Last 12 months
Inside the activity.
9 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 9 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2017 Filed May 11, 2017 21:53 UTC |
RUBENZER PEGGYSVP, People Resources
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000078 · wf-form4_149453961442429.xml · derivative · entry 4 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,000 Underlying: CLASS A COMMON STOCK · 10,000 shares Expires 2025-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: An option to purchase 106,000 shares of Class A Stock of the Issuer at $21 per share was granted to the Reporting Person on January 29, 2015. 21,200 options vested on January 29, 2016, 21, 200 options vested on January 29, 2017, and the remaining option vests in three equal installments on each of January 29, 2018, January 29, 2019 and January 29, 2020, subject to the Reporting Person's continued service with the Issuer. F6 · balance_after: An option to purchase 106,000 shares of Class A Stock of the Issuer at $21 per share was granted to the Reporting Person on January 29, 2015. 21,200 options vested on January 29, 2016, 21, 200 options vested on January 29, 2017, and the remaining option vests in three equal installments on each of January 29, 2018, January 29, 2019 and January 29, 2020, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| May 09, 2017 Filed May 11, 2017 21:53 UTC |
RUBENZER PEGGYSVP, People Resources
|
SaleCLASS A COMMON STOCK | 719 | $36.75 | $26,423.90 |
DisclosureSEC source: 0001620533-17-000078 · wf-form4_149453961442429.xml · nonDerivative · entry 3 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,415 F4 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · price: The transaction was executed in multiple trades at prices ranging from $36.7300 to $36.7600. The price reported above reflects the weighted average sales price. Read SEC document |
| May 09, 2017 Filed May 11, 2017 21:53 UTC |
RUBENZER PEGGYSVP, People Resources
|
SaleCLASS A COMMON STOCK | 10,000 | $36.68 | $366,777.00 |
DisclosureSEC source: 0001620533-17-000078 · wf-form4_149453961442429.xml · nonDerivative · entry 2 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,134 F2 · shares: Represents the sale of shares of Class A Stock of the Issuer that were acquired in a cashless exercise of the Reporting Person's option to purchase 10,000 shares of Class A Stock. F3 · price: The transaction was executed in multiple trades at prices ranging from $36.6450 to $36.7200. The price reported above reflects the weighted average sales price. F4 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 09, 2017 Filed May 11, 2017 21:53 UTC |
RUBENZER PEGGYSVP, People Resources
|
Exercise / conversionCLASS A COMMON STOCK | 10,000 | $21.00 | $210,000.00 |
DisclosureSEC source: 0001620533-17-000078 · wf-form4_149453961442429.xml · nonDerivative · entry 1 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon the Reporting Person's cashless exercise of the option to purchase 10,000 shares of Class A Stock. Read SEC document |
| May 08, 2017 Filed May 10, 2017 19:20 UTC |
Flug JeffreyDirector · 10% owner
FLUG 2012 GS TRUST U/A/D 9/4/1210% owner
FLUG KENNETH10% owner
FLUG SHERYL H10% owner
|
SaleCLASS A COMMON STOCK | 35,000 | $37.74 | $1,320,935.00 |
DisclosureSEC source: 0001620533-17-000076 · wf-form4_149445844014992.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director · 10% owner FLUG 2012 GS TRUST U/A/D 9/4/12 · CIK 0001633805 · 10% owner FLUG KENNETH · CIK 0001633966 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 150,000 F1 · price: The transaction was executed in multiple trades as prices ranging from 35.6000 to 36.1200. The price reported above reflects their average sales price. F2 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Represents shares of Class A Common Stock ("Class A Stock") of the Issuer held by the Flug 2012 GS Trust U/A/D 9/4/12 (the "Trust"). Kenneth Flug, the brother of Jeffrey Flug, and Sheryl Flug, the wife of Jeffrey Flug, are trustees of the Trust. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 05, 2017 Filed May 9, 2017 20:13 UTC |
SWINGHAMER DAVID A10% owner
DAVID A. SWINGHAMER GRAT10% owner
Swinghamer Susan10% owner
|
SaleCLASS A COMMON STOCK | 20,000 | $36.06 | $721,164.00 |
DisclosureSEC source: 0001638599-17-000429 · doc4_4696.xml · nonDerivative · entry 2 SWINGHAMER DAVID A · CIK 0001633839 · 10% owner DAVID A. SWINGHAMER GRAT · CIK 0001633976 · 10% owner Swinghamer Susan · CIK 0001658473 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F3 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · price: This transaction was executed in multiple trades at prices ranging from $36.00 to $36.15. The price reported above reflects the weighted average sale price. Read SEC document |
| May 05, 2017 Filed May 9, 2017 20:13 UTC |
SWINGHAMER DAVID A10% owner
DAVID A. SWINGHAMER GRAT10% owner
Swinghamer Susan10% owner
|
SaleCLASS A COMMON STOCK | 25,000 | $35.13 | $878,212.50 |
