001833489 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,188

Read SEC document
May 20, 2025 Filed May 22, 2025 20:10 UTC SaleCommon Stock 1,991 $0.80 $1,592.80
Disclosure

SEC source: 0001641172-25-012074 · ownership.xml · nonDerivative · entry 1

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,727

Read SEC document
December 11, 2024 Filed Dec 13, 2024 02:30 UTC
TOPOREK MICHAELDirector · 10% owner
Sale9.0% Series A Cumulative Perpetual Preferred Stock 574 $10.00 $5,740.00
Disclosure

SEC source: 0001493152-24-049853 · ownership.xml · nonDerivative · entry 2

TOPOREK MICHAEL · CIK 0001243628 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,246,188

Read SEC document
December 10, 2024 Filed Dec 13, 2024 02:30 UTC SaleCommon Stock 400 $3.15 $1,259.80
Disclosure

SEC source: 0001493152-24-049854 · ownership.xml · nonDerivative · entry 1

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,491

Read SEC document
December 10, 2024 Filed Dec 13, 2024 02:30 UTC
TOPOREK MICHAELDirector · 10% owner
Sale9.0% Series A Cumulative Perpetual Preferred Stock 100 $10.40 $1,040.00
Disclosure

SEC source: 0001493152-24-049853 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,246,762

Read SEC document
December 09, 2024 Filed Dec 10, 2024 02:30 UTC
TOPOREK MICHAELDirector · 10% owner
Sale9.0% Series A Cumulative Perpetual Preferred Stock 208 $10.60 $2,204.80
Disclosure

SEC source: 0001493152-24-049339 · ownership.xml · nonDerivative · entry 2

TOPOREK MICHAEL · CIK 0001243628 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,246,862

Read SEC document
December 09, 2024 Filed Dec 11, 2024 02:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 762 $10.65 $8,115.30
Disclosure

SEC source: 0001493152-24-049537 · ownership.xml · nonDerivative · entry 3

Lipman Matthew E. · CIK 0001687758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,489

Read SEC document
December 06, 2024 Filed Dec 11, 2024 02:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 38 $11.15 $423.70
Disclosure

SEC source: 0001493152-24-049537 · ownership.xml · nonDerivative · entry 2

Lipman Matthew E. · CIK 0001687758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,251

Read SEC document
December 06, 2024 Filed Dec 11, 2024 02:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 100 $11.20 $1,120.00
Disclosure

SEC source: 0001493152-24-049537 · ownership.xml · nonDerivative · entry 1

Lipman Matthew E. · CIK 0001687758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,289

Read SEC document
December 05, 2024 Filed Dec 10, 2024 02:30 UTC
TOPOREK MICHAELDirector · 10% owner
Sale9.0% Series A Cumulative Perpetual Preferred Stock 12 $11.50 $138.00
Disclosure

SEC source: 0001493152-24-049339 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,247,070

Read SEC document
December 01, 2024 Filed Dec 4, 2024 02:30 UTC GrantCommon Stock 36,805 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048571 · ownership.xml · nonDerivative · entry 1

Bottomley John · CIK 0001891682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,433

F1 · shares: Transaction reported is a grant of 36,805 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
December 01, 2024 Filed Dec 4, 2024 02:30 UTC GrantCommon Stock 43,044 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048570 · ownership.xml · nonDerivative · entry 1

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,791

F1 · shares: Transaction reported is a grant of 43,044 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
December 01, 2024 Filed Dec 4, 2024 02:30 UTC GrantCommon Stock 12,268 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048569 · ownership.xml · nonDerivative · entry 2

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,593

F2 · shares: Transaction reported is a grant of 12,268 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on December 1, 2025, 33% on December 1, 2026, and 34% on December 1, 2027, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
December 01, 2024 Filed Dec 4, 2024 02:30 UTC GrantCommon Stock 24,537 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048569 · ownership.xml · nonDerivative · entry 1

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,325

F1 · shares: Transaction reported is a grant of 24,537 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
December 01, 2024 Filed Dec 4, 2024 02:30 UTC
Tunison JohnChief Financial Officer
GrantCommon Stock 49,315 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048568 · ownership.xml · nonDerivative · entry 1

Tunison John · CIK 0002018397 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,071

F1 · shares: Transaction reported is a grant of 49,315 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on December 1, 2025, 33% on December 1, 2026, and 34% on December 1, 2027, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
December 01, 2024 Filed Dec 4, 2024 02:30 UTC
Thomas Jessica L.Chief Accounting Officer
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048567 · ownership.xml · nonDerivative · entry 2

Thomas Jessica L. · CIK 0001833489 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,039

F2 · shares: Transaction reported is a grant of 25,000 restricted stock units representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on December 1, 2024, 33% on December 1, 2025, and 34% on December 1, 2026, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
December 01, 2024 Filed Dec 4, 2024 02:30 UTC
Thomas Jessica L.Chief Accounting Officer
GrantCommon Stock 12,148 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048567 · ownership.xml · nonDerivative · entry 1

Thomas Jessica L. · CIK 0001833489 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,039

F1 · shares: Transaction reported is a grant of 12,148 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on December 1, 2025, 33% on December 1, 2026, and 34% on December 1, 2027, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
December 01, 2024 Filed Dec 4, 2024 02:30 UTC
Belizaire JohnDirector · Chief Executive Officer
GrantCommon Stock 153,745 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048565 · ownership.xml · nonDerivative · entry 1

Belizaire John · CIK 0001891684 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 487,179

