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Super League Enterprise, Inc.

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0001621672
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135

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2021 Filed Jun 2, 2021 19:33 UTC
Hand AnnDirector · CEO AND PRESIDENT
GrantCommon Stock 70,590 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002747 · form4-06022021_120645.xml · nonDerivative · entry 1

Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,464

F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning February 1, 2021.

Read SEC document
May 27, 2021 Filed Jun 11, 2021 19:07 UTC
Wann MichaelDirector · CHIEF STRATEGY OFFICER
GrantEmployee Stock Options · Derivative 120,000 $0.00 Strike: $4.96 $0.00
Disclosure

SEC source: 0001415889-21-002967 · form4-06112021_040600.xml · derivative · entry 3

Wann Michael · CIK 0001866259 · Director · CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2031-06-01

F2 · derivative.exercise_date: Stock options vest as follows: (i) one-quarter (25.0%) on June 1, 2022, and (ii) 1/36th per month thereafter over the following three (3) years.

Read SEC document
May 27, 2021 Filed Jun 11, 2021 19:07 UTC
Wann MichaelDirector · CHIEF STRATEGY OFFICER
GrantEmployee Stock Options · Derivative 29,530 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001415889-21-002967 · form4-06112021_040600.xml · derivative · entry 2

Wann Michael · CIK 0001866259 · Director · CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,530

Underlying: Common Stock · 29,530 shares

Expires 2031-06-01

F2 · derivative.exercise_date: Stock options vest as follows: (i) one-quarter (25.0%) on June 1, 2022, and (ii) 1/36th per month thereafter over the following three (3) years.

Read SEC document
May 27, 2021 Filed Jun 11, 2021 19:07 UTC
Wann MichaelDirector · CHIEF STRATEGY OFFICER
GrantCommon Stock 22,390 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-002967 · form4-06112021_040600.xml · nonDerivative · entry 1

Wann Michael · CIK 0001866259 · Director · CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,390

F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning on the date of the grant.

Read SEC document
April 12, 2021 Filed Apr 13, 2021 15:01 UTC PurchaseCommon Stock 17,000 $6.06 $103,020.00
Disclosure

SEC source: 0001415889-21-001976 · form4-04132021_080440.xml · nonDerivative · entry 1

Keller Michael R · CIK 0001768576 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Michael R. Keller Trust

Disclosed balance after: 117,301

Read SEC document
August 05, 2020 Filed Aug 7, 2020 21:30 UTC
HAYNES CLAYTON JCHIEF FINANCIAL OFFICER
GrantEmployee Stock Option · Derivative 90,000 $0.00 Strike: $2.88 $0.00
Disclosure

SEC source: 0001415889-20-002076 · form4-08072020_060856.xml · derivative · entry 2

HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2030-08-05

F1 · derivative.exercise_date: Options vest in equal monthly installments over a 48 month period beginning on the grant date, and will vest in full on August 5, 2024.

Read SEC document
August 05, 2020 Filed Aug 8, 2020 01:33 UTC
Steigelfest David J.Director · CHIEF PRODUCT OFFICER
GrantEmployee Stock Option · Derivative 84,000 $0.00 Strike: $2.88 $0.00
Disclosure

SEC source: 0001415889-20-002078 · form4-08072020_060843.xml · derivative · entry 2

Steigelfest David J. · CIK 0001768935 · Director · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,000

Underlying: Common Stock · 84,000 shares

Expires 2030-08-05

F1 · derivative.exercise_date: Options vest in equal monthly installments over a 48 month period beginning on the grant date, and will vest in full on August 5, 2024.

Read SEC document
August 05, 2020 Filed Aug 8, 2020 01:32 UTC
Edelman Matthew EvanCHIEF COMMERCIAL OFFICER
GrantEmployee Stock Option · Derivative 100,000 $0.00 Strike: $2.88 $0.00
Disclosure

SEC source: 0001415889-20-002077 · form4-08072020_060809.xml · derivative · entry 3

Edelman Matthew Evan · CIK 0001768749 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-08-05

F1 · derivative.exercise_date: Options vest in equal monthly installments over a 48 month period beginning on the grant date, and will vest in full on August 5, 2024.

