TapewireFind a company

person · Reporting owner

ROSE ERIC A MD

Disclosed activity across 3 companies

Tapewire entity
89685
SEC CIK
0001139301

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ABIOMED INCNASD · Entity 121309DirectorAugust 10, 2022August 12, 2022
Orchestra BioMed Holdings, Inc.OBIO · Entity 434DirectorJune 20, 2024June 21, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ABIOMED INC

Report date August 10, 2022 · Filed August 12, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.01 par valueSEC Table I · non-derivativeDirect15,203 Ending reported balance After 2022-08-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-08-10 · Grant · Acquired 681 · Balance 15,516

F1: Represents shares underlying the grant of restricted stock units that are to be settled in common stock upon vesting. The restricted stock units will vest in full on the earlier of: (a) the first anniversary of the date of grant; and (b) the date of the Corporation's 2023 Annual Meeting; that such awards shall be subject to a -Restricted Stock Unit Award Agreement in accordance with the Second Amended & Restated 2015 Omnibus Incentive Plan.

Row 2 · 2022-08-11 · Tax withholding · Disposed 313 · Balance 15,203

F2: Transaction represents shares of common stock withheld solely for the payment of withholding tax liability associated with the vesting of awards of restricted stock units in accordance with the time periods set forth in such awards.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares underlying the grant of restricted stock units that are to be settled in common stock upon vesting. The restricted stock units will vest in full on the earlier of: (a) the first anniversary of the date of grant; and (b) the date of the Corporation's 2023 Annual Meeting; that such awards shall be subject to a -Restricted Stock Unit Award Agreement in accordance with the Second Amended & Restated 2015 Omnibus Incentive Plan.

F2: Transaction represents shares of common stock withheld solely for the payment of withholding tax liability associated with the vesting of awards of restricted stock units in accordance with the time periods set forth in such awards.

Orchestra BioMed Holdings, Inc.

Report date June 20, 2024 · Filed June 21, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per share ("Common Stock")SEC Table I · non-derivativeDirect7,544 Reported balance After 2024-06-20 transaction · row 1
1 source row

Row 1 · 2024-06-20 · Grant · Acquired 5,376 · Balance 7,544

F1: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest on June 20, 2025.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.44 · Expires 2034-06-20Direct17,068 Reported balance After 2024-06-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-06-20 · Grant · Acquired 17,068 · Balance 17,068

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest on June 20, 2025.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SIGA TECHNOLOGIES INC

Report date June 15, 2021 · Filed June 17, 2021

Section 16 reporting ended · disclosed 2021-06-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.0001 per shareSEC Table I · non-derivativeDirect1,068,593 Reported balance After 2021-06-15 transaction · row 1
1 source row

Row 1 · 2021-06-15 · Exercise / conversion · Acquired 15,000 · Balance 1,068,593

F1: Restricted stock units ("RSUs") represent contingent rights to receive common stock of SIGA Technologies, Inc. (the "Company") on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-06-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-06-15 · Exercise / conversion · Disposed 15,000 · Balance 0

F1: Restricted stock units ("RSUs") represent contingent rights to receive common stock of SIGA Technologies, Inc. (the "Company") on a one-for-one basis.

F2: The RSUs were granted on June 16, 2020, and fully vested on the date of, and immediately prior to, the Company's 2021 annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") represent contingent rights to receive common stock of SIGA Technologies, Inc. (the "Company") on a one-for-one basis.

F2: The RSUs were granted on June 16, 2020, and fully vested on the date of, and immediately prior to, the Company's 2021 annual meeting of stockholders.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2024 Filed Jun 21, 2024 17:56 UTC Orchestra BioMed Holdings, Inc. OBIO · Entity 434 GrantStock Option (Right to Buy) · Derivative 17,068 $0.00 Strike: $7.44 $0.00
Disclosure

SEC source: 0001104659-24-074011 · tm2417742-3_4seq1.xml · derivative · entry 2

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,068

Underlying: Common Stock · 17,068 shares

Expires 2034-06-20

Read SEC document
June 20, 2024 Filed Jun 21, 2024 17:56 UTC Orchestra BioMed Holdings, Inc. OBIO · Entity 434 GrantCommon Stock, par value $0.0001 per share ("Common Stock") 5,376 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-074011 · tm2417742-3_4seq1.xml · nonDerivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,544

F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest on June 20, 2025.

