Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2026 Filed May 8, 2026 11:46 UTC |
Kalutkiewicz RobertDirector
|
GrantCommon Stock | 6,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002133685-26-000004 · form4-05082026_110531.xml · nonDerivative · entry 1 Kalutkiewicz Robert · CIK 0002133685 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,820 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person in connection with their appointment to the Board of Directors of the Issuer. The RSUs will vest in full on the date of the 2026 annual meeting of the Company's stockholders. F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person in connection with their appointment to the Board of Directors of the Issuer. The RSUs will vest in full on the date of the 2026 annual meeting of the Company's stockholders. Read SEC document |
| January 01, 2026 Filed Jan 5, 2026 20:52 UTC |
HAYNES CLAYTON JCFO and Secretary
|
GrantPerformance Stock Units · Derivative | 149,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001189618-26-000002 · form4-01062026_010111.xml · derivative · entry 3 HAYNES CLAYTON J · CIK 0001189618 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,333 Underlying: Common Stock · 149,333 shares Expires not disclosed F4 · derivative.exercise_price: Represents grant of performance stock units ("PSU-2"). Each PSU-2 represents a contingent right to receive one share of the Issuer's common stock upon vesting. F4 · price: Represents grant of performance stock units ("PSU-2"). Each PSU-2 represents a contingent right to receive one share of the Issuer's common stock upon vesting. F5 · derivative.exercise_date: The PSU-2s shall vest in one-eigth increments on a quarterly basis upon the occurrence of the Issuer's common stock closing price meeting or exceeding $5.00 per share for twenty consecutive trading days, are subject to continued service, and include certain accelerated vesting conditions. F5 · derivative.expiration_date: The PSU-2s shall vest in one-eigth increments on a quarterly basis upon the occurrence of the Issuer's common stock closing price meeting or exceeding $5.00 per share for twenty consecutive trading days, are subject to continued service, and include certain accelerated vesting conditions. Read SEC document |
| January 01, 2026 Filed Jan 5, 2026 20:52 UTC |
HAYNES CLAYTON JCFO and Secretary
|
GrantPerformance Stock Units · Derivative | 88,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001189618-26-000002 · form4-01062026_010111.xml · derivative · entry 2 HAYNES CLAYTON J · CIK 0001189618 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,000 Underlying: Common Stock · 88,000 shares Expires not disclosed F2 · derivative.exercise_price: Represents grant of performance stock units ("PSU-1"). Each PSU-1 represents a contingent right to receive one share of the Issuer's common stock upon vesting. F2 · price: Represents grant of performance stock units ("PSU-1"). Each PSU-1 represents a contingent right to receive one share of the Issuer's common stock upon vesting. F3 · derivative.exercise_date: The PSU-1's shall vest in one-eigth increments on a quarterly basis upon the occurrence of the Issuer's common stock closing price meeting or exceeding $3.00 per share for twenty consecutive trading days, are subject to continued service, and include certain accelerated vesting conditions. F3 · derivative.expiration_date: The PSU-1's shall vest in one-eigth increments on a quarterly basis upon the occurrence of the Issuer's common stock closing price meeting or exceeding $3.00 per share for twenty consecutive trading days, are subject to continued service, and include certain accelerated vesting conditions. Read SEC document |
| January 01, 2026 Filed Jan 5, 2026 20:52 UTC |
HAYNES CLAYTON JCFO and Secretary
|
GrantCommon Stock | 887,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001189618-26-000002 · form4-01062026_010111.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 887,602 F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in one-eigth increments on a quarterly basis beginning March 18, 2026, are subject to continued service, and include certain accelerated vesting conditions. Read SEC document |
| January 01, 2026 Filed Jan 6, 2026 01:49 UTC |
Edelman Matthew EvanDirector · CEO & President
|
GrantPerformance Stock Units · Derivative | 298,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001768749-26-000002 · form4-01062026_010151.xml · derivative · entry 4 Edelman Matthew Evan · CIK 0001768749 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298,667 Underlying: Common Stock · 298,667 shares Expires not disclosed F4 · derivative.exercise_price: Represents grant of performance stock units ("PSU-2"). Each PSU-2 represents a contingent right to receive one share of the Issuer's common stock upon vesting. F4 · price: Represents grant of performance stock units ("PSU-2"). Each PSU-2 represents a contingent right to receive one share of the Issuer's common stock upon vesting. F5 · derivative.exercise_date: The PSU-2s shall vest in one-eigth increments on a quarterly basis upon the occurrence of the Issuer's common stock closing price meeting or exceeding $5.00 per share for twenty consecutive trading days, are subject to continued service, and include certain accelerated vesting conditions. F5 · derivative.expiration_date: The PSU-2s shall vest in one-eigth increments on a quarterly basis upon the occurrence of the Issuer's common stock closing price meeting or exceeding $5.00 per share for twenty consecutive trading days, are subject to continued service, and include certain accelerated vesting conditions. Read SEC document |
| January 01, 2026 Filed Jan 6, 2026 01:49 UTC |
Edelman Matthew EvanDirector · CEO & President
|
GrantPerformance Stock Units · Derivative | 176,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001768749-26-000002 · form4-01062026_010151.xml · derivative · entry 3 Edelman Matthew Evan · CIK 0001768749 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,000 Underlying: Common Stock · 176,000 shares Expires not disclosed F2 · derivative.exercise_price: Represents grant of performance stock units ("PSU-1"). Each PSU-1 represents a contingent right to receive one share of the Issuer's common stock upon vesting. F2 · price: Represents grant of performance stock units ("PSU-1"). Each PSU-1 represents a contingent right to receive one share of the Issuer's common stock upon vesting. F3 · derivative.exercise_date: The PSU-1's shall vest in one-eigth increments on a quarterly basis upon the occurrence of the Issuer's common stock closing price meeting or exceeding $3.00 per share for twenty consecutive trading days, are subject to continued service, and include certain accelerated vesting conditions. F3 · derivative.expiration_date: The PSU-1's shall vest in one-eigth increments on a quarterly basis upon the occurrence of the Issuer's common stock closing price meeting or exceeding $3.00 per share for twenty consecutive trading days, are subject to continued service, and include certain accelerated vesting conditions. Read SEC document |
