Forth John Bradford

SEC source: 0001628280-26-037182 · wk-form4_1779390807.xml · derivative · entry 3

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,641

Underlying: Common Stock, par value $0.001 per share · 22,641 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan.

F3 · derivative.exercise_date: On May 19, 2026, the reporting person was granted 22,641 restricted stock units, which vest on May 18, 2027.

F3 · derivative.expiration_date: On May 19, 2026, the reporting person was granted 22,641 restricted stock units, which vest on May 18, 2027.

SEC source: 0001628280-26-037182 · wk-form4_1779390807.xml · derivative · entry 2

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 22,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan.

F2 · derivative.exercise_date: On May 20, 2025, the reporting person was granted 22,164 restricted stock units that vested on May 19, 2026.

F2 · derivative.expiration_date: On May 20, 2025, the reporting person was granted 22,164 restricted stock units that vested on May 19, 2026.

SEC source: 0001628280-26-037182 · wk-form4_1779390807.xml · nonDerivative · entry 1

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001831651-26-000071 · wk-form4_1777667860.xml · nonDerivative · entry 1

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 599,255

F1 · shares: The reported securities were granted as restricted stock units ("RSUs") that will vest on the date of the 2027 shareholder meeting and will be delivered thereon.

SEC source: 0001820721-25-000070 · wk-form4_1747952912.xml · nonDerivative · entry 1

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,856

F1 · security: On May 21, 2024, the reporting person was granted an award of 15,301 restricted stock units which vested in full on May 21, 2025.

F2 · kind: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan.

SEC source: 0001820721-25-000070 · wk-form4_1747952912.xml · derivative · entry 2

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,164

Underlying: Common Stock, par value $0.001 per share · 22,164 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan.

F3 · derivative.exercise_date: Each restricted stock unit award vests in full on the first anniversary of the grant date.

F3 · derivative.expiration_date: Each restricted stock unit award vests in full on the first anniversary of the grant date.

SEC source: 0001831651-25-000051 · wk-form4_1746482458.xml · nonDerivative · entry 1

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 563,990

F1 · shares: The reported securities were granted as restricted stock units ("RSUs") that will vest and settle on the date of the 2026 shareholder meeting.

SEC source: 0001831651-24-000049 · wk-form4_1714772799.xml · nonDerivative · entry 1

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 489,719

F1 · shares: The reported securities were granted as restricted stock units ("RSUs") that will vest and settle on the date of the 2025 shareholder meeting.

SEC source: 0001820721-23-000142 · wf-form4_168687616205761.xml · nonDerivative · entry 1

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,555

F1 · shares: Represents shares of common stock issuable pursuant to a restricted stock unit award that will vest in full on the first anniversary of the grant date.

SEC source: 0001820721-23-000112 · wf-form4_168514454073314.xml · nonDerivative · entry 1

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,773

F1 · shares: Represents shares of common stock issuable pursuant to a restricted stock unit award that will vest in full on the first anniversary of the grant date.

SEC source: 0001820721-23-000125 · wf-form4a_168618292935952.xml · nonDerivative · entry 1

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,486

F1 · shares: Represents shares of common stock issuable pursuant to a restricted stock unit award that will vest in full on the first anniversary of the grant date.

SEC source: 0001831651-23-000056 · wf-form4_168358448323759.xml · nonDerivative · entry 1

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,645

F1 · shares: The reported securities were granted as restricted stock units ("RSUs") that will vest and settle on the date of the 2024 shareholder meeting.

SEC source: 0001831651-22-000060 · wf-form4_166086147800210.xml · nonDerivative · entry 1

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,231

F1 · shares: The reported securities were granted as restricted stock units ("RSUs") that will vest and settle on the date of the 2023 shareholder meeting. The RSUs have been granted to correct the inadvertent omission of such amount from the grant reported in the Form 4 filed with the SEC on May 9, 2022.

SEC source: 0001820721-22-000066 · wf-form4_165358881916731.xml · nonDerivative · entry 1

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,504

F1 · shares: Represents shares of common stock issuable pursuant to a restricted stock unit award that will vest in full on the first anniversary of the grant date.