Read SEC document
July 20, 2023 Filed Jul 24, 2023 17:09 UTC Orchestra BioMed Holdings, Inc. OBIO · Entity 434 GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $7.42 $0.00
Disclosure

SEC source: 0001104659-23-083496 · tm2321855-2_4seq1.xml · derivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-07-20

Read SEC document
May 17, 2023 Filed May 19, 2023 18:15 UTC Orchestra BioMed Holdings, Inc. OBIO · Entity 434 Exercise / conversionWarrant (Right to Buy) · Derivative 2,325 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001213900-23-041642 · ownership.xml · derivative · entry 3

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,325 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 17, 2023, the Reporting Person exercised a warrant to purchase 2,325 shares of Common Stock at an exercise price $1.08 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in Orchestra BioMed Holdings, Inc. (the "Issuer") withholding 157 of the warrant shares to pay the exercise price and issuing the Reporting Person the remaining 2,168 shares of Common Stock.

Read SEC document
May 17, 2023 Filed May 19, 2023 18:15 UTC Orchestra BioMed Holdings, Inc. OBIO · Entity 434 Tax withholdingCommon Stock 157 $16.04 $2,518.28
Disclosure

SEC source: 0001213900-23-041642 · ownership.xml · nonDerivative · entry 2

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,168

F1 · kind: On May 17, 2023, the Reporting Person exercised a warrant to purchase 2,325 shares of Common Stock at an exercise price $1.08 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in Orchestra BioMed Holdings, Inc. (the "Issuer") withholding 157 of the warrant shares to pay the exercise price and issuing the Reporting Person the remaining 2,168 shares of Common Stock.

F2 · shares: Represents the shares of Common Stock deemed withheld by the Issuer in connection with the cashless exercise.

F3 · price: Pursuant to Section 3(c) of the warrant, the price was calculated as the average closing price per share of Common Stock for the 20 trading days immediately preceding the date on which the notice of exercise was deemed to have been sent to the Issuer.

Read SEC document
May 17, 2023 Filed May 19, 2023 18:15 UTC Orchestra BioMed Holdings, Inc. OBIO · Entity 434 Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 2,325 $1.08 $2,511.00
Disclosure

SEC source: 0001213900-23-041642 · ownership.xml · nonDerivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 17, 2023, the Reporting Person exercised a warrant to purchase 2,325 shares of Common Stock at an exercise price $1.08 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in Orchestra BioMed Holdings, Inc. (the "Issuer") withholding 157 of the warrant shares to pay the exercise price and issuing the Reporting Person the remaining 2,168 shares of Common Stock.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 21:28 UTC Orchestra BioMed Holdings, Inc. OBIO · Entity 434 GrantWarrant (Right to Buy) · Derivative 2,325 Not disclosed Strike: $1.08 Not disclosed
Disclosure

SEC source: 0001213900-23-006181 · ownership.xml · derivative · entry 5

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,325

Underlying: Common Stock · 2,325 shares

Expires 2023-05-31

F7 · price: Received in the Business Combination in exchange for warrants to purchase 5,000 shares of Legacy Orchestra Common Stock for $0.50 per share.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 21:28 UTC Orchestra BioMed Holdings, Inc. OBIO · Entity 434 GrantNonstatutory Stock Option (Right to Buy) · Derivative 3,488 Not disclosed Strike: $4.06 Not disclosed
Disclosure

SEC source: 0001213900-23-006181 · ownership.xml · derivative · entry 4

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,488

Underlying: Common Stock · 3,488 shares

Expires 2032-04-11

F6 · price: Received in the Business Combination in exchange for an incentive stock option to acquire 7,500 shares of Legacy Orchestra Common Stock for $1.89 per share.

