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Hand Ann

Disclosed activity across 1 company

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66153
SEC CIK
0001769649

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Super League Enterprise, Inc.SLE · Entity 6409DirectorDecember 31, 2025February 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Super League Enterprise, Inc.

Report date December 31, 2025 · Filed February 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,189 Reported balance After 2025-06-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-06-11 · Grant · Acquired 730 · Balance 1,189

F1: Represents grant of restricted stock units ("RSUs"). The RSUs became fully vested on December 31, 2025.

F2: On January 23, 2026, the Issuer effectuated a 1-for-12 reverse split ("Reverse Split") of the Issuer's common stock. This Form 5 reports holdings as of December 31, 2025, with all share amounts reported herein adjusted for the Reverse Split.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2,438.40 · Expires 2035-06-11Direct209 Reported balance After 2025-06-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-06-11 · Grant · Acquired 209 · Balance 209

F3: Represents grant of stock options. The stock options became fully vested on December 31, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Represents grant of restricted stock units ("RSUs"). The RSUs became fully vested on December 31, 2025.

F2: On January 23, 2026, the Issuer effectuated a 1-for-12 reverse split ("Reverse Split") of the Issuer's common stock. This Form 5 reports holdings as of December 31, 2025, with all share amounts reported herein adjusted for the Reverse Split.

F3: Represents grant of stock options. The stock options became fully vested on December 31, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2025 Filed Feb 17, 2026 18:51 UTC Super League Enterprise, Inc. SLE · Entity 6409 GrantStock Option (Right to Buy) · Derivative 209 Not disclosed Strike: $2,438.40 Not disclosed
Disclosure

SEC source: 0001769649-26-000002 · form5-02172026_060246.xml · derivative · entry 2

Hand Ann · CIK 0001769649 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209

Underlying: Common Stock · 209 shares

Expires 2035-06-11

F3 · price: Represents grant of stock options. The stock options became fully vested on December 31, 2025.

F3 · derivative.exercise_date: Represents grant of stock options. The stock options became fully vested on December 31, 2025.

Read SEC document
June 11, 2025 Filed Feb 17, 2026 18:51 UTC Super League Enterprise, Inc. SLE · Entity 6409 GrantCommon Stock 730 Not disclosed Not disclosed
Disclosure

SEC source: 0001769649-26-000002 · form5-02172026_060246.xml · nonDerivative · entry 1

Hand Ann · CIK 0001769649 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,189

F1 · shares: Represents grant of restricted stock units ("RSUs"). The RSUs became fully vested on December 31, 2025.

F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs became fully vested on December 31, 2025.

F2 · balance_after: On January 23, 2026, the Issuer effectuated a 1-for-12 reverse split ("Reverse Split") of the Issuer's common stock. This Form 5 reports holdings as of December 31, 2025, with all share amounts reported herein adjusted for the Reverse Split.

Read SEC document
March 19, 2024 Filed Mar 22, 2024 01:59 UTC Super League Enterprise, Inc. SLE · Entity 6409 GrantPerformance Stock Units · Derivative 198,881 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-008903 · form4-03222024_010358.xml · derivative · entry 3

Hand Ann · CIK 0001769649 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,881

Underlying: Common Stock · 198,881 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F3 · price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F4 · derivative.exercise_date: The PSUs shall vest 1/3rd upon the occurrence of each of (A) the achievement of each of a profitable fiscal quarter, on a net income basis; (B) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2024; and (C) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2025 (with such target to be approved by the board of directors). Vesting of the PSUs is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained.

F4 · derivative.expiration_date: The PSUs shall vest 1/3rd upon the occurrence of each of (A) the achievement of each of a profitable fiscal quarter, on a net income basis; (B) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2024; and (C) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2025 (with such target to be approved by the board of directors). Vesting of the PSUs is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained.

Read SEC document
March 19, 2024 Filed Mar 22, 2024 01:59 UTC Super League Enterprise, Inc. SLE · Entity 6409 GrantStock Option (Right to Buy) · Derivative 397,000 $0.00 Strike: $1.85 $0.00
Disclosure

SEC source: 0001415889-24-008903 · form4-03222024_010358.xml · derivative · entry 2

Hand Ann · CIK 0001769649 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,000

Underlying: Common Stock · 397,000 shares

Expires 2034-03-19

F2 · derivative.exercise_date: The stock options ("Options") shall vest 1/36th per month in arrears from the date of the grant. Vesting of the Options is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained.

