Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Super League Enterprise, Inc.SLE · Entity 6409 | CFO and Secretary | January 01, 2026 | January 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Super League Enterprise, Inc.
Report date January 01, 2026 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 887,602 |
Reported balance
After 2026-01-01 transaction · row 1
1 source rowRow 1 · 2026-01-01 · Grant · Acquired 887,500 · Balance 887,602 F1: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in one-eigth increments on a quarterly basis beginning March 18, 2026, are subject to continued service, and include certain accelerated vesting conditions. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 88,000 |
Reported balance
After 2026-01-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-01-01 · Grant · Acquired 88,000 · Balance 88,000 F2: Represents grant of performance stock units ("PSU-1"). Each PSU-1 represents a contingent right to receive one share of the Issuer's common stock upon vesting. F3: The PSU-1's shall vest in one-eigth increments on a quarterly basis upon the occurrence of the Issuer's common stock closing price meeting or exceeding $3.00 per share for twenty consecutive trading days, are subject to continued service, and include certain accelerated vesting conditions. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 149,333 |
Reported balance
After 2026-01-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-01-01 · Grant · Acquired 149,333 · Balance 149,333 F4: Represents grant of performance stock units ("PSU-2"). Each PSU-2 represents a contingent right to receive one share of the Issuer's common stock upon vesting. F5: The PSU-2s shall vest in one-eigth increments on a quarterly basis upon the occurrence of the Issuer's common stock closing price meeting or exceeding $5.00 per share for twenty consecutive trading days, are subject to continued service, and include certain accelerated vesting conditions. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in one-eigth increments on a quarterly basis beginning March 18, 2026, are subject to continued service, and include certain accelerated vesting conditions.
F2: Represents grant of performance stock units ("PSU-1"). Each PSU-1 represents a contingent right to receive one share of the Issuer's common stock upon vesting.
F3: The PSU-1's shall vest in one-eigth increments on a quarterly basis upon the occurrence of the Issuer's common stock closing price meeting or exceeding $3.00 per share for twenty consecutive trading days, are subject to continued service, and include certain accelerated vesting conditions.
F4: Represents grant of performance stock units ("PSU-2"). Each PSU-2 represents a contingent right to receive one share of the Issuer's common stock upon vesting.
F5: The PSU-2s shall vest in one-eigth increments on a quarterly basis upon the occurrence of the Issuer's common stock closing price meeting or exceeding $5.00 per share for twenty consecutive trading days, are subject to continued service, and include certain accelerated vesting conditions.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ACACIA RESEARCH CORP
Report date August 09, 2018 · Filed August 21, 2018
Section 16 reporting ended · disclosed 2018-08-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 138,548 |
Ending reported balance
After 2018-08-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-08-09 · Grant · Acquired 67,948 · Balance 162,615 F1: Grant of Restricted Stock. Row 2 · 2018-08-10 · Tax withholding · Disposed 24,067 · Balance 138,548 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2026 Filed Jan 5, 2026 20:52 UTC | Super League Enterprise, Inc. SLE · Entity 6409 | GrantPerformance Stock Units · Derivative | 149,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001189618-26-000002 · form4-01062026_010111.xml · derivative · entry 3 HAYNES CLAYTON J · CIK 0001189618 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,333 Underlying: Common Stock · 149,333 shares Expires not disclosed F4 · derivative.exercise_price: Represents grant of performance stock units ("PSU-2"). Each PSU-2 represents a contingent right to receive one share of the Issuer's common stock upon vesting. F4 · price: Represents grant of performance stock units ("PSU-2"). Each PSU-2 represents a contingent right to receive one share of the Issuer's common stock upon vesting. F5 · derivative.exercise_date: The PSU-2s shall vest in one-eigth increments on a quarterly basis upon the occurrence of the Issuer's common stock closing price meeting or exceeding $5.00 per share for twenty consecutive trading days, are subject to continued service, and include certain accelerated vesting conditions. F5 · derivative.expiration_date: The PSU-2s shall vest in one-eigth increments on a quarterly basis upon the occurrence of the Issuer's common stock closing price meeting or exceeding $5.00 per share for twenty consecutive trading days, are subject to continued service, and include certain accelerated vesting conditions. Read SEC document |
| January 01, 2026 Filed Jan 5, 2026 20:52 UTC | Super League Enterprise, Inc. SLE · Entity 6409 | GrantPerformance Stock Units · Derivative | 88,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001189618-26-000002 · form4-01062026_010111.xml · derivative · entry 2 HAYNES CLAYTON J · CIK 0001189618 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,000 Underlying: Common Stock · 88,000 shares Expires not disclosed F2 · derivative.exercise_price: Represents grant of performance stock units ("PSU-1"). Each PSU-1 represents a contingent right to receive one share of the Issuer's common stock upon vesting. F2 · price: Represents grant of performance stock units ("PSU-1"). Each PSU-1 represents a contingent right to receive one share of the Issuer's common stock upon vesting. F3 · derivative.exercise_date: The PSU-1's shall vest in one-eigth increments on a quarterly basis upon the occurrence of the Issuer's common stock closing price meeting or exceeding $3.00 per share for twenty consecutive trading days, are subject to continued service, and include certain accelerated vesting conditions. F3 · derivative.expiration_date: The PSU-1's shall vest in one-eigth increments on a quarterly basis upon the occurrence of the Issuer's common stock closing price meeting or exceeding $3.00 per share for twenty consecutive trading days, are subject to continued service, and include certain accelerated vesting conditions. Read SEC document |
