person · Reporting owner
Gomez Phillip Louis III
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SIGA TECHNOLOGIES INCSIGA · Entity 6205 | Director · Chief Executive Officer | December 09, 2019 | December 10, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SIGA TECHNOLOGIES INC
Report date December 09, 2019 · Filed December 10, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $.0001 Per ShareSEC Table I · non-derivative | Direct | 475,782 |
Reported balance
After 2019-12-09 transaction · row 1
1 source rowRow 1 · 2019-12-09 · Purchase · Acquired 10,000 · Balance 475,782 F1: The price reported in Column 4 is a weighted average price. These shares were purchased on December 9, 2019 in multiple transactions at prices ranging from $4.37 to $4.43, inclusive. The reporting person undertakes to provide to SIGA Technologies, Inc., any security holder of SIGA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were purchased on December 9, 2019 in multiple transactions at prices ranging from $4.37 to $4.43, inclusive. The reporting person undertakes to provide to SIGA Technologies, Inc., any security holder of SIGA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2019 Filed Dec 10, 2019 21:37 UTC | SIGA TECHNOLOGIES INC SIGA · Entity 6205 | PurchaseCommon Stock, Par Value $.0001 Per Share | 10,000 | $4.42 | $44,200.00 |
DisclosureSEC source: 0001140361-19-022295 · form4.xml · nonDerivative · entry 1 Gomez Phillip Louis III · CIK 0001687946 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,782 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased on December 9, 2019 in multiple transactions at prices ranging from $4.37 to $4.43, inclusive. The reporting person undertakes to provide to SIGA Technologies, Inc., any security holder of SIGA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 00:12 UTC | SIGA TECHNOLOGIES INC SIGA · Entity 6205 | Exercise / conversionRestricted Stock Units · Derivative | 294,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-021548 · form4.xml · derivative · entry 3 Gomez Phillip Louis III · CIK 0001687946 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.0001 per share · 294,117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: SIGA Technologies, Inc. (the "Issuer") has certain tax withholding obligations associated with the vesting of restricted stock units ("RSUs") and the consequent issuance of Common Stock of the Issuer. This Form 4 reports the surrender to the Issuer by the Reporting Person of 144,028 shares of Common Stock -- granted in the form of RSUs on November 22, 2016 -- in order to satisfy those withholding tax obligations. F2 · derivative.exercise_date: Represents vesting of certain RSUs granted on November 22, 2016 and the consequent issuance of common stock of the Issuer to the Reporting Person. The RSUs vest over three years, one-third on each of the first three anniversaries of the date of grant. The shares of common stock reported in this Form 4 were issued in respect of RSUs that vested on November 22, 2019. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis. F2 · derivative.expiration_date: Represents vesting of certain RSUs granted on November 22, 2016 and the consequent issuance of common stock of the Issuer to the Reporting Person. The RSUs vest over three years, one-third on each of the first three anniversaries of the date of grant. The shares of common stock reported in this Form 4 were issued in respect of RSUs that vested on November 22, 2019. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis. Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 00:12 UTC | SIGA TECHNOLOGIES INC SIGA · Entity 6205 | Tax withholdingCommon Stock, par value $.0001 per share | 144,028 | $4.92 | $708,617.76 |
DisclosureSEC source: 0001140361-19-021548 · form4.xml · nonDerivative · entry 2 Gomez Phillip Louis III · CIK 0001687946 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,782 F1 · shares: SIGA Technologies, Inc. (the "Issuer") has certain tax withholding obligations associated with the vesting of restricted stock units ("RSUs") and the consequent issuance of Common Stock of the Issuer. This Form 4 reports the surrender to the Issuer by the Reporting Person of 144,028 shares of Common Stock -- granted in the form of RSUs on November 22, 2016 -- in order to satisfy those withholding tax obligations. Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 00:12 UTC | SIGA TECHNOLOGIES INC SIGA · Entity 6205 | Exercise / conversionCommon Stock, par value $.0001 per share | 294,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-021548 · form4.xml · nonDerivative · entry 1 Gomez Phillip Louis III · CIK 0001687946 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2018 Filed Nov 26, 2018 23:48 UTC | SIGA TECHNOLOGIES INC SIGA · Entity 6205 | Exercise / conversionRestricted Stock Units · Derivative | 588,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-043706 · form4.xml · derivative · entry 3 Gomez Phillip Louis III · CIK 0001687946 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,117 Underlying: Common Stock, par value $.0001 per share · 588,236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: SIGA Technologies, Inc. (the "Issuer") has certain tax withholding obligations associated with the vesting of restricted stock units ("RSUs") and the consequent issuance of Common Stock of the Issuer. This Form 4 reports the surrender to the Issuer by the Reporting Person of 287,543 shares of Common Stock -- granted in the form of RSUs on November 22, 2016 -- in order to satisfy those withholding tax obligations. F2 · derivative.exercise_date: Represents vesting of certain RSUs granted on November 22, 2016 and the consequent issuance of Common Stock of the Issuer to the Reporting Person. The RSUs vest over three years, one-third on each of the first three anniversaries of the date of grant. The shares of Common Stock reported in this Form 4 were issued in respect of RSUs that vested on November 22, 2017 and November 22, 2018. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis. F2 · derivative.expiration_date: Represents vesting of certain RSUs granted on November 22, 2016 and the consequent issuance of Common Stock of the Issuer to the Reporting Person. The RSUs vest over three years, one-third on each of the first three anniversaries of the date of grant. The shares of Common Stock reported in this Form 4 were issued in respect of RSUs that vested on November 22, 2017 and November 22, 2018. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis. Read SEC document |
| November 22, 2018 Filed Nov 26, 2018 23:48 UTC | SIGA TECHNOLOGIES INC SIGA · Entity 6205 | Tax withholdingCommon Stock, par value $.0001 per share | 287,543 | $5.55 | $1,595,863.65 |
DisclosureSEC source: 0001140361-18-043706 · form4.xml · nonDerivative · entry 2 Gomez Phillip Louis III · CIK 0001687946 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,693 F1 · shares: SIGA Technologies, Inc. (the "Issuer") has certain tax withholding obligations associated with the vesting of restricted stock units ("RSUs") and the consequent issuance of Common Stock of the Issuer. This Form 4 reports the surrender to the Issuer by the Reporting Person of 287,543 shares of Common Stock -- granted in the form of RSUs on November 22, 2016 -- in order to satisfy those withholding tax obligations. Read SEC document |
| November 22, 2018 Filed Nov 26, 2018 23:48 UTC | SIGA TECHNOLOGIES INC SIGA · Entity 6205 | Exercise / conversionCommon Stock, par value $.0001 per share | 588,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-043706 · form4.xml · nonDerivative · entry 1 Gomez Phillip Louis III · CIK 0001687946 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 22:03 UTC | SIGA TECHNOLOGIES INC SIGA · Entity 6205 | PurchaseCommon Stock, Par Value $.0001 Per Share | 15,000 | $5.20 | $78,000.00 |
DisclosureSEC source: 0001140361-18-042981 · form4.xml · nonDerivative · entry 1 Gomez Phillip Louis III · CIK 0001687946 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.15 to $5.24, inclusive. The reporting person undertakes to provide to SIGA Technologies, Inc., any security holder of SIGA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:14 UTC | SIGA TECHNOLOGIES INC SIGA · Entity 6205 | GrantRestricted Stock Units · Derivative | 882,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087778 · form4.xml · derivative · entry 1 Gomez Phillip Louis III · CIK 0001687946 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 882,353 Underlying: Common Stock, par value $.0001 per share · 882,353 shares Expires not disclosed F1 · derivative.exercise_price: The RSUs were granted to the reporting person pursuant to the reporting person's employment agreement as Chief Executive Officer of the Company and in accordance with the terms of the Company's 2010 Stock Incentive Plan. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis. F2 · derivative.exercise_date: The RSUs vest over three years, one-third on each of the first three anniversaries of the date of grant. F2 · derivative.expiration_date: The RSUs vest over three years, one-third on each of the first three anniversaries of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.