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Nasdaq · USD

SIGA

SIGA TECHNOLOGIES INC

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6205
SEC CIK
0001010086
Parsed reports
193

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2020 Filed Jun 18, 2020 21:28 UTC GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-014218 · form4.xml · derivative · entry 1

Plansky Michael C. · CIK 0001526291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. (the "Company") on a one for one basis.

F2 · derivative.exercise_date: The RSUs vest on the date of, and immediately prior to, the 2021 annual meeting of the Company's stockholders.

F2 · derivative.expiration_date: The RSUs vest on the date of, and immediately prior to, the 2021 annual meeting of the Company's stockholders.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 21:22 UTC GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-014210 · form4.xml · derivative · entry 1

Marshall Joseph W III · CIK 0001458584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. (the "Company") on a one for one basis.

F2 · derivative.exercise_date: The RSUs vest on the date of, and immediately prior to, the 2021 annual meeting of the Company's stockholders.

F2 · derivative.expiration_date: The RSUs vest on the date of, and immediately prior to, the 2021 annual meeting of the Company's stockholders.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 21:17 UTC
Kane JulieDirector
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-014205 · form4.xml · derivative · entry 1

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. (the "Company") on a one for one basis.

F2 · derivative.exercise_date: The RSUs vest on the date of, and immediately prior to, the 2021 annual meeting of the Company's stockholders.

F2 · derivative.expiration_date: The RSUs vest on the date of, and immediately prior to, the 2021 annual meeting of the Company's stockholders.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 21:06 UTC GrantStock Option (Right to buy) · Derivative 25,000 $0.00 Strike: $5.88 $0.00
Disclosure

SEC source: 0001140361-20-014196 · form4.xml · derivative · entry 2

DURNAN JAYMIE A · CIK 0001187313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock, par value $.0001 per share · 25,000 shares

Expires 2030-06-16

F3 · derivative.exercise_date: The options vest immediately upon the grant of such options.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 21:06 UTC GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-014196 · form4.xml · derivative · entry 1

DURNAN JAYMIE A · CIK 0001187313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. (the "Company") on a one for one basis.

F2 · derivative.exercise_date: The RSUs vest on the date of, and immediately prior to, the 2021 annual meeting of the Company's stockholders.

F2 · derivative.expiration_date: The RSUs vest on the date of, and immediately prior to, the 2021 annual meeting of the Company's stockholders.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:59 UTC GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-014191 · form4.xml · derivative · entry 1

CONSTANCE THOMAS E · CIK 0001139307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. (the "Company") on a one for one basis.

F2 · derivative.exercise_date: The RSUs vest on the date of, and immediately prior to, the 2021 annual meeting of the Company's stockholders.

F2 · derivative.expiration_date: The RSUs vest on the date of, and immediately prior to, the 2021 annual meeting of the Company's stockholders.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:51 UTC
Antal JamesDirector
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-014188 · form4.xml · derivative · entry 1

Antal James · CIK 0001315696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. (the "Company") on a one for one basis.

F2 · derivative.exercise_date: The RSUs vest on the date of, and immediately prior to, the 2021 annual meeting of the Company's stockholders.

F2 · derivative.expiration_date: The RSUs vest on the date of, and immediately prior to, the 2021 annual meeting of the Company's stockholders.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:54 UTC
Kane JulieDirector
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012338 · form4.xml · derivative · entry 2

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis.

F2 · derivative.exercise_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

F2 · derivative.expiration_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:54 UTC
Kane JulieDirector
Exercise / conversionCommon Stock, Par Value $.0001 Per Share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012338 · form4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:51 UTC
SAVAS PAUL GDirector
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012335 · form4.xml · derivative · entry 2

SAVAS PAUL G · CIK 0001275756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis.

F2 · derivative.exercise_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

F2 · derivative.expiration_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:51 UTC
SAVAS PAUL GDirector
Exercise / conversionCommon Stock, Par Value $.0001 Per Share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012335 · form4.xml · nonDerivative · entry 1

SAVAS PAUL G · CIK 0001275756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:46 UTC Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012332 · form4.xml · derivative · entry 2

CONSTANCE THOMAS E · CIK 0001139307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis.