Read SEC document
March 19, 2024 Filed Mar 22, 2024 01:59 UTC Super League Enterprise, Inc. SLE · Entity 6409 GrantCommon Stock 198,881 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-008903 · form4-03222024_010358.xml · nonDerivative · entry 1

Hand Ann · CIK 0001769649 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,891

F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning on March 19, 2025. Vesting of the RSUs is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 19:33 UTC Super League Enterprise, Inc. SLE · Entity 6409 PurchaseCommon Stock 10,000 $1.61 $16,088.00
Disclosure

SEC source: 0001415889-23-013453 · form4-09202023_070931.xml · nonDerivative · entry 1

Hand Ann · CIK 0001769649 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,010

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.60 to $1.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
April 30, 2023 Filed May 3, 2023 01:17 UTC Super League Enterprise, Inc. SLGG · Entity 6409 GrantPerformance Stock Units · Derivative 900,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-007157 · form4-05032023_010515.xml · derivative · entry 11

Hand Ann · CIK 0001769649 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Common Stock · 900,000 shares

Expires 2028-04-30

F4 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F6 · price: On April 30, 2023, the Issuer cancelled certain PSUs previously granted to the Reporting Person under the 2014 Plan. In exchange for the cancelled PSU's, the Reporting Person was granted 900,000 PSUs under the 2014 Plan.

F7 · derivative.exercise_date: Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day VWAP of $0.80 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $1.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $1.20 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $1.40 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $1.60 per share.

Read SEC document
April 30, 2023 Filed May 3, 2023 01:17 UTC Super League Enterprise, Inc. SLGG · Entity 6409 Disposition to issuerPerformance Stock Units · Derivative 900,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-007157 · form4-05032023_010515.xml · derivative · entry 10

Hand Ann · CIK 0001769649 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 900,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F6 · price: On April 30, 2023, the Issuer cancelled certain PSUs previously granted to the Reporting Person under the 2014 Plan. In exchange for the cancelled PSU's, the Reporting Person was granted 900,000 PSUs under the 2014 Plan.

F5 · derivative.exercise_date: The PSUs were scheduled to vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share.

F5 · derivative.expiration_date: The PSUs were scheduled to vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share.

Read SEC document
April 30, 2023 Filed May 3, 2023 01:17 UTC Super League Enterprise, Inc. SLGG · Entity 6409 GrantStock Option · Derivative 3,000,000 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001415889-23-007157 · form4-05032023_010515.xml · derivative · entry 9

Hand Ann · CIK 0001769649 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000,000

Underlying: Common Stock · 3,000,000 shares

Expires 2033-04-30

F1 · price: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 3,000,000 shares of the Issuer's common stock under the 2014 Plan.

F3 · price: The exercise of the options under this award are contingent upon the Company receiving approval from its stockholders to increase the number of shares available under the 2014 Plan, and will be subject to cancellation in the event stockholder approval is not obtained.

F2 · derivative.exercise_date: One-third of the stock options vest on the grant date, with the remainder vesting monthly over the thirty-six month period thereafter, subject to continued service.

Read SEC document
April 30, 2023 Filed May 3, 2023 01:17 UTC Super League Enterprise, Inc. SLGG · Entity 6409 Disposition to issuerStock Option · Derivative 93,110 Not disclosed Strike: $4.81 Not disclosed
Disclosure

SEC source: 0001415889-23-007157 · form4-05032023_010515.xml · derivative · entry 8

Hand Ann · CIK 0001769649 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 93,110 shares

Expires 2031-05-27

F1 · price: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 3,000,000 shares of the Issuer's common stock under the 2014 Plan.

Read SEC document
April 30, 2023 Filed May 3, 2023 01:17 UTC Super League Enterprise, Inc. SLGG · Entity 6409 Disposition to issuerStock Option · Derivative 40,000 Not disclosed Strike: $4.81 Not disclosed
Disclosure

SEC source: 0001415889-23-007157 · form4-05032023_010515.xml · derivative · entry 7

Hand Ann · CIK 0001769649 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2031-05-27

F1 · price: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 3,000,000 shares of the Issuer's common stock under the 2014 Plan.