DisclosureSEC source: 0001638599-17-000429 · doc4_4696.xml · nonDerivative · entry 1 SWINGHAMER DAVID A · CIK 0001633839 · 10% owner DAVID A. SWINGHAMER GRAT · CIK 0001633976 · 10% owner Swinghamer Susan · CIK 0001658473 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F2 · price: This transaction was executed in multiple trades at prices ranging from $35.00 to $35.50 The price reported above reflects the weighted average sale price. F3 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 05, 2017 Filed May 9, 2017 17:59 UTC |
Meyer Daniel HarrisDirector · 10% owner
|
SaleCLASS A COMMON STOCK | 20,000 | $36.01 | $720,246.00 |
DisclosureSEC source: 0001620533-17-000068 · wf-form4_149436715766233.xml · nonDerivative · entry 1 Meyer Daniel Harris · CIK 0001463932 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,220,318 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were disposed of by the Reporting Person through the Daniel H. Meyer Investment Trust d/t/d 5/15/92 (the "Investment Trust") pursuant to a 10b5-1 trading plan entered into on August 16, 2016, as modified on March 8, 2017. The Reporting Person is the grantor, trustee and beneficiary of the Investment Trust. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F2 · price: The transaction was executed in multiple trades at prices ranging from $36.0000 to $36.1000. The price reported above reflects the weighted average sales price. F3 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: Represents Class A Stock of the Issuer held by the Reporting Person through the Investment Trust. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F4 · ownership.nature: Represents Class A Stock of the Issuer held by the Reporting Person through the Investment Trust. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 04, 2017 Filed May 8, 2017 15:58 UTC |
Granite Point Capital, L.P.10% owner
|
SaleClass A Common Stock | 43,296 | $30.39 | $1,315,644.21 |
DisclosureSEC source: 0000902664-17-002224 · p17-1176form4.xml · nonDerivative · entry 1 Granite Point Capital, L.P. · CIK 0001460125 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,704 Read SEC document |
| May 03, 2017 Filed May 4, 2017 20:45 UTC |
SWINGHAMER DAVID A10% owner
DAVID A. SWINGHAMER GRAT10% owner
Swinghamer Susan10% owner
|
SaleCLASS A COMMON STOCK | 21,073 | $33.64 | $708,965.26 |
DisclosureSEC source: 0001638599-17-000409 · doc4_4686.xml · nonDerivative · entry 2 SWINGHAMER DAVID A · CIK 0001633839 · 10% owner DAVID A. SWINGHAMER GRAT · CIK 0001633976 · 10% owner Swinghamer Susan · CIK 0001658473 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F3 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · price: This transaction was executed in multiple trades at prices ranging from $33.50 to $34.08. The price reported above reflects the weighted average sale price. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:45 UTC |
SWINGHAMER DAVID A10% owner
DAVID A. SWINGHAMER GRAT10% owner
Swinghamer Susan10% owner
|
SaleCLASS A COMMON STOCK | 13,827 | $34.34 | $474,792.91 |
DisclosureSEC source: 0001638599-17-000409 · doc4_4686.xml · nonDerivative · entry 1 SWINGHAMER DAVID A · CIK 0001633839 · 10% owner DAVID A. SWINGHAMER GRAT · CIK 0001633976 · 10% owner Swinghamer Susan · CIK 0001658473 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,073 F2 · price: This transaction was executed in multiple trades at prices ranging from $34.25 to $34.50. The price reported above reflects the weighted average sale price. F3 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 01, 2017 Filed May 1, 2017 20:47 UTC |
SWINGHAMER DAVID A10% owner
DAVID A. SWINGHAMER GRAT10% owner
Swinghamer Susan10% owner
|
SaleCLASS A COMMON STOCK | 100 | $34.51 | $3,451.00 |
DisclosureSEC source: 0001638599-17-000384 · doc4_4672.xml · nonDerivative · entry 2 SWINGHAMER DAVID A · CIK 0001633839 · 10% owner DAVID A. SWINGHAMER GRAT · CIK 0001633976 · 10% owner Swinghamer Susan · CIK 0001658473 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,900 Read SEC document |
| April 27, 2017 Filed Apr 27, 2017 19:09 UTC |
SWINGHAMER DAVID A10% owner
DAVID A. SWINGHAMER GRAT10% owner
Swinghamer Susan10% owner
|
SaleCLASS A COMMON STOCK | 10,000 | $34.50 | $345,000.00 |
DisclosureSEC source: 0001638599-17-000380 · doc4_4671.xml · nonDerivative · entry 3 SWINGHAMER DAVID A · CIK 0001633839 · 10% owner DAVID A. SWINGHAMER GRAT · CIK 0001633976 · 10% owner Swinghamer Susan · CIK 0001658473 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| April 27, 2017 Filed May 1, 2017 20:47 UTC |
SWINGHAMER DAVID A10% owner
DAVID A. SWINGHAMER GRAT10% owner
Swinghamer Susan10% owner
|
SaleCLASS A COMMON STOCK | 5,000 | $34.70 | $173,512.00 |
