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SJM

J M SMUCKER Co

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627
SEC CIK
0000091419
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533

Last 12 months

Inside the activity.

1 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202612
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 26, 2018 Filed Jun 12, 2019 21:24 UTC
BELGYA MARK RVice Chair and CFO
GiftCommon Shares 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021471 · form5.xml · nonDerivative · entry 1

BELGYA MARK R · CIK 0001251529 · Vice Chair and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,570

Read SEC document
June 20, 2018 Filed Jun 21, 2018 21:12 UTC
Penrose Jill RSVP, Human Resources
SaleCommon Shares 518 $106.27 $55,047.86
Disclosure

SEC source: 0001127602-18-021702 · form4.xml · nonDerivative · entry 1

Penrose Jill R · CIK 0001611898 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,341

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.26 to $106.28, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 19, 2018 Filed Jun 21, 2018 21:06 UTC
Stanziano JosephSenior Vice President
SaleCommon Shares 970 $105.00 $101,850.00
Disclosure

SEC source: 0001127602-18-021701 · form4.xml · nonDerivative · entry 1

Stanziano Joseph · CIK 0001733938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,537

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:29 UTC
Stanziano JosephSenior Vice President
GrantCommon Shares 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021221 · form4.xml · nonDerivative · entry 2

Stanziano Joseph · CIK 0001733938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,507

F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:14 UTC
Floyd Tina RSenior Vice President
GrantCommon Shares 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021217 · form4.xml · nonDerivative · entry 2

Floyd Tina R · CIK 0001733633 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,062

F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:10 UTC
BELGYA MARK RVice Chair and CFO
GrantCommon Shares 11,166 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021215 · form4.xml · nonDerivative · entry 1

BELGYA MARK R · CIK 0001251529 · Vice Chair and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,810

F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

Read SEC document
June 15, 2018 Filed Jul 30, 2018 20:52 UTC Amendment
Stanziano JosephSenior Vice President
GrantCommon Shares 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-024039 · form4a.xml · nonDerivative · entry 1

Stanziano Joseph · CIK 0001733938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,507

F1 · shares: Special one-time award of restricted stock granted to new executive officers pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, which becomes unrestricted upon the tenth anniversary of the grant date.

Read SEC document
June 15, 2018 Filed Jul 30, 2018 20:47 UTC Amendment
Floyd Tina RSenior Vice President
GrantCommon Shares 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-024032 · form4a.xml · nonDerivative · entry 1

Floyd Tina R · CIK 0001733633 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,062

F1 · shares: Special one-time award of restricted stock granted to new executive officers pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, which becomes unrestricted upon the tenth anniversary of the grant date.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:34 UTC
SMUCKER RICHARD KDirector · Executive Chairman
Tax withholdingCommon Shares 4,739 $103.86 $492,192.54
Disclosure

SEC source: 0001127602-18-021223 · form4.xml · nonDerivative · entry 2

SMUCKER RICHARD K · CIK 0001105078 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,387

F2 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:34 UTC
SMUCKER RICHARD KDirector · Executive Chairman
GrantCommon Shares 13,958 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021223 · form4.xml · nonDerivative · entry 1

SMUCKER RICHARD K · CIK 0001105078 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,126

F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:32 UTC
SMUCKER MARK TDirector · President and CEO
GrantCommon Shares 34,986 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021222 · form4.xml · nonDerivative · entry 1

SMUCKER MARK T · CIK 0001251544 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,679

F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:29 UTC
Stanziano JosephSenior Vice President
GrantCommon Shares 5,234 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021221 · form4.xml · nonDerivative · entry 1

Stanziano Joseph · CIK 0001733938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,507

F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

F2 · balance_after: The number of shares reported in Column 5 includes 502 directly-owned common shares that were owned by the reporting person when a Form 3 was filed on March 15, 2018.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:27 UTC
Penrose Jill RSVP, Human Resources
GrantCommon Shares 4,595 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021220 · form4.xml · nonDerivative · entry 1

Penrose Jill R · CIK 0001611898 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,859

