Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2018 Filed Jan 31, 2018 00:37 UTC |
Dale JeffreySVP & Chief Risk Officer
|
Tax withholdingCommon Stock | 2,795 | $11.62 | $32,477.90 |
DisclosureSEC source: 0001127602-18-003042 · form4.xml · nonDerivative · entry 4 Dale Jeffrey · CIK 0001614710 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,541 F4 · shares: On January 27, 2017, the reporting person was granted restricted stock units ("RSUs") representing rights to receive shares of common stock of SLM Corporation (the "Company"), subject to vesting conditions, to vest in one-third increments on January 27, 2018, 2019 and 2020. On January 27, 2018, 9,047 shares vested in connection with these RSUs, of which 2,795 shares were withheld by the Company to satisfy the reporting person's tax withholding obligations. Read SEC document |
| January 27, 2018 Filed Jan 31, 2018 00:34 UTC |
Boyles JonathanSVP & Controller
|
Tax withholdingCommon Stock | 1,022 | $11.62 | $11,875.64 |
DisclosureSEC source: 0001127602-18-003041 · form4.xml · nonDerivative · entry 5 Boyles Jonathan · CIK 0001633230 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,305 F5 · shares: On January 27, 2017, the reporting person was granted restricted stock units ("RSUs") representing rights to receive shares of common stock of SLM Corporation (the "Company"), subject to transfer restrictions that lapse in one-third increments on January 27, 2018, 2019 and 2020. On January 27, 2018, the transfer restrictions lapsed in connection with 2,644 of these RSUs, of which 1,022 shares were withheld by the Company to satisfy the reporting person's tax withholding obligations. Read SEC document |
| January 27, 2018 Filed Jan 31, 2018 00:34 UTC |
Boyles JonathanSVP & Controller
|
Tax withholdingCommon Stock | 3,195 | $11.62 | $37,125.90 |
DisclosureSEC source: 0001127602-18-003041 · form4.xml · nonDerivative · entry 4 Boyles Jonathan · CIK 0001633230 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,327 F4 · shares: On January 27, 2017, the reporting person was granted restricted stock units ("RSUs") representing rights to receive shares of common stock of SLM Corporation (the "Company"), subject to vesting conditions, to vest in one-third increments on January 27, 2018, 2019 and 2020. On January 27, 2018, 10,602 shares vested in connection with these RSUs, of which 3,195 shares were withheld by the Company to satisfy the reporting person's tax withholding obligations. Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 22:16 UTC |
McGarry StevenEVP & Chief Financial Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 44,755 | $0.00 Strike: $6.42 | $0.00 |
DisclosureSEC source: 0001127602-18-002811 · form4.xml · derivative · entry 5 McGarry Steven · CIK 0001607121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,755 shares Expires 2018-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 22:16 UTC |
McGarry StevenEVP & Chief Financial Officer
|
SaleCommon Stock | 13,836 | $11.62 | $160,788.16 |
DisclosureSEC source: 0001127602-18-002811 · form4.xml · nonDerivative · entry 3 McGarry Steven · CIK 0001607121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,777 Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 22:16 UTC |
McGarry StevenEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 30,919 | $11.63 | $359,587.97 |
DisclosureSEC source: 0001127602-18-002811 · form4.xml · nonDerivative · entry 2 McGarry Steven · CIK 0001607121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,613 F2 · shares: Represents shares withheld by the Company to satisfy the exercise price of the options, and to satisfy the reporting person's tax withholding obligations upon the exercise of the options. Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 22:16 UTC |
McGarry StevenEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 44,755 | $6.42 | $287,452.41 |
DisclosureSEC source: 0001127602-18-002811 · form4.xml · nonDerivative · entry 1 McGarry Steven · CIK 0001607121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 21:31 UTC |
Thome Paul FEVP & Chief Admin Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 39,297 | $0.00 Strike: $6.42 | $0.00 |
DisclosureSEC source: 0001127602-18-002787 · form4.xml · derivative · entry 6 Thome Paul F · CIK 0001668177 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,297 shares Expires 2018-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 21:31 UTC |
Thome Paul FEVP & Chief Admin Officer
|
SaleCommon Stock | 12,429 | $11.50 | $142,933.50 |
DisclosureSEC source: 0001127602-18-002787 · form4.xml · nonDerivative · entry 3 Thome Paul F · CIK 0001668177 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,034 Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 21:31 UTC |
Thome Paul FEVP & Chief Admin Officer
|
Tax withholdingCommon Stock | 26,868 | $11.63 | $312,474.84 |
