Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Shake Shack Inc.SHAK · Entity 4254 | 10% owner | January 13, 2017 | January 18, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Shake Shack Inc.
Report date January 13, 2017 · Filed January 18, 2017
Jointly reported with CORAINE RICHARD D, RICHARD D. CORAINE 2012 FAMILY TRUST
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 65,000 |
Reported balance
After 2017-01-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-01-13 · Conversion · Acquired 60,000 · Balance 65,000 F1: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. |
| Class B Common StockSEC Table I · non-derivative | Direct | 127,924 |
Reported balance
After 2017-01-13 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-01-13 · Other · Disposed 60,000 · Balance 127,924 F2: Upon the reclassification of the Reporting Person's LLC Interests described above, the Reporting Person was issued one share of Class B Common Stock for each LLC Interest. One share of Class B Common Stock must be surrendered and canceled upon conversion or redemption of each LLC Interest. Effective January 13, 2017, the Reporting Person converted LLC Interests into shares of Class A Common Stock, and an equal number of shares of Class B Common stock were surrendered and cancelled for no consideration. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 40,000 |
Reported balance
After 2017-01-13 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-01-13 · Conversion · Acquired 40,000 · Balance 40,000 F1: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. F3: Held directly by the Richard D. Coraine 2012 Family Trust (the "Trust"), of which Richard D. Coraine's spouse, Toni Haida, is a trustee and beneficiary. Each of Richard D. Coraine and Toni Haida disclaims beneficial ownership of the shares of Class A Common Stock held by the Trust, except to the extent of his or her pecuniary interest. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy Trust | 271,401 |
Reported balance
After 2017-01-13 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-01-13 · Other · Disposed 40,000 · Balance 271,401 F2: Upon the reclassification of the Reporting Person's LLC Interests described above, the Reporting Person was issued one share of Class B Common Stock for each LLC Interest. One share of Class B Common Stock must be surrendered and canceled upon conversion or redemption of each LLC Interest. Effective January 13, 2017, the Reporting Person converted LLC Interests into shares of Class A Common Stock, and an equal number of shares of Class B Common stock were surrendered and cancelled for no consideration. F3: Held directly by the Richard D. Coraine 2012 Family Trust (the "Trust"), of which Richard D. Coraine's spouse, Toni Haida, is a trustee and beneficiary. Each of Richard D. Coraine and Toni Haida disclaims beneficial ownership of the shares of Class A Common Stock held by the Trust, except to the extent of his or her pecuniary interest. |
| Common Membership InterestsSEC Table II · derivative / convertible security | Direct | 127,924 |
Reported balance
After 2017-01-13 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-01-13 · Conversion · Disposed 60,000 · Balance 127,924 F1: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. F4: The LLC Interests may be converted or redeemed at any time and have no expiration date. |
| Common Membership InterestsSEC Table II · derivative / convertible security | IndirectBy Trust | 271,401 |
Reported balance
After 2017-01-13 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-01-13 · Conversion · Disposed 40,000 · Balance 271,401 F1: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. F4: The LLC Interests may be converted or redeemed at any time and have no expiration date. F3: Held directly by the Richard D. Coraine 2012 Family Trust (the "Trust"), of which Richard D. Coraine's spouse, Toni Haida, is a trustee and beneficiary. Each of Richard D. Coraine and Toni Haida disclaims beneficial ownership of the shares of Class A Common Stock held by the Trust, except to the extent of his or her pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares.
F2: Upon the reclassification of the Reporting Person's LLC Interests described above, the Reporting Person was issued one share of Class B Common Stock for each LLC Interest. One share of Class B Common Stock must be surrendered and canceled upon conversion or redemption of each LLC Interest. Effective January 13, 2017, the Reporting Person converted LLC Interests into shares of Class A Common Stock, and an equal number of shares of Class B Common stock were surrendered and cancelled for no consideration.
F3: Held directly by the Richard D. Coraine 2012 Family Trust (the "Trust"), of which Richard D. Coraine's spouse, Toni Haida, is a trustee and beneficiary. Each of Richard D. Coraine and Toni Haida disclaims beneficial ownership of the shares of Class A Common Stock held by the Trust, except to the extent of his or her pecuniary interest.
