Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Shake Shack Inc.SHAK · Entity 4254 | SVP, People Resources | December 08, 2017 | December 12, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Shake Shack Inc.
Report date December 08, 2017 · Filed December 12, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 17,415 |
Ending reported balance
After 2017-12-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-12-08 · Exercise / conversion · Acquired 5,000 · Balance 22,415 F1: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon the Reporting Person's cashless exercise of the option to purchase 5,000 shares ofClass A Stock. Row 2 · 2017-12-08 · Sale · Disposed 5,000 · Balance 17,415 F2: Represents the sale of shares of Class A Stock of the Issuer that were acquired in a cashless exercise of the Reporting Person's option to purchase 5,000 shares of Class A Stock. F3: The transaction was executed in multiple trades at prices ranging from $46.3600 to $46.3900. The price reported above reflects the weighted average sales price. F4: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.00 · Expires 2025-01-29 | Direct | 78,600 |
Reported balance
After 2017-12-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-12-08 · Exercise / conversion · Disposed 5,000 · Balance 78,600 F5: An option to purchase 106,000 shares of Class A Stock of the Issuer at $21 per share was granted to the Reporting Person on January 29, 2015. 21,200 options vested on January 29, 2016, 21,200 options vested on January 29, 2017, and the remaining options vest in three equal installments on each of January 29, 2018, January 29, 2019 and January 29, 2020, subject to the Reporting Person's continued service with the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon the Reporting Person's cashless exercise of the option to purchase 5,000 shares ofClass A Stock.
F2: Represents the sale of shares of Class A Stock of the Issuer that were acquired in a cashless exercise of the Reporting Person's option to purchase 5,000 shares of Class A Stock.
F3: The transaction was executed in multiple trades at prices ranging from $46.3600 to $46.3900. The price reported above reflects the weighted average sales price.
F4: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: An option to purchase 106,000 shares of Class A Stock of the Issuer at $21 per share was granted to the Reporting Person on January 29, 2015. 21,200 options vested on January 29, 2016, 21,200 options vested on January 29, 2017, and the remaining options vest in three equal installments on each of January 29, 2018, January 29, 2019 and January 29, 2020, subject to the Reporting Person's continued service with the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2017 Filed Dec 12, 2017 22:18 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000169 · wf-form4_151311708516159.xml · derivative · entry 3 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,600 Underlying: CLASS A COMMON STOCK · 5,000 shares Expires 2025-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: An option to purchase 106,000 shares of Class A Stock of the Issuer at $21 per share was granted to the Reporting Person on January 29, 2015. 21,200 options vested on January 29, 2016, 21,200 options vested on January 29, 2017, and the remaining options vest in three equal installments on each of January 29, 2018, January 29, 2019 and January 29, 2020, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 22:18 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 5,000 | $46.37 | $231,827.00 |
DisclosureSEC source: 0001620533-17-000169 · wf-form4_151311708516159.xml · nonDerivative · entry 2 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,415 F2 · shares: Represents the sale of shares of Class A Stock of the Issuer that were acquired in a cashless exercise of the Reporting Person's option to purchase 5,000 shares of Class A Stock. F3 · price: The transaction was executed in multiple trades at prices ranging from $46.3600 to $46.3900. The price reported above reflects the weighted average sales price. F4 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 22:18 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionCLASS A COMMON STOCK | 5,000 | $21.00 | $105,000.00 |
DisclosureSEC source: 0001620533-17-000169 · wf-form4_151311708516159.xml · nonDerivative · entry 1 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon the Reporting Person's cashless exercise of the option to purchase 5,000 shares ofClass A Stock. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 22:50 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,400 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000158 · wf-form4_151087262630692.xml · derivative · entry 3 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,600 Underlying: CLASS A COMMON STOCK · 5,400 shares Expires 2025-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: An option to purchase 106,000 shares of Class A Stock of the Issuer at $21 per share was granted to the Reporting Person on January 29, 2015. 21,200 options vested on January 29, 2016, 21,200 options vested on January 29, 2017, and the remaining options vest in three equal installments on each of January 29, 2018, January 29, 2019 and January 29, 2020, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 22:50 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 5,400 | $37.90 | $204,643.80 |
DisclosureSEC source: 0001620533-17-000158 · wf-form4_151087262630692.xml · nonDerivative · entry 2 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,415 F2 · shares: Represents the sale of shares of Class A Stock of the Issuer that were acquired in a cashless exercise of the Reporting Person's option to purchase 5,400 shares of Class A Stock. F3 · price: The transaction was executed in multiple trades at prices ranging from $37.8350 to $37.9500. The price reported above reflects the weighted average sales price. F4 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 22:50 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionCLASS A COMMON STOCK | 5,400 | $21.00 | $113,400.00 |