DisclosureSEC source: 0001638599-17-000384 · doc4_4672.xml · nonDerivative · entry 1 SWINGHAMER DAVID A · CIK 0001633839 · 10% owner DAVID A. SWINGHAMER GRAT · CIK 0001633976 · 10% owner Swinghamer Susan · CIK 0001658473 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 F2 · price: This transaction was executed in multiple trades at prices ranging from $34.68 to $34.72. The price reported above reflects the weighted average sale price. F3 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: The Form 4 filed by the Reporting Person with the SEC on April 27, 2017 incorrectly disclosed that the Reporting Person directly beneficially owned 40,000 shares of Class A Common Stock of the issuer as of the close of business on such date. The Reporting Person directly beneficially owned 90,000 shares of Class A Common Stock of the issuer as of the close of business on April, 27, 2017. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 16:34 UTC |
Koff ZachChief Operating Officer
|
Tax withholdingCLASS A COMMON STOCK | 442 | $34.44 | $15,222.48 |
DisclosureSEC source: 0001620533-17-000056 · wf-form4_149341166078720.xml · nonDerivative · entry 1 Koff Zach · CIK 0001693743 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,978 F1 · shares: Represents shares of Class A Common Stock of Shake Shack Inc. (the "Issuer") withheld for taxes upon the vesting of restricted stock units that were previously acquired by the Reporting Person upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2016, as determined by the Issuer's Compensation Committee on March 13, 2017. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:37 UTC |
GARUTTI RANDALL JDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCLASS A COMMON STOCK | 1,252 | $34.44 | $43,118.88 |
DisclosureSEC source: 0001620533-17-000060 · wf-form4_149341178789832.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,961 F1 · shares: Represents shares of Class A Common Stock of Shake Shack Inc. (the "Issuer") withheld for taxes upon the vesting of restricted stock units that were previously acquired by the Reporting Person upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2016, as determined by the Issuer's Compensation Committee on March 13, 2017. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:35 UTC |
RUBENZER PEGGYSVP, People Resources
|
Tax withholdingCLASS A COMMON STOCK | 488 | $34.44 | $16,806.72 |
DisclosureSEC source: 0001620533-17-000058 · wf-form4_149341171823275.xml · nonDerivative · entry 1 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,134 F1 · shares: Represents shares of Class A Common Stock of Shake Shack Inc. (the "Issuer") withheld for taxes upon the vesting of restricted stock units that were previously acquired by the Reporting Person upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2016, as determined by the Issuer's Compensation Committee on March 13, 2017. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 19:09 UTC |
SWINGHAMER DAVID A10% owner
DAVID A. SWINGHAMER GRAT10% owner
Swinghamer Susan10% owner
|
ConversionCOMMON MEMBERSHIP INTERESTS · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001638599-17-000380 · doc4_4671.xml · derivative · entry 6 SWINGHAMER DAVID A · CIK 0001633839 · 10% owner DAVID A. SWINGHAMER GRAT · CIK 0001633976 · 10% owner Swinghamer Susan · CIK 0001658473 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,167 Underlying: CLASS A COMMON STOCK · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F3 · price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F3 · derivative.exercise_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F3 · derivative.expiration_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 19:09 UTC |
SWINGHAMER DAVID A10% owner
DAVID A. SWINGHAMER GRAT10% owner
Swinghamer Susan10% owner
|
OtherCLASS B COMMON STOCK | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-17-000380 · doc4_4671.xml · nonDerivative · entry 2 SWINGHAMER DAVID A · CIK 0001633839 · 10% owner DAVID A. SWINGHAMER GRAT · CIK 0001633976 · 10% owner Swinghamer Susan · CIK 0001658473 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,167 F2 · kind: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Common Stock. F2 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Common Stock. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 19:09 UTC |
SWINGHAMER DAVID A10% owner
DAVID A. SWINGHAMER GRAT10% owner
Swinghamer Susan10% owner
|
ConversionCLASS A COMMON STOCK | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-17-000380 · doc4_4671.xml · nonDerivative · entry 1 SWINGHAMER DAVID A · CIK 0001633839 · 10% owner DAVID A. SWINGHAMER GRAT · CIK 0001633976 · 10% owner Swinghamer Susan · CIK 0001658473 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares obtained upon redemption of common membership interests in SSE Holdings, LLC (the "LLC Interests") for an equal number of shares of the Issuer's Class A Common Stock. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 21:50 UTC |
GARUTTI RANDALL JDirector · Chief Executive Officer · 10% owner
|
