Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| J M SMUCKER CoSJM · Entity 627 | President, Pet Food | July 02, 2019 | October 08, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
J M SMUCKER Co
Report date July 02, 2019 · Filed October 08, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 8,197.333 |
Reported balance
After 2019-07-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-07-02 · Other · Acquired 32.333 · Balance 8,197.333 |
| Common SharesSEC Table I · non-derivative | Direct | 8,245.629 |
Reported balance
After 2019-10-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-10-01 · Other · Acquired 48.296 · Balance 8,245.629 F1: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent. |
Filing footnotes · ownership attribution and instrument terms
F1: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SunOpta Inc.
Report date May 01, 2026 · Filed May 04, 2026
Section 16 reporting ended · disclosed 2026-05-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-05-01 transaction · row 1
1 source rowRow 1 · 2026-05-01 · Disposition to issuer · Disposed 22,879 · Balance 0 F1: Pursuant to the Arrangement Agreement (the "Arrangement Agreement"), dated as of February 6, 2026, by and among SunOpta Inc. ("SunOpta"), Pegasus BidCo B.V. ("Parent") and 2786694 Alberta Ltd. ("Purchaser"), Purchaser acquired all of SunOpta's issued and outstanding common shares in the capital of SunOpta (the "Common Shares") by way of a court-approved statutory plan of arrangement under Section 192 of the Canada Business Corporations Act (the "Arrangement"). At the effective time of the Arrangement (the "Effective Time"), each of SunOpta's issued and outstanding Common Shares were transferred to Purchaser for consideration of $6.50 per share in cash, less applicable withholdings (the "Consideration"). |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-01 · Disposition to issuer · Disposed 20,193 · Balance 0 F2: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F3: At the Effective Time, each restricted stock unit ("RSU") held by the reporting person was surrendered in exchange for, subject to any withholding, a cash payment equal to the Consideration in respect of each Common Share underlying such RSU. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Arrangement Agreement (the "Arrangement Agreement"), dated as of February 6, 2026, by and among SunOpta Inc. ("SunOpta"), Pegasus BidCo B.V. ("Parent") and 2786694 Alberta Ltd. ("Purchaser"), Purchaser acquired all of SunOpta's issued and outstanding common shares in the capital of SunOpta (the "Common Shares") by way of a court-approved statutory plan of arrangement under Section 192 of the Canada Business Corporations Act (the "Arrangement"). At the effective time of the Arrangement (the "Effective Time"), each of SunOpta's issued and outstanding Common Shares were transferred to Purchaser for consideration of $6.50 per share in cash, less applicable withholdings (the "Consideration").
F2: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F3: At the Effective Time, each restricted stock unit ("RSU") held by the reporting person was surrendered in exchange for, subject to any withholding, a cash payment equal to the Consideration in respect of each Common Share underlying such RSU.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2026 Filed May 4, 2026 17:07 UTC | SunOpta Inc. STKL · Entity 49798 | Disposition to issuerRestricted Stock Unit (RSU) · Derivative | 20,193 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000351834-26-000111 · form4.xml · derivative · entry 2 Lemmon David J · CIK 0001548754 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,193 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · price: At the Effective Time, each restricted stock unit ("RSU") held by the reporting person was surrendered in exchange for, subject to any withholding, a cash payment equal to the Consideration in respect of each Common Share underlying such RSU. F3 · derivative.exercise_date: At the Effective Time, each restricted stock unit ("RSU") held by the reporting person was surrendered in exchange for, subject to any withholding, a cash payment equal to the Consideration in respect of each Common Share underlying such RSU. F3 · derivative.expiration_date: At the Effective Time, each restricted stock unit ("RSU") held by the reporting person was surrendered in exchange for, subject to any withholding, a cash payment equal to the Consideration in respect of each Common Share underlying such RSU. Read SEC document |
| May 01, 2026 Filed May 4, 2026 17:07 UTC | SunOpta Inc. STKL · Entity 49798 | Disposition to issuerCommon Stock | 22,879 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000351834-26-000111 · form4.xml · nonDerivative · entry 1 Lemmon David J · CIK 0001548754 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Arrangement Agreement (the "Arrangement Agreement"), dated as of February 6, 2026, by and among SunOpta Inc. ("SunOpta"), Pegasus BidCo B.V. ("Parent") and 2786694 Alberta Ltd. ("Purchaser"), Purchaser acquired all of SunOpta's issued and outstanding common shares in the capital of SunOpta (the "Common Shares") by way of a court-approved statutory plan of arrangement under Section 192 of the Canada Business Corporations Act (the "Arrangement"). At the effective time of the Arrangement (the "Effective Time"), each of SunOpta's issued and outstanding Common Shares were transferred to Purchaser for consideration of $6.50 per share in cash, less applicable withholdings (the "Consideration"). Read SEC document |
