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person · Reporting owner

GARUTTI RANDALL J

Disclosed activity across 3 companies

Tapewire entity
36715
SEC CIK
0001632017

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Block, Inc.XYZ · Entity 3041DirectorJune 16, 2026June 18, 2026
Shake Shack Inc.SHAK · Entity 4254Director · Chief Executive Officer · 10% ownerFebruary 22, 2024February 26, 2024
USHG Acquisition Corp.HUGS · Entity 142107DirectorFebruary 24, 2021February 24, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Block, Inc.

Report date June 16, 2026 · Filed June 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect39,721 Reported balance After 2026-06-16 transaction · row 1
1 source row

Row 1 · 2026-06-16 · Grant · Acquired 3,682 · Balance 39,721

F1: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 16, 2027, or the date of the Issuer's next annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 16, 2027, or the date of the Issuer's next annual meeting of stockholders.

Shake Shack Inc.

Report date February 22, 2024 · Filed February 26, 2024

Jointly reported with GARUTTI MARIA L, GARUTTI RONALD J JR, RANDALL J. GARUTTI GST TRUST DATED 12/30/2014

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CLASS B COMMON STOCKSEC Table I · non-derivativeDirect237,551 Reported balance After 2024-02-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-02-22 · Gift · Disposed 16,500 · Balance 237,551

Common Membership InterestsSEC Table II · derivative / convertible securityDirect237,551 Reported balance After 2024-02-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-02-22 · Gift · Disposed 16,500 · Balance 237,551

F2: The LLC Interests are redeemable for an equal number of shares of Shake Shack's (the "Issuer") Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.

CLASS B COMMON STOCKSEC Table I · non-derivativeIndirectBY TRUST55,972 Reported balance Holding disclosure · report date 2024-02-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 55,972

F1: Held by The Randall J. Garutti 2014 GS Trust (the "Trust"). Ronald Garutti, Jr. the brother of Randall Garutti, and Maria Garutti, the wife of Randall Garutti, are the trustees of the Trust. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein.

Common Membership InterestsSEC Table II · derivative / convertible securityIndirectBY TRUST55,972 Reported balance Holding disclosure · report date 2024-02-22 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 55,972

F2: The LLC Interests are redeemable for an equal number of shares of Shake Shack's (the "Issuer") Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.

F1: Held by The Randall J. Garutti 2014 GS Trust (the "Trust"). Ronald Garutti, Jr. the brother of Randall Garutti, and Maria Garutti, the wife of Randall Garutti, are the trustees of the Trust. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Held by The Randall J. Garutti 2014 GS Trust (the "Trust"). Ronald Garutti, Jr. the brother of Randall Garutti, and Maria Garutti, the wife of Randall Garutti, are the trustees of the Trust. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein.

F2: The LLC Interests are redeemable for an equal number of shares of Shake Shack's (the "Issuer") Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.

USHG Acquisition Corp.

Report date February 24, 2021 · Filed February 24, 2021

This filing explicitly reported no securities owned.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2026 Filed Jun 18, 2026 21:04 UTC Block, Inc. XYZ · Entity 3041 GrantClass A Common Stock 3,682 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-044408 · wk-form4_1781816644.xml · nonDerivative · entry 1

GARUTTI RANDALL J · CIK 0001632017 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,721

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 16, 2027, or the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 17, 2025 Filed Jun 18, 2025 21:31 UTC Block, Inc. XYZ · Entity 3041 GrantClass A Common Stock 4,343 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-032181 · wk-form4_1750282282.xml · nonDerivative · entry 1

GARUTTI RANDALL J · CIK 0001632017 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,039

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 17, 2026, or the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 22:00 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 4,038 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029389 · wk-form4_1719007236.xml · nonDerivative · entry 1

GARUTTI RANDALL J · CIK 0001632017 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,696

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 18, 2025, or the date of the Issuer's next annual meeting of stockholders.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 18:05 UTC Shake Shack Inc. SHAK · Entity 4254 GiftCommon Membership Interests · Derivative 16,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001620533-24-000018 · wk-form4_1708988709.xml · derivative · entry 3

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

GARUTTI RONALD J JR · CIK 0001633954 · 10% owner

RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,551

Underlying: CLASS A COMMON STOCK · 16,500 shares

Expires not disclosed

F2 · derivative.exercise_price: The LLC Interests are redeemable for an equal number of shares of Shake Shack's (the "Issuer") Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.

F2 · price: The LLC Interests are redeemable for an equal number of shares of Shake Shack's (the "Issuer") Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.

F2 · derivative.exercise_date: The LLC Interests are redeemable for an equal number of shares of Shake Shack's (the "Issuer") Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.

