Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2023 Filed May 3, 2023 01:17 UTC |
Hand AnnDirector · CHIEF EXECUTIVE OFFICER
|
Disposition to issuerWarrants · Derivative | 166,667 | $0.00 Strike: $9.00 | $0.00 |
DisclosureSEC source: 0001415889-23-007157 · form4-05032023_010515.xml · derivative · entry 1 Hand Ann · CIK 0001769649 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 166,667 shares Expires 2025-06-05 Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 16:08 UTC |
HAYNES CLAYTON JCHIEF FINANCIAL OFFICER
|
Tax withholdingCommon Stock | 15,547 | $0.42 | $6,529.74 |
DisclosureSEC source: 0001415889-23-006693 · form4-04192023_080411.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,267 F1 · price: Represents shares required to cover tax withholding obligations in connection with the vesting and settlement of previously reported Restricted Stock Units. Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 20:06 UTC |
Steigelfest David J.Director · CHIEF PLATFORM OFFICER
|
Tax withholdingCommon Stock | 17,817 | $0.42 | $7,483.14 |
DisclosureSEC source: 0001415889-23-006689 · form4-04192023_080449.xml · nonDerivative · entry 1 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PLATFORM OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,935 F1 · price: Represents shares required to cover tax withholding obligations in connection with the vesting and settlement of previously reported Restricted Stock Units. Read SEC document |
| June 27, 2022 Filed Jun 27, 2022 19:41 UTC |
Wann MichaelDirector · CHIEF STRATEGY OFFICER
|
Tax withholdingCommon Stock | 2,882 | $1.05 | $3,026.10 |
DisclosureSEC source: 0001415889-22-006987 · form4-06272022_040647.xml · nonDerivative · entry 1 Wann Michael · CIK 0001866259 · Director · CHIEF STRATEGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,689 F1 · shares: Represents shares required to cover tax withholding obligations in connection with the vesting and settlement of previously reported Restricted Stock Units. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 06:00 UTC |
JUNG MARKDirector
|
GrantCommon Stock | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006793 · form4-06212022_060625.xml · nonDerivative · entry 1 JUNG MARK · CIK 0001134899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,604 F1 · shares: Represents grant of restricted stock units ("RSUs") issued in connection with the Reporting Person's service on the Issuer's Board of Directors. The RSUs will vest in full on the date of the Issuer's 2023 annual shareholders meeting. F1 · price: Represents grant of restricted stock units ("RSUs") issued in connection with the Reporting Person's service on the Issuer's Board of Directors. The RSUs will vest in full on the date of the Issuer's 2023 annual shareholders meeting. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 06:00 UTC |
Wann MichaelDirector · CHIEF STRATEGY OFFICER
|
GrantCommon Stock | 65,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006791 · form4-06212022_060614.xml · nonDerivative · entry 1 Wann Michael · CIK 0001866259 · Director · CHIEF STRATEGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,571 F1 · shares: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning on February 1, 2023. F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning on February 1, 2023. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 06:00 UTC |
HAYNES CLAYTON JCHIEF FINANCIAL OFFICER
|
GrantCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006792 · form4-06212022_060620.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,814 F1 · shares: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning on February 1, 2023. F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning on February 1, 2023. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 10:00 UTC |
Keller Michael RDirector
|
GrantCommon Stock | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006794 · form4-06212022_060631.xml · nonDerivative · entry 1 Keller Michael R · CIK 0001768576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,273 F1 · shares: Represents grant of restricted stock units ("RSUs") issued in connection with the Reporting Person's service on the Issuer's Board of Directors. The RSUs will vest in full on the date of the Issuer's 2023 annual shareholders meeting. F1 · price: Represents grant of restricted stock units ("RSUs") issued in connection with the Reporting Person's service on the Issuer's Board of Directors. The RSUs will vest in full on the date of the Issuer's 2023 annual shareholders meeting. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 10:00 UTC |
Gehl Jeff PatrickDirector
|
