Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Super League Enterprise, Inc.SLGG · Entity 6409 | Director · CHIEF PLATFORM OFFICER | April 30, 2023 | May 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Super League Enterprise, Inc.
Report date April 30, 2023 · Filed May 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.00 · Expires 2025-12-21 | Direct | 0 |
Reported balance
After 2023-04-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-04-30 · Disposition to issuer · Disposed 834 · Balance 0 F1: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 400,000 shares of the Issuer's common stock under the 2014 Plan. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.00 · Expires 2030-02-11 | Direct | 0 |
Reported balance
After 2023-04-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-04-30 · Disposition to issuer · Disposed 96,667 · Balance 0 F1: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 400,000 shares of the Issuer's common stock under the 2014 Plan. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.88 · Expires 2030-08-05 | Direct | 0 |
Reported balance
After 2023-04-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-04-30 · Disposition to issuer · Disposed 84,000 · Balance 0 F1: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 400,000 shares of the Issuer's common stock under the 2014 Plan. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.81 · Expires 2031-05-27 | Direct | 0 |
Reported balance
After 2023-04-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-04-30 · Disposition to issuer · Disposed 29,760 · Balance 0 F1: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 400,000 shares of the Issuer's common stock under the 2014 Plan. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.49 · Expires 2033-04-30 | Direct | 400,000 |
Reported balance
After 2023-04-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-04-30 · Grant · Acquired 400,000 · Balance 400,000 F1: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 400,000 shares of the Issuer's common stock under the 2014 Plan. F3: The exercise of the options under this award are contingent upon the Company receiving approval from its stockholders to increase the number of shares available under the 2014 Plan, and will be subject to cancellation in the event stockholder approval is not obtained. F2: One-third of the stock options vest on the grant date, with the remainder vesting monthly over the thirty-six month period thereafter, subject to continued service. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-04-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-04-30 · Disposition to issuer · Disposed 150,000 · Balance 0 F4: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F6: On April 30, 2023, the Issuer cancelled certain PSUs previously granted to the Reporting Person under the 2014 Plan. In exchange for the cancelled PSU's, the Reporting Person was granted 150,000 PSUs under the 2014 Plan. F5: The PSUs were scheduled to vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-04-30 | Direct | 150,000 |
Reported balance
After 2023-04-30 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-04-30 · Grant · Acquired 150,000 · Balance 150,000 F4: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F6: On April 30, 2023, the Issuer cancelled certain PSUs previously granted to the Reporting Person under the 2014 Plan. In exchange for the cancelled PSU's, the Reporting Person was granted 150,000 PSUs under the 2014 Plan. F7: Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day VWAP of $0.80 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $1.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $1.20 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $1.40 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $1.60 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 400,000 shares of the Issuer's common stock under the 2014 Plan.
F2: One-third of the stock options vest on the grant date, with the remainder vesting monthly over the thirty-six month period thereafter, subject to continued service.
F3: The exercise of the options under this award are contingent upon the Company receiving approval from its stockholders to increase the number of shares available under the 2014 Plan, and will be subject to cancellation in the event stockholder approval is not obtained.
F4: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting.
F5: The PSUs were scheduled to vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share.
F6: On April 30, 2023, the Issuer cancelled certain PSUs previously granted to the Reporting Person under the 2014 Plan. In exchange for the cancelled PSU's, the Reporting Person was granted 150,000 PSUs under the 2014 Plan.