| January 01, 2026 Filed Jan 6, 2026 01:49 UTC |
Edelman Matthew EvanDirector · CEO & President
|
GrantCommon Stock | 1,756,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001768749-26-000002 · form4-01062026_010151.xml · nonDerivative · entry 1 Edelman Matthew Evan · CIK 0001768749 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,756,250 F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in full on December 18, 2027, are subject to continued service, and include certain accelerated vesting conditions. Read SEC document |
| January 01, 2026 Filed Feb 2, 2026 21:41 UTC |
Frucci Marti J.Director
|
GrantCommon Stock | 5,284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002107024-26-000003 · form4-02022026_090246.xml · nonDerivative · entry 1 Frucci Marti J. · CIK 0002107024 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,284 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person in connection with their appointment to the Board of Directors of the Issuer. The RSUs will vest in full on the date of the 2026 annual meeting of the Company's stockholders. F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person in connection with their appointment to the Board of Directors of the Issuer. The RSUs will vest in full on the date of the 2026 annual meeting of the Company's stockholders. Read SEC document |
| December 09, 2025 Filed Dec 12, 2025 01:39 UTC |
Williams HunterDirector
|
GrantCommon Stock | 50,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002099982-25-000003 · form4-12122025_011217.xml · nonDerivative · entry 1 Williams Hunter · CIK 0002099982 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,766 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person in connection with their appointment to the Board of Directors of the Issuer. The RSUs will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) the 2026 annual meeting of the Company's stockholders. Read SEC document |
| November 28, 2025 Filed Dec 3, 2025 08:25 UTC |
JUNG MARKDirector
|
SaleCommon Stock | 137 | $0.85 | $116.60 |
DisclosureSEC source: 0001134899-25-000005 · form4-12032025_011224.xml · nonDerivative · entry 1 JUNG MARK · CIK 0001134899 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,214 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.85 to $0.86 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| October 20, 2025 Filed Feb 17, 2026 13:54 UTC |
JUNG MARKDirector
|
GrantCommon Stock | 1,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001134899-26-000002 · form5-02172026_060200.xml · nonDerivative · entry 2 JUNG MARK · CIK 0001134899 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,426 F3 · shares: Represents grant of RSUs. The RSUs will vest in full on the date of the Issuer's 2026 annual meeting of stockholders. F3 · price: Represents grant of RSUs. The RSUs will vest in full on the date of the Issuer's 2026 annual meeting of stockholders. F2 · balance_after: On January 23, 2026, the Issuer effectuated a 1-for-12 reverse split ("Reverse Split") of the Issuer's common stock. This Form 5 reports holdings as of December 31, 2025, with all share amounts reported herein adjusted for the Reverse Split. Read SEC document |
| October 20, 2025 Filed Feb 17, 2026 18:53 UTC |
Breen Timothy E.Director
|
GrantCommon Stock | 1,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001744312-26-000002 · form5-02172026_060203.xml · nonDerivative · entry 3 Breen Timothy E. · CIK 0001744312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,459 F4 · shares: Represents grant of RSUs. The RSUs will vest in full on the date of the Issuer's 2026 annual meeting of stockholders. F4 · price: Represents grant of RSUs. The RSUs will vest in full on the date of the Issuer's 2026 annual meeting of stockholders. F2 · balance_after: On January 23, 2026, the Issuer effectuated a 1-for-12 reverse split ("Reverse Split") of the Issuer's common stock. This Form 5 reports holdings as of December 31, 2025, with all share amounts reported herein adjusted for the Reverse Split. Read SEC document |
| October 20, 2025 Filed Mar 3, 2026 14:06 UTC |
Patrick KristinDirector
|
GrantCommon Stock | 1,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001769529-26-000002 · form5-03032026_020316.xml · nonDerivative · entry 2 Patrick Kristin · CIK 0001769529 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,477 F3 · shares: Represents grant of RSUs. The RSUs will vest in full on the date of the Issuer's 2026 annual meeting of stockholders. F3 · price: Represents grant of RSUs. The RSUs will vest in full on the date of the Issuer's 2026 annual meeting of stockholders. F2 · balance_after: On January 23, 2026, the Issuer effectuated a 1-for-12 reverse split ("Reverse Split") of the Issuer's common stock. This Form 5 reports holdings as of December 31, 2025, with all share amounts reported herein adjusted for the Reverse Split. Read SEC document |
| October 01, 2025 Filed Feb 17, 2026 13:54 UTC |
JUNG MARKDirector
|
GrantCommon Stock | 962 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001134899-26-000002 · form5-02172026_060200.xml · nonDerivative · entry 1 JUNG MARK · CIK 0001134899 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,980 F1 · shares: Represents grant of restricted stock units ("RSUs"). The RSUs vested in full on the date of the Issuer's annual meeting of stockholders held on October 20, 2025. F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs vested in full on the date of the Issuer's annual meeting of stockholders held on October 20, 2025. F2 · balance_after: On January 23, 2026, the Issuer effectuated a 1-for-12 reverse split ("Reverse Split") of the Issuer's common stock. This Form 5 reports holdings as of December 31, 2025, with all share amounts reported herein adjusted for the Reverse Split. Read SEC document |
| October 01, 2025 Filed Feb 17, 2026 18:55 UTC |
Gehl Jeff PatrickDirector
|
GrantCommon Stock | 962 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001705527-26-000002 · form5-02172026_060204.xml · nonDerivative · entry 1 Gehl Jeff Patrick · CIK 0001705527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,289 F1 · shares: Represents grant of restricted stock units ("RSUs"). The RSUs vested in full on the date of the Issuer's annual meeting of stockholders held on October 20, 2025. F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs vested in full on the date of the Issuer's annual meeting of stockholders held on October 20, 2025. F2 · balance_after: On January 23, 2026, the Issuer effectuated a 1-for-12 reverse split ("Reverse Split") of the Issuer's common stock. This Form 5 reports holdings as of December 31, 2025, with all share amounts reported herein adjusted for the Reverse Split. Read SEC document |