Read SEC document
April 30, 2023 Filed May 3, 2023 01:17 UTC Super League Enterprise, Inc. SLGG · Entity 6409 Disposition to issuerStock Option · Derivative 200,000 Not disclosed Strike: $2.88 Not disclosed
Disclosure

SEC source: 0001415889-23-007157 · form4-05032023_010515.xml · derivative · entry 6

Hand Ann · CIK 0001769649 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2030-08-05

F1 · price: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 3,000,000 shares of the Issuer's common stock under the 2014 Plan.

Read SEC document
April 30, 2023 Filed May 3, 2023 01:17 UTC Super League Enterprise, Inc. SLGG · Entity 6409 Disposition to issuerStock Option · Derivative 48,667 Not disclosed Strike: $9.00 Not disclosed
Disclosure

SEC source: 0001415889-23-007157 · form4-05032023_010515.xml · derivative · entry 5

Hand Ann · CIK 0001769649 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,667 shares

Expires 2030-02-11

F1 · price: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 3,000,000 shares of the Issuer's common stock under the 2014 Plan.

Read SEC document
April 30, 2023 Filed May 3, 2023 01:17 UTC Super League Enterprise, Inc. SLGG · Entity 6409 Disposition to issuerWarrants · Derivative 250,000 Not disclosed Strike: $10.80 Not disclosed
Disclosure

SEC source: 0001415889-23-007157 · form4-05032023_010515.xml · derivative · entry 4

Hand Ann · CIK 0001769649 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2028-11-01

F1 · price: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 3,000,000 shares of the Issuer's common stock under the 2014 Plan.

Read SEC document
April 30, 2023 Filed May 3, 2023 01:17 UTC Super League Enterprise, Inc. SLGG · Entity 6409 Disposition to issuerWarrants · Derivative 100,000 Not disclosed Strike: $10.80 Not disclosed
Disclosure

SEC source: 0001415889-23-007157 · form4-05032023_010515.xml · derivative · entry 3

Hand Ann · CIK 0001769649 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2027-06-16

F1 · price: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 3,000,000 shares of the Issuer's common stock under the 2014 Plan.

Read SEC document
April 30, 2023 Filed May 3, 2023 01:17 UTC Super League Enterprise, Inc. SLGG · Entity 6409 Disposition to issuerStock Option · Derivative 51,334 Not disclosed Strike: $9.00 Not disclosed
Disclosure

SEC source: 0001415889-23-007157 · form4-05032023_010515.xml · derivative · entry 2

Hand Ann · CIK 0001769649 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,334 shares

Expires 2027-06-16

F1 · price: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 3,000,000 shares of the Issuer's common stock under the 2014 Plan.

Read SEC document
April 30, 2023 Filed May 3, 2023 01:17 UTC Super League Enterprise, Inc. SLGG · Entity 6409 Disposition to issuerWarrants · Derivative 166,667 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001415889-23-007157 · form4-05032023_010515.xml · derivative · entry 1

Hand Ann · CIK 0001769649 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 166,667 shares

Expires 2025-06-05

Read SEC document
January 05, 2022 Filed Jan 7, 2022 22:05 UTC Super League Enterprise, Inc. SLGG · Entity 6409 GrantPerformance Stock Units · Derivative 900,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000455 · form4-01072022_020106.xml · derivative · entry 1

Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Common Stock · 900,000 shares

Expires not disclosed

F1 · security: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F2 · shares: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan, and pursuant to that certain Executive Employment Agreement by and between the Reporting Person and Issuer, whereby the Reporting Person received the PSUs in lieu of participation in the equity component of the Issuer's annual executive compensation plan for the three (3) calendar year term commencing January 1, 2022. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share.

F2 · derivative.exercise_date: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan, and pursuant to that certain Executive Employment Agreement by and between the Reporting Person and Issuer, whereby the Reporting Person received the PSUs in lieu of participation in the equity component of the Issuer's annual executive compensation plan for the three (3) calendar year term commencing January 1, 2022. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share.

