Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Greenlane Holdings, Inc.GNLN · Entity 8520 | Director | December 15, 2022 | December 16, 2022 |
| KURA SUSHI USA, INC.KRUS · Entity 5419 | See Remarks | February 03, 2026 | February 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Greenlane Holdings, Inc.
Report date December 15, 2022 · Filed December 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,137 |
Reported balance
After 2022-12-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-12-15 · Sale · Disposed 1,800 · Balance 3,137 F1: Effective August 9, 2022, the Issuer effected a 1-for-20 reverse stock split (the "Reverse Split") of its issued and outstanding shares of Class A common stock and Class B common stock. Cash was paid in lieu of any fractional shares resulting from the Reverse Split. The Reporting Person's beneficial ownership in this Form 4 has been adjusted for the Reverse Split. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective August 9, 2022, the Issuer effected a 1-for-20 reverse stock split (the "Reverse Split") of its issued and outstanding shares of Class A common stock and Class B common stock. Cash was paid in lieu of any fractional shares resulting from the Reverse Split. The Reporting Person's beneficial ownership in this Form 4 has been adjusted for the Reverse Split.
KURA SUSHI USA, INC.
Report date February 03, 2026 · Filed February 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 7,472.6888 |
Reported balance
After 2026-02-03 transaction · row 1
1 source rowRow 1 · 2026-02-03 · Tax withholding · Disposed 161.9958 · Balance 7,472.6888 F1: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Shake Shack Inc.
Report date March 13, 2017 · Filed March 15, 2017
Section 16 reporting ended · disclosed 2017-03-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 11,518 |
Reported balance
After 2017-03-13 transaction · row 1
1 source rowRow 1 · 2017-03-13 · Grant · Acquired 1,518 · Balance 11,518 F1: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2016, as determined by the Issuer's Compensation Committee on March 13, 2017. On April 26, 2016, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, the Reporting Person was awarded performance stock units that issue into restricted stock units representing the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 3 equal installments on each of April 26, 2017, April 26, 2018 and April 26, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2016, as determined by the Issuer's Compensation Committee on March 13, 2017. On April 26, 2016, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, the Reporting Person was awarded performance stock units that issue into restricted stock units representing the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 3 equal installments on each of April 26, 2017, April 26, 2018 and April 26, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2026 Filed Feb 5, 2026 01:07 UTC | KURA SUSHI USA, INC. KRUS · Entity 5419 | Tax withholdingClass A Common Stock | 161.9958 | $69.29 | $11,224.69 |
DisclosureSEC source: 0001193125-26-038065 · ownership.xml · nonDerivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,472.6888 F1 · kind: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 01:39 UTC | KURA SUSHI USA, INC. KRUS · Entity 5419 | GrantClass A Common Stock | 2,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-036360 · ownership.xml · nonDerivative · entry 2 UTTZ JEFFREY J · CIK 0001632031 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,634.6846 F2 · kind: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. Read SEC document |
| February 01, 2026 Filed Feb 4, 2026 01:39 UTC | KURA SUSHI USA, INC. KRUS · Entity 5419 | Tax withholdingClass A Common Stock | 163.4785 | $66.81 | $10,922.00 |
DisclosureSEC source: 0001193125-26-036360 · ownership.xml · nonDerivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,120.6846 F1 · kind: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 20:05 UTC | KURA SUSHI USA, INC. KRUS · Entity 5419 | Tax withholdingClass A Common Stock | 251.7406 | $87.74 | $22,087.72 |
DisclosureSEC source: 0000950170-25-103010 · ownership.xml · nonDerivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,284.1631 F1 · kind: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| February 03, 2025 Filed Feb 6, 2025 02:27 UTC | KURA SUSHI USA, INC. KRUS · Entity 5419 | Tax withholdingClass A Common Stock | 69.5828 | $80.00 | $5,566.62 |
DisclosureSEC source: 0000950170-25-014887 · ownership.xml · nonDerivative · entry 3 UTTZ JEFFREY J · CIK 0001632031 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,535.9037 F2 · kind: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| February 03, 2025 Filed Feb 6, 2025 02:27 UTC | KURA SUSHI USA, INC. KRUS · Entity 5419 | Tax withholdingClass A Common Stock | 94.5135 | $80.00 | $7,561.08 |