| October 01, 2025 Filed Feb 17, 2026 18:53 UTC |
Breen Timothy E.Director
|
GrantCommon Stock | 962 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001744312-26-000002 · form5-02172026_060203.xml · nonDerivative · entry 2 Breen Timothy E. · CIK 0001744312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,013 F3 · shares: Represents grant of RSUs. The RSUs vested in full on the date of the Issuer's annual meeting of stockholders held on October 20, 2025. F3 · price: Represents grant of RSUs. The RSUs vested in full on the date of the Issuer's annual meeting of stockholders held on October 20, 2025. F2 · balance_after: On January 23, 2026, the Issuer effectuated a 1-for-12 reverse split ("Reverse Split") of the Issuer's common stock. This Form 5 reports holdings as of December 31, 2025, with all share amounts reported herein adjusted for the Reverse Split. Read SEC document |
| October 01, 2025 Filed Feb 17, 2026 18:53 UTC |
Breen Timothy E.Director
|
GrantCommon Stock | 51 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001744312-26-000002 · form5-02172026_060203.xml · nonDerivative · entry 1 Breen Timothy E. · CIK 0001744312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51 F1 · shares: Represents grant of restricted stock units ("RSUs"). The RSUs vested in full on the date of the grant. F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs vested in full on the date of the grant. F2 · balance_after: On January 23, 2026, the Issuer effectuated a 1-for-12 reverse split ("Reverse Split") of the Issuer's common stock. This Form 5 reports holdings as of December 31, 2025, with all share amounts reported herein adjusted for the Reverse Split. Read SEC document |
| October 01, 2025 Filed Mar 3, 2026 14:06 UTC |
Patrick KristinDirector
|
GrantCommon Stock | 962 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001769529-26-000002 · form5-03032026_020316.xml · nonDerivative · entry 1 Patrick Kristin · CIK 0001769529 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,031 F1 · shares: Represents grant of restricted stock units ("RSUs"). The RSUs vested in full on the date of the Issuer's annual meeting of stockholders held on October 20, 2025. F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs vested in full on the date of the Issuer's annual meeting of stockholders held on October 20, 2025. F2 · balance_after: On January 23, 2026, the Issuer effectuated a 1-for-12 reverse split ("Reverse Split") of the Issuer's common stock. This Form 5 reports holdings as of December 31, 2025, with all share amounts reported herein adjusted for the Reverse Split. Read SEC document |
| June 11, 2025 Filed Feb 17, 2026 18:51 UTC |
Hand AnnDirector
|
GrantStock Option (Right to Buy) · Derivative | 209 | Not disclosed Strike: $2,438.40 | Not disclosed |
DisclosureSEC source: 0001769649-26-000002 · form5-02172026_060246.xml · derivative · entry 2 Hand Ann · CIK 0001769649 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209 Underlying: Common Stock · 209 shares Expires 2035-06-11 F3 · price: Represents grant of stock options. The stock options became fully vested on December 31, 2025. F3 · derivative.exercise_date: Represents grant of stock options. The stock options became fully vested on December 31, 2025. Read SEC document |
| June 11, 2025 Filed Feb 17, 2026 18:51 UTC |
Hand AnnDirector
|
GrantCommon Stock | 730 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001769649-26-000002 · form5-02172026_060246.xml · nonDerivative · entry 1 Hand Ann · CIK 0001769649 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,189 F1 · shares: Represents grant of restricted stock units ("RSUs"). The RSUs became fully vested on December 31, 2025. F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs became fully vested on December 31, 2025. F2 · balance_after: On January 23, 2026, the Issuer effectuated a 1-for-12 reverse split ("Reverse Split") of the Issuer's common stock. This Form 5 reports holdings as of December 31, 2025, with all share amounts reported herein adjusted for the Reverse Split. Read SEC document |
| June 11, 2025 Filed Feb 17, 2026 18:50 UTC |
Edelman Matthew EvanDirector · CEO & President
|
GrantStock Option (Right to Buy) · Derivative | 1,042 | Not disclosed Strike: $2,438.40 | Not disclosed |
DisclosureSEC source: 0001768749-26-000004 · form5-02172026_060244.xml · derivative · entry 3 Edelman Matthew Evan · CIK 0001768749 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,042 Underlying: Common Stock · 1,042 shares Expires 2035-06-11 F2 · derivative.exercise_price: On January 23, 2026, the Issuer effectuated a 1-for-12 reverse split ("Reverse Split") of the Issuer's common stock. This Form 5 reports holdings and exercise prices as of December 31, 2025, with all share amounts and exercise prices adjusted for the Reverse Split, and does not reflect shares acquired or disposed subsequent to December 31, 2025. F3 · shares: Represents grant of stock options. The stock options shall vest in monthly installments over a 24 month period beginning July 11, 2025, and will vest in full on June 11, 2027. F3 · price: Represents grant of stock options. The stock options shall vest in monthly installments over a 24 month period beginning July 11, 2025, and will vest in full on June 11, 2027. F3 · derivative.exercise_date: Represents grant of stock options. The stock options shall vest in monthly installments over a 24 month period beginning July 11, 2025, and will vest in full on June 11, 2027. F2 · balance_after: On January 23, 2026, the Issuer effectuated a 1-for-12 reverse split ("Reverse Split") of the Issuer's common stock. This Form 5 reports holdings and exercise prices as of December 31, 2025, with all share amounts and exercise prices adjusted for the Reverse Split, and does not reflect shares acquired or disposed subsequent to December 31, 2025. Read SEC document |
| June 11, 2025 Filed Feb 17, 2026 18:50 UTC |
Edelman Matthew EvanDirector · CEO & President
|