F2 · derivative.expiration_date: The LLC Interests are redeemable for an equal number of shares of Shake Shack's (the "Issuer") Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 18:05 UTC Shake Shack Inc. SHAK · Entity 4254 GiftCLASS B COMMON STOCK 16,500 $0.00 $0.00
Disclosure

SEC source: 0001620533-24-000018 · wk-form4_1708988709.xml · nonDerivative · entry 1

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

GARUTTI RONALD J JR · CIK 0001633954 · 10% owner

RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,551

Read SEC document
December 27, 2023 Filed Dec 29, 2023 17:10 UTC Shake Shack Inc. SHAK · Entity 4254 GiftClass A Common Stock 2,999 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-023284 · form4.xml · nonDerivative · entry 1

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,054

Read SEC document
June 13, 2023 Filed Jun 15, 2023 21:14 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 3,815 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037427 · doc4.xml · nonDerivative · entry 1

GARUTTI RANDALL J · CIK 0001632017 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,658

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 13, 2024, or the date of the Issuer's next annual meeting of stockholders.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:44 UTC Shake Shack Inc. SHAK · Entity 4254 GrantCLASS A COMMON STOCK 26,284 $0.00 $0.00
Disclosure

SEC source: 0001620533-23-000017 · wf-form4_167787981818557.xml · nonDerivative · entry 1

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,054

F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by Mr. Garutti. On March 1, 2023, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, Mr. Garutti was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 4 equal installments on each of March 1, 2024, March 1, 2025, March 1, 2026 and March 1, 2027, subject to Mr. Garutti's continued service with the Issuer.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 21:41 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 4,145 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037547 · doc4.xml · nonDerivative · entry 1

GARUTTI RANDALL J · CIK 0001632017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,843

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 14, 2023, or the date of the Issuer's next annual meeting of stockholders.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 22:33 UTC Shake Shack Inc. SHAK · Entity 4254 GrantCLASS A COMMON STOCK 13,124 $0.00 $0.00
Disclosure

SEC source: 0001620533-22-000025 · wf-form4_164755640871360.xml · nonDerivative · entry 1

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,770

F1 · kind: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by Mr. Garutti upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2021, as determined by the Issuer's Compensation Committee on March 15, 2022. On March 15, 2021, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, Mr. Garutti was awarded performance stock units that issue into restricted stock units representing the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 4 equal installments on each of March 15, 2022, March 15, 2023, March 15, 2024 and March 15, 2025.

F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by Mr. Garutti upon the Issuer's achievement of certain performance targets for certain performance criteria for fiscal year 2021, as determined by the Issuer's Compensation Committee on March 15, 2022. On March 15, 2021, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, Mr. Garutti was awarded performance stock units that issue into restricted stock units representing the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 4 equal installments on each of March 15, 2022, March 15, 2023, March 15, 2024 and March 15, 2025.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 18:31 UTC Shake Shack Inc. SHAK · Entity 4254 GrantCLASS A COMMON STOCK 19,971 $0.00 $0.00
Disclosure

SEC source: 0001620533-22-000016 · wf-form4_164635026062244.xml · nonDerivative · entry 1

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,646

F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by Mr. Garutti. On March 1, 2022, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, Mr. Garutti was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 4 equal installments on each of March 1, 2023, March 1, 2024, March 1, 2025, and March 1, 2026, subject to Mr. Garutti's continued service with the Issuer.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 21:26 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 1,097 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041561 · doc4.xml · nonDerivative · entry 1

GARUTTI RANDALL J · CIK 0001632017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,698

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 15, 2022, or the date of the Issuer's next annual meeting of stockholders.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 18:37 UTC Shake Shack Inc. SHAK · Entity 4254 GrantCLASS A COMMON STOCK 5,784 $0.00 $0.00
Disclosure

SEC source: 0001620533-21-000039 · wf-form4_161602062534046.xml · nonDerivative · entry 1

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,675

F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by Mr. Garutti. On March 15, 2021, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, Mr. Garutti was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 4 equal installments on each of March 15, 2022, March 15, 2023, March 15, 2024, and March 15, 2025, subject to Mr. Garutti's continued service with the Issuer.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 18:52 UTC Shake Shack Inc. SHAK · Entity 4254 Exercise / conversionStock Option (Right to Buy) · Derivative 140,000 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001620533-21-000018 · wf-form4_161369231011388.xml · derivative · entry 11

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 140,000 shares

Expires 2025-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: An option to purchase 685,000 shares of Class A common stock at $21 per share was granted to Mr. Garutti on January 29, 2015. 137,000 options vested on each of January 29, 2016, January 29, 2017, January 29, 2018, January 29, 2019, and January 29, 2020.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 18:52 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 1,200 $128.69 $154,425.60
Disclosure

SEC source: 0001620533-21-000018 · wf-form4_161369231011388.xml · nonDerivative · entry 10

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,891

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F11 · price: The transaction was executed in multiple trades at prices ranging from $128.53 to $128.81. The price reported above reflects the weighted average sales price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 18:52 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 1,299 $128.19 $166,520.63
Disclosure