DisclosureSEC source: 0000950170-25-014887 · ownership.xml · nonDerivative · entry 2 UTTZ JEFFREY J · CIK 0001632031 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,605.4865 F2 · kind: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| February 03, 2025 Filed Feb 6, 2025 02:27 UTC | KURA SUSHI USA, INC. KRUS · Entity 5419 | GrantClass A Common Stock | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014887 · ownership.xml · nonDerivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,700 F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 23:59 UTC | KURA SUSHI USA, INC. KRUS · Entity 5419 | Tax withholdingClass A Common Stock | 253 | $57.49 | $14,544.97 |
DisclosureSEC source: 0000950170-24-091096 · ownership.xml · nonDerivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,950 F1 · kind: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 02:00 UTC | KURA SUSHI USA, INC. KRUS · Entity 5419 | GrantOption to Purchase Class A Common Stock · Derivative | 2,883 | $0.00 Strike: $98.13 | $0.00 |
DisclosureSEC source: 0000950170-24-011508 · ownership.xml · derivative · entry 3 UTTZ JEFFREY J · CIK 0001632031 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,883 Underlying: Class A Common Stock · 2,883 shares Expires 2034-02-01 F3 · derivative.exercise_date: Represents an option granted on February 1, 2024 under the Issuer's 2018 Incentive Compensation Plan, 25% of which will vest one year from the date of the grant with the remaining 75% vesting in equal quarterly amounts over a period of 36 months commencing from February 1, 2025. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 02:00 UTC | KURA SUSHI USA, INC. KRUS · Entity 5419 | Tax withholdingClass A Common Stock | 94 | $98.13 | $9,224.22 |
DisclosureSEC source: 0000950170-24-011508 · ownership.xml · nonDerivative · entry 2 UTTZ JEFFREY J · CIK 0001632031 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,203 F2 · kind: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 02:00 UTC | KURA SUSHI USA, INC. KRUS · Entity 5419 | GrantClass A Common Stock | 745 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-011508 · ownership.xml · nonDerivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,297 F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. Read SEC document |
| October 03, 2023 Filed Oct 5, 2023 20:05 UTC | KURA SUSHI USA, INC. KRUS · Entity 5419 | Tax withholdingClass A Common Stock | 427 | $65.61 | $28,015.47 |
DisclosureSEC source: 0000950170-23-052194 · ownership.xml · nonDerivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,552 F1 · kind: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Read SEC document |
| August 01, 2023 Filed Aug 2, 2023 21:19 UTC | KURA SUSHI USA, INC. KRUS · Entity 5419 | GrantClass A Common Stock | 1,607 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-037324 · ownership.xml · nonDerivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,979 F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 23:51 UTC | KURA SUSHI USA, INC. KRUS · Entity 5419 | GrantOption to Purchase Class A Common Stock · Derivative | 3,925 | $0.00 Strike: $62.14 | $0.00 |
DisclosureSEC source: 0000899243-23-003649 · doc4.xml · derivative · entry 2 UTTZ JEFFREY J · CIK 0001632031 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,925 Underlying: Class A Common Stock · 3,925 shares Expires 2033-02-01 F2 · derivative.exercise_date: Represents an option granted on February 1, 2023 under the Issuer's 2018 Incentive Compensation Plan, 25% of which will vest one year from the date of the grant with the remaining 75% vesting in equal quarterly amounts over a period of 36 months commencing from February 1, 2024. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 23:51 UTC | KURA SUSHI USA, INC. KRUS · Entity 5419 | GrantClass A Common Stock | 1,013 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-003649 · doc4.xml · nonDerivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013 F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 21:02 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | SaleClass A Common Stock | 1,800 | $0.45 | $810.00 |
DisclosureSEC source: 0001062993-22-024008 · form4.xml · nonDerivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,137 F1 · balance_after: Effective August 9, 2022, the Issuer effected a 1-for-20 reverse stock split (the "Reverse Split") of its issued and outstanding shares of Class A common stock and Class B common stock. Cash was paid in lieu of any fractional shares resulting from the Reverse Split. The Reporting Person's beneficial ownership in this Form 4 has been adjusted for the Reverse Split. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 01:40 UTC | KURA SUSHI USA, INC. KRUS · Entity 5419 | GrantOption to Purchase Class A Common Stock · Derivative | 21,905 | $0.00 Strike: $73.58 | $0.00 |