GrantCommon Stock | 521 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001768749-26-000004 · form5-02172026_060244.xml · nonDerivative · entry 1 Edelman Matthew Evan · CIK 0001768749 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 521 F1 · shares: Represents grant of restricted stock units ("RSUs". The RSUs shall vest in monthly installments over a 24 month period beginning July 11, 2025, and will vest in full on June 11, 2027. F1 · price: Represents grant of restricted stock units ("RSUs". The RSUs shall vest in monthly installments over a 24 month period beginning July 11, 2025, and will vest in full on June 11, 2027. F2 · balance_after: On January 23, 2026, the Issuer effectuated a 1-for-12 reverse split ("Reverse Split") of the Issuer's common stock. This Form 5 reports holdings and exercise prices as of December 31, 2025, with all share amounts and exercise prices adjusted for the Reverse Split, and does not reflect shares acquired or disposed subsequent to December 31, 2025. Read SEC document |
| July 24, 2024 Filed Jul 25, 2024 01:30 UTC |
Gehl Jeff PatrickDirector
|
PurchaseCommon Stock | 25,000 | $1.34 | $33,382.50 |
DisclosureSEC source: 0001415889-24-020091 · form4-07252024_010718.xml · nonDerivative · entry 2 Gehl Jeff Patrick · CIK 0001705527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,547 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.30 to $1.3857 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| July 23, 2024 Filed Jul 25, 2024 01:30 UTC |
Gehl Jeff PatrickDirector
|
PurchaseCommon Stock | 25,000 | $1.37 | $34,165.00 |
DisclosureSEC source: 0001415889-24-020091 · form4-07252024_010718.xml · nonDerivative · entry 1 Gehl Jeff Patrick · CIK 0001705527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,547 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.339 to $1.3999 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| July 18, 2024 Filed Jul 20, 2024 01:12 UTC |
Gehl Jeff PatrickDirector
|
PurchaseCommon Stock | 50,000 | $1.11 | $55,515.00 |
DisclosureSEC source: 0001415889-24-019831 · form4-07202024_010715.xml · nonDerivative · entry 1 Gehl Jeff Patrick · CIK 0001705527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,547 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.0799 to $1.14 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 21:59 UTC |
HAYNES CLAYTON JCHIEF FINANCIAL OFFICER
|
GrantPerformance Stock Units · Derivative | 63,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-008904 · form4-03222024_010329.xml · derivative · entry 3 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,473 Underlying: Common Stock · 63,473 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F3 · price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F4 · derivative.exercise_date: The PSUs shall vest 1/3rd upon the occurrence of each of (A) the achievement of each of a profitable fiscal quarter, on a net income basis; (B) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2024; and (C) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2025 (with such target to be approved by the board of directors). Vesting of the PSUs is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained. F4 · derivative.expiration_date: The PSUs shall vest 1/3rd upon the occurrence of each of (A) the achievement of each of a profitable fiscal quarter, on a net income basis; (B) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2024; and (C) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2025 (with such target to be approved by the board of directors). Vesting of the PSUs is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 21:59 UTC |
HAYNES CLAYTON JCHIEF FINANCIAL OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 126,946 | $0.00 Strike: $1.85 | $0.00 |
DisclosureSEC source: 0001415889-24-008904 · form4-03222024_010329.xml · derivative · entry 2 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,946 Underlying: Common Stock · 126,946 shares Expires 2034-03-19 F2 · derivative.exercise_date: The stock options ("Options") shall vest 1/36th per month in arrears from the date of the grant. Vesting of the Options is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 21:59 UTC |
HAYNES CLAYTON JCHIEF FINANCIAL OFFICER
|
GrantCommon Stock | 63,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-008904 · form4-03222024_010329.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,536 F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning on March 19, 2025. Vesting of the RSUs is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained. Read SEC document |
| March 19, 2024 Filed Mar 22, 2024 01:59 UTC |
Hand AnnDirector · CHIEF EXECUTIVE OFFICER
|
GrantPerformance Stock Units · Derivative | 198,881 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-008903 · form4-03222024_010358.xml · derivative · entry 3 Hand Ann · CIK 0001769649 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,881 Underlying: Common Stock · 198,881 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F3 · price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F4 · derivative.exercise_date: The PSUs shall vest 1/3rd upon the occurrence of each of (A) the achievement of each of a profitable fiscal quarter, on a net income basis; (B) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2024; and (C) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2025 (with such target to be approved by the board of directors). Vesting of the PSUs is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained. F4 · derivative.expiration_date: The PSUs shall vest 1/3rd upon the occurrence of each of (A) the achievement of each of a profitable fiscal quarter, on a net income basis; (B) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2024; and (C) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2025 (with such target to be approved by the board of directors). Vesting of the PSUs is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained. Read SEC document |
| March 19, 2024 Filed Mar 22, 2024 01:59 UTC |
Hand AnnDirector · CHIEF EXECUTIVE OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 397,000 | $0.00 Strike: $1.85 | $0.00 |
DisclosureSEC source: 0001415889-24-008903 · form4-03222024_010358.xml · derivative · entry 2 Hand Ann · CIK 0001769649 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 397,000 Underlying: Common Stock · 397,000 shares Expires 2034-03-19 F2 · derivative.exercise_date: The stock options ("Options") shall vest 1/36th per month in arrears from the date of the grant. Vesting of the Options is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained. Read SEC document |
| March 19, 2024 Filed Mar 22, 2024 01:59 UTC |
Hand AnnDirector · CHIEF EXECUTIVE OFFICER
|
GrantCommon Stock | 198,881 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-008903 · form4-03222024_010358.xml · nonDerivative · entry 1 Hand Ann · CIK 0001769649 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,891 F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning on March 19, 2025. Vesting of the RSUs is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained. Read SEC document |
| March 19, 2024 Filed Mar 22, 2024 01:58 UTC |
Edelman Matthew EvanCHIEF COMMERCIAL OFF., PRES.