Read SEC document
August 05, 2020 Filed Aug 8, 2020 01:28 UTC
Hand AnnDirector · CEO AND PRESIDENT
GrantEmployee Stock Option · Derivative 200,000 $0.00 Strike: $2.88 $0.00
Disclosure

SEC source: 0001415889-20-002075 · form4-08072020_060807.xml · derivative · entry 2

Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2030-08-05

F1 · derivative.exercise_date: Options vest in equal monthly installments over a 48 month period beginning on the grant date, and will vest in full on August 5, 2024.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 10:44 UTC
JUNG MARKDirector
GrantCommon Stock 30,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-002001 · form4-08042020_070819.xml · nonDerivative · entry 1

JUNG MARK · CIK 0001134899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,130

F1 · price: Represents grant of restricted stock units ("RSUs") issued in connection with the Reporting Person's service on the Issuer's Board of Directors. The RSUs will vest in full on the date of the Issuer's 2021 annual shareholders meeting.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 21:03 UTC GrantCommon Stock 36,344 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-002013 · form4-08042020_050803.xml · nonDerivative · entry 1

Keller Michael R · CIK 0001768576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,799

F1 · price: Represents grant of restricted stock units ("RSUs") issued in connection with the Reporting Person's service on the Issuer's Board of Directors. The RSUs will vest in full on the date of the Issuer's 2021 annual shareholders meeting.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 21:13 UTC GrantCommon Stock 36,344 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-002014 · form4-08042020_020833.xml · nonDerivative · entry 1

Gehl Jeff Patrick · CIK 0001705527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,466

F1 · price: Represents grant of restricted stock units ("RSUs") issued in connection with the Reporting Person's service on the Issuer's Board of Directors. The RSUs will vest in full on the date of the Issuer's 2021 annual shareholders meeting.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 14:48 UTC GrantCommon Stock 36,344 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-002003 · form4-08042020_070822.xml · nonDerivative · entry 1

Patrick Kristin · CIK 0001769529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,799

F1 · price: Represents grant of restricted stock units ("RSUs") issued in connection with the Reporting Person's service on the Issuer's Board of Directors. The RSUs will vest in full on the date of the Issuer's 2021 annual shareholders meeting.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:18 UTC
HAYNES CLAYTON JCHIEF FINANCIAL OFFICER
Disposition to issuerEmployee Stock Option · Derivative 66,667 Not disclosed Strike: $10.80 Not disclosed
Disclosure

SEC source: 0001415889-20-000328 · form4-02132020_060225.xml · derivative · entry 3

HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,667 shares

Expires 2028-06-29

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 31,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

F2 · derivative.exercise_date: 25% of the stock option vested on June 29, 2019, and the remainder vested or will vest in equal monthly installments over a 36 month period to vest in full on June 29, 2022.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:18 UTC
HAYNES CLAYTON JCHIEF FINANCIAL OFFICER
Disposition to issuerEmployee Stock Option · Derivative 3,334 Not disclosed Strike: $9.00 Not disclosed
Disclosure

SEC source: 0001415889-20-000328 · form4-02132020_060225.xml · derivative · entry 2

HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,334 shares

Expires 2026-02-20

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 31,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:18 UTC
HAYNES CLAYTON JCHIEF FINANCIAL OFFICER
GrantCommon Stock 31,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-000328 · form4-02132020_060225.xml · nonDerivative · entry 1

HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,500

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 31,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:19 UTC
Edelman Matthew EvanCHIEF COMMERCIAL OFFICER
Disposition to issuerStock Option · Derivative 25,000 Not disclosed Strike: $10.80 Not disclosed
Disclosure

SEC source: 0001415889-20-000330 · form4-02132020_060229.xml · derivative · entry 5

Edelman Matthew Evan · CIK 0001768749 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2028-10-31

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 45,000 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:19 UTC
Edelman Matthew EvanCHIEF COMMERCIAL OFFICER
Disposition to issuerStock Option · Derivative 9,560 Not disclosed Strike: $10.80 Not disclosed
Disclosure

SEC source: 0001415889-20-000330 · form4-02132020_060229.xml · derivative · entry 4

Edelman Matthew Evan · CIK 0001768749 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,107

Underlying: Common Stock · 16,667 shares

Expires 2028-06-29

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 45,000 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:19 UTC
Edelman Matthew EvanCHIEF COMMERCIAL OFFICER
Disposition to issuerStock Option · Derivative 65,440 Not disclosed Strike: $10.80 Not disclosed
Disclosure

SEC source: 0001415889-20-000330 · form4-02132020_060229.xml · derivative · entry 3

Edelman Matthew Evan · CIK 0001768749 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,440 shares

