Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 17, 2022 Filed Oct 18, 2022 22:09 UTC |
Bardos DominicChief Financial Officer
|
GrantClass A Common Stock | 50,241 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-033766 · doc4.xml · nonDerivative · entry 1 Bardos Dominic · CIK 0001869375 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,241 F1 · shares: Restricted stock units ("RSUs") representing a right to receive one share of the Issuer's Class A Common Stock. 13,398 RSUs will vest in three equal installments on each of the first three anniversaries of October 17, 2022; and 36,843 RSUs will vest 60% on July 16, 2023 and the remaining 40% on July 16, 2024; in each case subject to the Reporting Person's continued employment through each applicable vesting date. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 21:48 UTC |
Whitaker Jason RDirector · Chief Executive Officer
|
SaleClass A Common Stock | 20,514 | $24.94 | $511,645.83 |
DisclosureSEC source: 0000899243-22-031216 · doc4.xml · nonDerivative · entry 3 Whitaker Jason R · CIK 0001831778 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,314 F2 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.8695 to $25.165, inclusive. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 01:47 UTC |
Peetz MehganGeneral Counsel
|
SaleClass A Common Stock | 2,034 | $24.87 | $50,585.58 |
DisclosureSEC source: 0000899243-22-031215 · doc4.xml · nonDerivative · entry 3 Peetz Mehgan · CIK 0001840230 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,395 F3 · shares: Mandatory sale to cover applicable tax withholding obligations realized upon the vesting of restricted stock units. Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 21:48 UTC |
Whitaker Jason RDirector · Chief Executive Officer
|
SaleClass A Common Stock | 8,333 | $25.22 | $210,117.43 |
DisclosureSEC source: 0000899243-22-031216 · doc4.xml · nonDerivative · entry 2 Whitaker Jason R · CIK 0001831778 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688,828 F2 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 3 and 4 of this Form 4. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 13:33 UTC |
Peetz MehganGeneral Counsel
|
SaleClass A Common Stock | 3,703 | $25.24 | $93,463.72 |
DisclosureSEC source: 0001831651-22-000066 · wf-form4_166134800722110.xml · nonDerivative · entry 1 Peetz Mehgan · CIK 0001840230 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,106 Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 15:09 UTC |
Whitaker Jason RDirector · Chief Executive Officer
|
SaleClass A Common Stock | 8,333 | $26.05 | $217,074.65 |
DisclosureSEC source: 0001831651-22-000064 · wf-form4_166119532412793.xml · nonDerivative · entry 1 Whitaker Jason R · CIK 0001831778 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699,285 Read SEC document |
| August 18, 2022 Filed Aug 18, 2022 22:24 UTC |
Forth John BradfordDirector
|
GrantClass A Common Stock | 12,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001831651-22-000060 · wf-form4_166086147800210.xml · nonDerivative · entry 1 Forth John Bradford · CIK 0001827742 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,231 F1 · shares: The reported securities were granted as restricted stock units ("RSUs") that will vest and settle on the date of the 2023 shareholder meeting. The RSUs have been granted to correct the inadvertent omission of such amount from the grant reported in the Form 4 filed with the SEC on May 9, 2022. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 15:02 UTC |
Whitaker Jason RDirector · Chief Executive Officer
|
SaleClass A Common Stock | 125,003 | $26.84 | $3,355,080.52 |
DisclosureSEC source: 0001831651-22-000062 · wf-form4_166119493196964.xml · nonDerivative · entry 1 Whitaker Jason R · CIK 0001831778 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,618 Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 20:16 UTC |
MILLS JEANNETTE MDirector
|
GrantClass A Common Stock | 4,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001831651-22-000056 · wf-form4_166068095849108.xml · nonDerivative · entry 1 MILLS JEANNETTE M · CIK 0001440384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,735 F1 · shares: The reported securities were granted as restricted stock units ("RSUs") that will vest and settle on the date of the 2023 shareholder meeting Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 20:14 UTC |
JULIAN ROBERT K.Director
|
GrantClass A Common Stock | 4,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001831651-22-000054 · wf-form4_166068084829671.xml · nonDerivative · entry 1 JULIAN ROBERT K. · CIK 0001559839 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,735 F1 · shares: The reported securities were granted as restricted stock units ("RSUs") that will vest and settle on the date of the 2023 shareholder meeting Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 18:08 UTC |
Daul Ty P.Director
|
PurchaseClass A Common Stock | 5,500 | $17.60 | $96,800.00 |
DisclosureSEC source: 0001831651-22-000038 · wf-form4_165548928317027.xml · nonDerivative · entry 1 Daul Ty P. · CIK 0001645449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,591 Read SEC document |