ConversionCommon Membership Interests · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000054 · wf-form4_149082421774313.xml · derivative · entry 5 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,051 Underlying: CLASS A COMMON STOCK · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F9 · derivative.exercise_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F9 · derivative.expiration_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F10 · balance_after: Represents LLC Interests held by Reporting Person. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 21:50 UTC |
GARUTTI RANDALL JDirector · Chief Executive Officer · 10% owner
|
OtherCLASS B COMMON STOCK | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000054 · wf-form4_149082421774313.xml · nonDerivative · entry 3 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,051 F6 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Stock. F7 · balance_after: Represents shares of Class B Stock held by the Reporting Person. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 21:50 UTC |
GARUTTI RANDALL JDirector · Chief Executive Officer · 10% owner
|
SaleCLASS A COMMON STOCK | 8,000 | $32.23 | $257,873.60 |
DisclosureSEC source: 0001620533-17-000054 · wf-form4_149082421774313.xml · nonDerivative · entry 2 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,213 F2 · shares: Represents shares of Class A Stock that were disposed of by the Reporting Person pursuant to a 10b5-1 trading plan entered into on August 23, 2016. F3 · price: The transaction was executed in multiple trades at prices ranging from $32.0100 to $32.4100. The price reported above reflects the weighted average sales price. F4 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: Represents shares of Class A Stock of the Issuer held by the Reporting Person. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 21:50 UTC |
GARUTTI RANDALL JDirector · Chief Executive Officer · 10% owner
|
ConversionCLASS A COMMON STOCK | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000054 · wf-form4_149082421774313.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). The LLC Interests are redeemable for an equal number of shares of Class A Stock, or, at the election of the Issuer, cash equal to the volume-weighted average prices of such shares. F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). The LLC Interests are redeemable for an equal number of shares of Class A Stock, or, at the election of the Issuer, cash equal to the volume-weighted average prices of such shares. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 17:59 UTC |
Koff ZachChief Operating Officer
|
GrantCLASS A COMMON STOCK | 3,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000050 · wf-form4_148961514074261.xml · nonDerivative · entry 1 Koff Zach · CIK 0001693743 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,420 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2016, as determined by the Issuer's Compensation Committee on March 13, 2017. On April 26, 2016, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, the Reporting Person was awarded performance stock units that issue into restricted stock units representing the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 3 equal installments on each of April 26, 2017, April 26, 2018 and April 26, 2019. F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2016, as determined by the Issuer's Compensation Committee on March 13, 2017. On April 26, 2016, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, the Reporting Person was awarded performance stock units that issue into restricted stock units representing the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 3 equal installments on each of April 26, 2017, April 26, 2018 and April 26, 2019. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 22:00 UTC |
RUBENZER PEGGYSVP, People Resources
|
GrantCLASS A COMMON STOCK | 3,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000052 · wf-form4_148961519807401.xml · nonDerivative · entry 1 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,622 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2016, as determined by the Issuer's Compensation Committee on March 13, 2017. On April 26, 2016, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, the Reporting Person was awarded performance stock units that issue into restricted stock units representing the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 3 equal installments on each of April 26, 2017, April 26, 2018 and April 26, 2019. F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2016, as determined by the Issuer's Compensation Committee on March 13, 2017. On April 26, 2016, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, the Reporting Person was awarded performance stock units that issue into restricted stock units representing the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 3 equal installments on each of April 26, 2017, April 26, 2018 and April 26, 2019. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:58 UTC |
UTTZ JEFFREY JChief Financial Officer · 10% owner
|