F2 · derivative.exercise_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

F2 · derivative.expiration_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:46 UTC Exercise / conversionCommon Stock, Par Value $.0001 Per Share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012332 · form4.xml · nonDerivative · entry 1

CONSTANCE THOMAS E · CIK 0001139307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:46 UTC Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012330 · form4.xml · derivative · entry 2

Marshall Joseph W III · CIK 0001458584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis.

F2 · derivative.exercise_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

F2 · derivative.expiration_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:46 UTC Exercise / conversionCommon Stock, Par Value $.0001 Per Share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012330 · form4.xml · nonDerivative · entry 1

Marshall Joseph W III · CIK 0001458584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:45 UTC Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012329 · form4.xml · derivative · entry 2

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis.

F2 · derivative.exercise_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

F2 · derivative.expiration_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:45 UTC Exercise / conversionCommon Stock, Par Value $.0001 Per Share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012329 · form4.xml · nonDerivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,053,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:41 UTC Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012324 · form4.xml · derivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis.

F2 · derivative.exercise_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

F2 · derivative.expiration_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:41 UTC Exercise / conversionCommon Stock, Par Value $.0001 Per Share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012324 · form4.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:40 UTC
Antal JamesDirector
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012323 · form4.xml · derivative · entry 2

Antal James · CIK 0001315696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis.

F2 · derivative.exercise_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

F2 · derivative.expiration_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:40 UTC
Antal JamesDirector
Exercise / conversionCommon Stock, Par Value $.0001 Per Share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012323 · form4.xml · nonDerivative · entry 1

Antal James · CIK 0001315696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:39 UTC Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012322 · form4.xml · derivative · entry 2

Plansky Michael C. · CIK 0001526291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis.

F2 · derivative.exercise_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

F2 · derivative.expiration_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:39 UTC Exercise / conversionCommon Stock, Par Value $.0001 Per Share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012322 · form4.xml · nonDerivative · entry 1

Plansky Michael C. · CIK 0001526291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:37 UTC
Luckshire Daniel JExecutive VP & CFO
PurchaseCommon Stock, Par Value $.0001 Per Share 5,000 $4.39 $21,950.00
Disclosure

SEC source: 0001140361-19-022294 · form4.xml · nonDerivative · entry 1

Luckshire Daniel J · CIK 0001512677 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,943

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:40 UTC
SAVAS PAUL GDirector
PurchaseCommon Stock, Par Value $.0001 Per Share 20,000 $4.37 $87,400.00
Disclosure

SEC source: 0001140361-19-022299 · form4.xml · nonDerivative · entry 1

SAVAS PAUL G · CIK 0001275756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,847

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased on December 9, 2019 in multiple transactions at prices ranging from $4.30 to $4.40, inclusive. The reporting person undertakes to provide to SIGA Technologies, Inc., any security holder of SIGA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:39 UTC
Kane JulieDirector
PurchaseCommon Stock, Par Value $.0001 Per Share 2,500 $4.39 $10,975.00
Disclosure

SEC source: 0001140361-19-022298 · form4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:37 UTC
Gomez Phillip Louis IIIDirector · Chief Executive Officer
PurchaseCommon Stock, Par Value $.0001 Per Share 10,000 $4.42 $44,200.00
Disclosure

SEC source: 0001140361-19-022295 · form4.xml · nonDerivative · entry 1

Gomez Phillip Louis III · CIK 0001687946 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,782

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased on December 9, 2019 in multiple transactions at prices ranging from $4.37 to $4.43, inclusive. The reporting person undertakes to provide to SIGA Technologies, Inc., any security holder of SIGA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
November 22, 2019 Filed Nov 27, 2019 00:12 UTC
Gomez Phillip Louis IIIDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 294,117 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-021548 · form4.xml · derivative · entry 3

Gomez Phillip Louis III · CIK 0001687946 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 294,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: SIGA Technologies, Inc. (the "Issuer") has certain tax withholding obligations associated with the vesting of restricted stock units ("RSUs") and the consequent issuance of Common Stock of the Issuer. This Form 4 reports the surrender to the Issuer by the Reporting Person of 144,028 shares of Common Stock -- granted in the form of RSUs on November 22, 2016 -- in order to satisfy those withholding tax obligations.