|
GrantPerformance Stock Units · Derivative | 160,798 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-008902 · form4-03222024_010324.xml · derivative · entry 4 Edelman Matthew Evan · CIK 0001768749 · CHIEF COMMERCIAL OFF., PRES. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,798 Underlying: Common Stock · 160,798 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F3 · price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F4 · derivative.exercise_date: The PSUs shall vest 1/3rd upon the occurrence of each of (A) the achievement of each of a profitable fiscal quarter, on a net income basis; (B) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2024; and (C) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2025 (with such target to be approved by the board of directors). Vesting of the PSUs is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained. F4 · derivative.expiration_date: The PSUs shall vest 1/3rd upon the occurrence of each of (A) the achievement of each of a profitable fiscal quarter, on a net income basis; (B) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2024; and (C) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2025 (with such target to be approved by the board of directors). Vesting of the PSUs is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained. Read SEC document |
| March 19, 2024 Filed Mar 22, 2024 01:58 UTC |
Edelman Matthew EvanCHIEF COMMERCIAL OFF., PRES.
|
GrantStock Option (Right to Buy) · Derivative | 321,596 | $0.00 Strike: $1.85 | $0.00 |
DisclosureSEC source: 0001415889-24-008902 · form4-03222024_010324.xml · derivative · entry 3 Edelman Matthew Evan · CIK 0001768749 · CHIEF COMMERCIAL OFF., PRES. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 321,596 Underlying: Common Stock · 321,596 shares Expires 2034-03-19 F2 · derivative.exercise_date: The stock options ("Options") shall vest 1/36th per month in arrears from the date of the grant. Vesting of the Options is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained. Read SEC document |
| March 19, 2024 Filed Mar 22, 2024 01:58 UTC |
Edelman Matthew EvanCHIEF COMMERCIAL OFF., PRES.
|
GrantCommon Stock | 160,798 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-008902 · form4-03222024_010324.xml · nonDerivative · entry 1 Edelman Matthew Evan · CIK 0001768749 · CHIEF COMMERCIAL OFF., PRES. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,374 F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning on March 19, 2025. Vesting of the RSUs is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained. Read SEC document |
| September 22, 2023 Filed Sep 26, 2023 20:06 UTC |
Gehl Jeff PatrickDirector
|
PurchaseCommon Stock | 50,000 | $1.82 | $91,000.00 |
DisclosureSEC source: 0001415889-23-013579 · form4-09262023_080908.xml · nonDerivative · entry 1 Gehl Jeff Patrick · CIK 0001705527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,547 Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 19:33 UTC |
Hand AnnDirector · CHIEF EXECUTIVE OFFICER
|
PurchaseCommon Stock | 10,000 | $1.61 | $16,088.00 |
DisclosureSEC source: 0001415889-23-013453 · form4-09202023_070931.xml · nonDerivative · entry 1 Hand Ann · CIK 0001769649 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,010 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.60 to $1.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| September 07, 2023 Filed Apr 29, 2024 19:17 UTC |
JUNG MARKDirector
|
GrantCommon Stock | 27,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-011711 · form4-04292024_110430.xml · nonDerivative · entry 1 JUNG MARK · CIK 0001134899 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,507 F1 · price: Represents grant of restricted stock units ("RSUs") issued in connection with the Reporting Person's service on the Issuer's Board of Directors. The RSUs will vest in full on the date of the Issuer's 2024 annual shareholders meeting. Read SEC document |
| September 07, 2023 Filed Apr 30, 2024 00:28 UTC |
Keller Michael RDirector
|
GrantCommon Stock | 27,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-011718 · form4-04302024_120432.xml · nonDerivative · entry 1 Keller Michael R · CIK 0001768576 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,740 F1 · price: Represents grant of restricted stock units ("RSUs") issued in connection with the Reporting Person's service on the Issuer's Board of Directors. The RSUs will vest in full on the date of the Issuer's 2024 annual shareholders meeting. Read SEC document |
| September 07, 2023 Filed Apr 29, 2024 23:16 UTC |
Patrick KristinDirector
|
GrantCommon Stock | 27,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-011710 · form4-04292024_110435.xml · nonDerivative · entry 1 Patrick Kristin · CIK 0001769529 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,740 F1 · price: Represents grant of restricted stock units ("RSUs") issued in connection with the Reporting Person's service on the Issuer's Board of Directors. The RSUs will vest in full on the date of the Issuer's 2024 annual shareholders meeting. Read SEC document |
| September 07, 2023 Filed Apr 29, 2024 23:16 UTC |
Gehl Jeff PatrickDirector
|
GrantCommon Stock | 27,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-011709 · form4-04292024_110459.xml · nonDerivative · entry 1 Gehl Jeff Patrick · CIK 0001705527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,574 F1 · price: Represents grant of restricted stock units ("RSUs") issued in connection with the Reporting Person's service on the Issuer's Board of Directors. The RSUs will vest in full on the date of the Issuer's 2024 annual shareholders meeting. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 16:43 UTC |
TPG GP A, LLCFormer 10% Owner
BONDERMAN DAVIDFormer 10% Owner
COULTER JAMES GFormer 10% Owner
WINKELRIED JONFormer 10% Owner
|
SaleCommon Stock | 8,461,824 | $0.20 | $1,692,364.80 |