F4: The LLC Interests may be converted or redeemed at any time and have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 13, 2017 Filed Jan 18, 2017 14:21 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCommon Membership Interests · Derivative | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001633802-17-000001 · primary_doc.xml · derivative · entry 6 CORAINE RICHARD D · CIK 0001633802 · 10% owner RICHARD D. CORAINE 2012 FAMILY TRUST · CIK 0001633801 · 10% owner HAIDA TONI · CIK 0001633918 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 271,401 Underlying: Class A Common Stock · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. F1 · price: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. F4 · derivative.exercise_date: The LLC Interests may be converted or redeemed at any time and have no expiration date. F4 · derivative.expiration_date: The LLC Interests may be converted or redeemed at any time and have no expiration date. F3 · ownership.nature: Held directly by the Richard D. Coraine 2012 Family Trust (the "Trust"), of which Richard D. Coraine's spouse, Toni Haida, is a trustee and beneficiary. Each of Richard D. Coraine and Toni Haida disclaims beneficial ownership of the shares of Class A Common Stock held by the Trust, except to the extent of his or her pecuniary interest. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 14:21 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCommon Membership Interests · Derivative | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001633802-17-000001 · primary_doc.xml · derivative · entry 5 CORAINE RICHARD D · CIK 0001633802 · 10% owner RICHARD D. CORAINE 2012 FAMILY TRUST · CIK 0001633801 · 10% owner HAIDA TONI · CIK 0001633918 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,924 Underlying: Class A Common Stock · 60,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. F1 · price: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. F4 · derivative.exercise_date: The LLC Interests may be converted or redeemed at any time and have no expiration date. F4 · derivative.expiration_date: The LLC Interests may be converted or redeemed at any time and have no expiration date. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 14:21 UTC | Shake Shack Inc. SHAK · Entity 4254 | OtherClass B Common Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001633802-17-000001 · primary_doc.xml · nonDerivative · entry 4 CORAINE RICHARD D · CIK 0001633802 · 10% owner RICHARD D. CORAINE 2012 FAMILY TRUST · CIK 0001633801 · 10% owner HAIDA TONI · CIK 0001633918 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 271,401 F2 · price: Upon the reclassification of the Reporting Person's LLC Interests described above, the Reporting Person was issued one share of Class B Common Stock for each LLC Interest. One share of Class B Common Stock must be surrendered and canceled upon conversion or redemption of each LLC Interest. Effective January 13, 2017, the Reporting Person converted LLC Interests into shares of Class A Common Stock, and an equal number of shares of Class B Common stock were surrendered and cancelled for no consideration. F3 · ownership.nature: Held directly by the Richard D. Coraine 2012 Family Trust (the "Trust"), of which Richard D. Coraine's spouse, Toni Haida, is a trustee and beneficiary. Each of Richard D. Coraine and Toni Haida disclaims beneficial ownership of the shares of Class A Common Stock held by the Trust, except to the extent of his or her pecuniary interest. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 14:21 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionClass A Common Stock | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001633802-17-000001 · primary_doc.xml · nonDerivative · entry 3 CORAINE RICHARD D · CIK 0001633802 · 10% owner RICHARD D. CORAINE 2012 FAMILY TRUST · CIK 0001633801 · 10% owner HAIDA TONI · CIK 0001633918 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. F3 · ownership.nature: Held directly by the Richard D. Coraine 2012 Family Trust (the "Trust"), of which Richard D. Coraine's spouse, Toni Haida, is a trustee and beneficiary. Each of Richard D. Coraine and Toni Haida disclaims beneficial ownership of the shares of Class A Common Stock held by the Trust, except to the extent of his or her pecuniary interest. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 14:21 UTC | Shake Shack Inc. SHAK · Entity 4254 | OtherClass B Common Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001633802-17-000001 · primary_doc.xml · nonDerivative · entry 2 CORAINE RICHARD D · CIK 0001633802 · 10% owner RICHARD D. CORAINE 2012 FAMILY TRUST · CIK 0001633801 · 10% owner HAIDA TONI · CIK 0001633918 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,924 F2 · price: Upon the reclassification of the Reporting Person's LLC Interests described above, the Reporting Person was issued one share of Class B Common Stock for each LLC Interest. One share of Class B Common Stock must be surrendered and canceled upon conversion or redemption of each LLC Interest. Effective January 13, 2017, the Reporting Person converted LLC Interests into shares of Class A Common Stock, and an equal number of shares of Class B Common stock were surrendered and cancelled for no consideration. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 14:21 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionClass A Common Stock | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001633802-17-000001 · primary_doc.xml · nonDerivative · entry 1 CORAINE RICHARD D · CIK 0001633802 · 10% owner RICHARD D. CORAINE 2012 FAMILY TRUST · CIK 0001633801 · 10% owner HAIDA TONI · CIK 0001633918 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 10:57 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 20,000 | $38.00 | $760,000.00 |
DisclosureSEC source: 0001633802-16-000008 · primary_doc.xml · nonDerivative · entry 7 CORAINE RICHARD D · CIK 0001633802 · 10% owner RICHARD D. CORAINE 2012 FAMILY TRUST · CIK 0001633801 · 10% owner HAIDA TONI · CIK 0001633918 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F2 · ownership.nature: Held directly by the Richard D. Coraine 2012 Family Trust (the "Trust"), of which Richard D. Coraine's spouse, Toni Haida, is a trustee and beneficiary. Each of Richard D. Coraine and Toni Haida disclaims beneficial ownership of the shares of Class A Common Stock held by the Trust, except to the extent of his or her pecuniary interest. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 10:57 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 19,860 | $38.00 | $754,680.00 |
DisclosureSEC source: 0001633802-16-000008 · primary_doc.xml · nonDerivative · entry 6 CORAINE RICHARD D · CIK 0001633802 · 10% owner RICHARD D. CORAINE 2012 FAMILY TRUST · CIK 0001633801 · 10% owner HAIDA TONI · CIK 0001633918 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 10:57 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 140 | $38.00 | $5,320.00 |
DisclosureSEC source: 0001633802-16-000008 · primary_doc.xml · nonDerivative · entry 5 CORAINE RICHARD D · CIK 0001633802 · 10% owner RICHARD D. CORAINE 2012 FAMILY TRUST · CIK 0001633801 · 10% owner HAIDA TONI · CIK 0001633918 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,860 Read SEC document |
| August 12, 2016 Filed Nov 15, 2016 10:57 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCommon Membership Interests · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001633802-16-000008 · primary_doc.xml · derivative · entry 9 CORAINE RICHARD D · CIK 0001633802 · 10% owner RICHARD D. CORAINE 2012 FAMILY TRUST · CIK 0001633801 · 10% owner HAIDA TONI · CIK 0001633918 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,924 Underlying: Class A Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. F1 · price: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. F4 · derivative.exercise_date: The LLC Interests may be converted or redeemed at any time and have no expiration date. F4 · derivative.expiration_date: The LLC Interests may be converted or redeemed at any time and have no expiration date. Read SEC document |
| August 12, 2016 Filed Nov 15, 2016 10:57 UTC | Shake Shack Inc. SHAK · Entity 4254 | OtherClass B Common Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001633802-16-000008 · primary_doc.xml · nonDerivative · entry 4 CORAINE RICHARD D · CIK 0001633802 · 10% owner RICHARD D. CORAINE 2012 FAMILY TRUST · CIK 0001633801 · 10% owner HAIDA TONI · CIK 0001633918 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,924 F3 · kind: Upon the reclassification of the Reporting Person's LLC Interests described above, the Reporting Person was issued one share of Class B Common Stock for each LLC Interest. One share of Class B Common Stock must be surrendered and canceled upon conversion or redemption of each LLC Interest. Effective August 10 and August 12, 2016, the Reporting Person converted LLC Interests into shares of Class A Common Stock, and an equal number of shares of Class B Common stock were surrendered and cancelled for no consideration. F3 · price: Upon the reclassification of the Reporting Person's LLC Interests described above, the Reporting Person was issued one share of Class B Common Stock for each LLC Interest. One share of Class B Common Stock must be surrendered and canceled upon conversion or redemption of each LLC Interest. Effective August 10 and August 12, 2016, the Reporting Person converted LLC Interests into shares of Class A Common Stock, and an equal number of shares of Class B Common stock were surrendered and cancelled for no consideration. Read SEC document |
