Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| J M SMUCKER CoSJM · Entity 627 | President, Pet Food and Snacks | June 14, 2018 | June 18, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
J M SMUCKER Co
Report date June 14, 2018 · Filed June 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 32,247 |
Reported balance
After 2018-06-14 transaction · row 1
1 source rowRow 1 · 2018-06-14 · Grant · Acquired 9,396 · Balance 32,247 F1: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement. |
| Common SharesSEC Table I · non-derivative | IndirectBy 401(k) | 6,277.236 |
Reported balance
Holding disclosure · report date 2018-06-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,277.236 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2018 Filed Jun 18, 2018 21:11 UTC | J M SMUCKER Co SJM · Entity 627 | GrantCommon Shares | 9,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021216 · form4.xml · nonDerivative · entry 1 DUNAWAY BARRY C · CIK 0001251531 · President, Pet Food and Snacks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,247 F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 20:46 UTC | J M SMUCKER Co SJM · Entity 627 | SaleCommon Shares | 10,354 | $106.14 | $1,098,973.56 |
DisclosureSEC source: 0001127602-18-020797 · form4.xml · nonDerivative · entry 1 DUNAWAY BARRY C · CIK 0001251531 · President, Pet Food and Snacks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,851 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.02 to $106.31, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 21:56 UTC | J M SMUCKER Co SJM · Entity 627 | Tax withholdingCommon Shares | 4,024 | $105.45 | $424,330.80 |
DisclosureSEC source: 0001127602-18-020528 · form4.xml · nonDerivative · entry 1 DUNAWAY BARRY C · CIK 0001251531 · President, Pet Food and Snacks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,205 F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan. Read SEC document |
| May 29, 2018 Filed May 31, 2018 21:12 UTC | J M SMUCKER Co SJM · Entity 627 | GrantOption Common Shares · Derivative | 10,000 | $0.00 Strike: $111.86 | $0.00 |
DisclosureSEC source: 0001127602-18-019372 · form4.xml · derivative · entry 1 DUNAWAY BARRY C · CIK 0001251531 · President, Pet Food and Snacks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Shares · 10,000 shares Expires 2025-03-19 F1 · shares: On March 19, 2015, the reporting person was granted a performance-based non-statutory stock option to purchase 60,000 shares of common stock. The option vests in 3 equal annual installments based 50% on the Company's achievement of "synergy realization" performance objectives and 50% on the Company's achievement of EBITDA performance objectives for each of the fiscal years ending April 30, 2016, 2017, and 2018. The "synergy realization" objective for the fiscal year ending April 30, 2018 was met, resulting in vesting of one-sixth of the total shares subject to the option. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:37 UTC | J M SMUCKER Co SJM · Entity 627 | Tax withholdingCommon Shares | 3,737 | $114.39 | $427,475.43 |
DisclosureSEC source: 0001127602-18-016271 · form4.xml · nonDerivative · entry 1 DUNAWAY BARRY C · CIK 0001251531 · President, Pet Food and Snacks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,229 F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 21:34 UTC | J M SMUCKER Co SJM · Entity 627 | SaleCommon Shares | 9,433 | $121.32 | $1,144,411.56 |
DisclosureSEC source: 0001127602-17-022406 · form4.xml · nonDerivative · entry 1 DUNAWAY BARRY C · CIK 0001251531 · President, Pet Food and Snacks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,966 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.15 to $121.49, inclusive. The reporting person undertakes to provide to The J.M. Smucker Company, any shareholder of The J.M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 22:00 UTC Amendment | J M SMUCKER Co SJM · Entity 627 | GrantOption Common Shares · Derivative | 20,000 | $0.00 Strike: $111.86 | $0.00 |
DisclosureSEC source: 0001127602-17-021795 · form4a.xml · derivative · entry 1 DUNAWAY BARRY C · CIK 0001251531 · President, Pet Food and Snacks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Shares · 20,000 shares Expires 2025-03-19 F1 · balance_after: On March 19, 2015, the reporting person was granted a performance-based non-statutory stock option to purchase 60,000 shares of common stock. The option vests in 3 equal annual installments based on the Company's achievement of certain "synergy realization" and EBITDA performance criteria for each of the fiscal years ending April 30, 2016, 2017, and 2018. The "synergy realization" performance criteria for the year ending April 30, 2017 was met, resulting in vesting of the option as to 20,000 shares. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:23 UTC | J M SMUCKER Co SJM · Entity 627 | GrantOption Common Shares · Derivative | 20,000 | $0.00 Strike: $111.86 | $0.00 |
DisclosureSEC source: 0001127602-17-021789 · form4.xml · derivative · entry 4 DUNAWAY BARRY C · CIK 0001251531 · President, Pet Food and Snacks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Shares · 20,000 shares Expires 2025-03-19 F2 · balance_after: On March 19, 2015, the reporting person was granted a performance-based non-statutory stock option to purchase 125,000 shares of common stock. The option vests in 3 equal annual installments based on the Company's achievement of certain "synergy realization" and EBITDA performance criteria for each of the fiscal years ending April 30, 2016, 2017, and 2018. The "synergy realization" performance criteria for the year ending April 30, 2017 was met, resulting in vesting of the option as to 20,000 shares. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:23 UTC | J M SMUCKER Co SJM · Entity 627 | GrantCommon Shares | 7,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-021789 · form4.xml · nonDerivative · entry 1 DUNAWAY BARRY C · CIK 0001251531 · President, Pet Food and Snacks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,399 F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 22:42 UTC | J M SMUCKER Co SJM · Entity 627 | Tax withholdingCommon Shares | 3,403 | $130.16 | $442,934.48 |
DisclosureSEC source: 0001127602-17-021114 · form4.xml · nonDerivative · entry 1 DUNAWAY BARRY C · CIK 0001251531 · President, Pet Food and Snacks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,040 F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.