SEC source: 0001831651-22-000022 · wf-form4_165210958732117.xml · nonDerivative · entry 1

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,104

F1 · shares: The reported securities were granted as restricted stock units ("RSUs") that will vest and settle on the date of the 2023 shareholder meeting

SEC source: 0000899243-21-033971 · doc4.xml · nonDerivative · entry 2

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,851

F1 · shares: The reported securities were granted as restricted stock units ("RSUs") that will vest and settle on the date of the issuer's 2022 annual meeting.

SEC source: 0000899243-21-033971 · doc4.xml · nonDerivative · entry 1

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,617

SEC source: 0000899243-21-029245 · doc4.xml · derivative · entry 3

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 181,820 shares

Expires not disclosed

F6 · derivative.exercise_price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Parent, Holdings may, subject to certain exceptions, from time to time at its option require Parent to redeem all or a portion of its Common Units (together with an equal number of shares of Class B Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F1 · kind: Represents 181,820 common units ("Common Units") in Shoals Parent LLC ("Parent"), together with a corresponding number of shares of Class B Common Stock, par value $0.00001 per share ("Class B Common Stock") of Shoals Technologies Group, Inc. (the "Issuer"), previously reported as indirectly held by the Reporting Person through his membership interest in Shoals Management Holdings LLC ("Holdings").

F2 · kind: Represents 181,820 Common Units, together with a corresponding number of shares of Class B Common Stock, transferred by the Reporting Person to the Issuer in connection with the closing of an underwritten public offering (the "Follow-on Offering") of the Issuer's Class A Common Stock, par value $0.00001 per share ("Class A Common Stock") at a price of $27.02 (the per-share price paid by the underwriters for shares of Class A Common Stock in the Follow-on Offering) for one Common Unit and one share of Class B Common Stock.

F2 · price: Represents 181,820 Common Units, together with a corresponding number of shares of Class B Common Stock, transferred by the Reporting Person to the Issuer in connection with the closing of an underwritten public offering (the "Follow-on Offering") of the Issuer's Class A Common Stock, par value $0.00001 per share ("Class A Common Stock") at a price of $27.02 (the per-share price paid by the underwriters for shares of Class A Common Stock in the Follow-on Offering) for one Common Unit and one share of Class B Common Stock.

F6 · derivative.exercise_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Parent, Holdings may, subject to certain exceptions, from time to time at its option require Parent to redeem all or a portion of its Common Units (together with an equal number of shares of Class B Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F6 · derivative.expiration_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Parent, Holdings may, subject to certain exceptions, from time to time at its option require Parent to redeem all or a portion of its Common Units (together with an equal number of shares of Class B Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed.

SEC source: 0000899243-21-029245 · doc4.xml · nonDerivative · entry 1

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Represents 181,820 common units ("Common Units") in Shoals Parent LLC ("Parent"), together with a corresponding number of shares of Class B Common Stock, par value $0.00001 per share ("Class B Common Stock") of Shoals Technologies Group, Inc. (the "Issuer"), previously reported as indirectly held by the Reporting Person through his membership interest in Shoals Management Holdings LLC ("Holdings").

F2 · kind: Represents 181,820 Common Units, together with a corresponding number of shares of Class B Common Stock, transferred by the Reporting Person to the Issuer in connection with the closing of an underwritten public offering (the "Follow-on Offering") of the Issuer's Class A Common Stock, par value $0.00001 per share ("Class A Common Stock") at a price of $27.02 (the per-share price paid by the underwriters for shares of Class A Common Stock in the Follow-on Offering) for one Common Unit and one share of Class B Common Stock.

F1 · shares: Represents 181,820 common units ("Common Units") in Shoals Parent LLC ("Parent"), together with a corresponding number of shares of Class B Common Stock, par value $0.00001 per share ("Class B Common Stock") of Shoals Technologies Group, Inc. (the "Issuer"), previously reported as indirectly held by the Reporting Person through his membership interest in Shoals Management Holdings LLC ("Holdings").