| August 12, 2016 Filed Nov 15, 2016 10:57 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionClass A Common Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001633802-16-000008 · primary_doc.xml · nonDerivative · entry 3 CORAINE RICHARD D · CIK 0001633802 · 10% owner RICHARD D. CORAINE 2012 FAMILY TRUST · CIK 0001633801 · 10% owner HAIDA TONI · CIK 0001633918 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. Read SEC document |
| August 10, 2016 Filed Nov 15, 2016 10:57 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCommon Membership Interests · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001633802-16-000008 · primary_doc.xml · derivative · entry 8 CORAINE RICHARD D · CIK 0001633802 · 10% owner RICHARD D. CORAINE 2012 FAMILY TRUST · CIK 0001633801 · 10% owner HAIDA TONI · CIK 0001633918 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 311,401 Underlying: Class A Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. F1 · price: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. F4 · derivative.exercise_date: The LLC Interests may be converted or redeemed at any time and have no expiration date. F4 · derivative.expiration_date: The LLC Interests may be converted or redeemed at any time and have no expiration date. F2 · ownership.nature: Held directly by the Richard D. Coraine 2012 Family Trust (the "Trust"), of which Richard D. Coraine's spouse, Toni Haida, is a trustee and beneficiary. Each of Richard D. Coraine and Toni Haida disclaims beneficial ownership of the shares of Class A Common Stock held by the Trust, except to the extent of his or her pecuniary interest. Read SEC document |
| August 10, 2016 Filed Nov 15, 2016 10:57 UTC | Shake Shack Inc. SHAK · Entity 4254 | OtherClass B Common Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001633802-16-000008 · primary_doc.xml · nonDerivative · entry 2 CORAINE RICHARD D · CIK 0001633802 · 10% owner RICHARD D. CORAINE 2012 FAMILY TRUST · CIK 0001633801 · 10% owner HAIDA TONI · CIK 0001633918 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 311,401 F3 · kind: Upon the reclassification of the Reporting Person's LLC Interests described above, the Reporting Person was issued one share of Class B Common Stock for each LLC Interest. One share of Class B Common Stock must be surrendered and canceled upon conversion or redemption of each LLC Interest. Effective August 10 and August 12, 2016, the Reporting Person converted LLC Interests into shares of Class A Common Stock, and an equal number of shares of Class B Common stock were surrendered and cancelled for no consideration. F3 · price: Upon the reclassification of the Reporting Person's LLC Interests described above, the Reporting Person was issued one share of Class B Common Stock for each LLC Interest. One share of Class B Common Stock must be surrendered and canceled upon conversion or redemption of each LLC Interest. Effective August 10 and August 12, 2016, the Reporting Person converted LLC Interests into shares of Class A Common Stock, and an equal number of shares of Class B Common stock were surrendered and cancelled for no consideration. F2 · ownership.nature: Held directly by the Richard D. Coraine 2012 Family Trust (the "Trust"), of which Richard D. Coraine's spouse, Toni Haida, is a trustee and beneficiary. Each of Richard D. Coraine and Toni Haida disclaims beneficial ownership of the shares of Class A Common Stock held by the Trust, except to the extent of his or her pecuniary interest. Read SEC document |
| August 10, 2016 Filed Nov 15, 2016 10:57 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionClass A Common Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001633802-16-000008 · primary_doc.xml · nonDerivative · entry 1 CORAINE RICHARD D · CIK 0001633802 · 10% owner RICHARD D. CORAINE 2012 FAMILY TRUST · CIK 0001633801 · 10% owner HAIDA TONI · CIK 0001633918 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. F2 · ownership.nature: Held directly by the Richard D. Coraine 2012 Family Trust (the "Trust"), of which Richard D. Coraine's spouse, Toni Haida, is a trustee and beneficiary. Each of Richard D. Coraine and Toni Haida disclaims beneficial ownership of the shares of Class A Common Stock held by the Trust, except to the extent of his or her pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.