F7: Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day VWAP of $0.80 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $1.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $1.20 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $1.40 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $1.60 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2023 Filed May 3, 2023 01:19 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | GrantPerformance Stock Units · Derivative | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-007159 · form4-05032023_010554.xml · derivative · entry 7 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PLATFORM OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2028-04-30 F4 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F6 · price: On April 30, 2023, the Issuer cancelled certain PSUs previously granted to the Reporting Person under the 2014 Plan. In exchange for the cancelled PSU's, the Reporting Person was granted 150,000 PSUs under the 2014 Plan. F7 · derivative.exercise_date: Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day VWAP of $0.80 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $1.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $1.20 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $1.40 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $1.60 per share. Read SEC document |
| April 30, 2023 Filed May 3, 2023 01:19 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | Disposition to issuerPerformance Stock Units · Derivative | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-007159 · form4-05032023_010554.xml · derivative · entry 6 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PLATFORM OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F6 · price: On April 30, 2023, the Issuer cancelled certain PSUs previously granted to the Reporting Person under the 2014 Plan. In exchange for the cancelled PSU's, the Reporting Person was granted 150,000 PSUs under the 2014 Plan. F5 · derivative.exercise_date: The PSUs were scheduled to vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. F5 · derivative.expiration_date: The PSUs were scheduled to vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. Read SEC document |
| April 30, 2023 Filed May 3, 2023 01:19 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | GrantStock Option · Derivative | 400,000 | Not disclosed Strike: $0.49 | Not disclosed |
DisclosureSEC source: 0001415889-23-007159 · form4-05032023_010554.xml · derivative · entry 5 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PLATFORM OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2033-04-30 F1 · price: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 400,000 shares of the Issuer's common stock under the 2014 Plan. F3 · price: The exercise of the options under this award are contingent upon the Company receiving approval from its stockholders to increase the number of shares available under the 2014 Plan, and will be subject to cancellation in the event stockholder approval is not obtained. F2 · derivative.exercise_date: One-third of the stock options vest on the grant date, with the remainder vesting monthly over the thirty-six month period thereafter, subject to continued service. Read SEC document |
| April 30, 2023 Filed May 3, 2023 01:19 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | Disposition to issuerStock Option · Derivative | 29,760 | Not disclosed Strike: $4.81 | Not disclosed |
DisclosureSEC source: 0001415889-23-007159 · form4-05032023_010554.xml · derivative · entry 4 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PLATFORM OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,760 shares Expires 2031-05-27 F1 · price: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 400,000 shares of the Issuer's common stock under the 2014 Plan. Read SEC document |
| April 30, 2023 Filed May 3, 2023 01:19 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | Disposition to issuerStock Option · Derivative | 84,000 | Not disclosed Strike: $2.88 | Not disclosed |
DisclosureSEC source: 0001415889-23-007159 · form4-05032023_010554.xml · derivative · entry 3 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PLATFORM OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 84,000 shares Expires 2030-08-05 F1 · price: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 400,000 shares of the Issuer's common stock under the 2014 Plan. Read SEC document |
| April 30, 2023 Filed May 3, 2023 01:19 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | Disposition to issuerStock Option · Derivative | 96,667 | Not disclosed Strike: $9.00 | Not disclosed |
DisclosureSEC source: 0001415889-23-007159 · form4-05032023_010554.xml · derivative · entry 2 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PLATFORM OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 96,667 shares Expires 2030-02-11 F1 · price: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 400,000 shares of the Issuer's common stock under the 2014 Plan. Read SEC document |
| April 30, 2023 Filed May 3, 2023 01:19 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | Disposition to issuerStock Option · Derivative | 834 | Not disclosed Strike: $9.00 | Not disclosed |
DisclosureSEC source: 0001415889-23-007159 · form4-05032023_010554.xml · derivative · entry 1 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PLATFORM OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 834 shares Expires 2025-12-21 F1 · price: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 400,000 shares of the Issuer's common stock under the 2014 Plan. Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 20:06 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | Tax withholdingCommon Stock | 17,817 | $0.42 | $7,483.14 |
DisclosureSEC source: 0001415889-23-006689 · form4-04192023_080449.xml · nonDerivative · entry 1 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PLATFORM OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,935 F1 · price: Represents shares required to cover tax withholding obligations in connection with the vesting and settlement of previously reported Restricted Stock Units. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 10:00 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | GrantCommon Stock | 65,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006789 · form4-06212022_060601.xml · nonDerivative · entry 1 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PLATFORM OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,752 F1 · shares: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning on February 1, 2023. F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning on February 1, 2023. Read SEC document |