| April 17, 2026 Filed Apr 21, 2026 01:43 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 2,362 | $6.47 | $15,282.14 |
DisclosureSEC source: 0000351834-26-000093 · form4.xml · nonDerivative · entry 1 Lemmon David J · CIK 0001548754 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,879 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| February 09, 2026 Filed Feb 12, 2026 16:41 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 1,203 | $6.39 | $7,687.17 |
DisclosureSEC source: 0000351834-26-000015 · form4.xml · nonDerivative · entry 1 Lemmon David J · CIK 0001548754 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,494 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| October 22, 2025 Filed Oct 24, 2025 15:06 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 79 | $5.88 | $464.52 |
DisclosureSEC source: 0000351834-25-000023 · form4.xml · nonDerivative · entry 1 Lemmon David J · CIK 0001548754 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,291 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| October 17, 2025 Filed Oct 21, 2025 17:06 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 1,310 | $5.68 | $7,440.80 |
DisclosureSEC source: 0000351834-25-000017 · form4.xml · nonDerivative · entry 1 Lemmon David J · CIK 0001548754 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,212 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| July 25, 2025 Filed Jul 28, 2025 21:23 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 2,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-013205 · form4.xml · derivative · entry 2 Lemmon David J · CIK 0001548754 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,216 Underlying: Common Shares · 34,216 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| July 25, 2025 Filed Jul 28, 2025 21:23 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 1,291 | $6.64 | $8,572.24 |
DisclosureSEC source: 0001062993-25-013205 · form4.xml · nonDerivative · entry 1 Lemmon David J · CIK 0001548754 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,902 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| May 29, 2025 Filed May 30, 2025 21:06 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 17,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010592 · form4.xml · derivative · entry 1 Lemmon David J · CIK 0001548754 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,770 Underlying: Common Shares · 17,770 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| May 29, 2025 Filed Feb 24, 2026 02:28 UTC Amendment | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 14,023 | $0.00 | $0.00 |
DisclosureSEC source: 0000351834-26-000023 · form4a.xml · derivative · entry 3 Lemmon David J · CIK 0001548754 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 14,023 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This Amendment to Form 4 is being filed to report a transaction that was inadvertently omitted from the original Form 4 filed on May 30, 2025. No additional transactions have occurred since the date of the original filing. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| May 29, 2025 Filed Feb 24, 2026 02:28 UTC Amendment | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 17,770 | $0.00 | $0.00 |
DisclosureSEC source: 0000351834-26-000023 · form4a.xml · derivative · entry 2 Lemmon David J · CIK 0001548754 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,770 Underlying: Common Shares · 17,770 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| May 29, 2025 Filed Feb 24, 2026 02:28 UTC Amendment | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 14,023 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000351834-26-000023 · form4a.xml · nonDerivative · entry 1 Lemmon David J · CIK 0001548754 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This Amendment to Form 4 is being filed to report a transaction that was inadvertently omitted from the original Form 4 filed on May 30, 2025. No additional transactions have occurred since the date of the original filing. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| April 17, 2025 Filed Apr 21, 2025 20:13 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 1,482 | $3.90 | $5,779.80 |
DisclosureSEC source: 0001062993-25-007719 · form4.xml · nonDerivative · entry 1 Lemmon David J · CIK 0001548754 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,611 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| January 24, 2025 Filed Jan 28, 2025 00:04 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 920 | $7.38 | $6,789.60 |
DisclosureSEC source: 0001062993-25-001136 · form4.xml · nonDerivative · entry 1 Lemmon David J · CIK 0001548754 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,129 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| October 18, 2024 Filed Oct 22, 2024 23:20 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 14,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017865 · form4.xml · derivative · entry 2 Lemmon David J · CIK 0001548754 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,023 Underlying: Common Shares · 14,023 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · derivative.expiration_date: The Restricted Stock Units do not have an expiration. Read SEC document |
| October 18, 2024 Filed Oct 22, 2024 23:20 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 209 | $6.02 | $1,258.18 |
