Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| J M SMUCKER CoSJM · Entity 627 | Senior Vice President | June 14, 2019 | June 17, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
J M SMUCKER Co
Report date June 14, 2019 · Filed June 17, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 12,775 |
Reported balance
After 2019-06-14 transaction · row 1
1 source rowRow 1 · 2019-06-14 · Grant · Acquired 206 · Balance 12,775 F1: Special one-time performance-based award of restricted stock granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan to certain employees who had a significant role in one or more of the Company's strategic initiatives for fiscal year 2019, including, without limitation, the acquisition and integration of Ainsworth Pet Nutrition, LLC, the divestiture and transition of the U.S. baking business, and the organization optimization program. The restricted stock becomes unrestricted on the third anniversary of the grant date. |
| Common SharesSEC Table I · non-derivative | Indirect401(K) | 4,325.385 |
Reported balance
Holding disclosure · report date 2019-06-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,325.385 |
Filing footnotes · ownership attribution and instrument terms
F1: Special one-time performance-based award of restricted stock granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan to certain employees who had a significant role in one or more of the Company's strategic initiatives for fiscal year 2019, including, without limitation, the acquisition and integration of Ainsworth Pet Nutrition, LLC, the divestiture and transition of the U.S. baking business, and the organization optimization program. The restricted stock becomes unrestricted on the third anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2019 Filed Jun 17, 2019 21:52 UTC | J M SMUCKER Co SJM · Entity 627 | GrantCommon Shares | 206 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021868 · form4.xml · nonDerivative · entry 1 Floyd Tina R · CIK 0001733633 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,775 F1 · shares: Special one-time performance-based award of restricted stock granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan to certain employees who had a significant role in one or more of the Company's strategic initiatives for fiscal year 2019, including, without limitation, the acquisition and integration of Ainsworth Pet Nutrition, LLC, the divestiture and transition of the U.S. baking business, and the organization optimization program. The restricted stock becomes unrestricted on the third anniversary of the grant date. Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 21:03 UTC | J M SMUCKER Co SJM · Entity 627 | GrantOption Common Shares · Derivative | 7,447 | $0.00 Strike: $123.68 | $0.00 |
DisclosureSEC source: 0001127602-19-021660 · form4.xml · derivative · entry 4 Floyd Tina R · CIK 0001733633 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,447 Underlying: Common Shares · 7,447 shares Expires 2029-06-12 F4 · derivative.exercise_date: This option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 13, 2020. Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 21:03 UTC | J M SMUCKER Co SJM · Entity 627 | GrantCommon Shares | 3,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021660 · form4.xml · nonDerivative · entry 2 Floyd Tina R · CIK 0001733633 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,569 F2 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 21:03 UTC | J M SMUCKER Co SJM · Entity 627 | Tax withholdingCommon Shares | 127 | $123.91 | $15,736.57 |
DisclosureSEC source: 0001127602-19-021660 · form4.xml · nonDerivative · entry 1 Floyd Tina R · CIK 0001733633 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,935 F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:14 UTC | J M SMUCKER Co SJM · Entity 627 | GrantCommon Shares | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021217 · form4.xml · nonDerivative · entry 2 Floyd Tina R · CIK 0001733633 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,062 F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement. Read SEC document |
| June 15, 2018 Filed Jul 30, 2018 20:47 UTC Amendment | J M SMUCKER Co SJM · Entity 627 | GrantCommon Shares | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-024032 · form4a.xml · nonDerivative · entry 1 Floyd Tina R · CIK 0001733633 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,062 F1 · shares: Special one-time award of restricted stock granted to new executive officers pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, which becomes unrestricted upon the tenth anniversary of the grant date. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 21:14 UTC | J M SMUCKER Co SJM · Entity 627 | GrantCommon Shares | 3,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021217 · form4.xml · nonDerivative · entry 1 Floyd Tina R · CIK 0001733633 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,062 F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement. F2 · balance_after: The number of shares reported in Column 5 includes 492 shares directly-owned common shares that were owned by the reporting person when a Form 3 was filed on March 15, 2018. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 22:05 UTC | J M SMUCKER Co SJM · Entity 627 | Tax withholdingCommon Shares | 187 | $105.45 | $19,719.15 |
DisclosureSEC source: 0001127602-18-020530 · form4.xml · nonDerivative · entry 1 Floyd Tina R · CIK 0001733633 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,848 F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.