F5 · derivative.exercise_date: The incentive stock options vests annually in equal installments over a two-year period starting with the first anniversary of the grant date, subject to the Reporting Person's continuous service through such date. The grant date is April 12, 2022.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 21:28 UTC Orchestra BioMed Holdings, Inc. OBIO · Entity 434 GrantNonstatutory Stock Option (Right to Buy) · Derivative 23,250 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001213900-23-006181 · ownership.xml · derivative · entry 3

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,250

Underlying: Common Stock · 23,250 shares

Expires 2032-08-25

F4 · price: Received in the Business Combination in exchange for a nonstatutory stock option to acquire 50,000 shares of Legacy Orchestra Common Stock for $4.65 per share.

F3 · derivative.exercise_date: The nonstatutory stock options vest over a three-year period as follows: (i) 33% of the underlying shares will vest on the first anniversary of the grant date and (ii) 67% of the underlying shares will vest in equal installments on a quarterly basis, starting on the day of the month of the last month of the first quarter after the first anniversary of the grant date, that is the same day of the month as the grant date, subject to the Reporting Person's continuous service through such dates. The grant date is August 18, 2022.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 21:28 UTC Orchestra BioMed Holdings, Inc. OBIO · Entity 434 GrantNonstatutory Stock Option (Right to Buy) · Derivative 6,975 Not disclosed Strike: $4.30 Not disclosed
Disclosure

SEC source: 0001213900-23-006181 · ownership.xml · derivative · entry 2

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,975

Underlying: Common Stock · 6,975 shares

Expires 2029-08-06

F2 · price: Received in the Business Combination in exchange for a nonstatutory stock option to acquire 15,000 shares of Legacy Orchestra Common Stock for $2.00 per share.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 21:28 UTC Orchestra BioMed Holdings, Inc. OBIO · Entity 434 GrantNonstatutory Stock Option (Right to Buy) · Derivative 18,600 Not disclosed Strike: $4.30 Not disclosed
Disclosure

SEC source: 0001213900-23-006181 · ownership.xml · derivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,600

Underlying: Common Stock · 18,600 shares

Expires 2028-11-16

F1 · price: These securities were received on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan of Merger, dated as of July 4, 2022, as amended by Amendment No. 1 thereto dated as of July 21, 2022 and Amendment No. 2 thereto dated as of November 21, 2022 (as amended, the "Merger Agreement"), by and among Orchestra BioMed Holdings, Inc. (f/k/a Health Sciences Acquisitions Corporation 2) ("HSAC2"), HSAC Olympus Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of HSAC2, and Orchestra BioMed, Inc., a Delaware corporation ("Legacy Orchestra"), in exchange for a nonstatutory stock option ("NSO") to acquire 40,000 shares of common stock of Legacy Orchestra ("Legacy Orchestra Common Stock") for $2.00 per share.

Read SEC document
January 26, 2023 Filed May 19, 2023 18:02 UTC Amendment Orchestra BioMed Holdings, Inc. OBIO · Entity 434 GrantNonstatutory Stock Option (Right to Buy) · Derivative 23,250 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001213900-23-041634 · ownership.xml · derivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,250

Underlying: Common Stock · 23,250 shares

Expires 2032-08-17

F1 · security: On January 30, 2023, the Reporting Person filed a Form 4 which inadvertently misstated the expiration date of one class of nonstatutory stock options ("NSOs"). In accordance with Instruction 9(b) to Form 4, this amendment is filed solely to correct the incorrect expiration date in Table II, Column 6 to August 17, 2032; as provided in that instruction, the remainder of the information in the original filing is not restated in this amendment, and no other amendment is made to the original filing.

F3 · price: Received in the Business Combination in exchange for a nonstatutory stock option to acquire 50,000 shares of Legacy Orchestra Common Stock for $4.65 per share.

F2 · derivative.exercise_date: The NSOs vest over a three-year period as follows: (i) 33% of the underlying shares will vest on the first anniversary of the grant date and (ii) 67% of the underlying shares will vest in equal installments on a quarterly basis starting on the day of the month of the last month of the first quarter after the first anniversary of the grant date, that is the same day of the month as the grant date, subject to the Reporting Person's continuous service through such date. The grant date is August 18, 2022.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 16:05 UTC ABIOMED INC NASD · Entity 121309 Tax withholdingCommon Stock, $.01 par value 313 $293.34 $91,815.42
Disclosure

SEC source: 0001415889-22-008527 · form4-08122022_010815.xml · nonDerivative · entry 2

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,203

F2 · kind: Transaction represents shares of common stock withheld solely for the payment of withholding tax liability associated with the vesting of awards of restricted stock units in accordance with the time periods set forth in such awards.