Expires 2027-07-24

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 45,000 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:19 UTC
Edelman Matthew EvanCHIEF COMMERCIAL OFFICER
GrantCommon Stock 45,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-000330 · form4-02132020_060229.xml · nonDerivative · entry 1

Edelman Matthew Evan · CIK 0001768749 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 45,000 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:19 UTC
Ahmed SamirCHIEF TECHNOLOGY OFFICER
Disposition to issuerEmployee Stock Option · Derivative 50,000 Not disclosed Strike: $7.74 Not disclosed
Disclosure

SEC source: 0001415889-20-000329 · form4-02132020_060258.xml · derivative · entry 2

Ahmed Samir · CIK 0001784307 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common Stock · 50,000 shares

Expires 2029-07-26

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 22,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

F2 · derivative.exercise_date: 25% of the stock option vested on July 26, 2020, and the remainder has vested or will vest in equal monthly installments over a 36 month period to vest in full on July 26, 2022. The remaining shares under the stock option consisting of 43,000 shares of the Issuer's common stock will continue to vest in the same manner as the initial stock option

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:19 UTC
Ahmed SamirCHIEF TECHNOLOGY OFFICER
GrantCommon Stock 22,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-000329 · form4-02132020_060258.xml · nonDerivative · entry 1

Ahmed Samir · CIK 0001784307 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 22,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:17 UTC
Hand AnnDirector · CEO AND PRESIDENT
Disposition to issuerEmployee Stock Option · Derivative 76,333 Not disclosed Strike: $10.80 Not disclosed
Disclosure

SEC source: 0001415889-20-000327 · form4-02132020_060237.xml · derivative · entry 4

Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,667

Underlying: Common Stock · 76,333 shares

Expires 2028-10-31

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 67,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:17 UTC
Hand AnnDirector · CEO AND PRESIDENT
Disposition to issuerEmployee Stock Option · Derivative 41,667 Not disclosed Strike: $10.80 Not disclosed
Disclosure

SEC source: 0001415889-20-000327 · form4-02132020_060237.xml · derivative · entry 3

Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,667 shares

Expires 2028-10-31

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 67,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:17 UTC
Hand AnnDirector · CEO AND PRESIDENT
Disposition to issuerEmployee Stock Option · Derivative 32,000 Not disclosed Strike: $10.80 Not disclosed
Disclosure

SEC source: 0001415889-20-000327 · form4-02132020_060237.xml · derivative · entry 2

Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,000 shares

Expires 2027-06-16

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 67,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:17 UTC
Hand AnnDirector · CEO AND PRESIDENT
GrantCommon Stock 67,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-000327 · form4-02132020_060237.xml · nonDerivative · entry 1

Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,874

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 67,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:17 UTC
Steigelfest David J.Director · CHIEF PRODUCT AND TECH OFFICER
Disposition to issuerEmployee Stock Option · Derivative 8,834 Not disclosed Strike: $9.00 Not disclosed
Disclosure

SEC source: 0001415889-20-000326 · form4-02132020_060202.xml · derivative · entry 4

Steigelfest David J. · CIK 0001768935 · Director · CHIEF PRODUCT AND TECH OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,833

Underlying: Common Stock · 8,834 shares

Expires 2027-06-16

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 31,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:17 UTC
Steigelfest David J.Director · CHIEF PRODUCT AND TECH OFFICER
Disposition to issuerEmployee Stock Option · Derivative 29,166 Not disclosed Strike: $10.80 Not disclosed
Disclosure

SEC source: 0001415889-20-000326 · form4-02132020_060202.xml · derivative · entry 3

Steigelfest David J. · CIK 0001768935 · Director · CHIEF PRODUCT AND TECH OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,834

Underlying: Common Stock · 70,834 shares

Expires 2028-10-31

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 31,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

F2 · derivative.exercise_date: 25% of the stock option vested on October 31, 2019, and the remainder have vested or will vest in equal monthly installments over a 36 month period to vest in full on October 31, 2022. Only the 29% of vested stock options were exchanged with the remaining unvested stock options to continue on the same vesting schedule as the initial stock option.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:17 UTC
Steigelfest David J.Director · CHIEF PRODUCT AND TECH OFFICER
Disposition to issuerEmployee Stock Option · Derivative 32,000 Not disclosed Strike: $10.80 Not disclosed
Disclosure

SEC source: 0001415889-20-000326 · form4-02132020_060202.xml · derivative · entry 2