GrantCLASS A COMMON STOCK | 1,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000048 · wf-form4_148961508243098.xml · nonDerivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,518 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2016, as determined by the Issuer's Compensation Committee on March 13, 2017. On April 26, 2016, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, the Reporting Person was awarded performance stock units that issue into restricted stock units representing the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 3 equal installments on each of April 26, 2017, April 26, 2018 and April 26, 2019. F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2016, as determined by the Issuer's Compensation Committee on March 13, 2017. On April 26, 2016, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, the Reporting Person was awarded performance stock units that issue into restricted stock units representing the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 3 equal installments on each of April 26, 2017, April 26, 2018 and April 26, 2019. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:57 UTC |
GARUTTI RANDALL JDirector · Chief Executive Officer · 10% owner
|
GrantCLASS A COMMON STOCK | 9,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000046 · wf-form4_148961501007865.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,213 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2016, as determined by the Issuer's Compensation Committee on March 13, 2017. On April 26, 2016, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, the Reporting Person was awarded performance stock units that issue into restricted stock units representing the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 3 equal installments on each of April 26, 2017, April 26, 2018 and April 26, 2019. F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2016, as determined by the Issuer's Compensation Committee on March 13, 2017. On April 26, 2016, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, the Reporting Person was awarded performance stock units that issue into restricted stock units representing the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 3 equal installments on each of April 26, 2017, April 26, 2018 and April 26, 2019. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 16:57 UTC |
Koff ZachChief Operating Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000039 · wf-form4_148918302808509.xml · derivative · entry 3 Koff Zach · CIK 0001693743 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,000 Underlying: CLASS A COMMON STOCK · 2,000 shares Expires 2025-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: An option to purchase 106,000 shares of Class A Stock at $21 per share was granted to the Reporting Person on January 29, 2015. 21,200 options vested on January 29, 2016, of which the Reporting Person exercised his option to purchase 16,000 shares of Class A Stock prior to the transactions reported herein. 21,200 options vested on January 29, 2017. The remaining 63,600 options vest in three equal installments on each of January 29, 2018, January 29, 2019 and January 29, 2020, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 16:57 UTC |
Koff ZachChief Operating Officer
|
SaleCLASS A COMMON STOCK | 2,000 | $31.96 | $63,922.00 |
DisclosureSEC source: 0001620533-17-000039 · wf-form4_148918302808509.xml · nonDerivative · entry 2 Koff Zach · CIK 0001693743 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 799 F2 · shares: Represents the sale of shares of Class A Stock of the Issuer that were acquired in a cashless exercise of the Reporting Person's option to purchase 2,000 shares of Class A Stock. F3 · price: The transaction was executed in multiple trades at prices ranging from $31.9500 to $31.9900. The price reported above represents the weighted average sales price. F4 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: Represents shares of Class A Stock of the Issuer held by the Reporting Person. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 16:57 UTC |
Koff ZachChief Operating Officer
|
Exercise / conversionCLASS A COMMON STOCK | 2,000 | $21.00 | $42,000.00 |
DisclosureSEC source: 0001620533-17-000039 · wf-form4_148918302808509.xml · nonDerivative · entry 1 Koff Zach · CIK 0001693743 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon the Reporting Person's cashless exercise of the option to purchase 2,000 shares of Class A Stock. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:44 UTC |
FLUG 2012 GS TRUST U/A/D 9/4/1210% owner
FLUG SHERYL H10% owner
FLUG KENNETH10% owner
|
SaleCLASS A COMMON STOCK | 10,000 | $32.49 | $324,916.00 |