| May 23, 2022 Filed May 24, 2022 22:03 UTC |
Peetz MehganGeneral Counsel
|
SaleClass A Common Stock | 4,940 | $15.17 | $74,939.80 |
DisclosureSEC source: 0001831651-22-000034 · wf-form4_165342978353644.xml · nonDerivative · entry 1 Peetz Mehgan · CIK 0001840230 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,809 Read SEC document |
| May 05, 2022 Filed May 9, 2022 15:20 UTC |
Volpe ToniDirector
|
GrantClass A Common Stock | 12,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001831651-22-000023 · wf-form4_165210962506477.xml · nonDerivative · entry 1 Volpe Toni · CIK 0001852041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,091 F1 · shares: The reported securities were granted as restricted stock units ("RSUs") that will vest and settle on the date of the 2023 shareholder meeting Read SEC document |
| May 05, 2022 Filed May 9, 2022 15:19 UTC |
Sundberg Lori SDirector
|
GrantClass A Common Stock | 12,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001831651-22-000021 · wf-form4_165210956463468.xml · nonDerivative · entry 1 Sundberg Lori S · CIK 0001419781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,091 F1 · shares: The reported securities were granted as restricted stock units ("RSUs") that will vest and settle on the date of the 2023 shareholder meeting Read SEC document |
| May 05, 2022 Filed May 9, 2022 15:21 UTC |
WILVER PETER MDirector
|
GrantClass A Common Stock | 12,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001831651-22-000024 · wf-form4_165210964798975.xml · nonDerivative · entry 1 WILVER PETER M · CIK 0001234537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,552 F1 · shares: The reported securities were granted as restricted stock units ("RSUs") that will vest and settle on the date of the 2023 shareholder meeting Read SEC document |
| May 05, 2022 Filed May 9, 2022 15:19 UTC |
Daul Ty P.Director
|
GrantClass A Common Stock | 12,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001831651-22-000020 · wf-form4_165210953520833.xml · nonDerivative · entry 1 Daul Ty P. · CIK 0001645449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,091 F1 · shares: The reported securities were granted as restricted stock units ("RSUs") that will vest and settle on the date of the 2023 shareholder meeting Read SEC document |
| May 05, 2022 Filed May 9, 2022 15:18 UTC |
Jonna Peter JosephDirector
|
GrantClass A Common Stock | 12,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001831651-22-000019 · wf-form4_165210950205854.xml · nonDerivative · entry 1 Jonna Peter Joseph · CIK 0001735316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,552 F1 · shares: The reported securities were granted as restricted stock units ("RSUs") that will vest and settle on the date of the 2023 shareholder meeting Read SEC document |
| May 05, 2022 Filed May 9, 2022 15:20 UTC |
Forth John BradfordDirector
|
GrantClass A Common Stock | 24,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001831651-22-000022 · wf-form4_165210958732117.xml · nonDerivative · entry 1 Forth John Bradford · CIK 0001827742 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,104 F1 · shares: The reported securities were granted as restricted stock units ("RSUs") that will vest and settle on the date of the 2023 shareholder meeting Read SEC document |
| April 25, 2022 Filed Apr 27, 2022 16:05 UTC |
Whitaker Jason RDirector · Chief Executive Officer
|
GrantClass A Common Stock | 132,677 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015763 · doc4.xml · nonDerivative · entry 1 Whitaker Jason R · CIK 0001831778 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832,621 F1 · shares: The reported securities are restricted stock units ("RSUs") that each represents a right to receive one share of the Issuer's Class A Common Stock. The reported RSUs will vest in three equal installments on each of the first three anniversaries of March 7, 2022. Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 22:34 UTC |
Peetz MehganGeneral Counsel
|
GrantClass A Common Stock | 23,913 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015195 · doc4.xml · nonDerivative · entry 1 Peetz Mehgan · CIK 0001840230 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,749 F1 · shares: The reported securities are restricted stock units ("RSUs") that each represents a right to receive one share of the Issuer's Class A Common Stock. The reported RSUs will vest in three equal installments on each of the first three anniversaries of April 18, 2022. Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 17:58 UTC |
Garton Philip AChief Financial Officer
|
SaleClass A Common Stock | 100,000 | $22.00 | $2,200,000.00 |
DisclosureSEC source: 0000899243-22-012359 · doc4.xml · nonDerivative · entry 1 Garton Philip A · CIK 0001831817 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,842 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021. Read SEC document |
| March 14, 2022 Filed Sep 15, 2022 21:48 UTC |
Whitaker Jason RDirector · Chief Executive Officer
|