F2 · derivative.expiration_date: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan, and pursuant to that certain Executive Employment Agreement by and between the Reporting Person and Issuer, whereby the Reporting Person received the PSUs in lieu of participation in the equity component of the Issuer's annual executive compensation plan for the three (3) calendar year term commencing January 1, 2022. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 20:54 UTC Super League Enterprise, Inc. SLGG · Entity 6409 PurchaseCommon Stock 5,000 $2.41 $12,050.00
Disclosure

SEC source: 0001415889-21-006019 · form4-12162021_121255.xml · nonDerivative · entry 1

Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,214

Read SEC document
August 19, 2021 Filed Aug 19, 2021 23:36 UTC Super League Enterprise, Inc. SLGG · Entity 6409 PurchaseCommon Stock 750 $3.81 $2,857.50
Disclosure

SEC source: 0001415889-21-004021 · form4-08192021_040811.xml · nonDerivative · entry 1

Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,214

Read SEC document
May 27, 2021 Filed Jun 2, 2021 19:33 UTC Super League Enterprise, Inc. SLGG · Entity 6409 GrantEmployee Stock Option · Derivative 93,110 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001415889-21-002747 · form4-06022021_120645.xml · derivative · entry 3

Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,110

Underlying: Common Stock · 93,110 shares

Expires 2031-05-27

F3 · derivative.exercise_date: Options vest in equal monthly installments over a 48 month period beginning on February 1, 2021, and will vest in full on January 31, 2025.

Read SEC document
May 27, 2021 Filed Jun 2, 2021 19:33 UTC Super League Enterprise, Inc. SLGG · Entity 6409 GrantEmployee Stock Option · Derivative 40,000 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001415889-21-002747 · form4-06022021_120645.xml · derivative · entry 2

Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-05-27

F2 · derivative.exercise_date: Options vest in equal monthly installments over a 24 month period beginning on the grant date, and will vest in full on May 27, 2023.

Read SEC document
May 27, 2021 Filed Jun 2, 2021 19:33 UTC Super League Enterprise, Inc. SLGG · Entity 6409 GrantCommon Stock 70,590 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002747 · form4-06022021_120645.xml · nonDerivative · entry 1

Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,464

F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning February 1, 2021.

Read SEC document
August 05, 2020 Filed Aug 8, 2020 01:28 UTC Super League Enterprise, Inc. SLGG · Entity 6409 GrantEmployee Stock Option · Derivative 200,000 $0.00 Strike: $2.88 $0.00
Disclosure

SEC source: 0001415889-20-002075 · form4-08072020_060807.xml · derivative · entry 2

Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2030-08-05

F1 · derivative.exercise_date: Options vest in equal monthly installments over a 48 month period beginning on the grant date, and will vest in full on August 5, 2024.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:17 UTC Super League Enterprise, Inc. SLGG · Entity 6409 Disposition to issuerEmployee Stock Option · Derivative 76,333 Not disclosed Strike: $10.80 Not disclosed
Disclosure

SEC source: 0001415889-20-000327 · form4-02132020_060237.xml · derivative · entry 4

Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,667

Underlying: Common Stock · 76,333 shares

Expires 2028-10-31

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 67,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

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February 11, 2020 Filed Feb 14, 2020 02:17 UTC Super League Enterprise, Inc. SLGG · Entity 6409 Disposition to issuerEmployee Stock Option · Derivative 41,667 Not disclosed Strike: $10.80 Not disclosed
Disclosure

SEC source: 0001415889-20-000327 · form4-02132020_060237.xml · derivative · entry 3

Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,667 shares

Expires 2028-10-31

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 67,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

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February 11, 2020 Filed Feb 14, 2020 02:17 UTC Super League Enterprise, Inc. SLGG · Entity 6409 Disposition to issuerEmployee Stock Option · Derivative 32,000 Not disclosed Strike: $10.80 Not disclosed
Disclosure

SEC source: 0001415889-20-000327 · form4-02132020_060237.xml · derivative · entry 2

Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,000 shares

Expires 2027-06-16

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 67,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

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February 11, 2020 Filed Feb 14, 2020 02:17 UTC Super League Enterprise, Inc. SLGG · Entity 6409 GrantCommon Stock 67,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-000327 · form4-02132020_060237.xml · nonDerivative · entry 1

Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,874

F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 67,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.

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November 19, 2019 Filed Nov 20, 2019 20:14 UTC Super League Enterprise, Inc. SLGG · Entity 6409 PurchaseCommon Stock 1,000 $2.57 $2,570.00
Disclosure

SEC source: 0001415889-19-001328 · form4-11202019_121126.xml · nonDerivative · entry 1

Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,374

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May 20, 2019 Filed May 22, 2019 20:19 UTC Super League Enterprise, Inc. SLGG · Entity 6409 PurchaseCommon Stock 2,000 $7.71 $15,420.00
Disclosure

SEC source: 0001415889-19-000555 · form4-05222019_010507.xml · nonDerivative · entry 1

Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,374

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.