F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:19 UTC
Lemmon David JPresident, Canada, Intl, AFH
GrantRestricted Stock Units · Derivative 3,406 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021219 · form4.xml · derivative · entry 1

Lemmon David J · CIK 0001548754 · President, Canada, Intl, AFH

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,406

Underlying: Common Shares · 3,406 shares

Expires 2022-06-14

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:17 UTC
Knudsen Jeannette LSVP, GC & Secretary
GrantCommon Shares 6,544 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021218 · form4.xml · nonDerivative · entry 1

Knudsen Jeannette L · CIK 0001463366 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,724

F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:14 UTC
Floyd Tina RSenior Vice President
GrantCommon Shares 3,722 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021217 · form4.xml · nonDerivative · entry 1

Floyd Tina R · CIK 0001733633 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,062

F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

F2 · balance_after: The number of shares reported in Column 5 includes 492 shares directly-owned common shares that were owned by the reporting person when a Form 3 was filed on March 15, 2018.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 21:11 UTC
DUNAWAY BARRY CPresident, Pet Food and Snacks
GrantCommon Shares 9,396 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021216 · form4.xml · nonDerivative · entry 1

DUNAWAY BARRY C · CIK 0001251531 · President, Pet Food and Snacks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,247

F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 21:37 UTC
SMUCKER TIMOTHY PDirector · Chairman Emeritus
PurchaseCommon Shares 5,000 $106.09 $530,450.00
Disclosure

SEC source: 0001127602-18-020973 · form4.xml · nonDerivative · entry 3

SMUCKER TIMOTHY P · CIK 0001077961 · Director · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 71,093

F1 · ownership.nature: I disclaim beneficial ownership of these shares.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 20:46 UTC
DUNAWAY BARRY CPresident, Pet Food and Snacks
SaleCommon Shares 10,354 $106.14 $1,098,973.56
Disclosure

SEC source: 0001127602-18-020797 · form4.xml · nonDerivative · entry 1

DUNAWAY BARRY C · CIK 0001251531 · President, Pet Food and Snacks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,851

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.02 to $106.31, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 23:00 UTC
SMUCKER MARK TDirector · President and CEO
Tax withholdingCommon Shares 2,342 $105.45 $246,963.90
Disclosure

SEC source: 0001127602-18-020539 · form4.xml · nonDerivative · entry 1

SMUCKER MARK T · CIK 0001251544 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,693

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 22:43 UTC
Stanziano JosephSenior Vice President
Tax withholdingCommon Shares 191 $105.45 $20,140.95
Disclosure

SEC source: 0001127602-18-020536 · form4.xml · nonDerivative · entry 1

Stanziano Joseph · CIK 0001733938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,771

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 22:28 UTC
Penrose Jill RSVP, Human Resources
Tax withholdingCommon Shares 211 $105.45 $22,249.95
Disclosure

SEC source: 0001127602-18-020533 · form4.xml · nonDerivative · entry 1

Penrose Jill R · CIK 0001611898 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,264

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 22:23 UTC
Lemmon David JPresident, Canada, Intl, AFH
Exercise / conversionRestricted Stock Units · Derivative 2,189 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-020532 · form4.xml · derivative · entry 3

Lemmon David J · CIK 0001548754 · President, Canada, Intl, AFH

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,189 shares

Expires 2018-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 22:23 UTC
Lemmon David JPresident, Canada, Intl, AFH
Tax withholdingCommon Shares 1,172 $105.45 $123,587.40
Disclosure

SEC source: 0001127602-18-020532 · form4.xml · nonDerivative · entry 2

Lemmon David J · CIK 0001548754 · President, Canada, Intl, AFH

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,017

F3 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 22:23 UTC
Lemmon David JPresident, Canada, Intl, AFH
Exercise / conversionCommon Shares 2,189 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-020532 · form4.xml · nonDerivative · entry 1

Lemmon David J · CIK 0001548754 · President, Canada, Intl, AFH

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 22:05 UTC
Floyd Tina RSenior Vice President
Tax withholdingCommon Shares 187 $105.45 $19,719.15
Disclosure

SEC source: 0001127602-18-020530 · form4.xml · nonDerivative · entry 1

Floyd Tina R · CIK 0001733633 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,848