DisclosureSEC source: 0001062993-24-017865 · form4.xml · nonDerivative · entry 1 Lemmon David J · CIK 0001548754 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| October 01, 2019 Filed Oct 8, 2019 20:36 UTC | J M SMUCKER Co SJM · Entity 627 | OtherCommon Shares | 48.296 | $108.70 | $5,249.97 |
DisclosureSEC source: 0001127602-19-030270 · form4.xml · nonDerivative · entry 2 Lemmon David J · CIK 0001548754 · President, Pet Food 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,245.629 F1 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent. Read SEC document |
| July 02, 2019 Filed Oct 8, 2019 20:36 UTC | J M SMUCKER Co SJM · Entity 627 | OtherCommon Shares | 32.333 | $115.98 | $3,750.01 |
DisclosureSEC source: 0001127602-19-030270 · form4.xml · nonDerivative · entry 1 Lemmon David J · CIK 0001548754 · President, Pet Food 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,197.333 Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 22:00 UTC | J M SMUCKER Co SJM · Entity 627 | GrantCommon Shares | 610 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021874 · form4.xml · nonDerivative · entry 1 Lemmon David J · CIK 0001548754 · President, Pet Food 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,165 F1 · shares: Special one-time performance-based award of restricted stock granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan to certain employees who had a significant role in one or more of the Company's strategic initiatives for fiscal year 2019, including, without limitation, the acquisition and integration of Ainsworth Pet Nutrition, LLC, the divestiture and transition of the U.S. baking business, and the organization optimization program. The restricted stock becomes unrestricted on the third anniversary of the grant date. Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 21:30 UTC | J M SMUCKER Co SJM · Entity 627 | GrantOption Common Shares · Derivative | 12,938 | $0.00 Strike: $123.68 | $0.00 |
DisclosureSEC source: 0001127602-19-021669 · form4.xml · derivative · entry 5 Lemmon David J · CIK 0001548754 · President, Pet Food 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,938 Underlying: Common Shares · 12,938 shares Expires 2029-06-12 F4 · derivative.exercise_date: This option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning in June 13, 2020. Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 21:30 UTC | J M SMUCKER Co SJM · Entity 627 | GrantCommon Shares | 6,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021669 · form4.xml · nonDerivative · entry 3 Lemmon David J · CIK 0001548754 · President, Pet Food 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,555 F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 21:30 UTC | J M SMUCKER Co SJM · Entity 627 | Exercise / conversionRestricted Stock Units · Derivative | 1,304 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021669 · form4.xml · derivative · entry 4 Lemmon David J · CIK 0001548754 · President, Pet Food 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,304 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 21:30 UTC | J M SMUCKER Co SJM · Entity 627 | Tax withholdingCommon Shares | 377 | $123.91 | $46,714.07 |
DisclosureSEC source: 0001127602-19-021669 · form4.xml · nonDerivative · entry 2 Lemmon David J · CIK 0001548754 · President, Pet Food 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 927 F2 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 21:30 UTC | J M SMUCKER Co SJM · Entity 627 | Exercise / conversionCommon Shares | 1,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021669 · form4.xml · nonDerivative · entry 1 Lemmon David J · CIK 0001548754 · President, Pet Food 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 21:59 UTC | J M SMUCKER Co SJM · Entity 627 | SaleCommon Shares | 1,017 | $92.99 | $94,570.83 |
DisclosureSEC source: 0001127602-19-000322 · form4.xml · nonDerivative · entry 1 Lemmon David J · CIK 0001548754 · President, Pet Food 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.99 to $93.01, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 21:19 UTC | J M SMUCKER Co SJM · Entity 627 | GrantRestricted Stock Units · Derivative | 3,406 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021219 · form4.xml · derivative · entry 1 Lemmon David J · CIK 0001548754 · President, Canada, Intl, AFH 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,406 Underlying: Common Shares · 3,406 shares Expires 2022-06-14 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 22:23 UTC | J M SMUCKER Co SJM · Entity 627 | Exercise / conversionRestricted Stock Units · Derivative | 2,189 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-020532 · form4.xml · derivative · entry 3 Lemmon David J · CIK 0001548754 · President, Canada, Intl, AFH 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,189 shares Expires 2018-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 22:23 UTC | J M SMUCKER Co SJM · Entity 627 | Tax withholdingCommon Shares | 1,172 | $105.45 | $123,587.40 |
DisclosureSEC source: 0001127602-18-020532 · form4.xml · nonDerivative · entry 2 Lemmon David J · CIK 0001548754 · President, Canada, Intl, AFH 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017 F3 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 22:23 UTC | J M SMUCKER Co SJM · Entity 627 | Exercise / conversionCommon Shares | 2,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-020532 · form4.xml · nonDerivative · entry 1 Lemmon David J · CIK 0001548754 · President, Canada, Intl, AFH 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 29, 2018 Filed May 31, 2018 21:21 UTC | J M SMUCKER Co SJM · Entity 627 | GrantOption Common Shares · Derivative | 1,666 | $0.00 Strike: $111.86 | $0.00 |