Steigelfest David J. · CIK 0001768935 · Director · CHIEF PRODUCT AND TECH OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 32,000 shares

Expires 2027-06-16

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 31,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:17 UTC
Steigelfest David J.Director · CHIEF PRODUCT AND TECH OFFICER
GrantCommon Stock 31,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-000326 · form4-02132020_060202.xml · nonDerivative · entry 1

Steigelfest David J. · CIK 0001768935 · Director · CHIEF PRODUCT AND TECH OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,500

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 31,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:55 UTC
JUNG MARKDirector
PurchaseCommon Stock 916 $2.25 $2,061.00
Disclosure

SEC source: 0001415889-19-001462 · form4-12042019_091201.xml · nonDerivative · entry 1

JUNG MARK · CIK 0001134899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Mark Jung SEP IRA

Disclosed balance after: 43,592

F1 · price: These shares were purchased in multiple transactions at $2.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at the price set forth in this Form 4.

Read SEC document
November 27, 2019 Filed Nov 27, 2019 20:41 UTC
JUNG MARKDirector
PurchaseCommon Stock 903 $2.25 $2,031.75
Disclosure

SEC source: 0001415889-19-001418 · form4-11272019_051108.xml · nonDerivative · entry 3

JUNG MARK · CIK 0001134899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Mark Jung SEP IRA

Disclosed balance after: 42,676

Read SEC document
November 26, 2019 Filed Nov 27, 2019 20:41 UTC
JUNG MARKDirector
PurchaseCommon Stock 1,689 $2.22 $3,749.58
Disclosure

SEC source: 0001415889-19-001418 · form4-11272019_051108.xml · nonDerivative · entry 2

JUNG MARK · CIK 0001134899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Mark Jung SEP IRA

Disclosed balance after: 41,773

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.19 to $2.25 per share, inclusive.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 20:41 UTC
JUNG MARKDirector
PurchaseCommon Stock 272 $2.22 $603.84
Disclosure

SEC source: 0001415889-19-001418 · form4-11272019_051108.xml · nonDerivative · entry 1

JUNG MARK · CIK 0001134899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Mark Jung SEP IRA

Disclosed balance after: 40,084

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.22 to $2.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) and (2) to this Form 4.

Read SEC document
November 21, 2019 Filed Nov 21, 2019 17:18 UTC
HAYNES CLAYTON JCHIEF FINANCIAL OFFICER
PurchaseCommon Stock 1,000 $1.94 $1,944.30
Disclosure

SEC source: 0001415889-19-001350 · form4-11212019_021127.xml · nonDerivative · entry 1

HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
November 19, 2019 Filed Nov 20, 2019 18:21 UTC
HAYNES CLAYTON JCHIEF FINANCIAL OFFICER
PurchaseCommon Stock 1,000 $2.47 $2,474.40
Disclosure

SEC source: 0001415889-19-001330 · form4-11202019_031130.xml · nonDerivative · entry 1

HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

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November 19, 2019 Filed Nov 20, 2019 20:14 UTC
Hand AnnDirector · CEO AND PRESIDENT
PurchaseCommon Stock 1,000 $2.57 $2,570.00
Disclosure

SEC source: 0001415889-19-001328 · form4-11202019_121126.xml · nonDerivative · entry 1

Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,374

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October 11, 2019 Filed Oct 11, 2019 18:16 UTC
JUNG MARKDirector
PurchaseCommon Stock 1,468 $3.93 $5,773.50
Disclosure

SEC source: 0001415889-19-001169 · form4-10112019_031043.xml · nonDerivative · entry 3

JUNG MARK · CIK 0001134899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Mark Jung SEP IRA

Disclosed balance after: 39,812

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October 10, 2019 Filed Oct 11, 2019 18:16 UTC
JUNG MARKDirector
PurchaseCommon Stock 3,832 $3.97 $15,212.66
Disclosure

SEC source: 0001415889-19-001169 · form4-10112019_031043.xml · nonDerivative · entry 2

JUNG MARK · CIK 0001134899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Mark Jung SEP IRA

Disclosed balance after: 38,344

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October 09, 2019 Filed Oct 11, 2019 18:16 UTC
JUNG MARKDirector
PurchaseCommon Stock 1,308 $4.16 $5,443.63
Disclosure

SEC source: 0001415889-19-001169 · form4-10112019_031043.xml · nonDerivative · entry 1

JUNG MARK · CIK 0001134899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Mark Jung SEP IRA