| January 01, 2026 Filed Jan 5, 2026 20:52 UTC | Super League Enterprise, Inc. SLE · Entity 6409 | GrantCommon Stock | 887,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001189618-26-000002 · form4-01062026_010111.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 887,602 F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in one-eigth increments on a quarterly basis beginning March 18, 2026, are subject to continued service, and include certain accelerated vesting conditions. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 21:59 UTC | Super League Enterprise, Inc. SLE · Entity 6409 | GrantPerformance Stock Units · Derivative | 63,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-008904 · form4-03222024_010329.xml · derivative · entry 3 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,473 Underlying: Common Stock · 63,473 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F3 · price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F4 · derivative.exercise_date: The PSUs shall vest 1/3rd upon the occurrence of each of (A) the achievement of each of a profitable fiscal quarter, on a net income basis; (B) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2024; and (C) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2025 (with such target to be approved by the board of directors). Vesting of the PSUs is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained. F4 · derivative.expiration_date: The PSUs shall vest 1/3rd upon the occurrence of each of (A) the achievement of each of a profitable fiscal quarter, on a net income basis; (B) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2024; and (C) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2025 (with such target to be approved by the board of directors). Vesting of the PSUs is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 21:59 UTC | Super League Enterprise, Inc. SLE · Entity 6409 | GrantStock Option (Right to Buy) · Derivative | 126,946 | $0.00 Strike: $1.85 | $0.00 |
DisclosureSEC source: 0001415889-24-008904 · form4-03222024_010329.xml · derivative · entry 2 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,946 Underlying: Common Stock · 126,946 shares Expires 2034-03-19 F2 · derivative.exercise_date: The stock options ("Options") shall vest 1/36th per month in arrears from the date of the grant. Vesting of the Options is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 21:59 UTC | Super League Enterprise, Inc. SLE · Entity 6409 | GrantCommon Stock | 63,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-008904 · form4-03222024_010329.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,536 F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning on March 19, 2025. Vesting of the RSUs is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained. Read SEC document |
| April 30, 2023 Filed May 2, 2023 21:18 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | GrantPerformance Stock Units · Derivative | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-007158 · form4-05032023_010507.xml · derivative · entry 6 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2028-04-30 F4 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F8 · price: On April 30, 2023, the Issuer cancelled certain PSUs previously granted to the Reporting Person under the 2014 Plan. In exchange for the cancelled PSU's, the Reporting Person was granted 150,000 PSUs under the 2014 Plan. F7 · derivative.exercise_date: Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day VWAP of $0.80 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $1.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $1.20 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $1.40 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $1.60 per share. Read SEC document |
| April 30, 2023 Filed May 2, 2023 21:18 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | Disposition to issuerPerformance Stock Units · Derivative | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-007158 · form4-05032023_010507.xml · derivative · entry 5 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F6 · price: On April 30, 2023, the Issuer cancelled certain PSUs previously granted to the Reporting Person under the 2014 Plan. In exchange for the cancelled PSU's, the Reporting Person was granted 150,000 PSUs under the 2014 Plan. F5 · derivative.exercise_date: The PSUs were scheduled to vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. F5 · derivative.expiration_date: The PSUs were scheduled to vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. Read SEC document |
| April 30, 2023 Filed May 2, 2023 21:18 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | GrantStock Option · Derivative | 700,000 | Not disclosed Strike: $0.49 | Not disclosed |
DisclosureSEC source: 0001415889-23-007158 · form4-05032023_010507.xml · derivative · entry 4 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 700,000 shares Expires 2033-04-30 F1 · price: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 700,000 shares of the Issuer's common stock under the 2014 Plan. F3 · price: The exercise of the options under this award are contingent upon the Company receiving approval from its stockholders to increase the number of shares available under the 2014 Plan, and will be subject to cancellation in the event stockholder approval is not obtained. F2 · derivative.exercise_date: One-third of the stock options vest on the grant date, with the remainder vesting monthly over the thirty-six month period thereafter, subject to continued service. Read SEC document |