F2 · shares: Transaction represents shares of common stock withheld solely for the payment of withholding tax liability associated with the vesting of awards of restricted stock units in accordance with the time periods set forth in such awards.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 16:05 UTC ABIOMED INC NASD · Entity 121309 GrantCommon Stock, $.01 par value 681 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-008527 · form4-08122022_010815.xml · nonDerivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,516

F1 · kind: Represents shares underlying the grant of restricted stock units that are to be settled in common stock upon vesting. The restricted stock units will vest in full on the earlier of: (a) the first anniversary of the date of grant; and (b) the date of the Corporation's 2023 Annual Meeting; that such awards shall be subject to a -Restricted Stock Unit Award Agreement in accordance with the Second Amended & Restated 2015 Omnibus Incentive Plan.

F1 · shares: Represents shares underlying the grant of restricted stock units that are to be settled in common stock upon vesting. The restricted stock units will vest in full on the earlier of: (a) the first anniversary of the date of grant; and (b) the date of the Corporation's 2023 Annual Meeting; that such awards shall be subject to a -Restricted Stock Unit Award Agreement in accordance with the Second Amended & Restated 2015 Omnibus Incentive Plan.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 16:28 UTC ABIOMED INC ABMD · Entity 121309 Tax withholdingCommon Stock, $.01 par value 265 $319.88 $84,768.20
Disclosure

SEC source: 0001179110-21-008177 · edgar.xml · nonDerivative · entry 2

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,835

F2 · kind: Transaction represents shares of common stock withheld solely for the payment of withholding tax liability associated with the vesting of awards of restricted stock units in accordance with the time periods set forth in such awards.

F2 · shares: Transaction represents shares of common stock withheld solely for the payment of withholding tax liability associated with the vesting of awards of restricted stock units in accordance with the time periods set forth in such awards.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 16:28 UTC ABIOMED INC ABMD · Entity 121309 GrantCommon Stock, $.01 par value 625 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-008177 · edgar.xml · nonDerivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,100

F1 · kind: Represents shares underlying the grant of restricted stock units that are to be settled in common stock upon vesting. The restricted stock units will vest in full on the earlier of: (a) August 11, 2022; or (b) the date of the Issuer's next annual meeting of stockholders.

F1 · shares: Represents shares underlying the grant of restricted stock units that are to be settled in common stock upon vesting. The restricted stock units will vest in full on the earlier of: (a) August 11, 2022; or (b) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:57 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041495 · doc4.xml · derivative · entry 2

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") represent contingent rights to receive common stock of SIGA Technologies, Inc. (the "Company") on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs were granted on June 16, 2020, and fully vested on the date of, and immediately prior to, the Company's 2021 annual meeting of stockholders.

F2 · derivative.expiration_date: The RSUs were granted on June 16, 2020, and fully vested on the date of, and immediately prior to, the Company's 2021 annual meeting of stockholders.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:57 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Exercise / conversionCommon Stock, par value $.0001 per share 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-041495 · doc4.xml · nonDerivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,068,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") represent contingent rights to receive common stock of SIGA Technologies, Inc. (the "Company") on a one-for-one basis.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 16:09 UTC ABIOMED INC ABMD · Entity 121309 GrantCommon Stock, $.01 par value 661 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009048 · edgar.xml · nonDerivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,475

F1 · kind: Represents shares underlying the grant of restricted stock units that are to be settled in common stock upon vesting. The restricted stock units will vest in full on the earlier of: (a) August 12, 2021; or (b) the date of the Issuer's next annual meeting of stockholders.