DisclosureSEC source: 0001620533-17-000037 · wf-form4_148901666907494.xml · nonDerivative · entry 2 FLUG 2012 GS TRUST U/A/D 9/4/12 · CIK 0001633805 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner FLUG KENNETH · CIK 0001633966 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were disposed by the Reporting Person. Sheryl Flug and Kenneth Flug are co-trustees of the Reporting Person, and disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. F3 · price: The transaction was executed in multiple trades at prices ranging from $32.3000 to $32.5900. The price reported above reflects the weighted average sales price. F4 · price: The Reporting Person hereby undertakes to provide upon request to the SEC Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Represents shares of Class A Stock of the Issuer held by the Reporting Person. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 18:44 UTC |
FLUG 2012 GS TRUST U/A/D 9/4/1210% owner
FLUG SHERYL H10% owner
FLUG KENNETH10% owner
|
SaleCLASS A COMMON STOCK | 20,000 | $32.25 | $645,002.00 |
DisclosureSEC source: 0001620533-17-000037 · wf-form4_148901666907494.xml · nonDerivative · entry 1 FLUG 2012 GS TRUST U/A/D 9/4/12 · CIK 0001633805 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner FLUG KENNETH · CIK 0001633966 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were disposed by the Reporting Person. Sheryl Flug and Kenneth Flug are co-trustees of the Reporting Person, and disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. F2 · balance_after: Represents shares of Class A Stock of the Issuer held by the Reporting Person. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 22:32 UTC |
UTTZ JEFFREY JChief Financial Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 138,000 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000035 · wf-form4_148892593679575.xml · derivative · entry 4 UTTZ JEFFREY J · CIK 0001632031 · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 138,000 shares Expires 2025-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: An option to purchase 345,000 shares of Class A Stock at $21 per share was granted to the Reporting Person on January 29, 2015. 69,000 options vested on January 29, 2016, 69,000 options vested on January 29, 2017, and the remaining 207,000 options will be forfeited in connection with the Reporting Person's resignation as CFO of the Issuer effective March 10, 2017. F7 · balance_after: An option to purchase 345,000 shares of Class A Stock at $21 per share was granted to the Reporting Person on January 29, 2015. 69,000 options vested on January 29, 2016, 69,000 options vested on January 29, 2017, and the remaining 207,000 options will be forfeited in connection with the Reporting Person's resignation as CFO of the Issuer effective March 10, 2017. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 22:32 UTC |
UTTZ JEFFREY JChief Financial Officer · 10% owner
|
SaleCLASS A COMMON STOCK | 138,000 | $33.03 | $4,557,864.00 |
DisclosureSEC source: 0001620533-17-000035 · wf-form4_148892593679575.xml · nonDerivative · entry 2 UTTZ JEFFREY J · CIK 0001632031 · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F2 · shares: Represents the sale of shares of Class A Stock of the Issuer that were acquired in a cashless exercise of the Reporting Person's option to purchase 138,000 shares of Class A Stock. F3 · price: The transaction was executed in multiple trades at prices ranging from 32.8000 to $33.5400. The price reported above reflects the weighted average sales price. F4 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: Represents shares of Class A Stock of the Issuer held by the Reporting Person. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 22:32 UTC |
UTTZ JEFFREY JChief Financial Officer · 10% owner
|
Exercise / conversionCLASS A COMMON STOCK | 138,000 | $21.00 | $2,898,000.00 |
DisclosureSEC source: 0001620533-17-000035 · wf-form4_148892593679575.xml · nonDerivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon the Reporting Person's cashless exercise of the option to purchase 138,000 shares of Class A Stock. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 02:32 UTC |
GARUTTI RANDALL JDirector · Chief Executive Officer · 10% owner
|
ConversionCommon Membership Interests · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000032 · wf-form4_148842192477047.xml · derivative · entry 5 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 717,051 Underlying: CLASS A COMMON STOCK · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F9 · derivative.exercise_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F9 · derivative.expiration_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F10 · balance_after: Represents LLC Interests held by Reporting Person. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 02:32 UTC |
GARUTTI RANDALL JDirector · Chief Executive Officer · 10% owner
|
OtherCLASS B COMMON STOCK | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000032 · wf-form4_148842192477047.xml · nonDerivative · entry 4 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 717,051 F7 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Stock. F8 · balance_after: Represents shares of Class B Stock held by the Reporting Person. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 02:32 UTC |
GARUTTI RANDALL JDirector · Chief Executive Officer · 10% owner