F2 · derivative.exercise_date: Represents vesting of certain RSUs granted on November 22, 2016 and the consequent issuance of common stock of the Issuer to the Reporting Person. The RSUs vest over three years, one-third on each of the first three anniversaries of the date of grant. The shares of common stock reported in this Form 4 were issued in respect of RSUs that vested on November 22, 2019. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.

F2 · derivative.expiration_date: Represents vesting of certain RSUs granted on November 22, 2016 and the consequent issuance of common stock of the Issuer to the Reporting Person. The RSUs vest over three years, one-third on each of the first three anniversaries of the date of grant. The shares of common stock reported in this Form 4 were issued in respect of RSUs that vested on November 22, 2019. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.

Read SEC document
November 22, 2019 Filed Nov 27, 2019 00:12 UTC
Gomez Phillip Louis IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock, par value $.0001 per share 144,028 $4.92 $708,617.76
Disclosure

SEC source: 0001140361-19-021548 · form4.xml · nonDerivative · entry 2

Gomez Phillip Louis III · CIK 0001687946 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,782

F1 · shares: SIGA Technologies, Inc. (the "Issuer") has certain tax withholding obligations associated with the vesting of restricted stock units ("RSUs") and the consequent issuance of Common Stock of the Issuer. This Form 4 reports the surrender to the Issuer by the Reporting Person of 144,028 shares of Common Stock -- granted in the form of RSUs on November 22, 2016 -- in order to satisfy those withholding tax obligations.

Read SEC document
November 22, 2019 Filed Nov 27, 2019 00:12 UTC
Gomez Phillip Louis IIIDirector · Chief Executive Officer
Exercise / conversionCommon Stock, par value $.0001 per share 294,117 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-021548 · form4.xml · nonDerivative · entry 1

Gomez Phillip Louis III · CIK 0001687946 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2019 Filed Nov 27, 2019 00:08 UTC Exercise / conversionRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-021546 · form4.xml · derivative · entry 3

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: SIGA Technologies, Inc. (the "Issuer") has certain tax withholding obligations associated with the vesting of restricted stock units ("RSUs") and the consequent issuance of Common Stock of the Issuer. This Form 4 reports the surrender to the Issuer by the Reporting Person of 54,501 shares of Common Stock -- granted in the form of RSUs on November 22, 2016 -- in order to satisfy those withholding tax obligations.

F2 · derivative.exercise_date: Represents vesting of certain RSUs granted on November 22, 2016 and the consequent issuance of common stock of the Issuer to the Reporting Person. The RSUs vest over three years, one-third on each of the first three anniversaries of the date of grant. The shares of common stock reported in this Form 4 were issued in respect of RSUs that vested on November 22, 2019. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.

F2 · derivative.expiration_date: Represents vesting of certain RSUs granted on November 22, 2016 and the consequent issuance of common stock of the Issuer to the Reporting Person. The RSUs vest over three years, one-third on each of the first three anniversaries of the date of grant. The shares of common stock reported in this Form 4 were issued in respect of RSUs that vested on November 22, 2019. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.

Read SEC document
November 22, 2019 Filed Nov 27, 2019 00:08 UTC Tax withholdingCommon Stock, par value $.0001 per share 54,501 $4.92 $268,144.92
Disclosure

SEC source: 0001140361-19-021546 · form4.xml · nonDerivative · entry 2

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,038,593

F1 · shares: SIGA Technologies, Inc. (the "Issuer") has certain tax withholding obligations associated with the vesting of restricted stock units ("RSUs") and the consequent issuance of Common Stock of the Issuer. This Form 4 reports the surrender to the Issuer by the Reporting Person of 54,501 shares of Common Stock -- granted in the form of RSUs on November 22, 2016 -- in order to satisfy those withholding tax obligations.