DisclosureSEC source: 0001127602-18-002787 · form4.xml · nonDerivative · entry 2 Thome Paul F · CIK 0001668177 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,463 F2 · shares: Represents shares withheld by the Company to satisfy the exercise price of the options, and to satisfy the reporting person's tax withholding obligations upon the exercise of the options. Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 21:31 UTC |
Thome Paul FEVP & Chief Admin Officer
|
Exercise / conversionCommon Stock | 39,297 | $6.42 | $252,396.77 |
DisclosureSEC source: 0001127602-18-002787 · form4.xml · nonDerivative · entry 1 Thome Paul F · CIK 0001668177 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 00:47 UTC |
Lutz Laurent CharlesEVP, GC and Secretary
|
Tax withholdingCommon Stock | 753 | $11.62 | $8,749.86 |
DisclosureSEC source: 0001127602-18-003046 · form4.xml · nonDerivative · entry 3 Lutz Laurent Charles · CIK 0001376712 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,806 F3 · shares: Represents shares of the Company common stock required to be withheld to satisfy the reporting person's tax withholding obligations upon the grant of RSUs. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 00:47 UTC |
Lutz Laurent CharlesEVP, GC and Secretary
|
GrantCommon Stock | 17,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003046 · form4.xml · nonDerivative · entry 2 Lutz Laurent Charles · CIK 0001376712 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,559 F2 · shares: A portion of the reporting person's 2017 Management Incentive Plan Award was granted in the form of RSUs that carry transfer restrictions that lapse in one-third increments on January 26, 2019, 2020 and 2021, regardless of continued employment. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 00:47 UTC |
Lutz Laurent CharlesEVP, GC and Secretary
|
GrantCommon Stock | 38,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003046 · form4.xml · nonDerivative · entry 1 Lutz Laurent Charles · CIK 0001376712 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,888 F1 · shares: A long-term incentive award of restricted stock units ("RSUs") under the SLM Corporation 2012 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of SLM Corporation (the "Company") common stock. Subject to continuing employment, these RSUs vest in one-third increments on January 26, 2019, 2020 and 2021. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 00:46 UTC |
McGarry StevenEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 536 | $11.62 | $6,228.32 |
DisclosureSEC source: 0001127602-18-003045 · form4.xml · nonDerivative · entry 3 McGarry Steven · CIK 0001607121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,352 F4 · shares: Represents shares of the Company common stock required to be withheld to satisfy the reporting person's tax withholding obligations upon the grant of RSUs. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 00:46 UTC |
McGarry StevenEVP & Chief Financial Officer
|
GrantCommon Stock | 16,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003045 · form4.xml · nonDerivative · entry 2 McGarry Steven · CIK 0001607121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,888 F3 · shares: A portion of the reporting person's 2017 Management Incentive Plan Award was granted in the form of RSUs that carry transfer restrictions that lapse in one-third increments on January 26, 2019, 2020 and 2021, regardless of continued employment. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 00:46 UTC |
McGarry StevenEVP & Chief Financial Officer
|
GrantCommon Stock | 41,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003045 · form4.xml · nonDerivative · entry 1 McGarry Steven · CIK 0001607121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,631 F1 · shares: A long-term incentive award of restricted stock units ("RSUs") under the SLM Corporation 2012 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of SLM Corporation (the "Company") common stock. Subject to continuing employment, these RSUs vest in one-third increments on January 26, 2019, 2020 and 2021. F2 · balance_after: The total number of shares of Common Stock is adjusted to correct for a prior error in transmission with respect to the number of shares of Common Stock reported to be held by the Reporting Person. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 00:41 UTC |
Thome Paul FEVP & Chief Admin Officer
|
Tax withholdingCommon Stock | 387 | $11.62 | $4,496.94 |
DisclosureSEC source: 0001127602-18-003044 · form4.xml · nonDerivative · entry 3 Thome Paul F · CIK 0001668177 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,151 F3 · shares: Represents shares of the Company common stock required to be withheld to satisfy the reporting person's tax withholding obligations upon the grant of RSUs. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 00:41 UTC |
Thome Paul FEVP & Chief Admin Officer
|