DisclosureSEC source: 0000899243-22-032846 · doc4.xml · derivative · entry 2 UTTZ JEFFREY J · CIK 0001632031 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,905 Underlying: Class A Common Stock · 21,905 shares Expires 2032-10-03 F1 · derivative.exercise_date: Represents an option granted on October 3, 2022 under the Issuer's 2018 Incentive Compensation Plan, 25% of which will vest one year from the date of the grant with the remaining 75% vesting in equal quarterly amounts over a period of 36 months commencing from October 3, 2023. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 01:40 UTC | KURA SUSHI USA, INC. KRUS · Entity 5419 | GrantClass A Common Stock | 1,359 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-032846 · doc4.xml · nonDerivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,359 Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 21:12 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantDirector Stock Option (right to buy) · Derivative | 69,450 | $0.00 Strike: $0.93 | $0.00 |
DisclosureSEC source: 0001062993-22-000799 · form4.xml · derivative · entry 2 UTTZ JEFFREY J · CIK 0001632031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,450 Underlying: Class A Common Stock · 69,450 shares Expires 2032-01-05 F2 · derivative.exercise_date: The Reporting Person received a grant of stock options on January 5, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These options vested 50% on the grant date and vest 50% on January 5, 2023, such that on January 5, 2023, the Reporting Person's Director Stock Options shall be 100% vested. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 21:12 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantClass A Common Stock | 53,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-000799 · form4.xml · nonDerivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,753 F1 · shares: The Reporting Person received a grant of restricted shares of Class A Common Stock on January 5, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These shares of Class A Common Stock vested 50% on the grant date and vest 50% on January 5, 2023, such that on January 5, 2023, the Reporting Person's restricted shares shall be 100% vested. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 20:07 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | PurchaseClass A Common Stock | 36,000 | $2.81 | $101,160.00 |
DisclosureSEC source: 0001062993-21-008428 · form4.xml · nonDerivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,757 Read SEC document |
| March 17, 2021 Filed Mar 20, 2021 01:05 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantDirector Stock Option (right to buy) · Derivative | 11,482 | $0.00 Strike: $4.35 | $0.00 |
DisclosureSEC source: 0001104659-21-039310 · tm2110414d7_4.xml · derivative · entry 2 UTTZ JEFFREY J · CIK 0001632031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,482 Underlying: Class A Common Stock · 11,482 shares Expires 2031-03-17 F2 · derivative.exercise_date: The Reporting Person received a grant of stock options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. These options vested 50% on the grant date and vest 50% on March 17, 2022, such that on March 17, 2022, the Reporting Person's Director Stock Options shall be 100% vested. Read SEC document |
| March 17, 2021 Filed Mar 20, 2021 01:05 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantClass A Common Stock | 8,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-039310 · tm2110414d7_4.xml · nonDerivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,757 F1 · shares: The Reporting Person received a grant of restricted shares of Class A Common Stock on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. These shares of Class A Common Stock vested 50% on the grant date and vest 50% on March 17, 2022, such that on March 17, 2022, the Reporting Person's Director Stock Options shall be 100% vested. Read SEC document |
| March 17, 2021 Filed Jun 25, 2021 20:39 UTC Amendment | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantDirector Stock Option (right to buy) · Derivative | 11,482 | $0.00 Strike: $5.71 | $0.00 |
DisclosureSEC source: 0001062993-21-005978 · form4a.xml · derivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,482 Underlying: Class A Common Stock · 11,482 shares Expires 2031-03-17 F1 · security: Explanatory Note: This amended Form 4 is being filed to correct the Form 4 filed on March 19, 2021 (the "Original Form 4"), which inadvertently reported the Black-Scholes value of the Stock Options awarded to the Reporting Person rather than the exercise price of the Stock Options. All other information previously reported in the Original Form 4, and restated in this amended Form 4, remains correct. F2 · derivative.exercise_date: The Reporting Person received a grant of stock options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. These options vested 50% on the grant date and vest 50% on March 17, 2022, such that on March 17, 2022, the Reporting Person's Director Stock Options shall be 100% vested. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 23:11 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantDirector Stock Option (right to buy) · Derivative | 33,325 | $0.00 Strike: $3.95 | $0.00 |