Read SEC document
November 22, 2019 Filed Nov 27, 2019 00:08 UTC Exercise / conversionCommon Stock, par value $.0001 per share 100,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-021546 · form4.xml · nonDerivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,093,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 23, 2019 Filed Aug 26, 2019 12:29 UTC
SAVAS PAUL GDirector
PurchaseCommon Stock, Par Value $.0001 Per Share 10,000 $4.95 $49,500.00
Disclosure

SEC source: 0001140361-19-015572 · form4.xml · nonDerivative · entry 1

SAVAS PAUL G · CIK 0001275756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,847

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased on August 23, 2019 in multiple transactions at prices ranging from $4.94 to $4.95, inclusive. The reporting person undertakes to provide to SIGA Technologies, Inc., any security holder of SIGA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

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August 09, 2019 Filed Aug 12, 2019 21:22 UTC
SAVAS PAUL GDirector
PurchaseCommon Stock, Par Value $.0001 Per Share 10,000 $5.08 $50,800.00
Disclosure

SEC source: 0001140361-19-014860 · form4.xml · nonDerivative · entry 1

SAVAS PAUL G · CIK 0001275756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,847

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased on August 9, 2019 in multiple transactions at prices ranging from $5.07 to $5.09, inclusive. The reporting person undertakes to provide to SIGA Technologies, Inc., any security holder of SIGA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

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July 31, 2019 Filed Aug 2, 2019 21:26 UTC
Abrams Robin ElizabethGeneral Counsel and CAO
GrantRestricted Stock Units · Derivative 53,334 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-014137 · form4.xml · derivative · entry 3

Abrams Robin Elizabeth · CIK 0001671781 · General Counsel and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,334

Underlying: Common Stock, par value $.0001 per share · 53,334 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSUs vest in equal yearly installments over a period of two (2) years, with the first 1/2 of such RSUs vesting on July 31, 2020 and the remaining 1/2 of such RSUs vesting on July 31, 2021. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.

F2 · derivative.exercise_date: The RSUs vest in equal yearly installments over a period of two (2) years, with the first 1/2 of such RSUs vesting on July 31, 2020 and the remaining 1/2 of such RSUs vesting on July 31, 2021. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.

F2 · derivative.expiration_date: The RSUs vest in equal yearly installments over a period of two (2) years, with the first 1/2 of such RSUs vesting on July 31, 2020 and the remaining 1/2 of such RSUs vesting on July 31, 2021. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.

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July 31, 2019 Filed Aug 2, 2019 21:26 UTC
Abrams Robin ElizabethGeneral Counsel and CAO
Tax withholdingCommon Stock, par value $.0001 per share 12,788 $5.60 $71,612.80
Disclosure

SEC source: 0001140361-19-014137 · form4.xml · nonDerivative · entry 2

Abrams Robin Elizabeth · CIK 0001671781 · General Counsel and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,892

F1 · shares: This Form 4 reports the grant to the Reporting Person of 26,666 shares of common stock of SIGA Technologies (the "Issuer") pursuant to the Issuer's 2010 Stock Incentive Plan and the related surrender to the Issuer of 12,788 of such shares to satisfy certain tax withholding obligations of the Issuer associated with such grant. No shares of common stock of the Issuer were sold by the Reporting Person in a market transaction.

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July 31, 2019 Filed Aug 2, 2019 21:26 UTC
Abrams Robin ElizabethGeneral Counsel and CAO
GrantCommon Stock, par value $.0001 per share 26,666 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-014137 · form4.xml · nonDerivative · entry 1

Abrams Robin Elizabeth · CIK 0001671781 · General Counsel and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,680

F1 · shares: This Form 4 reports the grant to the Reporting Person of 26,666 shares of common stock of SIGA Technologies (the "Issuer") pursuant to the Issuer's 2010 Stock Incentive Plan and the related surrender to the Issuer of 12,788 of such shares to satisfy certain tax withholding obligations of the Issuer associated with such grant. No shares of common stock of the Issuer were sold by the Reporting Person in a market transaction.