GrantCommon Stock | 12,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003044 · form4.xml · nonDerivative · entry 2 Thome Paul F · CIK 0001668177 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,538 F2 · shares: A portion of the reporting person's 2017 Management Incentive Plan Award was granted in the form of RSUs that carry transfer restrictions that lapse in one-third increments on January 26, 2019, 2020 and 2021, regardless of continued employment. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 00:41 UTC |
Thome Paul FEVP & Chief Admin Officer
|
GrantCommon Stock | 35,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003044 · form4.xml · nonDerivative · entry 1 Thome Paul F · CIK 0001668177 · EVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,533 F1 · shares: A long-term incentive award of restricted stock units ("RSUs") under the SLM Corporation 2012 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of SLM Corporation (the "Company") common stock. Subject to continuing employment, these RSUs vest in one-third increments on January 26, 2019, 2020 and 2021. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 00:40 UTC |
Quinlan Raymond J.Director · Chairman & CEO
|
Tax withholdingCommon Stock | 1,312 | $11.62 | $15,245.44 |
DisclosureSEC source: 0001127602-18-003043 · form4.xml · nonDerivative · entry 3 Quinlan Raymond J. · CIK 0001439296 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333,613 F3 · shares: Represents shares of the Company common stock required to be withheld to satisfy the reporting person's tax withholding obligations upon the grant of RSUs. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 00:40 UTC |
Quinlan Raymond J.Director · Chairman & CEO
|
GrantCommon Stock | 31,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003043 · form4.xml · nonDerivative · entry 2 Quinlan Raymond J. · CIK 0001439296 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,334,925 F2 · shares: A portion of the reporting person's 2017 Management Incentive Plan Award was granted in the form of RSUs that carry transfer restrictions that lapse in one-third increments on January 26, 2019, 2020 and 2021, regardless of continued employment. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 00:40 UTC |
Quinlan Raymond J.Director · Chairman & CEO
|
GrantCommon Stock | 223,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003043 · form4.xml · nonDerivative · entry 1 Quinlan Raymond J. · CIK 0001439296 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,303,454 F1 · shares: A long-term incentive award of restricted stock units ("RSUs") under the SLM Corporation 2012 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of SLM Corporation (the "Company") common stock. Subject to continuing employment, these RSUs vest in one-third increments on January 26, 2019, 2020 and 2021. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 00:37 UTC |
Dale JeffreySVP & Chief Risk Officer
|
Tax withholdingCommon Stock | 300 | $11.62 | $3,486.00 |
DisclosureSEC source: 0001127602-18-003042 · form4.xml · nonDerivative · entry 3 Dale Jeffrey · CIK 0001614710 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,336 F3 · shares: Represents shares of the Company common stock required to be withheld to satisfy the reporting person's tax withholding obligations upon the grant of RSUs. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 00:37 UTC |
Dale JeffreySVP & Chief Risk Officer
|
GrantCommon Stock | 9,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003042 · form4.xml · nonDerivative · entry 2 Dale Jeffrey · CIK 0001614710 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,636 F2 · shares: A portion of the reporting person's 2017 Management Incentive Plan Award was granted in the form of RSUs that carry transfer restrictions that lapse in one-third increments on January 26, 2019, 2020 and 2021, regardless of continued employment. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 00:37 UTC |
Dale JeffreySVP & Chief Risk Officer
|
GrantCommon Stock | 29,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003042 · form4.xml · nonDerivative · entry 1 Dale Jeffrey · CIK 0001614710 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,535 F1 · shares: A long-term incentive award of restricted stock units ("RSUs") under the SLM Corporation 2012 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of SLM Corporation (the "Company") common stock. Subject to continuing employment, these RSUs vest in one-third increments on January 26, 2019, 2020 and 2021. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 00:34 UTC |
Boyles JonathanSVP & Controller
|
Tax withholdingCommon Stock | 225 | $11.62 | $2,614.50 |
DisclosureSEC source: 0001127602-18-003041 · form4.xml · nonDerivative · entry 3 Boyles Jonathan · CIK 0001633230 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,522 F3 · shares: Represents shares of the Company common stock required to be withheld to satisfy the reporting person's tax withholding obligations upon the grant of RSUs. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 00:34 UTC |