Tax withholdingClass A Common Stock | 2,124 | $17.10 | $36,320.40 |
DisclosureSEC source: 0000899243-22-031216 · doc4.xml · nonDerivative · entry 1 Whitaker Jason R · CIK 0001831778 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697,161 F1 · shares: Represents shares withheld by the Issuer to satisfy withholding obligations in connection with vesting of a stock bonus of 8,117 shares. Read SEC document |
| March 14, 2022 Filed Sep 16, 2022 01:47 UTC |
Peetz MehganGeneral Counsel
|
Tax withholdingClass A Common Stock | 1,591 | $17.10 | $27,206.10 |
DisclosureSEC source: 0000899243-22-031215 · doc4.xml · nonDerivative · entry 2 Peetz Mehgan · CIK 0001840230 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,429 F2 · shares: Represents shares withheld by the Issuer to satisfy its withholding obligations in connection with vesting of a stock bonus of 6,531 shares. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 17:05 UTC |
Whitaker Jason RDirector · Chief Executive Officer
|
GrantClass A Common Stock | 8,117 | $17.23 | $139,855.91 |
DisclosureSEC source: 0000899243-22-007917 · doc4.xml · nonDerivative · entry 1 Whitaker Jason R · CIK 0001831778 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699,944 Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 22:09 UTC |
Solon DeanDirector · 10% owner
Solon Holdco I, LLC10% owner
Solon Holdco II, LLC10% owner
Solon Holdco III, LLC10% owner
|
GrantClass A Common Stock | 5,598 | $17.23 | $96,453.54 |
DisclosureSEC source: 0000899243-22-007925 · doc4.xml · nonDerivative · entry 1 Solon Dean · CIK 0001838438 · Director · 10% owner Solon Holdco I, GP · CIK 0001839700 · 10% owner Solon Holdco II, GP · CIK 0001839696 · 10% owner Solon Holdco III, LLC · CIK 0001839671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,598 F1 · shares: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F1 · balance_after: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:16 UTC |
Garton Philip AChief Financial Officer
|
GrantClass A Common Stock | 5,598 | $17.23 | $96,453.54 |
DisclosureSEC source: 0000899243-22-004751 · doc4.xml · nonDerivative · entry 1 Garton Philip A · CIK 0001831817 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,842 Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 02:49 UTC |
Neal Alan DChief Technology Officer
|
GrantClass A Common Stock | 4,353 | $17.23 | $75,002.19 |
DisclosureSEC source: 0000899243-22-004758 · doc4.xml · nonDerivative · entry 1 Neal Alan D · CIK 0001838863 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,026 Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 02:17 UTC |
White John Joseph JRChief Operating Officer
|
GrantClass A Common Stock | 2,333 | $17.23 | $40,197.59 |
DisclosureSEC source: 0000899243-22-004753 · doc4.xml · nonDerivative · entry 1 White John Joseph JR · CIK 0001839254 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,621 Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 02:16 UTC |
Peetz MehganGeneral Counsel
|
GrantClass A Common Stock | 6,531 | $17.23 | $112,529.13 |
DisclosureSEC source: 0000899243-22-004752 · doc4.xml · nonDerivative · entry 1 Peetz Mehgan · CIK 0001840230 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,836 Read SEC document |
| January 31, 2022 Filed Sep 16, 2022 01:47 UTC |
Peetz MehganGeneral Counsel
|
Tax withholdingClass A Common Stock | 3,086 | $14.43 | $44,530.98 |
DisclosureSEC source: 0000899243-22-031215 · doc4.xml · nonDerivative · entry 1 Peetz Mehgan · CIK 0001840230 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,020 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy withholding obligations in connection with vesting of 11,000 restricted stock units. Read SEC document |
| January 26, 2022 Filed Dec 5, 2022 23:13 UTC |
Solon Dean10% owner
Solon Holdco I, LLC10% owner
Solon Holdco II, LLC10% owner
Solon Holdco III, LLC10% owner
|
GiftClass A Common Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-059827 · doc4.xml · nonDerivative · entry 1 Solon Dean · CIK 0001838438 · 10% owner Solon Holdco I, LLC · CIK 0001839700 · 10% owner Solon Holdco II, LLC · CIK 0001839696 · 10% owner Solon Holdco III, LLC · CIK 0001839671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,438 Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 17:51 UTC |
Garton Philip AChief Financial Officer
|
Disposition to issuerClass A Common Stock | 67,821 | $26.34 | $1,786,405.14 |
DisclosureSEC source: 0000899243-21-049191 · doc4.xml · nonDerivative · entry 2 Garton Philip A · CIK 0001831817 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,244 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.06 to $26.56. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 17:51 UTC |
Garton Philip AChief Financial Officer
|
Disposition to issuerClass A Common Stock | 32,179 | $25.62 | $824,425.98 |
DisclosureSEC source: 0000899243-21-049191 · doc4.xml · nonDerivative · entry 1 Garton Philip A · CIK 0001831817 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,065 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.06 to $26.03. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 22:55 UTC |
White John Joseph JRChief Operating Officer