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 22:16 UTC
Knudsen Jeannette LSVP, GC & Secretary
Tax withholdingCommon Shares 1,272 $105.45 $134,132.40
Disclosure

SEC source: 0001127602-18-020531 · form4.xml · nonDerivative · entry 1

Knudsen Jeannette L · CIK 0001463366 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,180

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 21:56 UTC
DUNAWAY BARRY CPresident, Pet Food and Snacks
Tax withholdingCommon Shares 4,024 $105.45 $424,330.80
Disclosure

SEC source: 0001127602-18-020528 · form4.xml · nonDerivative · entry 1

DUNAWAY BARRY C · CIK 0001251531 · President, Pet Food and Snacks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,205

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 21:50 UTC
BELGYA MARK RVice Chair and CFO
Tax withholdingCommon Shares 3,559 $105.45 $375,296.55
Disclosure

SEC source: 0001127602-18-020526 · form4.xml · nonDerivative · entry 1

BELGYA MARK R · CIK 0001251529 · Vice Chair and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,644

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

Read SEC document
May 29, 2018 Filed May 31, 2018 21:29 UTC
Penrose Jill RSVP, Human Resources
GrantOption Common Shares · Derivative 7,500 $0.00 Strike: $111.86 $0.00
Disclosure

SEC source: 0001127602-18-019385 · form4.xml · derivative · entry 1

Penrose Jill R · CIK 0001611898 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Shares · 7,500 shares

Expires 2025-03-19

Read SEC document
May 29, 2018 Filed May 31, 2018 21:25 UTC
SMUCKER RICHARD KDirector · Executive Chairman
GrantOption Common Shares · Derivative 20,833 $0.00 Strike: $111.86 $0.00
Disclosure

SEC source: 0001127602-18-019383 · form4.xml · derivative · entry 1

SMUCKER RICHARD K · CIK 0001105078 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,833

Underlying: Common Shares · 20,833 shares

Expires 2025-03-19

Read SEC document
May 29, 2018 Filed May 31, 2018 21:22 UTC
SMUCKER MARK TDirector · President and CEO
GrantOption Common Shares · Derivative 10,000 $0.00 Strike: $111.86 $0.00
Disclosure

SEC source: 0001127602-18-019380 · form4.xml · derivative · entry 1

SMUCKER MARK T · CIK 0001251544 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Shares · 10,000 shares

Expires 2025-03-19

F1 · shares: On March 19, 2015, the reporting person was granted a performance-based non-statutory stock option to purchase 60,000 shares of common stock. The option vests in 3 equal annual installments based 50% on the Company's achievement of "synergy realization" performance objectives and 50% on the Company's achievement of EBITDA performance objectives for each of the fiscal years ending April 30, 2016, 2017, and 2018. The "synergy realization" objective for the fiscal year ending April 30, 2018 was met, resulting in vesting of one-sixth of the total shares subject to the option.

Read SEC document
May 29, 2018 Filed May 31, 2018 21:21 UTC
Lemmon David JPresident, Canada, Intl, AFH
GrantOption Common Shares · Derivative 1,666 $0.00 Strike: $111.86 $0.00
Disclosure

SEC source: 0001127602-18-019379 · form4.xml · derivative · entry 1

Lemmon David J · CIK 0001548754 · President, Canada, Intl, AFH

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,666

Underlying: Common Shares · 1,666 shares

Expires 2025-03-19

F1 · shares: On March 19, 2015, the reporting person was granted a performance-based non-statutory stock option to purchase 10,000 shares of common stock. The option vests in 3 equal annual installments based 50% on the Company's achievement of "synergy realization" performance objectives and 50% on the Company's achievement of EBITDA performance objectives for each of the fiscal years ending April 30, 2016, 2017, and 2018. The "synergy realization" objective for the fiscal year ending April 30, 2018 was met, resulting in vesting of one-sixth of the total shares subject to the option.