Boyles JonathanSVP & Controller
|
GrantCommon Stock | 6,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003041 · form4.xml · nonDerivative · entry 2 Boyles Jonathan · CIK 0001633230 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,747 F2 · shares: A portion of the reporting person's 2017 Management Incentive Plan Award was granted in the form of RSUs that carry transfer restrictions that lapse in one-third increments on January 26, 2019, 2020 and 2021, regardless of continued employment. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 00:34 UTC |
Boyles JonathanSVP & Controller
|
GrantCommon Stock | 34,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003041 · form4.xml · nonDerivative · entry 1 Boyles Jonathan · CIK 0001633230 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,836 F1 · shares: A long-term incentive award of restricted stock units ("RSUs") under the SLM Corporation 2012 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of SLM Corporation (the "Company") common stock. Subject to continuing employment, these RSUs vest in one-third increments on January 26, 2019, 2020 and 2021. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 21:21 UTC |
GOODE EARL ADirector
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 19,572 | $0.00 Strike: $6.42 | $0.00 |
DisclosureSEC source: 0001127602-18-002786 · form4.xml · derivative · entry 4 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,572 shares Expires 2018-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 21:21 UTC |
GOODE EARL ADirector
|
SaleCommon Stock | 8,640 | $11.50 | $99,360.00 |
DisclosureSEC source: 0001127602-18-002786 · form4.xml · nonDerivative · entry 3 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,866 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 21:21 UTC |
GOODE EARL ADirector
|
Tax withholdingCommon Stock | 10,932 | $11.50 | $125,718.00 |
DisclosureSEC source: 0001127602-18-002786 · form4.xml · nonDerivative · entry 2 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,506 F2 · shares: Represents shares withheld by the Company to satisfy the exercise price of the options. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 21:21 UTC |
GOODE EARL ADirector
|
Exercise / conversionCommon Stock | 19,572 | $6.42 | $125,707.04 |
DisclosureSEC source: 0001127602-18-002786 · form4.xml · nonDerivative · entry 1 GOODE EARL A · CIK 0001119606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 13:48 UTC |
Pitcher Jed HDirector
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $7.71 | $0.00 |
DisclosureSEC source: 0001127602-18-002717 · form4.xml · derivative · entry 5 Pitcher Jed H · CIK 0001606296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2018-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 13:48 UTC |
Pitcher Jed HDirector
|
SaleCommon Stock | 330 | $11.51 | $3,799.62 |
DisclosureSEC source: 0001127602-18-002717 · form4.xml · nonDerivative · entry 3 Pitcher Jed H · CIK 0001606296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,164 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 13:48 UTC |
Pitcher Jed HDirector
|
Tax withholdingCommon Stock | 670 | $11.52 | $7,718.40 |
DisclosureSEC source: 0001127602-18-002717 · form4.xml · nonDerivative · entry 2 Pitcher Jed H · CIK 0001606296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,494 F2 · shares: Represents shares withheld by the Company to satisfy the exercise price of the options. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 13:48 UTC |
Pitcher Jed HDirector
|
Exercise / conversionCommon Stock | 1,000 | $7.71 | $7,710.20 |
DisclosureSEC source: 0001127602-18-002717 · form4.xml · nonDerivative · entry 1 Pitcher Jed H · CIK 0001606296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 13:42 UTC |
Lutz Laurent CharlesEVP, GC and Secretary
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $4.59 | $0.00 |
DisclosureSEC source: 0001127602-18-002556 · form4.xml · derivative · entry 4 Lutz Laurent Charles · CIK 0001376712 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2021-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 13:42 UTC |
Lutz Laurent CharlesEVP, GC and Secretary
|
SaleCommon Stock | 125,952 | $11.45 | $1,442,150.40 |
DisclosureSEC source: 0001127602-18-002556 · form4.xml · nonDerivative · entry 3 Lutz Laurent Charles · CIK 0001376712 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,162 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $11.25 to $11.60. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of units sold at each price within the range. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 13:42 UTC |
Lutz Laurent CharlesEVP, GC and Secretary
|
Tax withholdingCommon Stock | 124,048 | $11.44 | $1,419,109.12 |