GrantCommon Stock | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006796 · form4-06212022_060641.xml · nonDerivative · entry 1 Gehl Jeff Patrick · CIK 0001705527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,940 F1 · shares: Represents grant of restricted stock units ("RSUs") issued in connection with the Reporting Person's service on the Issuer's Board of Directors. The RSUs will vest in full on the date of the Issuer's 2023 annual shareholders meeting. F1 · price: Represents grant of restricted stock units ("RSUs") issued in connection with the Reporting Person's service on the Issuer's Board of Directors. The RSUs will vest in full on the date of the Issuer's 2023 annual shareholders meeting. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 10:00 UTC |
Steigelfest David J.Director · CHIEF PLATFORM OFFICER
|
GrantCommon Stock | 65,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006789 · form4-06212022_060601.xml · nonDerivative · entry 1 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PLATFORM OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,752 F1 · shares: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning on February 1, 2023. F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning on February 1, 2023. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 10:00 UTC |
Patrick KristinDirector
|
GrantCommon Stock | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006795 · form4-06212022_060636.xml · nonDerivative · entry 1 Patrick Kristin · CIK 0001769529 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,273 F1 · shares: Represents grant of restricted stock units ("RSUs") issued in connection with the Reporting Person's service on the Issuer's Board of Directors. The RSUs will vest in full on the date of the Issuer's 2023 annual shareholders meeting. F1 · price: Represents grant of restricted stock units ("RSUs") issued in connection with the Reporting Person's service on the Issuer's Board of Directors. The RSUs will vest in full on the date of the Issuer's 2023 annual shareholders meeting. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 10:00 UTC |
Edelman Matthew EvanCHIEF COMMERCIAL OFFICER
|
GrantCommon Stock | 65,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006790 · form4-06212022_060608.xml · nonDerivative · entry 1 Edelman Matthew Evan · CIK 0001768749 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,530 F1 · shares: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning on February 1, 2023. F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning on February 1, 2023. Read SEC document |
| May 27, 2022 Filed May 27, 2022 21:47 UTC |
HAYNES CLAYTON JCHIEF FINANCIAL OFFICER
|
Tax withholdingCommon Stock | 9,664 | $2.15 | $20,777.60 |
DisclosureSEC source: 0001415889-22-005864 · form4-05272022_060502.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,814 F1 · shares: Represents shares required to cover tax withholding obligations in connection with the vesting and settlement of previously reported Restricted Stock Units. Read SEC document |
| May 27, 2022 Filed May 28, 2022 01:48 UTC |
Steigelfest David J.Director · CHIEF PLATFORM OFFICER
|
Tax withholdingCommon Stock | 9,636 | $2.15 | $20,717.40 |
DisclosureSEC source: 0001415889-22-005865 · form4-05272022_060537.xml · nonDerivative · entry 1 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PLATFORM OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,752 F1 · shares: Represents shares required to cover tax withholding obligations in connection with the vesting and settlement of previously reported Restricted Stock Units. Read SEC document |
| May 27, 2022 Filed Jun 3, 2022 06:00 UTC |
Wann MichaelDirector · CHIEF STRATEGY OFFICER
|
SaleCommon Stock | 83,509 | $1.22 | $101,705.61 |
DisclosureSEC source: 0001415889-22-006052 · form4-06032022_060601.xml · nonDerivative · entry 3 Wann Michael · CIK 0001866259 · Director · CHIEF STRATEGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,571 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.14 to $1.30 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1), (2) and (3) to this Form 4. Read SEC document |
| May 26, 2022 Filed Jun 3, 2022 06:00 UTC |
Wann MichaelDirector · CHIEF STRATEGY OFFICER
|
SaleCommon Stock | 49,745 | $1.19 | $58,987.62 |
DisclosureSEC source: 0001415889-22-006052 · form4-06032022_060601.xml · nonDerivative · entry 2 Wann Michael · CIK 0001866259 · Director · CHIEF STRATEGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,080 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.14 to $1.21 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1), (2) and (3) to this Form 4. Read SEC document |
| May 25, 2022 Filed Jun 3, 2022 06:00 UTC |
Wann MichaelDirector · CHIEF STRATEGY OFFICER
|
SaleCommon Stock | 42,836 | $1.13 | $48,584.59 |