DisclosureSEC source: 0001127602-18-019379 · form4.xml · derivative · entry 1 Lemmon David J · CIK 0001548754 · President, Canada, Intl, AFH 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,666 Underlying: Common Shares · 1,666 shares Expires 2025-03-19 F1 · shares: On March 19, 2015, the reporting person was granted a performance-based non-statutory stock option to purchase 10,000 shares of common stock. The option vests in 3 equal annual installments based 50% on the Company's achievement of "synergy realization" performance objectives and 50% on the Company's achievement of EBITDA performance objectives for each of the fiscal years ending April 30, 2016, 2017, and 2018. The "synergy realization" objective for the fiscal year ending April 30, 2018 was met, resulting in vesting of one-sixth of the total shares subject to the option. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 22:04 UTC | J M SMUCKER Co SJM · Entity 627 | SaleCommon Shares | 1,205 | $124.54 | $150,075.52 |
DisclosureSEC source: 0001127602-18-000178 · form4.xml · nonDerivative · entry 1 Lemmon David J · CIK 0001548754 · President, Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 22:17 UTC Amendment | J M SMUCKER Co SJM · Entity 627 | GrantOption Common Shares · Derivative | 3,334 | $0.00 Strike: $111.86 | $0.00 |
DisclosureSEC source: 0001127602-17-021801 · form4a.xml · derivative · entry 1 Lemmon David J · CIK 0001548754 · President, Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334 Underlying: Common Shares · 3,334 shares Expires 2025-03-19 F1 · balance_after: On March 19, 2015, the reporting person was granted a performance-based non-statutory stock option to purchase 10,000 shares of common stock. The option vests in 3 equal annual installments based on the Company's achievement of certain "synergy realization" and EBITDA performance criteria for each of the fiscal years ending April 30, 2016, 2017, and 2018. The "synergy realization" performance criteria for the year ending April 30, 2017 was met, resulting in vesting of the option as to 3,334 shares. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:30 UTC | J M SMUCKER Co SJM · Entity 627 | GrantRestricted Stock Units · Derivative | 1,666 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-021791 · form4.xml · derivative · entry 2 Lemmon David J · CIK 0001548754 · President, Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,666 Underlying: Common Shares · 1,666 shares Expires 2021-06-15 F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:30 UTC | J M SMUCKER Co SJM · Entity 627 | GrantOption Common Shares · Derivative | 3,334 | $0.00 Strike: $111.86 | $0.00 |
DisclosureSEC source: 0001127602-17-021791 · form4.xml · derivative · entry 1 Lemmon David J · CIK 0001548754 · President, Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334 Underlying: Common Shares · 3,334 shares Expires 2025-03-19 F1 · balance_after: On March 19, 2015, the reporting person was granted a performance-based non-statutory stock option to purchase 125,000 shares of common stock. The option vests in 3 equal annual installments based on the Company's achievement of certain "synergy realization" and EBITDA performance criteria for each of the fiscal years ending April 30, 2016, 2017, and 2018. The "synergy realization" performance criteria for the year ending April 30, 2017 was met, resulting in vesting of the option as to 3,334 shares. Read SEC document |
| June 07, 2017 Filed Jun 13, 2017 21:40 UTC | J M SMUCKER Co SJM · Entity 627 | Exercise / conversionRestricted Stock Units · Derivative | 2,595 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-021369 · form4.xml · derivative · entry 3 Lemmon David J · CIK 0001548754 · President, Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,595 Underlying: Common Shares · 2,595 shares Expires 2017-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 07, 2017 Filed Jun 13, 2017 21:40 UTC | J M SMUCKER Co SJM · Entity 627 | Tax withholdingCommon Shares | 1,390 | $130.16 | $180,922.40 |
DisclosureSEC source: 0001127602-17-021369 · form4.xml · nonDerivative · entry 2 Lemmon David J · CIK 0001548754 · President, Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,205 F3 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan. Read SEC document |
| June 07, 2017 Filed Jun 13, 2017 21:40 UTC | J M SMUCKER Co SJM · Entity 627 | Exercise / conversionCommon Shares | 2,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-021369 · form4.xml · nonDerivative · entry 1 Lemmon David J · CIK 0001548754 · President, Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 21:25 UTC | J M SMUCKER Co SJM · Entity 627 | GrantRestricted Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-061961 · form4.xml · derivative · entry 1 Lemmon David J · CIK 0001548754 · President, Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Underlying: Common Shares · 1,900 shares Expires 2026-09-01 F1 · shares: Special one-time grant of restricted stock, which becomes unrestricted upon the tenth anniversary of the grant date, under The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan in connection with the harmonization of officer retirement benefits. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.