| April 30, 2023 Filed May 2, 2023 21:18 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | Disposition to issuerStock Option · Derivative | 34,510 | Not disclosed Strike: $4.81 | Not disclosed |
DisclosureSEC source: 0001415889-23-007158 · form4-05032023_010507.xml · derivative · entry 3 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,510 shares Expires 2031-05-27 F1 · price: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 700,000 shares of the Issuer's common stock under the 2014 Plan. Read SEC document |
| April 30, 2023 Filed May 2, 2023 21:18 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | Disposition to issuerStock Option · Derivative | 25,000 | Not disclosed Strike: $4.81 | Not disclosed |
DisclosureSEC source: 0001415889-23-007158 · form4-05032023_010507.xml · derivative · entry 2 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2031-05-27 F1 · price: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 700,000 shares of the Issuer's common stock under the 2014 Plan. Read SEC document |
| April 30, 2023 Filed May 2, 2023 21:18 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | Disposition to issuerStock Option · Derivative | 90,000 | Not disclosed Strike: $2.88 | Not disclosed |
DisclosureSEC source: 0001415889-23-007158 · form4-05032023_010507.xml · derivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,000 shares Expires 2030-08-05 F1 · price: On April 30, 2023, the Issuer cancelled certain stock options previously granted to the Reporting Person under the Issuer's 2014 Amended and Restated Employee Stock Option and Incentive Plan (the "2014 Plan"). In exchange for the cancelled options, the Reporting Person was granted options to purchase 700,000 shares of the Issuer's common stock under the 2014 Plan. Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 16:08 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | Tax withholdingCommon Stock | 15,547 | $0.42 | $6,529.74 |
DisclosureSEC source: 0001415889-23-006693 · form4-04192023_080411.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,267 F1 · price: Represents shares required to cover tax withholding obligations in connection with the vesting and settlement of previously reported Restricted Stock Units. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 06:00 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | GrantCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006792 · form4-06212022_060620.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,814 F1 · shares: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning on February 1, 2023. F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning on February 1, 2023. Read SEC document |
| May 27, 2022 Filed May 27, 2022 21:47 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | Tax withholdingCommon Stock | 9,664 | $2.15 | $20,777.60 |
DisclosureSEC source: 0001415889-22-005864 · form4-05272022_060502.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,814 F1 · shares: Represents shares required to cover tax withholding obligations in connection with the vesting and settlement of previously reported Restricted Stock Units. Read SEC document |
| April 05, 2022 Filed Apr 6, 2022 20:41 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | Tax withholdingCommon Stock | 3,182 | $2.16 | $6,873.12 |
DisclosureSEC source: 0001415889-22-003920 · form4-04062022_050403.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,478 F1 · shares: Represents shares required to cover tax withholding obligations in connection with the vesting and settlement of previously reported Restricted Stock Units. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 17:06 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | GrantPerformance Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000457 · form4-01072022_020124.xml · derivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F1 · security: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F2 · shares: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. F2 · derivative.exercise_date: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. F2 · derivative.expiration_date: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 15:35 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | GrantEmployee Stock Option · Derivative | 34,510 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001415889-21-002749 · form4-06022021_120615.xml · derivative · entry 3 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,510 Underlying: Common Stock · 34,510 shares Expires 2031-05-27 F3 · derivative.exercise_date: Options vest in equal monthly installments over a 48 month period beginning on February 1, 2021, and will vest in full on January 31, 2025. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 15:35 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | GrantEmployee Stock Option · Derivative | 25,000 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001415889-21-002749 · form4-06022021_120615.xml · derivative · entry 2 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2031-05-27 F2 · derivative.exercise_date: Options vest in equal monthly installments over a 24 month period beginning on the grant date, and will vest in full on May 27, 2023. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 15:35 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | GrantCommon Stock | 26,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002749 · form4-06022021_120615.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,660 F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning February 1, 2021. Read SEC document |