Read SEC document
May 29, 2018 Filed May 31, 2018 21:16 UTC
Knudsen Jeannette LSVP, GC & Secretary
GrantOption Common Shares · Derivative 3,333 $0.00 Strike: $111.86 $0.00
Disclosure

SEC source: 0001127602-18-019378 · form4.xml · derivative · entry 1

Knudsen Jeannette L · CIK 0001463366 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Shares · 3,333 shares

Expires 2025-03-19

F1 · shares: On March 19, 2015, the reporting person was granted a performance-based non-statutory stock option to purchase 20,000 shares of common stock. The option vests in 3 equal annual installments based 50% on the Company's achievement of "synergy realization" performance objectives and 50% on the Company's achievement of EBITDA performance objectives for each of the fiscal years ending April 30, 2016, 2017, and 2018. The "synergy realization" objective for the fiscal year ending April 30, 2018 was met, resulting in vesting of one-sixth of the total shares subject to the option.

Read SEC document
May 29, 2018 Filed May 31, 2018 21:12 UTC
DUNAWAY BARRY CPresident, Pet Food and Snacks
GrantOption Common Shares · Derivative 10,000 $0.00 Strike: $111.86 $0.00
Disclosure

SEC source: 0001127602-18-019372 · form4.xml · derivative · entry 1

DUNAWAY BARRY C · CIK 0001251531 · President, Pet Food and Snacks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Shares · 10,000 shares

Expires 2025-03-19

F1 · shares: On March 19, 2015, the reporting person was granted a performance-based non-statutory stock option to purchase 60,000 shares of common stock. The option vests in 3 equal annual installments based 50% on the Company's achievement of "synergy realization" performance objectives and 50% on the Company's achievement of EBITDA performance objectives for each of the fiscal years ending April 30, 2016, 2017, and 2018. The "synergy realization" objective for the fiscal year ending April 30, 2018 was met, resulting in vesting of one-sixth of the total shares subject to the option.

Read SEC document
May 29, 2018 Filed May 31, 2018 21:09 UTC
BELGYA MARK RVice Chair and CFO
GrantOption Common Shares · Derivative 12,500 $0.00 Strike: $111.86 $0.00
Disclosure

SEC source: 0001127602-18-019365 · form4.xml · derivative · entry 1

BELGYA MARK R · CIK 0001251529 · Vice Chair and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Shares · 12,500 shares

Expires 2025-03-19

F1 · shares: On March 19, 2015, the reporting person was granted a performance-based non-statutory stock option to purchase 75,000 shares of common stock. The option vests in 3 equal annual installments based 50% on the Company's achievement of "synergy realization" performance objectives and 50% on the Company's achievement of EBITDA performance objectives for each of the fiscal years ending April 30, 2016, 2017, and 2018. The "synergy realization" objective for the fiscal year ending April 30, 2018 was met, resulting in vesting of one-sixth of the total shares subject to the option.

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May 01, 2018 Filed May 3, 2018 21:37 UTC
DUNAWAY BARRY CPresident, Pet Food and Snacks
Tax withholdingCommon Shares 3,737 $114.39 $427,475.43
Disclosure

SEC source: 0001127602-18-016271 · form4.xml · nonDerivative · entry 1

DUNAWAY BARRY C · CIK 0001251531 · President, Pet Food and Snacks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,229

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

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May 01, 2018 Filed May 3, 2018 21:31 UTC
BELGYA MARK RVice Chair and CFO
Tax withholdingCommon Shares 3,117 $114.39 $356,553.63
Disclosure

SEC source: 0001127602-18-016264 · form4.xml · nonDerivative · entry 6

BELGYA MARK R · CIK 0001251529 · Vice Chair and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,203

F2 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

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March 29, 2018 Filed Apr 2, 2018 21:11 UTC
Perry KirkDirector
GrantDeferred Stock Units · Derivative 201.6 $124.01 Strike: $0.00 $25,000.42
Disclosure

SEC source: 0001127602-18-013357 · form4.xml · derivative · entry 1

Perry Kirk · CIK 0001685154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,952.561

Underlying: Common Shares · 201.6 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

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March 29, 2018 Filed Apr 2, 2018 21:08 UTC
OATEY GARY ADirector
GrantDeferred Stock Units · Derivative 201.6 $124.01 Strike: $0.00 $25,000.42
Disclosure