F1 · shares: Represents shares underlying the grant of restricted stock units that are to be settled in common stock upon vesting. The restricted stock units will vest in full on the earlier of: (a) August 12, 2021; or (b) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 16:09 UTC ABIOMED INC ABMD · Entity 121309 Tax withholdingCommon Stock, $.01 par value 422 $314.98 $132,921.56
Disclosure

SEC source: 0001179110-20-008875 · edgar.xml · nonDerivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,814

F1 · kind: Transaction represents shares of common stock withheld solely for the payment of withholding tax liability associated with the vesting of awards of restricted stock units in accordance with the time periods set forth in such awards.

F1 · shares: Transaction represents shares of common stock withheld solely for the payment of withholding tax liability associated with the vesting of awards of restricted stock units in accordance with the time periods set forth in such awards.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 21:33 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-014221 · form4.xml · derivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. (the "Company") on a one for one basis.

F2 · derivative.exercise_date: The RSUs vest on the date of, and immediately prior to, the 2021 annual meeting of the Company's stockholders.

F2 · derivative.expiration_date: The RSUs vest on the date of, and immediately prior to, the 2021 annual meeting of the Company's stockholders.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:45 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012329 · form4.xml · derivative · entry 2

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis.

F2 · derivative.exercise_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

F2 · derivative.expiration_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:45 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Exercise / conversionCommon Stock, Par Value $.0001 Per Share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012329 · form4.xml · nonDerivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,053,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2019 Filed Nov 27, 2019 00:08 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Exercise / conversionRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-021546 · form4.xml · derivative · entry 3

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: SIGA Technologies, Inc. (the "Issuer") has certain tax withholding obligations associated with the vesting of restricted stock units ("RSUs") and the consequent issuance of Common Stock of the Issuer. This Form 4 reports the surrender to the Issuer by the Reporting Person of 54,501 shares of Common Stock -- granted in the form of RSUs on November 22, 2016 -- in order to satisfy those withholding tax obligations.

F2 · derivative.exercise_date: Represents vesting of certain RSUs granted on November 22, 2016 and the consequent issuance of common stock of the Issuer to the Reporting Person. The RSUs vest over three years, one-third on each of the first three anniversaries of the date of grant. The shares of common stock reported in this Form 4 were issued in respect of RSUs that vested on November 22, 2019. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.

F2 · derivative.expiration_date: Represents vesting of certain RSUs granted on November 22, 2016 and the consequent issuance of common stock of the Issuer to the Reporting Person. The RSUs vest over three years, one-third on each of the first three anniversaries of the date of grant. The shares of common stock reported in this Form 4 were issued in respect of RSUs that vested on November 22, 2019. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.

Read SEC document
November 22, 2019 Filed Nov 27, 2019 00:08 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Tax withholdingCommon Stock, par value $.0001 per share 54,501 $4.92 $268,144.92
Disclosure

SEC source: 0001140361-19-021546 · form4.xml · nonDerivative · entry 2

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,038,593

F1 · shares: SIGA Technologies, Inc. (the "Issuer") has certain tax withholding obligations associated with the vesting of restricted stock units ("RSUs") and the consequent issuance of Common Stock of the Issuer. This Form 4 reports the surrender to the Issuer by the Reporting Person of 54,501 shares of Common Stock -- granted in the form of RSUs on November 22, 2016 -- in order to satisfy those withholding tax obligations.

Read SEC document
November 22, 2019 Filed Nov 27, 2019 00:08 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Exercise / conversionCommon Stock, par value $.0001 per share 100,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-021546 · form4.xml · nonDerivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,093,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 16:37 UTC ABIOMED INC ABMD · Entity 121309 GrantCommon Stock, $.01 par value 1,053 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009345 · edgar.xml · nonDerivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,236

F1 · kind: Represents shares underlying the grant of restricted stock units that are to be settled in common stock upon vesting. The restricted stock units will vest in full on the earlier of: (a) August 7, 2020; or (b) the date of the Issuer's next annual meeting of stockholders.

F1 · shares: Represents shares underlying the grant of restricted stock units that are to be settled in common stock upon vesting. The restricted stock units will vest in full on the earlier of: (a) August 7, 2020; or (b) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 21, 2019 Filed May 22, 2019 21:22 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-009679 · form4.xml · derivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis.

F2 · derivative.exercise_date: The RSUs vest on the first anniversary of the grant date.