| August 05, 2020 Filed Aug 7, 2020 21:30 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | GrantEmployee Stock Option · Derivative | 90,000 | $0.00 Strike: $2.88 | $0.00 |
DisclosureSEC source: 0001415889-20-002076 · form4-08072020_060856.xml · derivative · entry 2 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2030-08-05 F1 · derivative.exercise_date: Options vest in equal monthly installments over a 48 month period beginning on the grant date, and will vest in full on August 5, 2024. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:18 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | Disposition to issuerEmployee Stock Option · Derivative | 66,667 | Not disclosed Strike: $10.80 | Not disclosed |
DisclosureSEC source: 0001415889-20-000328 · form4-02132020_060225.xml · derivative · entry 3 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,667 shares Expires 2028-06-29 F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 31,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: 25% of the stock option vested on June 29, 2019, and the remainder vested or will vest in equal monthly installments over a 36 month period to vest in full on June 29, 2022. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:18 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | Disposition to issuerEmployee Stock Option · Derivative | 3,334 | Not disclosed Strike: $9.00 | Not disclosed |
DisclosureSEC source: 0001415889-20-000328 · form4-02132020_060225.xml · derivative · entry 2 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,334 shares Expires 2026-02-20 F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 31,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:18 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | GrantCommon Stock | 31,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-20-000328 · form4-02132020_060225.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,500 F1 · price: On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 31,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof. Read SEC document |
| November 21, 2019 Filed Nov 21, 2019 17:18 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | PurchaseCommon Stock | 1,000 | $1.94 | $1,944.30 |
DisclosureSEC source: 0001415889-19-001350 · form4-11212019_021127.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 18:21 UTC | Super League Enterprise, Inc. SLGG · Entity 6409 | PurchaseCommon Stock | 1,000 | $2.47 | $2,474.40 |
DisclosureSEC source: 0001415889-19-001330 · form4-11202019_031130.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| August 10, 2018 Filed Aug 21, 2018 17:21 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | Tax withholdingCommon Stock | 24,067 | $3.85 | $92,657.95 |
DisclosureSEC source: 0001189618-18-000004 · edgar.xml · nonDerivative · entry 2 HAYNES CLAYTON J · CIK 0001189618 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,548 Read SEC document |
| August 09, 2018 Filed Aug 21, 2018 17:21 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | GrantCommon Stock | 67,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001189618-18-000004 · edgar.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,615 F1 · price: Grant of Restricted Stock. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:31 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001189618-18-000002 · edgar.xml · derivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Acacia Research Cororation Common Stock · 50,000 shares Expires 2025-01-02 F1 · derivative.exercise_date: The option shares are execisable in six equal installments over a three-year term beginning from January 2, 2018. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 16:54 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | Tax withholdingCommon Stock | 2,255 | $4.25 | $9,583.75 |
DisclosureSEC source: 0001189618-17-000009 · edgar.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,667 Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 15:54 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseCommon Stock | 2,000 | $3.99 | $7,980.00 |
DisclosureSEC source: 0001189618-17-000007 · edgar.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,922 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.18, inclusive. Mr. Haynes undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 22, 2017 Filed May 23, 2017 23:53 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | Tax withholdingCommon Stock | 2,255 | $4.50 | $10,147.50 |
DisclosureSEC source: 0001189618-17-000005 · edgar.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,992 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:24 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | GrantStock Option (Right to Buy) · Derivative | 113,032 | $0.00 Strike: $6.75 | $0.00 |
DisclosureSEC source: 0001189618-17-000003 · edgar.xml · derivative · entry 2 HAYNES CLAYTON J · CIK 0001189618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,032 Underlying: Acacia Research Corporation Common Stock · 113,032 shares Expires 2024-03-15 F1 · derivative.exercise_date: The option shares are exercisable in six equal installments over a three year term. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:24 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | GrantStock Option (Right to Buy) · Derivative | 96,153 | $0.00 Strike: $5.40 | $0.00 |
DisclosureSEC source: 0001189618-17-000003 · edgar.xml · derivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,153 Underlying: Acacia Research Corporation Common Stock · 96,153 shares Expires 2024-03-15 F1 · derivative.exercise_date: The option shares are exercisable in six equal installments over a three year term. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:26 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | Tax withholdingCommon Stock | 4,134 | $6.85 | $28,317.90 |
DisclosureSEC source: 0001189618-16-000014 · edgar.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,177 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.