F2 · shares: Represents 181,820 Common Units, together with a corresponding number of shares of Class B Common Stock, transferred by the Reporting Person to the Issuer in connection with the closing of an underwritten public offering (the "Follow-on Offering") of the Issuer's Class A Common Stock, par value $0.00001 per share ("Class A Common Stock") at a price of $27.02 (the per-share price paid by the underwriters for shares of Class A Common Stock in the Follow-on Offering) for one Common Unit and one share of Class B Common Stock.

F2 · price: Represents 181,820 Common Units, together with a corresponding number of shares of Class B Common Stock, transferred by the Reporting Person to the Issuer in connection with the closing of an underwritten public offering (the "Follow-on Offering") of the Issuer's Class A Common Stock, par value $0.00001 per share ("Class A Common Stock") at a price of $27.02 (the per-share price paid by the underwriters for shares of Class A Common Stock in the Follow-on Offering) for one Common Unit and one share of Class B Common Stock.

SEC source: 0001820721-21-000033 · wf-form4_162396651318795.xml · nonDerivative · entry 1

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,235

F1 · shares: Represents shares of common stock issuable pursuant to a restricted stock unit award that will vest in full on the first anniversary of the grant date.

F2 · balance_after: Includes 29,311 shares of common stock issuable pursuant to unvested restricted stock unit awards.

SEC source: 0000899243-21-003777 · doc4.xml · derivative · entry 3

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 183,063

Underlying: Class A Common Stock · 183,063 shares

Expires not disclosed

F5 · derivative.exercise_price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Parent, Holdings may, subject to certain exceptions, from time to time at its options require Parent to redeem all or a portion of its Common Units (together with an equal number of Class B Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F6 · kind: In the Reorganization Transactions, all existing ownership interests in Parent were recapitalized into Common Units.

F5 · price: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Parent, Holdings may, subject to certain exceptions, from time to time at its options require Parent to redeem all or a portion of its Common Units (together with an equal number of Class B Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F5 · derivative.exercise_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Parent, Holdings may, subject to certain exceptions, from time to time at its options require Parent to redeem all or a portion of its Common Units (together with an equal number of Class B Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F5 · derivative.expiration_date: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Parent, Holdings may, subject to certain exceptions, from time to time at its options require Parent to redeem all or a portion of its Common Units (together with an equal number of Class B Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F1 · ownership.nature: In the reorganization transactions (the "Reorganization Transactions") in connection with the closing of the initial public offering (the "IPO") of Shoals Technologies Group, Inc. (the "Issuer"), shares of Class B Common Stock, par value $0.00001 per share ("Class B Common Stock") of the Issuer were issued to Shoals Management Holdings LLC ("Holdings"), equal to the number of common units ("Common Units") in Shoals Parent LLC ("Parent") held by Holdings, for nominal consideration.

F2 · ownership.nature: John Bradford Forth indirectly holds 183,063 Common Units and an equal number of Class B Common Stock through his membership interest in Holdings.

F3 · ownership.nature: Holdings is controlled by its sole manager, Parent. John Bradford Forth serves on the board of directors of Parent. As such, John Bradford Forth may be deemed to have beneficial ownership of the shares held directly by Holdings. John Bradford Forth expressly disclaims beneficial ownership of any equity securities owned by Holdings, except to the extent of his pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that he is the beneficial owner of any equity securities owned by Holdings.

F4 · ownership.nature: John Bradford Forth is a Senior Advisor of Oaktree Capital Management, L.P. ("OCM"), a registered investment adviser under the Investment Advisers Act of 1940, as amended. This Form 4 excludes any shares of the Issuer's Class A Common Stock, par value $0.00001 per share ("Class A Common Stock") of the Issuer owned by Oaktree Power Opportunities Fund IV (Delaware) Holdings, L.P., as an affiliate of OCM. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0000899243-21-003777 · doc4.xml · nonDerivative · entry 2

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

F7 · shares: Represents restricted stock units which will vest in four equal annual installments beginning on the first anniversary of January 29, 2021. Restricted stock units will be settled by delivery of an equal number of shares of the issuer's Class A Common Stock.