F2 · derivative.expiration_date: The RSUs vest on the first anniversary of the grant date.

Read SEC document
November 22, 2018 Filed Nov 26, 2018 23:51 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Exercise / conversionRestricted Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-043708 · form4.xml · derivative · entry 3

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock, par value $.0001 per share · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: SIGA Technologies, Inc. (the "Issuer") has certain tax withholding obligations associated with the vesting of restricted stock units ("RSUs") and the consequent issuance of Common Stock of the Issuer. This Form 4 reports the surrender to the Issuer by the Reporting Person of 105,896 shares of Common Stock -- granted in the form of RSUs on November 22, 2016 -- in order to satisfy those withholding tax obligations.

F2 · derivative.exercise_date: Represents vesting of certain RSUs granted on November 22, 2016 and the consequent issuance of Common Stock of the Issuer to the Reporting Person. The RSUs vest over three years, one-third on each of the first three anniversaries of the date of grant. The shares of Common Stock reported in this Form 4 were issued in respect of RSUs that vested on November 22, 2017 and November 22, 2018. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.

F2 · derivative.expiration_date: Represents vesting of certain RSUs granted on November 22, 2016 and the consequent issuance of Common Stock of the Issuer to the Reporting Person. The RSUs vest over three years, one-third on each of the first three anniversaries of the date of grant. The shares of Common Stock reported in this Form 4 were issued in respect of RSUs that vested on November 22, 2017 and November 22, 2018. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.

Read SEC document
November 22, 2018 Filed Nov 26, 2018 23:51 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Tax withholdingCommon Stock, par value $.0001 per share 105,896 $5.55 $587,722.80
Disclosure

SEC source: 0001140361-18-043708 · form4.xml · nonDerivative · entry 2

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,094

F1 · shares: SIGA Technologies, Inc. (the "Issuer") has certain tax withholding obligations associated with the vesting of restricted stock units ("RSUs") and the consequent issuance of Common Stock of the Issuer. This Form 4 reports the surrender to the Issuer by the Reporting Person of 105,896 shares of Common Stock -- granted in the form of RSUs on November 22, 2016 -- in order to satisfy those withholding tax obligations.

Read SEC document
November 22, 2018 Filed Nov 26, 2018 23:51 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Exercise / conversionCommon Stock, par value $.0001 per share 200,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-043708 · form4.xml · nonDerivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 22:10 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Exercise / conversionStock Option (Right to buy) · Derivative 400,000 $0.00 Strike: $2.49 $0.00
Disclosure

SEC source: 0001140361-18-036816 · form4.xml · derivative · entry 3

ROSE ERIC A MD · CIK 0001139301 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 400,000 shares

Expires 2018-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options with respect to 100,000 shares vested pro rata on the first, second and third anniversaries of the date of grant. The options with respect to the remaining 300,000 shares vested upon achievement of certain milestones.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 22:10 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Tax withholdingCommon Stock, par value $.0001 per share 234,277 $7.98 $1,869,530.46
Disclosure

SEC source: 0001140361-18-036816 · form4.xml · nonDerivative · entry 2

ROSE ERIC A MD · CIK 0001139301 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,990

F1 · shares: This Form 4 reports the exercise of options for 400,000 shares of common stock of SIGA Technologies, Inc. (the "Issuer") and the related surrender to the Issuer of 234,277 shares of common stock of the Issuer by the Reporting Person in order to (i) effect the option exercise and (ii) satisfy certain tax withholding obligations of the Issuer associated with the exercise of options and the consequent issuance of common stock of the Issuer. No shares of common stock of the Issuer were sold by the Reporting Person in a market transaction.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 22:10 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Exercise / conversionCommon Stock, par value $.0001 per share 400,000 $2.49 $996,000.00
Disclosure

SEC source: 0001140361-18-036816 · form4.xml · nonDerivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,133,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 reports the exercise of options for 400,000 shares of common stock of SIGA Technologies, Inc. (the "Issuer") and the related surrender to the Issuer of 234,277 shares of common stock of the Issuer by the Reporting Person in order to (i) effect the option exercise and (ii) satisfy certain tax withholding obligations of the Issuer associated with the exercise of options and the consequent issuance of common stock of the Issuer. No shares of common stock of the Issuer were sold by the Reporting Person in a market transaction.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:13 UTC ABIOMED INC ABMD · Entity 121309 GrantCommon Stock, $.01 par value 531 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-010525 · edgar.xml · nonDerivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,183

F1 · kind: Represents shares underlying the grant of restricted stock units that are to be settled in common stock upon vesting. The restricted stock units will vest in full on the earlier of: (a) August 8, 2019; or (b) the date of the Issuer's next annual meeting of stockholders.