|
SaleCLASS A COMMON STOCK | 353 | $36.73 | $12,967.17 |
DisclosureSEC source: 0001620533-17-000032 · wf-form4_148842192477047.xml · nonDerivative · entry 3 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,100 F2 · shares: Represents shares of Class A Stock of the Issuer that were disposed of by the Reporting Person to a 10b5-1 trading plan entered into on August 23, 2016. F4 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · price: The transaction was executed in multiple trades at prices ranging from $36.7200 to $36.7500. The price reported above reflects the weighted average sales price. F5 · balance_after: Represents shares of Class A Stock of the Issuer held by the Reporting Person. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 02:32 UTC |
GARUTTI RANDALL JDirector · Chief Executive Officer · 10% owner
|
SaleCLASS A COMMON STOCK | 7,647 | $36.36 | $278,044.92 |
DisclosureSEC source: 0001620533-17-000032 · wf-form4_148842192477047.xml · nonDerivative · entry 2 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,453 F2 · shares: Represents shares of Class A Stock of the Issuer that were disposed of by the Reporting Person to a 10b5-1 trading plan entered into on August 23, 2016. F3 · price: The transaction was executed in multiple trades at prices ranging from $35.7200 to $36.7199. The price reported above reflects the weighted average sales price. F4 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: Represents shares of Class A Stock of the Issuer held by the Reporting Person. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 02:32 UTC |
GARUTTI RANDALL JDirector · Chief Executive Officer · 10% owner
|
ConversionCLASS A COMMON STOCK | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000032 · wf-form4_148842192477047.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). The LLC Interests are redeemable for an equal number of shares of Class A Stock, or, at the election of the Issuer, cash equal to the volume-weighted average prices of such shares. F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). The LLC Interests are redeemable for an equal number of shares of Class A Stock, or, at the election of the Issuer, cash equal to the volume-weighted average prices of such shares. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 17:34 UTC |
FLUG 2012 GS TRUST U/A/D 9/4/1210% owner
FLUG SHERYL H10% owner
FLUG KENNETH10% owner
|
ConversionCLASS A COMMON STOCK · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000027 · wf-form4_148823484488299.xml · derivative · entry 3 FLUG 2012 GS TRUST U/A/D 9/4/12 · CIK 0001633805 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner FLUG KENNETH · CIK 0001633966 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722,574 Underlying: CLASS A COMMON STOCK · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock, or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F4 · price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock, or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F4 · derivative.exercise_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock, or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F4 · derivative.expiration_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock, or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F5 · balance_after: Represents LLC Interests held by Reporting Person. Sheryl Flug and Kenneth Flug are co-trustees of the Reporting Person, and disclaim beneficial ownership of such LLC Interests, except to the extent of their pecuniary interest therein. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 17:34 UTC |
FLUG 2012 GS TRUST U/A/D 9/4/1210% owner
FLUG SHERYL H10% owner
FLUG KENNETH10% owner
|
OtherCLASS B COMMON STOCK | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000027 · wf-form4_148823484488299.xml · nonDerivative · entry 2 FLUG 2012 GS TRUST U/A/D 9/4/12 · CIK 0001633805 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner FLUG KENNETH · CIK 0001633966 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722,574 F2 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Stock. F3 · balance_after: Represents shares of Class B Stock of the Issuer held by the Reporting Person. Sheryl Flug and Kenneth Flug are co-trustees of the Reporting Person, and disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 17:34 UTC |
FLUG 2012 GS TRUST U/A/D 9/4/1210% owner
FLUG SHERYL H10% owner
FLUG KENNETH10% owner
|
ConversionCLASS A COMMON STOCK | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000027 · wf-form4_148823484488299.xml · nonDerivative · entry 1 FLUG 2012 GS TRUST U/A/D 9/4/12 · CIK 0001633805 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner FLUG KENNETH · CIK 0001633966 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). Sheryl Flug and Kenneth Flug are co-trustees of the Reporting Person, and disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. The LLC Interests are redeemable for an equal number of Share of Class A Stock, or, at the election of the Issuer, cash equal to the volume-weighted average market prices of such shares. F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). Sheryl Flug and Kenneth Flug are co-trustees of the Reporting Person, and disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. The LLC Interests are redeemable for an equal number of Share of Class A Stock, or, at the election of the Issuer, cash equal to the volume-weighted average market prices of such shares. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:14 UTC |