Disclosed balance after: 34,512

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October 08, 2019 Filed Oct 8, 2019 19:14 UTC
JUNG MARKDirector
PurchaseCommon Stock 4,997 $4.06 $20,297.81
Disclosure

SEC source: 0001415889-19-001158 · form4-10082019_041035.xml · nonDerivative · entry 3

JUNG MARK · CIK 0001134899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Mark Jung SEP IRA

Disclosed balance after: 33,204

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October 07, 2019 Filed Oct 8, 2019 19:14 UTC
JUNG MARKDirector
PurchaseCommon Stock 3,028 $4.29 $12,984.67
Disclosure

SEC source: 0001415889-19-001158 · form4-10082019_041035.xml · nonDerivative · entry 2

JUNG MARK · CIK 0001134899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Mark Jung SEP IRA

Disclosed balance after: 28,207

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October 04, 2019 Filed Oct 8, 2019 19:14 UTC
JUNG MARKDirector
PurchaseCommon Stock 1,517 $4.24 $6,432.84
Disclosure

SEC source: 0001415889-19-001158 · form4-10082019_041035.xml · nonDerivative · entry 1

JUNG MARK · CIK 0001134899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Mark Jung SEP IRA

Disclosed balance after: 25,179

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October 03, 2019 Filed Oct 3, 2019 17:52 UTC
JUNG MARKDirector
PurchaseCommon Stock 208 $4.22 $876.76
Disclosure

SEC source: 0001415889-19-001151 · form4-10032019_021033.xml · nonDerivative · entry 3

JUNG MARK · CIK 0001134899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Mark Jung SEP IRA

Disclosed balance after: 23,662

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October 02, 2019 Filed Oct 3, 2019 17:52 UTC
JUNG MARKDirector
PurchaseCommon Stock 2,242 $4.35 $9,756.74
Disclosure

SEC source: 0001415889-19-001151 · form4-10032019_021033.xml · nonDerivative · entry 2

JUNG MARK · CIK 0001134899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Mark Jung SEP IRA

Disclosed balance after: 23,454

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October 01, 2019 Filed Oct 3, 2019 17:52 UTC
JUNG MARKDirector
PurchaseCommon Stock 1,212 $4.28 $5,183.12
Disclosure

SEC source: 0001415889-19-001151 · form4-10032019_021033.xml · nonDerivative · entry 1

JUNG MARK · CIK 0001134899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Mark Jung SEP IRA

Disclosed balance after: 21,212

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July 26, 2019 Filed Aug 12, 2019 18:24 UTC
Ahmed SamirCHIEF TECHNOLOGY OFFICER
GrantStock Option · Derivative 93,000 $0.00 Strike: $7.74 $0.00
Disclosure

SEC source: 0001415889-19-000919 · form4-08122019_110828.xml · derivative · entry 1

Ahmed Samir · CIK 0001784307 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,000

Underlying: Common Stock · 93,000 shares

Expires 2029-07-26

F1 · derivative.exercise_date: 25% of the stock option will vest on July 26, 2020, and the remainder will vest in equal monthly installments over a 36 month period and will vest in full on July 26, 2022.

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June 30, 2019 Filed Jul 2, 2019 16:45 UTC
JUNG MARKDirector
GrantCommon Stock 7,018 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-000812 · form4-07022019_010706.xml · nonDerivative · entry 1

JUNG MARK · CIK 0001134899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,018

F1 · shares: Represents grant of 7,018 restricted stock units ("RSUs") to the Reporting Person, issued in connection with his appointment to the Issuer's Board of Directors. The RSUs will vest in full on May 14, 2020.

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June 20, 2019 Filed Jun 20, 2019 20:41 UTC
JUNG MARKDirector
PurchaseCommon Stock 711 $8.24 $5,855.23
Disclosure

SEC source: 0001415889-19-000766 · form4-06202019_050616.xml · nonDerivative · entry 3

JUNG MARK · CIK 0001134899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Mark Jung SEP IRA

Disclosed balance after: 20,000

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June 19, 2019 Filed Jun 20, 2019 20:41 UTC
JUNG MARKDirector
PurchaseCommon Stock 400 $8.25 $3,300.00
Disclosure

SEC source: 0001415889-19-000766 · form4-06202019_050616.xml · nonDerivative · entry 2

JUNG MARK · CIK 0001134899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Mark Jung SEP IRA

Disclosed balance after: 19,289

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.