DisclosureSEC source: 0000925421-20-000237 · edgar.xml · derivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,325 Underlying: Class A Common Stock · 33,325 shares Expires 2030-06-04 F1 · derivative.exercise_date: The Reporting Person received a grant of stock options on June 4, 2020 under the Issuer's 2019 Equity Incentive Plan. These options vested 50% on the grant date and vest 50% on December 31, 2020, such that on December 31, 2020, the Reporting Person's Director Stock Options shall be 100% vested. Read SEC document |
| April 23, 2019 Filed Apr 23, 2019 20:55 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantDirector stock option (right to buy) · Derivative | 15,710 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001213900-19-006972 · ownership.xml · derivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,710 Underlying: Class A common stock · 15,710 shares Expires 2024-04-17 Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:58 UTC | Shake Shack Inc. SHAK · Entity 4254 | GrantCLASS A COMMON STOCK | 1,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000048 · wf-form4_148961508243098.xml · nonDerivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,518 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2016, as determined by the Issuer's Compensation Committee on March 13, 2017. On April 26, 2016, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, the Reporting Person was awarded performance stock units that issue into restricted stock units representing the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 3 equal installments on each of April 26, 2017, April 26, 2018 and April 26, 2019. F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2016, as determined by the Issuer's Compensation Committee on March 13, 2017. On April 26, 2016, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, the Reporting Person was awarded performance stock units that issue into restricted stock units representing the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 3 equal installments on each of April 26, 2017, April 26, 2018 and April 26, 2019. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 22:32 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionStock Option (Right to Buy) · Derivative | 138,000 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000035 · wf-form4_148892593679575.xml · derivative · entry 4 UTTZ JEFFREY J · CIK 0001632031 · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 138,000 shares Expires 2025-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: An option to purchase 345,000 shares of Class A Stock at $21 per share was granted to the Reporting Person on January 29, 2015. 69,000 options vested on January 29, 2016, 69,000 options vested on January 29, 2017, and the remaining 207,000 options will be forfeited in connection with the Reporting Person's resignation as CFO of the Issuer effective March 10, 2017. F7 · balance_after: An option to purchase 345,000 shares of Class A Stock at $21 per share was granted to the Reporting Person on January 29, 2015. 69,000 options vested on January 29, 2016, 69,000 options vested on January 29, 2017, and the remaining 207,000 options will be forfeited in connection with the Reporting Person's resignation as CFO of the Issuer effective March 10, 2017. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 22:32 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 138,000 | $33.03 | $4,557,864.00 |
DisclosureSEC source: 0001620533-17-000035 · wf-form4_148892593679575.xml · nonDerivative · entry 2 UTTZ JEFFREY J · CIK 0001632031 · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F2 · shares: Represents the sale of shares of Class A Stock of the Issuer that were acquired in a cashless exercise of the Reporting Person's option to purchase 138,000 shares of Class A Stock. F3 · price: The transaction was executed in multiple trades at prices ranging from 32.8000 to $33.5400. The price reported above reflects the weighted average sales price. F4 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: Represents shares of Class A Stock of the Issuer held by the Reporting Person. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 22:32 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionCLASS A COMMON STOCK | 138,000 | $21.00 | $2,898,000.00 |
DisclosureSEC source: 0001620533-17-000035 · wf-form4_148892593679575.xml · nonDerivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon the Reporting Person's cashless exercise of the option to purchase 138,000 shares of Class A Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.