SEC source: 0000899243-21-003777 · doc4.xml · nonDerivative · entry 1

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 183,063

F1 · kind: In the reorganization transactions (the "Reorganization Transactions") in connection with the closing of the initial public offering (the "IPO") of Shoals Technologies Group, Inc. (the "Issuer"), shares of Class B Common Stock, par value $0.00001 per share ("Class B Common Stock") of the Issuer were issued to Shoals Management Holdings LLC ("Holdings"), equal to the number of common units ("Common Units") in Shoals Parent LLC ("Parent") held by Holdings, for nominal consideration.

F1 · price: In the reorganization transactions (the "Reorganization Transactions") in connection with the closing of the initial public offering (the "IPO") of Shoals Technologies Group, Inc. (the "Issuer"), shares of Class B Common Stock, par value $0.00001 per share ("Class B Common Stock") of the Issuer were issued to Shoals Management Holdings LLC ("Holdings"), equal to the number of common units ("Common Units") in Shoals Parent LLC ("Parent") held by Holdings, for nominal consideration.

F1 · ownership.nature: In the reorganization transactions (the "Reorganization Transactions") in connection with the closing of the initial public offering (the "IPO") of Shoals Technologies Group, Inc. (the "Issuer"), shares of Class B Common Stock, par value $0.00001 per share ("Class B Common Stock") of the Issuer were issued to Shoals Management Holdings LLC ("Holdings"), equal to the number of common units ("Common Units") in Shoals Parent LLC ("Parent") held by Holdings, for nominal consideration.

F2 · ownership.nature: John Bradford Forth indirectly holds 183,063 Common Units and an equal number of Class B Common Stock through his membership interest in Holdings.

F3 · ownership.nature: Holdings is controlled by its sole manager, Parent. John Bradford Forth serves on the board of directors of Parent. As such, John Bradford Forth may be deemed to have beneficial ownership of the shares held directly by Holdings. John Bradford Forth expressly disclaims beneficial ownership of any equity securities owned by Holdings, except to the extent of his pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that he is the beneficial owner of any equity securities owned by Holdings.

F4 · ownership.nature: John Bradford Forth is a Senior Advisor of Oaktree Capital Management, L.P. ("OCM"), a registered investment adviser under the Investment Advisers Act of 1940, as amended. This Form 4 excludes any shares of the Issuer's Class A Common Stock, par value $0.00001 per share ("Class A Common Stock") of the Issuer owned by Oaktree Power Opportunities Fund IV (Delaware) Holdings, L.P., as an affiliate of OCM. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0000899243-20-028612 · doc4.xml · derivative · entry 2

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,308

Underlying: Common Stock, par value $0.001 per share · 20,308 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents restricted stock units which will vest in three equal annual installments beginning on the first anniversary of October 19, 2020.

F2 · derivative.exercise_date: Represents restricted stock units which will vest in three equal annual installments beginning on the first anniversary of October 19, 2020.

F2 · derivative.expiration_date: Represents restricted stock units which will vest in three equal annual installments beginning on the first anniversary of October 19, 2020.

SEC source: 0000899243-20-028612 · doc4.xml · nonDerivative · entry 1

Forth John Bradford · CIK 0001827742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,924

F1 · kind: Represents common stock acquired in connection with Mr. Forth's reinvestment of his after-tax value distributions received in respect of his vested Class B Common Units in ATI Investment Parent, LLC in connection with the initial public offering of Array Technologies, Inc.'s common stock, which closed on October 19, 2020. These shares of common stock were purchased at the public offering price of $22.00 per share.

F1 · shares: Represents common stock acquired in connection with Mr. Forth's reinvestment of his after-tax value distributions received in respect of his vested Class B Common Units in ATI Investment Parent, LLC in connection with the initial public offering of Array Technologies, Inc.'s common stock, which closed on October 19, 2020. These shares of common stock were purchased at the public offering price of $22.00 per share.