Granite Point Capital, L.P.Director · 10% owner
|
SaleClass A Common Stock | 50,001 | $36.72 | $1,836,141.72 |
DisclosureSEC source: 0000902664-17-001335 · p17-0773form4.xml · nonDerivative · entry 1 Granite Point Capital, L.P. · CIK 0001460125 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 22:07 UTC |
GARUTTI RANDALL JDirector · Chief Executive Officer · 10% owner
|
ConversionCommon Membership Interests · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000019 · wf-form4_148555481035870.xml · derivative · entry 4 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,051 Underlying: CLASS A COMMON STOCK · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F8 · price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F8 · derivative.exercise_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F8 · derivative.expiration_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F9 · balance_after: Represents LLC interests held by the Reporting Person. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 22:07 UTC |
GARUTTI RANDALL JDirector · Chief Executive Officer · 10% owner
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OtherCLASS B COMMON STOCK | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000019 · wf-form4_148555481035870.xml · nonDerivative · entry 3 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,051 F6 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Stock. F7 · balance_after: Represents shares of Class B Stock of the Issuer held by the Reporting Person. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 22:07 UTC |
GARUTTI RANDALL JDirector · Chief Executive Officer · 10% owner
|
SaleCLASS A COMMON STOCK | 8,000 | $34.93 | $279,405.60 |
DisclosureSEC source: 0001620533-17-000019 · wf-form4_148555481035870.xml · nonDerivative · entry 2 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,100 F2 · shares: Represents shares of Class A Stock of the Issuer that were disposed of by the Reporting Person pursuant to a 10b5-1 trading plan entered into on August 23, 2016. F3 · price: The transaction was executed in multiple trades at prices ranging from $34.7600 to $35.1700. The price reported above reflects the weighted average sales price. F4 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: Represents shares of Class A Stock of the Issuer held by the Reporting Person. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 22:07 UTC |
GARUTTI RANDALL JDirector · Chief Executive Officer · 10% owner
|
ConversionCLASS A COMMON STOCK | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000019 · wf-form4_148555481035870.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). The LLC Interests are redeemable for an equal number of shares of Class A Stock, or, at the election of the Issuer, cash equal to the volume-weighted average market prices of such shares. F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). The LLC Interests are redeemable for an equal number of shares of Class A Stock, or, at the election of the Issuer, cash equal to the volume-weighted average market prices of such shares. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 14:21 UTC |
CORAINE RICHARD D10% owner
RICHARD D. CORAINE 2012 FAMILY TRUST10% owner
HAIDA TONI10% owner
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ConversionCommon Membership Interests · Derivative | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001633802-17-000001 · primary_doc.xml · derivative · entry 6 CORAINE RICHARD D · CIK 0001633802 · 10% owner RICHARD D. CORAINE 2012 FAMILY TRUST · CIK 0001633801 · 10% owner HAIDA TONI · CIK 0001633918 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 271,401 Underlying: Class A Common Stock · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. F1 · price: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. F4 · derivative.exercise_date: The LLC Interests may be converted or redeemed at any time and have no expiration date. F4 · derivative.expiration_date: The LLC Interests may be converted or redeemed at any time and have no expiration date. F3 · ownership.nature: Held directly by the Richard D. Coraine 2012 Family Trust (the "Trust"), of which Richard D. Coraine's spouse, Toni Haida, is a trustee and beneficiary. Each of Richard D. Coraine and Toni Haida disclaims beneficial ownership of the shares of Class A Common Stock held by the Trust, except to the extent of his or her pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.