F1 · shares: Represents shares underlying the grant of restricted stock units that are to be settled in common stock upon vesting. The restricted stock units will vest in full on the earlier of: (a) August 8, 2019; or (b) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
November 13, 2017 Filed Nov 17, 2017 21:28 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Exercise / conversionStock-Settled Stock Appreciation Rights · Derivative 465,000 $0.00 Strike: $3.53 $0.00
Disclosure

SEC source: 0001140361-17-043229 · form4.xml · derivative · entry 3

ROSE ERIC A MD · CIK 0001139301 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 465,000 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The SSARs vested in equal yearly installments over a period of three (3) years, with the first 1/3 of such SSARs vesting on February 2, 2013, the second 1/3 of such SSARs vesting on February 2, 2014, and the remaining 1/3 of such SSARs vesting on February 2, 2015.

Read SEC document
November 13, 2017 Filed Nov 17, 2017 21:28 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Tax withholdingCommon Stock, par value $.0001 per share 49,446 $4.47 $221,023.62
Disclosure

SEC source: 0001140361-17-043229 · form4.xml · nonDerivative · entry 2

ROSE ERIC A MD · CIK 0001139301 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733,267

F2 · shares: The Issuer has certain tax withholding obligations associated with the exercise of SSARs and the consequent issuance of common stock of the Issuer. This Form 4 reports the surrender to the Issuer by the Reporting Person of 49,446 shares of common stock otherwise issuable upon the exercise of the SSARs in order to satisfy those withholding tax obligations.

Read SEC document
November 13, 2017 Filed Nov 17, 2017 21:28 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Exercise / conversionCommon Stock, par value $.0001 per share 97,785 $3.53 $345,181.05
Disclosure

SEC source: 0001140361-17-043229 · form4.xml · nonDerivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 reports the exercise of 465,000 stock-settled appreciation rights ("SSARs") for shares of common stock of SIGA Technologies, Inc. (the "Issuer"). Each SSAR consists of the right to receive an amount (the "Excess Amount"), in common stock, equal to the excess of the fair market value of one share of common stock of the Issuer (subject to a cap on the fair market value at $4.50 per share) on the date of exercise over the exercise price of such SSAR. The number of shares of common stock issued was determined by dividing the total of all exercised SSARs by the fair market value of one share of common stock of the Issuer on the date of exercise.

Read SEC document
August 30, 2017 Filed Sep 1, 2017 16:09 UTC ABIOMED INC ABMD · Entity 121309 Exercise / conversionStock Option (right to buy) · Derivative 982 $0.00 Strike: $7.67 $0.00
Disclosure

SEC source: 0001179110-17-011954 · edgar.xml · derivative · entry 3

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2019-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Grant to reporting person of option to buy shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2008 Stock Incentive Plan.

Read SEC document
August 30, 2017 Filed Sep 1, 2017 16:09 UTC ABIOMED INC ABMD · Entity 121309 SaleCommon Stock, $.01 par value 982 $145.17 $142,554.19
Disclosure

SEC source: 0001179110-17-011954 · edgar.xml · nonDerivative · entry 2

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,652

F2 · price: This price represents the weighted average sale price of multiple transactions on the reported date at prices that ranged between $145.0000 and $145.4300. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.