F1 · shares: Transaction reported is a grant of 153,745 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on December 1, 2025, 33% on December 1, 2026, and 34% on December 1, 2027, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
December 01, 2024 Filed Dec 4, 2024 02:30 UTC GrantCommon Stock 36,805 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048566 · ownership.xml · nonDerivative · entry 1

Hazelip William · CIK 0001848710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,607

F1 · shares: Transaction reported is a grant of 36,805 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
December 01, 2024 Filed Dec 4, 2024 02:30 UTC
OReilly Mary JenniferChief People Officer
GrantCommon Stock 36,805 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048564 · ownership.xml · nonDerivative · entry 1

OReilly Mary Jennifer · CIK 0001887606 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,549

F1 · shares: Transaction reported is a grant of 36,805 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on December 1, 2025, 33% on December 1, 2026, and 34% on December 1, 2027, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
December 01, 2024 Filed Dec 4, 2024 02:30 UTC GrantCommon Stock 370,402 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048563 · ownership.xml · nonDerivative · entry 1

TOPOREK MICHAEL · CIK 0001243628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,180,038

F1 · shares: Transaction reported is a grant of 370,402 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
December 01, 2024 Filed Dec 4, 2024 02:30 UTC GrantCommon Stock 36,805 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048562 · ownership.xml · nonDerivative · entry 1

Lipman Matthew E. · CIK 0001687758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,677

F1 · shares: Transaction reported is a grant of 36,805 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Read SEC document
December 01, 2024 Filed Dec 4, 2024 02:30 UTC GrantCommon Stock 43,044 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048561 · ownership.xml · nonDerivative · entry 1

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,718

F1 · shares: Transaction reported is a grant of 43,044 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 33% on December 1, 2025, 33% on December 1, 2026, and 34% on December 1, 2027, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.

Read SEC document
December 01, 2024 Filed Dec 4, 2024 02:30 UTC GrantCommon Stock 49,315 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-048560 · ownership.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,408

F1 · shares: Transaction reported is a grant of 49,315 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer

Read SEC document
November 21, 2024 Filed Nov 22, 2024 02:30 UTC
OReilly Mary JenniferChief People Officer
Sale9.0% Series A Cumulative Perpetual Preferred Stock 2,000 $11.48 $22,967.00
Disclosure

SEC source: 0001493152-24-047250 · ownership.xml · nonDerivative · entry 2

OReilly Mary Jennifer · CIK 0001887606 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

F1 · price: Represents the average sales price of shares sold ranging from $11.20- 12.02 per share. Ms. O'Reilly undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold in each separate lot.

Read SEC document
November 21, 2024 Filed Nov 26, 2024 02:30 UTC
Belizaire JohnDirector · Chief Executive Officer
SaleCommon Stock 2,053 $3.54 $7,264.34
Disclosure

SEC source: 0001493152-24-047696 · ownership.xml · nonDerivative · entry 1

Belizaire John · CIK 0001891684 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,434

F1 · price: Represents the average sales price of common shares sold ranging from $3.40- $3.66 per share. Mr. Belizaire undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold in each separate lot.

Read SEC document
November 19, 2024 Filed Nov 22, 2024 02:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 1,506 $11.67 $17,580.89
Disclosure

SEC source: 0001493152-24-047252 · ownership.xml · nonDerivative · entry 11

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,748

Read SEC document
November 19, 2024 Filed Nov 22, 2024 02:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 1,000 $11.74 $11,735.20
Disclosure

SEC source: 0001493152-24-047252 · ownership.xml · nonDerivative · entry 10

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,254

Read SEC document
November 19, 2024 Filed Nov 22, 2024 02:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 1,000 $11.89 $11,889.50
Disclosure

SEC source: 0001493152-24-047252 · ownership.xml · nonDerivative · entry 9

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,254

Read SEC document
November 19, 2024 Filed Nov 22, 2024 02:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 1,000 $11.53 $11,534.30
Disclosure

SEC source: 0001493152-24-047252 · ownership.xml · nonDerivative · entry 8

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,254

Read SEC document
November 19, 2024 Filed Nov 22, 2024 02:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 1,000 $11.72 $11,718.40
Disclosure

SEC source: 0001493152-24-047252 · ownership.xml · nonDerivative · entry 7

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,254

Read SEC document
November 19, 2024 Filed Nov 22, 2024 02:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 1,000 $11.76 $11,757.90
Disclosure

SEC source: 0001493152-24-047252 · ownership.xml · nonDerivative · entry 6

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,254

Read SEC document
November 19, 2024 Filed Nov 22, 2024 02:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 1,000 $11.88 $11,879.50
Disclosure

SEC source: 0001493152-24-047252 · ownership.xml · nonDerivative · entry 5

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,254

Read SEC document
November 19, 2024 Filed Nov 22, 2024 02:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 850 $11.75 $9,987.50
Disclosure

SEC source: 0001493152-24-047252 · ownership.xml · nonDerivative · entry 4

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,254

Read SEC document
November 19, 2024 Filed Nov 22, 2024 02:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 150 $12.00 $1,800.00
Disclosure

SEC source: 0001493152-24-047252 · ownership.xml · nonDerivative · entry 3

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,104

Read SEC document
November 19, 2024 Filed Nov 22, 2024 02:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 135 $12.04 $1,625.99
Disclosure

SEC source: 0001493152-24-047252 · ownership.xml · nonDerivative · entry 2

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,254

Read SEC document
November 19, 2024 Filed Nov 22, 2024 02:30 UTC Sale9.0% Series A Cumulative Perpetual Preferred Stock 100 $13.21 $1,320.51
Disclosure

SEC source: 0001493152-24-047252 · ownership.xml · nonDerivative · entry 1

Hirshfield Edward R · CIK 0001687731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,389

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.