DisclosureSEC source: 0001387131-23-009957 · ownership.xml · nonDerivative · entry 1 TPG GP A, LLC · CIK 0001903793 · Former 10% Owner BONDERMAN DAVID · CIK 0000860866 · Former 10% Owner COULTER JAMES G · CIK 0001099776 · Former 10% Owner WINKELRIED JON · CIK 0001366946 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Explanation of Responses Disclosed balance after: 0 F1 · ownership.nature: Each of David Bonderman, James G. Coulter and Jon Winkelried own entities that own TPG GP A, LLC (together with Messrs. Bonderman, Coulter and Winkelried, the "Reporting Persons"), which is the managing member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which holds 100% of the shares of Class B common stock (which represents a majority of the combined voting power of the common stock) of TPG Inc., which is the sole member of TPG GPCo, LLC, which is the sole member of TPG Holdings I-A, LLC, which is the general partner of TPG Operating Group I, L.P., which is the sole member of TPG Growth GenPar III Advisors, LLC, which is the general partner of TPG Growth GenPar III, L.P., which is the general partner of TPG Media Partners III, L.P. ("TPG Media Partners III"), which directly held shares of Common Stock of Super League Gaming, Inc. (the "Issuer"). F2 · ownership.nature: Because of the relationship between the Reporting Persons and TPG Media Partners III, the Reporting Persons may have been deemed to have beneficially owned the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of TPG Media Partners III. Each of TPG Media Partners III and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of TPG Media Partners III's or such Reporting Person's pecuniary interest therein, if any. F3 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 16:31 UTC |
TPG GP A, LLC10% owner
BONDERMAN DAVID10% owner
COULTER JAMES G10% owner
WINKELRIED JON10% owner
|
SaleCommon Stock | 31,329 | $0.36 | $11,228.31 |
DisclosureSEC source: 0001387131-23-009014 · slgg-form4_072623.xml · nonDerivative · entry 2 TPG GP A, LLC · CIK 0001903793 · 10% owner BONDERMAN DAVID · CIK 0000860866 · 10% owner COULTER JAMES G · CIK 0001099776 · 10% owner WINKELRIED JON · CIK 0001366946 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Explanation of Responses Disclosed balance after: 8,461,824 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.35 to $0.382, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F1 · ownership.nature: Each of David Bonderman, James G. Coulter and Jon Winkelried own entities that own TPG GP A, LLC (together with Messrs. Bonderman, Coulter and Winkelried, the "Reporting Persons"), which is the managing member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which holds 100% of the shares of Class B common stock (which represents a majority of the combined voting power of the common stock) of TPG Inc., which is the sole member of TPG GPCo, LLC, which is the sole member of TPG Holdings I-A, LLC, which is the general partner of TPG Operating Group I, L.P., which is the sole member of TPG Growth GenPar III Advisors, LLC, which is the general partner of TPG Growth GenPar III, L.P., which is the general partner of TPG Media Partners III, L.P. ("TPG Media Partners III"), which directly holds 8,461,824 shares of Common Stock of Super League Gaming, Inc. (the "Issuer"). F4 · ownership.nature: Because of the relationship between the Reporting Persons and TPG Media Partners III, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of TPG Media Partners III. Each of TPG Media Partners III and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of TPG Media Partners III's or such Reporting Person's pecuniary interest therein, if any. F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 16:31 UTC |
TPG GP A, LLC10% owner
BONDERMAN DAVID10% owner
COULTER JAMES G10% owner
WINKELRIED JON10% owner
|
SaleCommon Stock | 69,760 | $0.38 | $26,404.16 |
DisclosureSEC source: 0001387131-23-009014 · slgg-form4_072623.xml · nonDerivative · entry 1 TPG GP A, LLC · CIK 0001903793 · 10% owner BONDERMAN DAVID · CIK 0000860866 · 10% owner COULTER JAMES G · CIK 0001099776 · 10% owner WINKELRIED JON · CIK 0001366946 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Explanation of Responses Disclosed balance after: 8,493,153 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3609 to $0.3949, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F1 · ownership.nature: Each of David Bonderman, James G. Coulter and Jon Winkelried own entities that own TPG GP A, LLC (together with Messrs. Bonderman, Coulter and Winkelried, the "Reporting Persons"), which is the managing member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which holds 100% of the shares of Class B common stock (which represents a majority of the combined voting power of the common stock) of TPG Inc., which is the sole member of TPG GPCo, LLC, which is the sole member of TPG Holdings I-A, LLC, which is the general partner of TPG Operating Group I, L.P., which is the sole member of TPG Growth GenPar III Advisors, LLC, which is the general partner of TPG Growth GenPar III, L.P., which is the general partner of TPG Media Partners III, L.P. ("TPG Media Partners III"), which directly holds 8,461,824 shares of Common Stock of Super League Gaming, Inc. (the "Issuer"). F4 · ownership.nature: Because of the relationship between the Reporting Persons and TPG Media Partners III, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of TPG Media Partners III. Each of TPG Media Partners III and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of TPG Media Partners III's or such Reporting Person's pecuniary interest therein, if any. F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| July 25, 2023 Filed Jul 26, 2023 16:44 UTC |
TPG GP A, LLC10% owner
BONDERMAN DAVID10% owner
COULTER JAMES G10% owner
WINKELRIED JON10% owner
|
SaleCommon Stock | 4,365 | $0.35 | $1,536.48 |