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July 31, 2019 Filed Aug 2, 2019 21:27 UTC
Luckshire Daniel JExecutive VP & CFO
GrantRestricted Stock Units · Derivative 53,334 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-014139 · form4.xml · derivative · entry 3

Luckshire Daniel J · CIK 0001512677 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,334

Underlying: Common Stock, par value $.0001 per share · 53,334 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSUs vest in equal yearly installments over a period of two (2) years, with the first 1/2 of such RSUs vesting on July 31, 2020 and the remaining 1/2 of such RSUs vesting on July 31, 2021. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.

F2 · derivative.exercise_date: The RSUs vest in equal yearly installments over a period of two (2) years, with the first 1/2 of such RSUs vesting on July 31, 2020 and the remaining 1/2 of such RSUs vesting on July 31, 2021. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.

F2 · derivative.expiration_date: The RSUs vest in equal yearly installments over a period of two (2) years, with the first 1/2 of such RSUs vesting on July 31, 2020 and the remaining 1/2 of such RSUs vesting on July 31, 2021. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.

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July 31, 2019 Filed Aug 2, 2019 21:27 UTC
Luckshire Daniel JExecutive VP & CFO
Tax withholdingCommon Stock, par value $.0001 per share 12,788 $5.60 $71,612.80
Disclosure

SEC source: 0001140361-19-014139 · form4.xml · nonDerivative · entry 2

Luckshire Daniel J · CIK 0001512677 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,943

F1 · shares: This Form 4 reports the grant to the Reporting Person of 26,666 shares of common stock of SIGA Technologies (the "Issuer") pursuant to the Issuer's 2010 Stock Incentive Plan and the related surrender to the Issuer of 12,788 of such shares to satisfy certain tax withholding obligations of the Issuer associated with such grant. No shares of common stock of the Issuer were sold by the Reporting Person in a market transaction.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 21:27 UTC
Luckshire Daniel JExecutive VP & CFO
GrantCommon Stock, par value $.0001 per share 26,666 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-014139 · form4.xml · nonDerivative · entry 1

Luckshire Daniel J · CIK 0001512677 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,731

F1 · shares: This Form 4 reports the grant to the Reporting Person of 26,666 shares of common stock of SIGA Technologies (the "Issuer") pursuant to the Issuer's 2010 Stock Incentive Plan and the related surrender to the Issuer of 12,788 of such shares to satisfy certain tax withholding obligations of the Issuer associated with such grant. No shares of common stock of the Issuer were sold by the Reporting Person in a market transaction.

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June 07, 2019 Filed Jun 7, 2019 22:42 UTC
Hruby Dennis EVP & Chief Scientific Officer
SaleCommon Stock, Par Value $.0001 Per Share 16,000 $5.58 $89,280.00
Disclosure

SEC source: 0001140361-19-010690 · form4.xml · nonDerivative · entry 3

Hruby Dennis E · CIK 0001301548 · VP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,465

F1 · shares: This Form 4 reports the sale by the reporting person of 50,000 shares of Common Stock for financial planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 5, 2019 in multiple transactions at prices ranging from $5.57 to $5.82, inclusive, on June 6, 2019 in multiple transactions at prices ranging from $5.49 to $5.65, inclusive, and on June 7, 2019 in multiple transactions at prices ranging from $5.52 to $5.64, inclusive. The reporting person undertakes to provide to SIGA Technologies, Inc., any security holder of SIGA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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June 06, 2019 Filed Jun 7, 2019 22:42 UTC
Hruby Dennis EVP & Chief Scientific Officer
SaleCommon Stock, Par Value $.0001 Per Share 17,000 $5.57 $94,690.00
Disclosure