DisclosureSEC source: 0001127602-18-002556 · form4.xml · nonDerivative · entry 2 Lutz Laurent Charles · CIK 0001376712 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,114 F1 · shares: Represents shares withheld by the Company to satisfy the exercise price of the options, and to satisfy the reporting person's tax withholding obligations upon the exercise of the options. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 13:42 UTC |
Lutz Laurent CharlesEVP, GC and Secretary
|
Exercise / conversionCommon Stock | 200,000 | $4.59 | $918,780.00 |
DisclosureSEC source: 0001127602-18-002556 · form4.xml · nonDerivative · entry 1 Lutz Laurent Charles · CIK 0001376712 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 15:47 UTC |
Lutz Laurent CharlesEVP, GC and Secretary
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 181,459 | $0.00 Strike: $6.42 | $0.00 |
DisclosureSEC source: 0001127602-17-034097 · form4.xml · derivative · entry 5 Lutz Laurent Charles · CIK 0001376712 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 181,459 shares Expires 2018-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. F5 · derivative.exercise_date: The options became exercisable in three equal increments on February 7, 2014, 2015, and 2016. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 15:47 UTC |
Lutz Laurent CharlesEVP, GC and Secretary
|
GiftCommon Stock | 36,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034097 · form4.xml · nonDerivative · entry 4 Lutz Laurent Charles · CIK 0001376712 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,162 F4 · shares: Represents shares contributed to a donor advised charitable fund. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 15:47 UTC |
Lutz Laurent CharlesEVP, GC and Secretary
|
GiftCommon Stock | 11,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034097 · form4.xml · nonDerivative · entry 3 Lutz Laurent Charles · CIK 0001376712 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,066 F3 · shares: Represents a gift to a previously created endowed public interest law fellowship. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 15:47 UTC |
Lutz Laurent CharlesEVP, GC and Secretary
|
Tax withholdingCommon Stock | 140,331 | $11.71 | $1,643,276.01 |
DisclosureSEC source: 0001127602-17-034097 · form4.xml · nonDerivative · entry 2 Lutz Laurent Charles · CIK 0001376712 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,826 F2 · shares: Represents shares withheld by the Company to satisfy the exercise price of the options, and to satisfy the reporting person's tax withholding obligations upon the exercise of the options. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 15:47 UTC |
Lutz Laurent CharlesEVP, GC and Secretary
|
Exercise / conversionCommon Stock | 181,459 | $6.42 | $1,165,474.87 |
DisclosureSEC source: 0001127602-17-034097 · form4.xml · nonDerivative · entry 1 Lutz Laurent Charles · CIK 0001376712 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 21:16 UTC |
Dale JeffreySVP & Chief Risk Officer
|
SaleCommon Stock | 62,807 | $11.71 | $735,740.04 |
DisclosureSEC source: 0001127602-17-034059 · form4.xml · nonDerivative · entry 1 Dale Jeffrey · CIK 0001614710 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,491 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $11.62 to $11.80. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of units sold at each price within the range. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 21:14 UTC |
Boyles JonathanSVP & Controller
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 10,315 | $0.00 Strike: $6.42 | $0.00 |
DisclosureSEC source: 0001127602-17-034057 · form4.xml · derivative · entry 4 Boyles Jonathan · CIK 0001633230 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,315 shares Expires 2018-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options exercised by the reporting person in advance of pending expiration of options. F3 · derivative.exercise_date: The options became exercisable in three equal increments on February 7, 2014, 2015, and 2016. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 21:14 UTC |
Boyles JonathanSVP & Controller
|
SaleCommon Stock | 2,776 | $11.65 | $32,345.95 |
DisclosureSEC source: 0001127602-17-034057 · form4.xml · nonDerivative · entry 3 Boyles Jonathan · CIK 0001633230 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,413 Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 21:14 UTC |
Boyles JonathanSVP & Controller
|
Tax withholdingCommon Stock | 7,539 | $11.65 | $87,829.35 |
DisclosureSEC source: 0001127602-17-034057 · form4.xml · nonDerivative · entry 2 Boyles Jonathan · CIK 0001633230 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,189 F2 · shares: Represents shares withheld by the Company to satisfy the exercise price of the options, and to satisfy the reporting person's tax withholding obligations upon the exercise of the options. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.