Read SEC document
August 30, 2017 Filed Sep 1, 2017 16:09 UTC ABIOMED INC ABMD · Entity 121309 Exercise / conversionCommon Stock, $.01 par value 982 $7.67 $7,531.94
Disclosure

SEC source: 0001179110-17-011954 · edgar.xml · nonDerivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2017 Filed Aug 28, 2017 17:28 UTC ABIOMED INC ABMD · Entity 121309 Exercise / conversionStock Option (right to buy) · Derivative 11,018 $0.00 Strike: $7.67 $0.00
Disclosure

SEC source: 0001179110-17-011866 · edgar.xml · derivative · entry 7

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982

Underlying: Common Stock · 12,000 shares

Expires 2019-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Grant to reporting person of option to buy shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2008 Stock Incentive Plan.

Read SEC document
August 24, 2017 Filed Aug 28, 2017 17:28 UTC ABIOMED INC ABMD · Entity 121309 Exercise / conversionStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $18.63 $0.00
Disclosure

SEC source: 0001179110-17-011866 · edgar.xml · derivative · entry 6

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2018-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Grant to reporting person of option to buy shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2008 Stock Incentive Plan.

Read SEC document
August 24, 2017 Filed Aug 28, 2017 17:28 UTC ABIOMED INC ABMD · Entity 121309 SaleCommon Stock, $.01 par value 1,600 $152.42 $243,876.96
Disclosure

SEC source: 0001179110-17-011866 · edgar.xml · nonDerivative · entry 5

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,652

F4 · price: This price represents the weighted average sale price of multiple transactions on the reported date at prices that ranged between $152.0200 and $153.3100. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer..

Read SEC document
August 24, 2017 Filed Aug 28, 2017 17:28 UTC ABIOMED INC ABMD · Entity 121309 SaleCommon Stock, $.01 par value 11,021 $151.54 $1,670,104.71
Disclosure

SEC source: 0001179110-17-011866 · edgar.xml · nonDerivative · entry 4

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,252

F3 · price: This price represents the weighted average sale price of multiple transactions on the reported date at prices that ranged between $151.0200 and $152.0100. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.

Read SEC document
August 24, 2017 Filed Aug 28, 2017 17:28 UTC ABIOMED INC ABMD · Entity 121309 SaleCommon Stock, $.01 par value 10,397 $150.40 $1,563,707.76
Disclosure

SEC source: 0001179110-17-011866 · edgar.xml · nonDerivative · entry 3

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,273

F2 · price: This price represents the weighted average sale price of multiple transactions on the reported date at prices that ranged between $150.0000 and $150.9900. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.

Read SEC document
August 24, 2017 Filed Aug 28, 2017 17:28 UTC ABIOMED INC ABMD · Entity 121309 Exercise / conversionCommon Stock, $.01 par value 11,018 $7.67 $84,508.06
Disclosure

SEC source: 0001179110-17-011866 · edgar.xml · nonDerivative · entry 2

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2017 Filed Aug 28, 2017 17:28 UTC ABIOMED INC ABMD · Entity 121309 Exercise / conversionCommon Stock, $.01 par value 12,000 $18.63 $223,560.00
Disclosure

SEC source: 0001179110-17-011866 · edgar.xml · nonDerivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 16:06 UTC ABIOMED INC ABMD · Entity 121309 Tax withholdingCommon Stock, $.01 par value 1,222 $151.37 $184,974.14
Disclosure

SEC source: 0001179110-17-011490 · edgar.xml · nonDerivative · entry 1

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,514

F2 · kind: Transaction represents shares of common stock withheld solely for the payment of withholding tax liability associated with vesting of awards of restricted stock units

F2 · shares: Transaction represents shares of common stock withheld solely for the payment of withholding tax liability associated with vesting of awards of restricted stock units

Read SEC document
August 09, 2017 Filed Aug 11, 2017 16:10 UTC ABIOMED INC ABMD · Entity 121309 Tax withholdingCommon Stock, $.01 par value 806 $155.87 $125,631.22
Disclosure

SEC source: 0001179110-17-011394 · edgar.xml · nonDerivative · entry 2

ROSE ERIC A MD · CIK 0001139301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,736

F3 · kind: Transaction represents shares of common stock withheld solely for the payment of withholding tax liability associated with vesting of awards of restricted stock units

F3 · shares: Transaction represents shares of common stock withheld solely for the payment of withholding tax liability associated with vesting of awards of restricted stock units

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.