DisclosureSEC source: 0001415889-22-006052 · form4-06032022_060601.xml · nonDerivative · entry 1 Wann Michael · CIK 0001866259 · Director · CHIEF STRATEGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,825 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.10 to $1.21 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1), (2) and (3) to this Form 4. Read SEC document |
| April 05, 2022 Filed Apr 6, 2022 20:41 UTC |
HAYNES CLAYTON JCHIEF FINANCIAL OFFICER
|
Tax withholdingCommon Stock | 3,182 | $2.16 | $6,873.12 |
DisclosureSEC source: 0001415889-22-003920 · form4-04062022_050403.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,478 F1 · shares: Represents shares required to cover tax withholding obligations in connection with the vesting and settlement of previously reported Restricted Stock Units. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 00:39 UTC |
Steigelfest David J.Director · CHIEF PLATFORM OFFICER
|
Tax withholdingCommon Stock | 2,672 | $2.16 | $5,771.52 |
DisclosureSEC source: 0001415889-22-003917 · form4-04062022_050437.xml · nonDerivative · entry 1 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PLATFORM OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,388 F1 · shares: Represents shares required to cover tax withholding obligations in connection with the vesting and settlement of previously reported Restricted Stock Units. Read SEC document |
| January 07, 2022 Filed Jan 12, 2022 23:53 UTC |
Keller Michael RDirector
|
PurchaseCommon Stock | 44,000 | $2.33 | $102,520.00 |
DisclosureSEC source: 0001415889-22-000511 · form4-01122022_030155.xml · nonDerivative · entry 1 Keller Michael R · CIK 0001768576 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Michael R. Keller Trust Disclosed balance after: 181,301 Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 17:06 UTC |
HAYNES CLAYTON JCHIEF FINANCIAL OFFICER
|
GrantPerformance Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000457 · form4-01072022_020124.xml · derivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F1 · security: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F2 · shares: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. F2 · derivative.exercise_date: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. F2 · derivative.expiration_date: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 22:08 UTC |
Edelman Matthew EvanCHIEF COMMERCIAL OFFICER
|
GrantPerformance Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000460 · form4-01072022_020117.xml · derivative · entry 1 Edelman Matthew Evan · CIK 0001768749 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F1 · security: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F2 · shares: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. F2 · derivative.exercise_date: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. F2 · derivative.expiration_date: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 22:07 UTC |
Steigelfest David J.Director · CHIEF PLATFORM OFFICER
|
GrantPerformance Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000458 · form4-01072022_020126.xml · derivative · entry 1 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PLATFORM OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F1 · security: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F2 · shares: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. F2 · derivative.exercise_date: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. F2 · derivative.expiration_date: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 22:05 UTC |
Hand AnnDirector · CEO AND PRESIDENT
|
GrantPerformance Stock Units · Derivative | 900,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000455 · form4-01072022_020106.xml · derivative · entry 1 Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,000 Underlying: Common Stock · 900,000 shares Expires not disclosed F1 · security: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F2 · shares: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan, and pursuant to that certain Executive Employment Agreement by and between the Reporting Person and Issuer, whereby the Reporting Person received the PSUs in lieu of participation in the equity component of the Issuer's annual executive compensation plan for the three (3) calendar year term commencing January 1, 2022. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. F2 · derivative.exercise_date: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan, and pursuant to that certain Executive Employment Agreement by and between the Reporting Person and Issuer, whereby the Reporting Person received the PSUs in lieu of participation in the equity component of the Issuer's annual executive compensation plan for the three (3) calendar year term commencing January 1, 2022. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. F2 · derivative.expiration_date: The PSUs were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan, and pursuant to that certain Executive Employment Agreement by and between the Reporting Person and Issuer, whereby the Reporting Person received the PSUs in lieu of participation in the equity component of the Issuer's annual executive compensation plan for the three (3) calendar year term commencing January 1, 2022. Subject to continued employment and to accelerated vesting in certain circumstances, the PSUs shall vest: (i) 20% upon the Issuer's common stock achieving a 60-day volume-weighted average price ("60-day VWAP") of $4.75 per share, (ii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $6.00 per share; (iii) 20% upon the Issuer's common stock achieving a 60-day VWAP of $7.00 per share; (iv) 20% upon the Issuer's common stock achieving a 60-day VWAP of $8.00 per share; and (v) 20% upon the Issuer's common stock achieving a 60-day VWAP of $9.00 per share. Read SEC document |
| December 29, 2021 Filed Dec 29, 2021 20:07 UTC |
JUNG MARKDirector
|
PurchaseCommon Stock | 22,614 | $2.28 | $51,559.92 |
DisclosureSEC source: 0001415889-21-006286 · form4-12292021_051257.xml · nonDerivative · entry 2 JUNG MARK · CIK 0001134899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Mark Jung SEP IRA Disclosed balance after: 119,602 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.265 to $2.320 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4. Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 20:07 UTC |
JUNG MARKDirector
|
PurchaseCommon Stock | 2,386 | $2.36 | $5,630.96 |
DisclosureSEC source: 0001415889-21-006286 · form4-12292021_051257.xml · nonDerivative · entry 1 JUNG MARK · CIK 0001134899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Mark Jung SEP IRA Disclosed balance after: 96,988 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.340 to $2.370 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 20:54 UTC |
Hand AnnDirector · CEO AND PRESIDENT
|
PurchaseCommon Stock | 5,000 | $2.41 | $12,050.00 |
DisclosureSEC source: 0001415889-21-006019 · form4-12162021_121255.xml · nonDerivative · entry 1 Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,214 Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 15:49 UTC |
JUNG MARKDirector
|
PurchaseCommon Stock | 10,000 | $2.69 | $26,909.00 |
DisclosureSEC source: 0001415889-21-005859 · form4-12142021_121226.xml · nonDerivative · entry 1 JUNG MARK · CIK 0001134899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Mark Jung SEP IRA Disclosed balance after: 94,602 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.68 to $2.72 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| December 07, 2021 Filed Dec 8, 2021 19:00 UTC |
Wann MichaelDirector · CHIEF STRATEGY OFFICER
|
SaleCommon Stock | 110,928 | $3.00 | $333,028.04 |
DisclosureSEC source: 0001415889-21-005796 · form4-12082021_041222.xml · nonDerivative · entry 2 Wann Michael · CIK 0001866259 · Director · CHIEF STRATEGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,661 F3 · price: (1) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.92 to $3.14 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) and (3) to this Form 4. F2 · balance_after: Includes 14,926 restricted stock units ("RSUs") which have not yet vested as of the date of this Form 4. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 19:00 UTC |
Wann MichaelDirector · CHIEF STRATEGY OFFICER
|
SaleCommon Stock | 100,000 | $2.82 | $282,360.00 |
DisclosureSEC source: 0001415889-21-005796 · form4-12082021_041222.xml · nonDerivative · entry 1 Wann Michael · CIK 0001866259 · Director · CHIEF STRATEGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761,589 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.78 to $2.92 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) and (3) to this Form 4. F2 · balance_after: Includes 14,926 restricted stock units ("RSUs") which have not yet vested as of the date of this Form 4. Read SEC document |
| December 03, 2021 Filed Dec 3, 2021 17:55 UTC |
JUNG MARKDirector
|
PurchaseCommon Stock | 2,651 | $2.82 | $7,487.22 |
DisclosureSEC source: 0001415889-21-005699 · form4-12032021_021206.xml · nonDerivative · entry 2 JUNG MARK · CIK 0001134899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Mark Jung SEP IRA Disclosed balance after: 84,602 F2 · price: These shares were sold in multiple transactions at prices ranging from $2.77 to $2.85 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at the price set forth in this Form 4. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 17:55 UTC |