| May 27, 2022 Filed May 28, 2022 01:48 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | Tax withholdingCommon Stock | 9,636 | $2.15 | $20,717.40 |
DisclosureSEC source: 0001415889-22-005865 · form4-05272022_060537.xml · nonDerivative · entry 1 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PLATFORM OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,752 F1 · shares: Represents shares required to cover tax withholding obligations in connection with the vesting and settlement of previously reported Restricted Stock Units. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 00:39 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | Tax withholdingCommon Stock | 2,672 | $2.16 | $5,771.52 |
DisclosureSEC source: 0001415889-22-003917 · form4-04062022_050437.xml · nonDerivative · entry 1 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PLATFORM OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,388 F1 · shares: Represents shares required to cover tax withholding obligations in connection with the vesting and settlement of previously reported Restricted Stock Units. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 22:07 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | GrantPerformance Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000458 · form4-01072022_020126.xml · derivative · entry 1 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PLATFORM OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F1 · security: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F2 · shares: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. F2 · derivative.exercise_date: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. F2 · derivative.expiration_date: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 19:38 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | GrantEmployee Stock Option · Derivative | 29,760 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001415889-21-002753 · form4-06022021_120636.xml · derivative · entry 2 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PRODUCT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,760 Underlying: Common Stock · 29,760 shares Expires 2031-05-27 F2 · derivative.exercise_date: Options vest in equal monthly installments over a 48 month period beginning on February 1, 2021, and will vest in full on January 31, 2025. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 19:38 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | GrantCommon Stock | 22,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002753 · form4-06022021_120636.xml · nonDerivative · entry 1 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PRODUCT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,060 F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning February 1, 2021. Read SEC document |
| August 05, 2020 Filed Aug 8, 2020 01:33 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | GrantEmployee Stock Option · Derivative | 84,000 | $0.00 Strike: $2.88 | $0.00 |
DisclosureSEC source: 0001415889-20-002078 · form4-08072020_060843.xml · derivative · entry 2 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PRODUCT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,000 Underlying: Common Stock · 84,000 shares Expires 2030-08-05 F1 · derivative.exercise_date: Options vest in equal monthly installments over a 48 month period beginning on the grant date, and will vest in full on August 5, 2024. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 02:17 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | Disposition to issuerEmployee Stock Option · Derivative | 8,834 | Not disclosed Strike: $9.00 | Not disclosed |
DisclosureSEC source: 0001415889-20-000326 · form4-02132020_060202.xml · derivative · entry 4 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PRODUCT AND TECH OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,833 Underlying: Common Stock · 8,834 shares Expires 2027-06-16 F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 31,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 02:17 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | Disposition to issuerEmployee Stock Option · Derivative | 29,166 | Not disclosed Strike: $10.80 | Not disclosed |
DisclosureSEC source: 0001415889-20-000326 · form4-02132020_060202.xml · derivative · entry 3 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PRODUCT AND TECH OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,834 Underlying: Common Stock · 70,834 shares Expires 2028-10-31 F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 31,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: 25% of the stock option vested on October 31, 2019, and the remainder have vested or will vest in equal monthly installments over a 36 month period to vest in full on October 31, 2022. Only the 29% of vested stock options were exchanged with the remaining unvested stock options to continue on the same vesting schedule as the initial stock option. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 02:17 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | Disposition to issuerEmployee Stock Option · Derivative | 32,000 | Not disclosed Strike: $10.80 | Not disclosed |
DisclosureSEC source: 0001415889-20-000326 · form4-02132020_060202.xml · derivative · entry 2 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PRODUCT AND TECH OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 32,000 shares Expires 2027-06-16 F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 31,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 02:17 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | GrantCommon Stock | 31,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-20-000326 · form4-02132020_060202.xml · nonDerivative · entry 1 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PRODUCT AND TECH OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,500 F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 31,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.