|
Disposition to issuerClass A Common Stock | 33,081 | $26.30 | $870,030.30 |
DisclosureSEC source: 0000899243-21-049193 · doc4.xml · nonDerivative · entry 2 White John Joseph JR · CIK 0001839254 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,288 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.85 to $26.56. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 22:55 UTC |
White John Joseph JRChief Operating Officer
|
Disposition to issuerClass A Common Stock | 11,237 | $25.51 | $286,655.87 |
DisclosureSEC source: 0000899243-21-049193 · doc4.xml · nonDerivative · entry 1 White John Joseph JR · CIK 0001839254 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,369 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.85 to $25.78. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 15:36 UTC Amendment |
Garton Philip AChief Financial Officer
|
SaleClass A Common Stock | 67,821 | $26.34 | $1,786,405.14 |
DisclosureSEC source: 0000899243-21-049372 · doc4a.xml · nonDerivative · entry 2 Garton Philip A · CIK 0001831817 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,244 F3 · kind: This amendment is being filed to correct the transaction code on the original filing which inadvertently reflected the reported market transactions as exempt transactions with the Issuer. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.06 to $26.56. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 15:36 UTC Amendment |
Garton Philip AChief Financial Officer
|
SaleClass A Common Stock | 32,179 | $25.62 | $824,425.98 |
DisclosureSEC source: 0000899243-21-049372 · doc4a.xml · nonDerivative · entry 1 Garton Philip A · CIK 0001831817 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,065 F3 · kind: This amendment is being filed to correct the transaction code on the original filing which inadvertently reflected the reported market transactions as exempt transactions with the Issuer. F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.06 to $26.03. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 20:39 UTC Amendment |
White John Joseph JRChief Operating Officer
|
SaleClass A Common Stock | 33,081 | $26.30 | $870,030.30 |
DisclosureSEC source: 0000899243-21-049374 · doc4a.xml · nonDerivative · entry 2 White John Joseph JR · CIK 0001839254 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,288 F3 · kind: This amendment is being filed to correct the transaction code on the original filing which inadvertently reflected the reported market transactions as exempt transactions with the Issuer. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.85 to $26.56. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 20:39 UTC Amendment |
White John Joseph JRChief Operating Officer
|
SaleClass A Common Stock | 11,237 | $25.51 | $286,655.87 |
DisclosureSEC source: 0000899243-21-049374 · doc4a.xml · nonDerivative · entry 1 White John Joseph JR · CIK 0001839254 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,369 F3 · kind: This amendment is being filed to correct the transaction code on the original filing which inadvertently reflected the reported market transactions as exempt transactions with the Issuer. F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.85 to $25.78. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 21:36 UTC |
Whitaker Jason RDirector · Chief Executive Officer
|
ConversionCommon Units · Derivative | 600,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047667 · doc4.xml · derivative · entry 3 Whitaker Jason R · CIK 0001831778 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 816,180 Underlying: Class A Common Stock · 600,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.exercise_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.expiration_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · ownership.nature: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 21:36 UTC |
Whitaker Jason RDirector · Chief Executive Officer
|
ConversionClass A Common Stock | 600,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047667 · doc4.xml · nonDerivative · entry 2 Whitaker Jason R · CIK 0001831778 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 691,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: In connection with the expiration of the post-IPO related lockup, the Reporting Persons converted 600,000 Common Units (together with a corresponding number of shares of the Issuer's Class B Common Stock) into an equivalent number of shares of the Issuer's Class A Common Stock. F1 · price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 21:36 UTC |
Whitaker Jason RDirector · Chief Executive Officer
|
ConversionClass B Common Stock | 600,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047667 · doc4.xml · nonDerivative · entry 1 Whitaker Jason R · CIK 0001831778 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 816,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: In connection with the expiration of the post-IPO related lockup, the Reporting Persons converted 600,000 Common Units (together with a corresponding number of shares of the Issuer's Class B Common Stock) into an equivalent number of shares of the Issuer's Class A Common Stock. F1 · price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · ownership.nature: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 21:39 UTC |