DisclosureSEC source: 0001620533-17-000158 · wf-form4_151087262630692.xml · nonDerivative · entry 1 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon the Reporting Person's cashless exercise of the option to purchase 5,400 shares of Class A Stock. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 20:59 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000131 · wf-form4_150283076390840.xml · derivative · entry 3 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,000 Underlying: CLASS A COMMON STOCK · 7,000 shares Expires 2025-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: An option to purchase 106,000 shares of Class A Stock of the Issuer at $21 per share was granted to the Reporting Person on January 29, 2015. 21,200 options vested on January 29, 2016, 21,200 options vested on January 29, 2017, and the remaining options vest in three equal installments on each of January 29, 2018, January 29, 2019 and January 29, 2020, subject to the Reporting Person's continued service with the Issuer. F5 · balance_after: An option to purchase 106,000 shares of Class A Stock of the Issuer at $21 per share was granted to the Reporting Person on January 29, 2015. 21,200 options vested on January 29, 2016, 21,200 options vested on January 29, 2017, and the remaining options vest in three equal installments on each of January 29, 2018, January 29, 2019 and January 29, 2020, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 20:59 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 7,000 | $32.17 | $225,169.70 |
DisclosureSEC source: 0001620533-17-000131 · wf-form4_150283076390840.xml · nonDerivative · entry 2 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,415 F2 · shares: Represents the sale of shares of Class A Stock of the Issuer that were acquired in a cashless exercise of the Reporting Person's option to purchase 7,000 shares of Class A Stock. F3 · price: The transaction was executed in multiple trades at prices ranging from $32.0900 to $32.2500. The price reported above reflects the weighted average sales price. F4 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 20:59 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionCLASS A COMMON STOCK | 7,000 | $21.00 | $147,000.00 |
DisclosureSEC source: 0001620533-17-000131 · wf-form4_150283076390840.xml · nonDerivative · entry 1 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon the Reporting Person's cashless exercise of the option to purchase 7,000 shares of Class A Stock. Read SEC document |
| May 09, 2017 Filed May 11, 2017 21:53 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000078 · wf-form4_149453961442429.xml · derivative · entry 4 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,000 Underlying: CLASS A COMMON STOCK · 10,000 shares Expires 2025-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: An option to purchase 106,000 shares of Class A Stock of the Issuer at $21 per share was granted to the Reporting Person on January 29, 2015. 21,200 options vested on January 29, 2016, 21, 200 options vested on January 29, 2017, and the remaining option vests in three equal installments on each of January 29, 2018, January 29, 2019 and January 29, 2020, subject to the Reporting Person's continued service with the Issuer. F6 · balance_after: An option to purchase 106,000 shares of Class A Stock of the Issuer at $21 per share was granted to the Reporting Person on January 29, 2015. 21,200 options vested on January 29, 2016, 21, 200 options vested on January 29, 2017, and the remaining option vests in three equal installments on each of January 29, 2018, January 29, 2019 and January 29, 2020, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| May 09, 2017 Filed May 11, 2017 21:53 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 719 | $36.75 | $26,423.90 |
DisclosureSEC source: 0001620533-17-000078 · wf-form4_149453961442429.xml · nonDerivative · entry 3 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,415 F4 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · price: The transaction was executed in multiple trades at prices ranging from $36.7300 to $36.7600. The price reported above reflects the weighted average sales price. Read SEC document |
| May 09, 2017 Filed May 11, 2017 21:53 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 10,000 | $36.68 | $366,777.00 |
DisclosureSEC source: 0001620533-17-000078 · wf-form4_149453961442429.xml · nonDerivative · entry 2 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,134 F2 · shares: Represents the sale of shares of Class A Stock of the Issuer that were acquired in a cashless exercise of the Reporting Person's option to purchase 10,000 shares of Class A Stock. F3 · price: The transaction was executed in multiple trades at prices ranging from $36.6450 to $36.7200. The price reported above reflects the weighted average sales price. F4 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 09, 2017 Filed May 11, 2017 21:53 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionCLASS A COMMON STOCK | 10,000 | $21.00 | $210,000.00 |
DisclosureSEC source: 0001620533-17-000078 · wf-form4_149453961442429.xml · nonDerivative · entry 1 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon the Reporting Person's cashless exercise of the option to purchase 10,000 shares of Class A Stock. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:35 UTC | Shake Shack Inc. SHAK · Entity 4254 | Tax withholdingCLASS A COMMON STOCK | 488 | $34.44 | $16,806.72 |
DisclosureSEC source: 0001620533-17-000058 · wf-form4_149341171823275.xml · nonDerivative · entry 1 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,134 F1 · shares: Represents shares of Class A Common Stock of Shake Shack Inc. (the "Issuer") withheld for taxes upon the vesting of restricted stock units that were previously acquired by the Reporting Person upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2016, as determined by the Issuer's Compensation Committee on March 13, 2017. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 22:00 UTC | Shake Shack Inc. SHAK · Entity 4254 | GrantCLASS A COMMON STOCK | 3,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000052 · wf-form4_148961519807401.xml · nonDerivative · entry 1 RUBENZER PEGGY · CIK 0001632029 · SVP, People Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,622 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2016, as determined by the Issuer's Compensation Committee on March 13, 2017. On April 26, 2016, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, the Reporting Person was awarded performance stock units that issue into restricted stock units representing the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 3 equal installments on each of April 26, 2017, April 26, 2018 and April 26, 2019. F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2016, as determined by the Issuer's Compensation Committee on March 13, 2017. On April 26, 2016, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, the Reporting Person was awarded performance stock units that issue into restricted stock units representing the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 3 equal installments on each of April 26, 2017, April 26, 2018 and April 26, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.