DisclosureSEC source: 0001839882-23-019163 · ownership.xml · nonDerivative · entry 2 TPG GP A, LLC · CIK 0001903793 · 10% owner BONDERMAN DAVID · CIK 0000860866 · 10% owner COULTER JAMES G · CIK 0001099776 · 10% owner WINKELRIED JON · CIK 0001366946 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Explanation of Responses Disclosed balance after: 8,562,913 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.35 to $0.3532, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F1 · ownership.nature: Each of David Bonderman, James G. Coulter and Jon Winkelried own entities that own TPG GP A, LLC (together with Messrs. Bonderman, Coulter and Winkelried, the "Reporting Persons"), which is the managing member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which holds 100% of the shares of Class B common stock (which represents a majority of the combined voting power of the common stock) of TPG Inc., which is the sole member of TPG GPCo, LLC, which is the sole member of TPG Holdings I-A, LLC, which is the general partner of TPG Operating Group I, L.P., which is the sole member of TPG Growth GenPar III Advisors, LLC, which is the general partner of TPG Growth GenPar III, L.P., which is the general partner of TPG Media Partners III, L.P. ("TPG Media Partners III"), which directly holds 8,562,913 shares of Common Stock of Super League Gaming, Inc. (the "Issuer"). F4 · ownership.nature: Because of the relationship between the Reporting Persons and TPG Media Partners III, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of TPG Media Partners III. Each of TPG Media Partners III and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of TPG Media Partners III's or such Reporting Person's pecuniary interest therein, if any. F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 16:44 UTC |
TPG GP A, LLC10% owner
BONDERMAN DAVID10% owner
COULTER JAMES G10% owner
WINKELRIED JON10% owner
|
SaleCommon Stock | 20,601 | $0.35 | $7,222.71 |
DisclosureSEC source: 0001839882-23-019163 · ownership.xml · nonDerivative · entry 1 TPG GP A, LLC · CIK 0001903793 · 10% owner BONDERMAN DAVID · CIK 0000860866 · 10% owner COULTER JAMES G · CIK 0001099776 · 10% owner WINKELRIED JON · CIK 0001366946 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Explanation of Responses Disclosed balance after: 8,567,278 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.35 to $0.3598, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F1 · ownership.nature: Each of David Bonderman, James G. Coulter and Jon Winkelried own entities that own TPG GP A, LLC (together with Messrs. Bonderman, Coulter and Winkelried, the "Reporting Persons"), which is the managing member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which holds 100% of the shares of Class B common stock (which represents a majority of the combined voting power of the common stock) of TPG Inc., which is the sole member of TPG GPCo, LLC, which is the sole member of TPG Holdings I-A, LLC, which is the general partner of TPG Operating Group I, L.P., which is the sole member of TPG Growth GenPar III Advisors, LLC, which is the general partner of TPG Growth GenPar III, L.P., which is the general partner of TPG Media Partners III, L.P. ("TPG Media Partners III"), which directly holds 8,562,913 shares of Common Stock of Super League Gaming, Inc. (the "Issuer"). F4 · ownership.nature: Because of the relationship between the Reporting Persons and TPG Media Partners III, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of TPG Media Partners III. Each of TPG Media Partners III and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of TPG Media Partners III's or such Reporting Person's pecuniary interest therein, if any. F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| July 21, 2023 Filed Jul 24, 2023 16:38 UTC |
TPG GP A, LLC10% owner
BONDERMAN DAVID10% owner
COULTER JAMES G10% owner
WINKELRIED JON10% owner
|
SaleCommon Stock | 15,234 | $0.35 | $5,366.94 |
DisclosureSEC source: 0001387131-23-008599 · tpg-form4_072423.xml · nonDerivative · entry 2 TPG GP A, LLC · CIK 0001903793 · 10% owner BONDERMAN DAVID · CIK 0000860866 · 10% owner COULTER JAMES G · CIK 0001099776 · 10% owner WINKELRIED JON · CIK 0001366946 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Explanation of Responses Disclosed balance after: 8,587,879 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.35 to $0.3596, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F1 · ownership.nature: Each of David Bonderman, James G. Coulter and Jon Winkelried own entities that own TPG GP A, LLC (together with Messrs. Bonderman, Coulter and Winkelried, the "Reporting Persons"), which is the managing member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which holds 100% of the shares of Class B common stock (which represents a majority of the combined voting power of the common stock) of TPG Inc., which is the sole member of TPG GPCo, LLC, which is the sole member of TPG Holdings I-A, LLC, which is the general partner of TPG Operating Group I, L.P., which is the sole member of TPG Growth GenPar III Advisors, LLC, which is the general partner of TPG Growth GenPar III, L.P., which is the general partner of TPG Media Partners III, L.P. ("TPG Media Partners III"), which directly holds 8,587,879 shares of Common Stock of Super League Gaming, Inc. (the "Issuer"). F4 · ownership.nature: Because of the relationship between the Reporting Persons and TPG Media Partners III, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of TPG Media Partners III. Each of TPG Media Partners III and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of TPG Media Partners III's or such Reporting Person's pecuniary interest therein, if any. F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 16:38 UTC |
TPG GP A, LLC10% owner
BONDERMAN DAVID10% owner
COULTER JAMES G10% owner
WINKELRIED JON10% owner
|
SaleCommon Stock | 2,885 | $0.35 | $1,011.77 |
DisclosureSEC source: 0001387131-23-008599 · tpg-form4_072423.xml · nonDerivative · entry 1 TPG GP A, LLC · CIK 0001903793 · 10% owner BONDERMAN DAVID · CIK 0000860866 · 10% owner COULTER JAMES G · CIK 0001099776 · 10% owner WINKELRIED JON · CIK 0001366946 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Explanation of Responses Disclosed balance after: 8,603,113 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.35 to $0.3532, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F1 · ownership.nature: Each of David Bonderman, James G. Coulter and Jon Winkelried own entities that own TPG GP A, LLC (together with Messrs. Bonderman, Coulter and Winkelried, the "Reporting Persons"), which is the managing member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which holds 100% of the shares of Class B common stock (which represents a majority of the combined voting power of the common stock) of TPG Inc., which is the sole member of TPG GPCo, LLC, which is the sole member of TPG Holdings I-A, LLC, which is the general partner of TPG Operating Group I, L.P., which is the sole member of TPG Growth GenPar III Advisors, LLC, which is the general partner of TPG Growth GenPar III, L.P., which is the general partner of TPG Media Partners III, L.P. ("TPG Media Partners III"), which directly holds 8,587,879 shares of Common Stock of Super League Gaming, Inc. (the "Issuer"). F4 · ownership.nature: Because of the relationship between the Reporting Persons and TPG Media Partners III, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of TPG Media Partners III. Each of TPG Media Partners III and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of TPG Media Partners III's or such Reporting Person's pecuniary interest therein, if any. F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| July 19, 2023 Filed Jul 20, 2023 16:39 UTC |