Garton Philip AChief Financial Officer
|
ConversionCommon Units · Derivative | 210,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047672 · doc4.xml · derivative · entry 3 Garton Philip A · CIK 0001831817 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 639,707 Underlying: Class A Common Stock · 210,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · shares: In connection with the expiration of the post-IPO related lockup, the Reporting Persons converted 210,000 Common Units (together with a corresponding number of shares of the Issuer's Class B Common Stock) into an equivalent number of shares of the Issuer's Class A Common Stock. F1 · price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.exercise_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.expiration_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · ownership.nature: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 21:39 UTC |
Garton Philip AChief Financial Officer
|
ConversionClass A Common Stock | 210,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047672 · doc4.xml · nonDerivative · entry 2 Garton Philip A · CIK 0001831817 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: In connection with the expiration of the post-IPO related lockup, the Reporting Persons converted 210,000 Common Units (together with a corresponding number of shares of the Issuer's Class B Common Stock) into an equivalent number of shares of the Issuer's Class A Common Stock. F1 · price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 21:39 UTC |
Garton Philip AChief Financial Officer
|
ConversionClass B Common Stock | 210,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047672 · doc4.xml · nonDerivative · entry 1 Garton Philip A · CIK 0001831817 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 639,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: In connection with the expiration of the post-IPO related lockup, the Reporting Persons converted 210,000 Common Units (together with a corresponding number of shares of the Issuer's Class B Common Stock) into an equivalent number of shares of the Issuer's Class A Common Stock. F1 · price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · ownership.nature: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 02:38 UTC |
Solon DeanDirector · 10% owner
Solon Holdco I, LLC10% owner
Solon Holdco II, LLC10% owner
Solon Holdco III, LLC10% owner
|
ConversionCommon Units · Derivative | 6,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047671 · doc4.xml · derivative · entry 3 Solon Dean · CIK 0001838438 · Director · 10% owner Solon Holdco I, GP · CIK 0001839700 · 10% owner Solon Holdco II, GP · CIK 0001839696 · 10% owner Solon Holdco III, LLC · CIK 0001839671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 50,072,959 Underlying: Class A Common Stock · 6,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), Dean Solon, Holdco I and Holdco II may, subject to certain exceptions, from time to time at each of their options, require Parent to redeem all or a portion of their Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. F3 · shares: In connection with the expiration of the post-IPO related lockup, the Reporting Persons converted Common Units (together with a corresponding number of shares of the Issuer's Class B Common Stock) into an equivalent number of shares of the Issuer's Class A Common Stock. F1 · price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), Dean Solon, Holdco I and Holdco II may, subject to certain exceptions, from time to time at each of their options, require Parent to redeem all or a portion of their Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.exercise_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), Dean Solon, Holdco I and Holdco II may, subject to certain exceptions, from time to time at each of their options, require Parent to redeem all or a portion of their Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.expiration_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), Dean Solon, Holdco I and Holdco II may, subject to certain exceptions, from time to time at each of their options, require Parent to redeem all or a portion of their Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. F3 · derivative.underlying_shares: In connection with the expiration of the post-IPO related lockup, the Reporting Persons converted Common Units (together with a corresponding number of shares of the Issuer's Class B Common Stock) into an equivalent number of shares of the Issuer's Class A Common Stock. F2 · ownership.nature: This Form 4 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) Dean Solon, (ii) Solon Holdco I, GP ("Holdco I"); (iii) Solon Holdco II, GP ("Holdco II") and (iv) Solon Holdco III, LLC ("Holdco III"). Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 02:38 UTC |
Solon DeanDirector · 10% owner
Solon Holdco I, LLC10% owner