SEC source: 0001140361-19-010690 · form4.xml · nonDerivative · entry 2

Hruby Dennis E · CIK 0001301548 · VP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,645

F1 · shares: This Form 4 reports the sale by the reporting person of 50,000 shares of Common Stock for financial planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 5, 2019 in multiple transactions at prices ranging from $5.57 to $5.82, inclusive, on June 6, 2019 in multiple transactions at prices ranging from $5.49 to $5.65, inclusive, and on June 7, 2019 in multiple transactions at prices ranging from $5.52 to $5.64, inclusive. The reporting person undertakes to provide to SIGA Technologies, Inc., any security holder of SIGA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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June 05, 2019 Filed Jun 7, 2019 22:47 UTC
Antal JamesDirector
SaleCommon Stock, Par Value $.0001 Per Share 30,000 $5.70 $171,000.00
Disclosure

SEC source: 0001140361-19-010692 · form4.xml · nonDerivative · entry 1

Antal James · CIK 0001315696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,875

F1 · shares: This Form 4 reports the sale by the reporting person of 30,000 shares of Common Stock for financial planning and tax purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 5, 2019 in multiple transactions at prices ranging from $5.65 to $5.75, inclusive. The reporting person undertakes to provide to SIGA Technologies, Inc., any security holder of SIGA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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June 05, 2019 Filed Jun 7, 2019 22:42 UTC
Hruby Dennis EVP & Chief Scientific Officer
SaleCommon Stock, Par Value $.0001 Per Share 17,000 $5.68 $96,560.00
Disclosure

SEC source: 0001140361-19-010690 · form4.xml · nonDerivative · entry 1

Hruby Dennis E · CIK 0001301548 · VP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,465

F1 · shares: This Form 4 reports the sale by the reporting person of 50,000 shares of Common Stock for financial planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 5, 2019 in multiple transactions at prices ranging from $5.57 to $5.82, inclusive, on June 6, 2019 in multiple transactions at prices ranging from $5.49 to $5.65, inclusive, and on June 7, 2019 in multiple transactions at prices ranging from $5.52 to $5.64, inclusive. The reporting person undertakes to provide to SIGA Technologies, Inc., any security holder of SIGA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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June 04, 2019 Filed Jul 2, 2019 21:06 UTC PurchaseCommon Stock, par value $.0001 per share 12,500 $5.74 $71,750.00
Disclosure

SEC source: 0001140361-19-012354 · form4.xml · nonDerivative · entry 2

BAYER MICHAEL J · CIK 0001230974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,244

F2 · balance_after: The totals in Column 4 reflects the number of shares beneficially owned by the Reporting Person as of the date of this report.

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May 22, 2019 Filed May 22, 2019 21:25 UTC
SAVAS PAUL GDirector
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-009686 · form4.xml · derivative · entry 3

SAVAS PAUL G · CIK 0001275756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis.

F3 · derivative.exercise_date: The RSUs were granted on May 22, 2018, and vested on the first anniversary of such date.

F3 · derivative.expiration_date: The RSUs were granted on May 22, 2018, and vested on the first anniversary of such date.

Read SEC document
May 22, 2019 Filed May 22, 2019 21:25 UTC
SAVAS PAUL GDirector
Exercise / conversionCommon Stock, Par Value $.0001 Per Share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-009686 · form4.xml · nonDerivative · entry 1

SAVAS PAUL G · CIK 0001275756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2019 Filed May 22, 2019 21:22 UTC Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-009680 · form4.xml · derivative · entry 3

Plansky Michael C. · CIK 0001526291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis.

F3 · derivative.exercise_date: The RSUs were granted on May 22, 2018, and vested on the first anniversary of such date.

F3 · derivative.expiration_date: The RSUs were granted on May 22, 2018, and vested on the first anniversary of such date.

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May 22, 2019 Filed May 22, 2019 21:22 UTC Exercise / conversionCommon Stock, Par Value $.0001 Per Share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-009680 · form4.xml · nonDerivative · entry 1

Plansky Michael C. · CIK 0001526291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.