TPG GP A, LLC10% owner
BONDERMAN DAVID10% owner
COULTER JAMES G10% owner
WINKELRIED JON10% owner
|
SaleCommon Stock | 500 | $0.35 | $175.00 |
DisclosureSEC source: 0001387131-23-008535 · tpg-form4_071823.xml · nonDerivative · entry 2 TPG GP A, LLC · CIK 0001903793 · 10% owner BONDERMAN DAVID · CIK 0000860866 · 10% owner COULTER JAMES G · CIK 0001099776 · 10% owner WINKELRIED JON · CIK 0001366946 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Explanation of Responses Disclosed balance after: 8,605,998 F1 · ownership.nature: Each of David Bonderman, James G. Coulter and Jon Winkelried own entities that own TPG GP A, LLC (together with Messrs. Bonderman, Coulter and Winkelried, the "Reporting Persons"), which is the managing member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which holds 100% of the shares of Class B common stock (which represents a majority of the combined voting power of the common stock) of TPG Inc., which is the sole member of TPG GPCo, LLC, which is the sole member of TPG Holdings I-A, LLC, which is the general partner of TPG Operating Group I, L.P., which is the sole member of TPG Growth GenPar III Advisors, LLC, which is the general partner of TPG Growth GenPar III, L.P., which is the general partner of TPG Media Partners III, L.P. ("TPG Media Partners III"), which directly holds 8,605,998 shares of Common Stock of Super League Gaming, Inc. (the "Issuer"). F2 · ownership.nature: Because of the relationship between the Reporting Persons and TPG Media Partners III, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of TPG Media Partners III. Each of TPG Media Partners III and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of TPG Media Partners III's or such Reporting Person's pecuniary interest therein, if any. F3 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| July 18, 2023 Filed Jul 20, 2023 16:39 UTC |
TPG GP A, LLC10% owner
BONDERMAN DAVID10% owner
COULTER JAMES G10% owner
WINKELRIED JON10% owner
|
SaleCommon Stock | 425 | $0.35 | $148.75 |
DisclosureSEC source: 0001387131-23-008535 · tpg-form4_071823.xml · nonDerivative · entry 1 TPG GP A, LLC · CIK 0001903793 · 10% owner BONDERMAN DAVID · CIK 0000860866 · 10% owner COULTER JAMES G · CIK 0001099776 · 10% owner WINKELRIED JON · CIK 0001366946 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Explanation of Responses Disclosed balance after: 8,606,498 F1 · ownership.nature: Each of David Bonderman, James G. Coulter and Jon Winkelried own entities that own TPG GP A, LLC (together with Messrs. Bonderman, Coulter and Winkelried, the "Reporting Persons"), which is the managing member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which holds 100% of the shares of Class B common stock (which represents a majority of the combined voting power of the common stock) of TPG Inc., which is the sole member of TPG GPCo, LLC, which is the sole member of TPG Holdings I-A, LLC, which is the general partner of TPG Operating Group I, L.P., which is the sole member of TPG Growth GenPar III Advisors, LLC, which is the general partner of TPG Growth GenPar III, L.P., which is the general partner of TPG Media Partners III, L.P. ("TPG Media Partners III"), which directly holds 8,605,998 shares of Common Stock of Super League Gaming, Inc. (the "Issuer"). F2 · ownership.nature: Because of the relationship between the Reporting Persons and TPG Media Partners III, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of TPG Media Partners III. Each of TPG Media Partners III and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of TPG Media Partners III's or such Reporting Person's pecuniary interest therein, if any. F3 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| July 17, 2023 Filed Jul 18, 2023 16:31 UTC |
TPG GP A, LLC10% owner
BONDERMAN DAVID10% owner
COULTER JAMES G10% owner
WINKELRIED JON10% owner
|
SaleCommon Stock | 32,303 | $0.36 | $11,477.26 |
DisclosureSEC source: 0001387131-23-008493 · ownership.xml · nonDerivative · entry 2 TPG GP A, LLC · CIK 0001903793 · 10% owner BONDERMAN DAVID · CIK 0000860866 · 10% owner COULTER JAMES G · CIK 0001099776 · 10% owner WINKELRIED JON · CIK 0001366946 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Explanation of Responses Disclosed balance after: 8,606,923 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.35 to $0.3677, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F1 · ownership.nature: Each of David Bonderman, James G. Coulter and Jon Winkelried own entities that own TPG GP A, LLC (together with Messrs. Bonderman, Coulter and Winkelried, the "Reporting Persons"), which is the managing member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which holds 100% of the shares of Class B common stock (which represents a majority of the combined voting power of the common stock) of TPG Inc., which is the sole member of TPG GPCo, LLC, which is the sole member of TPG Holdings I-A, LLC, which is the general partner of TPG Operating Group I, L.P., which is the sole member of TPG Growth GenPar III Advisors, LLC, which is the general partner of TPG Growth GenPar III, L.P., which is the general partner of TPG Media Partners III, L.P. ("TPG Media Partners III"), which directly holds 8,606,923 shares of Common Stock of Super League Gaming, Inc. (the "Issuer"). F4 · ownership.nature: Because of the relationship between the Reporting Persons and TPG Media Partners III, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of TPG Media Partners III. Each of TPG Media Partners III and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of TPG Media Partners III's or such Reporting Person's pecuniary interest therein, if any. F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.