Solon Holdco II, LLC10% owner
Solon Holdco III, LLC10% owner
|
ConversionClass A Common Stock | 6,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047671 · doc4.xml · nonDerivative · entry 2 Solon Dean · CIK 0001838438 · Director · 10% owner Solon Holdco I, GP · CIK 0001839700 · 10% owner Solon Holdco II, GP · CIK 0001839696 · 10% owner Solon Holdco III, LLC · CIK 0001839671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 50,072,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: In connection with the expiration of the post-IPO related lockup, the Reporting Persons converted Common Units (together with a corresponding number of shares of the Issuer's Class B Common Stock) into an equivalent number of shares of the Issuer's Class A Common Stock. F1 · price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), Dean Solon, Holdco I and Holdco II may, subject to certain exceptions, from time to time at each of their options, require Parent to redeem all or a portion of their Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · ownership.nature: This Form 4 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) Dean Solon, (ii) Solon Holdco I, GP ("Holdco I"); (iii) Solon Holdco II, GP ("Holdco II") and (iv) Solon Holdco III, LLC ("Holdco III"). Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 02:38 UTC |
Solon DeanDirector · 10% owner
Solon Holdco I, LLC10% owner
Solon Holdco II, LLC10% owner
Solon Holdco III, LLC10% owner
|
ConversionClass B Common Stock | 6,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047671 · doc4.xml · nonDerivative · entry 1 Solon Dean · CIK 0001838438 · Director · 10% owner Solon Holdco I, GP · CIK 0001839700 · 10% owner Solon Holdco II, GP · CIK 0001839696 · 10% owner Solon Holdco III, LLC · CIK 0001839671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 50,072,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: In connection with the expiration of the post-IPO related lockup, the Reporting Persons converted Common Units (together with a corresponding number of shares of the Issuer's Class B Common Stock) into an equivalent number of shares of the Issuer's Class A Common Stock. F1 · price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), Dean Solon, Holdco I and Holdco II may, subject to certain exceptions, from time to time at each of their options, require Parent to redeem all or a portion of their Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · ownership.nature: This Form 4 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) Dean Solon, (ii) Solon Holdco I, GP ("Holdco I"); (iii) Solon Holdco II, GP ("Holdco II") and (iv) Solon Holdco III, LLC ("Holdco III"). Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 02:38 UTC |
White John Joseph JRChief Operating Officer
|
ConversionCommon Units · Derivative | 132,954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047670 · doc4.xml · derivative · entry 3 White John Joseph JR · CIK 0001839254 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 221,595 Underlying: Class A Common Stock · 132,954 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · shares: In connection with the expiration of the post-IPO related lockup, the Reporting Persons converted 132,954 Common Units (together with a corresponding number of shares of the Issuer's Class B Common Stock) into an equivalent number of shares of the Issuer's Class A Common Stock. F1 · price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.exercise_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.expiration_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · derivative.underlying_shares: In connection with the expiration of the post-IPO related lockup, the Reporting Persons converted 132,954 Common Units (together with a corresponding number of shares of the Issuer's Class B Common Stock) into an equivalent number of shares of the Issuer's Class A Common Stock. F1 · ownership.nature: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 02:38 UTC |
White John Joseph JRChief Operating Officer
|
ConversionClass A Common Stock | 132,954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047670 · doc4.xml · nonDerivative · entry 2 White John Joseph JR · CIK 0001839254 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: In connection with the expiration of the post-IPO related lockup, the Reporting Persons converted 132,954 Common Units (together with a corresponding number of shares of the Issuer's Class B Common Stock) into an equivalent number of shares of the Issuer's Class A Common Stock. F1 · price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Shoals Parent LLC ("Parent"), the Reporting Person, who holds the reported securities indirectly through Parent, may, subject to certain exceptions, from time to time at his option, require Parent to redeem all or a portion of her Parent common units ("Common Units") (together with an equal number of shares of the Issuer's Class B Common Stock which are forfeited for no consideration) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of the Issuer's Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.