SEC source: 0001127602-18-013353 · form4.xml · derivative · entry 1

OATEY GARY A · CIK 0001251547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,673.9094

Underlying: Common Shares · 201.6 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

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March 29, 2018 Filed Apr 2, 2018 21:05 UTC GrantDeferred Stock Units · Derivative 201.6 $124.01 Strike: $0.00 $25,000.42
Disclosure

SEC source: 0001127602-18-013350 · form4.xml · derivative · entry 1

LONG ELIZABETH VALK · CIK 0001196720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,364.4766

Underlying: Common Shares · 201.6 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

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March 29, 2018 Filed Apr 2, 2018 21:03 UTC
Dolan Paul JDirector
GrantDeferred Stock Units · Derivative 231.84 $124.01 Strike: $0.00 $28,750.48
Disclosure

SEC source: 0001127602-18-013345 · form4.xml · derivative · entry 1

Dolan Paul J · CIK 0001359068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,134.8787

Underlying: Common Shares · 231.84 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

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December 29, 2017 Filed Jan 2, 2018 22:04 UTC
Lemmon David JPresident, Canada
SaleCommon Shares 1,205 $124.54 $150,075.52
Disclosure

SEC source: 0001127602-18-000178 · form4.xml · nonDerivative · entry 1

Lemmon David J · CIK 0001548754 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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December 29, 2017 Filed Jan 3, 2018 22:15 UTC
Perry KirkDirector
GrantDeferred Stock Units · Derivative 201.22 $124.24 Strike: $0.00 $24,999.57
Disclosure

SEC source: 0001127602-18-000729 · form4.xml · derivative · entry 1

Perry Kirk · CIK 0001685154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,740.264

Underlying: Common Shares · 201.22 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

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December 29, 2017 Filed Jan 3, 2018 22:14 UTC
OATEY GARY ADirector
GrantDeferred Stock Units · Derivative 201.22 $124.24 Strike: $0.00 $24,999.57
Disclosure

SEC source: 0001127602-18-000726 · form4.xml · derivative · entry 1

OATEY GARY A · CIK 0001251547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,255.6094

Underlying: Common Shares · 201.22 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

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December 29, 2017 Filed Jan 3, 2018 22:12 UTC GrantDeferred Stock Units · Derivative 201.22 $124.24 Strike: $0.00 $24,999.57
Disclosure

SEC source: 0001127602-18-000724 · form4.xml · derivative · entry 1

LONG ELIZABETH VALK · CIK 0001196720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,807.6056

Underlying: Common Shares · 201.22 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

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December 29, 2017 Filed Jan 3, 2018 22:11 UTC
Dolan Paul JDirector
GrantDeferred Stock Units · Derivative 231.41 $124.24 Strike: $0.00 $28,750.38
Disclosure

SEC source: 0001127602-18-000720 · form4.xml · derivative · entry 1

Dolan Paul J · CIK 0001359068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,708.1617

Underlying: Common Shares · 231.41 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

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December 28, 2017 Filed Dec 29, 2017 23:53 UTC
Knudsen Jeannette LSVP, GC & Secretary
SaleCommon Shares 1,600 $124.36 $198,976.00
Disclosure

SEC source: 0001127602-17-035647 · form4.xml · nonDerivative · entry 1

Knudsen Jeannette L · CIK 0001463366 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,452

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December 20, 2017 Filed May 3, 2018 21:31 UTC
BELGYA MARK RVice Chair and CFO
GiftCommon Shares 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016264 · form4.xml · nonDerivative · entry 5

BELGYA MARK R · CIK 0001251529 · Vice Chair and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,320

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December 19, 2017 Filed May 3, 2018 21:31 UTC
BELGYA MARK RVice Chair and CFO
GiftCommon Shares 100 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016264 · form4.xml · nonDerivative · entry 4

BELGYA MARK R · CIK 0001251529 · Vice Chair and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Daughter-Kristi

Disclosed balance after: 525

F1 · ownership.nature: I disclaim beneficial ownership of these shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.