JUNG MARKDirector
|
PurchaseCommon Stock | 7,349 | $2.94 | $21,594.30 |
DisclosureSEC source: 0001415889-21-005699 · form4-12032021_021206.xml · nonDerivative · entry 1 JUNG MARK · CIK 0001134899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Mark Jung SEP IRA Disclosed balance after: 81,951 F1 · price: These shares were sold in multiple transactions at prices ranging from $2.91 to $2.965 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at the price set forth in this Form 4. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 21:55 UTC |
Edelman Matthew EvanCHIEF COMMERCIAL OFFICER
|
PurchaseCommon Stock | 10,000 | $3.20 | $31,983.00 |
DisclosureSEC source: 0001415889-21-004883 · form4-10152021_021053.xml · nonDerivative · entry 1 Edelman Matthew Evan · CIK 0001768749 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By 3MB Associates, LLC Disclosed balance after: 12,500 Read SEC document |
| October 12, 2021 Filed Oct 13, 2021 16:05 UTC |
JUNG MARKDirector
|
PurchaseCommon Stock | 16,010 | $3.12 | $49,898.37 |
DisclosureSEC source: 0001415889-21-004865 · form4-10132021_011017.xml · nonDerivative · entry 1 JUNG MARK · CIK 0001134899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Mark Jung SEP IRA Disclosed balance after: 74,602 Read SEC document |
| August 19, 2021 Filed Aug 19, 2021 23:36 UTC |
Hand AnnDirector · CEO AND PRESIDENT
|
PurchaseCommon Stock | 750 | $3.81 | $2,857.50 |
DisclosureSEC source: 0001415889-21-004021 · form4-08192021_040811.xml · nonDerivative · entry 1 Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,214 Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 06:00 UTC |
JUNG MARKDirector
|
GrantCommon Stock | 15,000 | $3.81 | $57,084.00 |
DisclosureSEC source: 0001415889-21-004030 · form4-08232021_060801.xml · nonDerivative · entry 1 JUNG MARK · CIK 0001134899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Mark Jung SEP IRA Disclosed balance after: 58,592 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.72 to $3.89 per share, inclusive. Read SEC document |
| July 12, 2021 Filed Jul 12, 2021 23:11 UTC |
Keller Michael RDirector
|
PurchaseCommon Stock | 20,000 | $4.87 | $97,400.00 |
DisclosureSEC source: 0001415889-21-003592 · form4-07122021_040735.xml · nonDerivative · entry 1 Keller Michael R · CIK 0001768576 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Michael R. Keller Trust Disclosed balance after: 137,301 Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 15:44 UTC |
JUNG MARKDirector
|
GrantCommon Stock | 12,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-21-002761 · form4-06022021_120613.xml · nonDerivative · entry 1 JUNG MARK · CIK 0001134899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,604 F1 · price: Represents grant of restricted stock units ("RSUs") issued in connection with the Reporting Person's service on the Issuer's Board of Directors. The RSUs will vest in full on the date of the Issuer's 2022 annual shareholders meeting. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 15:35 UTC |
HAYNES CLAYTON JCHIEF FINANCIAL OFFICER
|
GrantEmployee Stock Option · Derivative | 34,510 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001415889-21-002749 · form4-06022021_120615.xml · derivative · entry 3 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,510 Underlying: Common Stock · 34,510 shares Expires 2031-05-27 F3 · derivative.exercise_date: Options vest in equal monthly installments over a 48 month period beginning on February 1, 2021, and will vest in full on January 31, 2025. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 15:35 UTC |
HAYNES CLAYTON JCHIEF FINANCIAL OFFICER
|
GrantEmployee Stock Option · Derivative | 25,000 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001415889-21-002749 · form4-06022021_120615.xml · derivative · entry 2 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2031-05-27 F2 · derivative.exercise_date: Options vest in equal monthly installments over a 24 month period beginning on the grant date, and will vest in full on May 27, 2023. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 15:35 UTC |
HAYNES CLAYTON JCHIEF FINANCIAL OFFICER
|
GrantCommon Stock | 26,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002749 · form4-06022021_120615.xml · nonDerivative · entry 1 HAYNES CLAYTON J · CIK 0001189618 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,660 F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning February 1, 2021. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 19:42 UTC |
Patrick KristinDirector
|
GrantCommon Stock | 12,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002759 · form4-06022021_120609.xml · nonDerivative · entry 1 Patrick Kristin · CIK 0001769529 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,273 F1 · price: Represents grant of restricted stock units ("RSUs") issued in connection with the Reporting Person's service on the Issuer's Board of Directors. The RSUs will vest in full on the date of the Issuer's 2022 annual shareholders meeting. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 19:41 UTC |
Gehl Jeff PatrickDirector
|
GrantCommon Stock | 12,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002757 · form4-06022021_120651.xml · nonDerivative · entry 1 Gehl Jeff Patrick · CIK 0001705527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,940 F1 · price: Represents grant of restricted stock units ("RSUs") issued in connection with the Reporting Person's service on the Issuer's Board of Directors. The RSUs will vest in full on the date of the Issuer's 2022 annual shareholders meeting. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 19:40 UTC |
Keller Michael RDirector
|
GrantCommon Stock | 12,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002755 · form4-06022021_120653.xml · nonDerivative · entry 1 Keller Michael R · CIK 0001768576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,273 F1 · kind: Represents grant of restricted stock units ("RSUs") issued in connection with the Reporting Person's service on the Issuer's Board of Directors. The RSUs will vest in full on the date of the Issuer's 2022 annual shareholders meeting. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 19:36 UTC |
Edelman Matthew EvanCHIEF COMMERCIAL OFFICER
|
GrantEmployee Stock Option · Derivative | 28,400 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001415889-21-002751 · form4-06022021_120639.xml · derivative · entry 3 Edelman Matthew Evan · CIK 0001768749 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,400 Underlying: Common Stock · 28,400 shares Expires 2031-05-27 F2 · derivative.exercise_date: Options vest in equal monthly installments over a 48 month period beginning on February 1, 2021, and will vest in full on January 31, 2025. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 19:36 UTC |
Edelman Matthew EvanCHIEF COMMERCIAL OFFICER
|
GrantCommon Stock | 21,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002751 · form4-06022021_120639.xml · nonDerivative · entry 1 Edelman Matthew Evan · CIK 0001768749 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,530 F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning February 1, 2021. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 19:38 UTC |
Steigelfest David J.Director · CHIEF PRODUCT OFFICER
|
GrantEmployee Stock Option · Derivative | 29,760 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001415889-21-002753 · form4-06022021_120636.xml · derivative · entry 2 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PRODUCT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,760 Underlying: Common Stock · 29,760 shares Expires 2031-05-27 F2 · derivative.exercise_date: Options vest in equal monthly installments over a 48 month period beginning on February 1, 2021, and will vest in full on January 31, 2025. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 19:38 UTC |
Steigelfest David J.Director · CHIEF PRODUCT OFFICER
|
GrantCommon Stock | 22,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002753 · form4-06022021_120636.xml · nonDerivative · entry 1 Steigelfest David J. · CIK 0001768935 · Director · CHIEF PRODUCT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,060 F1 · price: Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning February 1, 2021. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 19:33 UTC |
Hand AnnDirector · CEO AND PRESIDENT
|
GrantEmployee Stock Option · Derivative | 93,110 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001415889-21-002747 · form4-06022021_120645.xml · derivative · entry 3 Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,110 Underlying: Common Stock · 93,110 shares Expires 2031-05-27 F3 · derivative.exercise_date: Options vest in equal monthly installments over a 48 month period beginning on February 1, 2021, and will vest in full on January 31, 2025. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 19:33 UTC |
Hand AnnDirector · CEO AND PRESIDENT
|
GrantEmployee Stock Option · Derivative | 40,000 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001415889-21-002747 · form4-06022021_120645.xml · derivative · entry 2 Hand Ann · CIK 0001769649 · Director · CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2031-05-27 F2 · derivative.exercise_date: Options vest in equal monthly installments over a 24 month period beginning on the grant date, and will vest in full on May 27, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.