SEC source: 0001620533-21-000018 · wf-form4_161369231011388.xml · nonDerivative · entry 9

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,091

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F10 · price: The transaction was executed in multiple trades at prices ranging from $127.53 to $128.5299. The price reported above reflects the weighted average sales price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 18:52 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 8,415 $126.98 $1,068,497.15
Disclosure

SEC source: 0001620533-21-000018 · wf-form4_161369231011388.xml · nonDerivative · entry 8

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,390

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F9 · price: The transaction was executed in multiple trades at prices ranging from $126.53 to $127.5299. The price reported above reflects the weighted average sales price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 18:52 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 17,035 $125.98 $2,146,122.11
Disclosure

SEC source: 0001620533-21-000018 · wf-form4_161369231011388.xml · nonDerivative · entry 7

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,805

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · price: The transaction was executed in multiple trades at prices ranging from $125.53 to $126.5299. The price reported above reflects the weighted average sales price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 18:52 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 9,221 $125.12 $1,153,713.08
Disclosure

SEC source: 0001620533-21-000018 · wf-form4_161369231011388.xml · nonDerivative · entry 6

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,840

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · price: The transaction was executed in multiple trades at prices ranging from $124.53 to $125.5299. The price reported above reflects the weighted average sales price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 18:52 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 8,841 $123.91 $1,095,452.06
Disclosure

SEC source: 0001620533-21-000018 · wf-form4_161369231011388.xml · nonDerivative · entry 5

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,061

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · price: The transaction was executed in multiple trades at prices ranging from $123.53 to $124.5299. The price reported above reflects the weighted average sales price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 18:52 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 30,346 $122.96 $3,731,483.75
Disclosure

SEC source: 0001620533-21-000018 · wf-form4_161369231011388.xml · nonDerivative · entry 4

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,902

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · price: The transaction was executed in multiple trades at prices ranging from $122.53 to $123.5299. The price reported above reflects the weighted average sales price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 18:52 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 45,043 $121.93 $5,492,313.70
Disclosure

SEC source: 0001620533-21-000018 · wf-form4_161369231011388.xml · nonDerivative · entry 3

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,248

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · price: The transaction was executed in multiple trades at prices ranging from $121.53 to $122.5299. The price reported above reflects the weighted average sales price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 18:52 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 18,600 $121.17 $2,253,834.54
Disclosure

SEC source: 0001620533-21-000018 · wf-form4_161369231011388.xml · nonDerivative · entry 2

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,291

F2 · price: The transaction was executed in multiple trades at prices ranging from $120.53 to $121.5299. The price reported above reflects the weighted average sales price.

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 18:52 UTC Shake Shack Inc. SHAK · Entity 4254 Exercise / conversionCLASS A COMMON STOCK 140,000 $21.00 $2,940,000.00
Disclosure

SEC source: 0001620533-21-000018 · wf-form4_161369231011388.xml · nonDerivative · entry 1

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were all effected pursuant to a 10b5-1 trading plan.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 19:10 UTC Shake Shack Inc. SHAK · Entity 4254 Exercise / conversionStock Option (Right to Buy) · Derivative 145,000 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001620533-21-000014 · wf-form4_161118781429960.xml · derivative · entry 10

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: CLASS A COMMON STOCK · 145,000 shares

Expires 2025-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: An option to purchase 685,000 shares of Class A common stock at $21 per share was granted to Mr. Garutti on January 29, 2015. 137,000 options vested on each of January 29, 2016, January 29, 2017, January 29, 2018, January 29, 2019, and January 20, 2020.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 19:10 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 1,100 $116.21 $127,827.04
Disclosure

SEC source: 0001620533-21-000014 · wf-form4_161118781429960.xml · nonDerivative · entry 9

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,891

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F10 · price: The transaction was executed in multiple trades at prices ranging from $115.79 to $116.43. The price reported above reflects the weighted average sales price.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 19:10 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 4,311 $115.28 $496,976.82
Disclosure

SEC source: 0001620533-21-000014 · wf-form4_161118781429960.xml · nonDerivative · entry 8

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,991

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F9 · price: The transaction was executed in multiple trades at prices ranging from $114.79 to $115.7899. The price reported above reflects the weighted average sales price.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 19:10 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 5,089 $114.38 $582,076.77
Disclosure

SEC source: 0001620533-21-000014 · wf-form4_161118781429960.xml · nonDerivative · entry 7

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,302

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · price: The transaction was executed in multiple trades at prices ranging from $113.79 to $114.7899. The price reported above reflects the weighted average sales price.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 19:10 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 13,258 $113.24 $1,501,394.26
Disclosure

SEC source: 0001620533-21-000014 · wf-form4_161118781429960.xml · nonDerivative · entry 6

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,391

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · price: The transaction was executed in multiple trades at prices ranging from $112.79 to $113.7899. The price reported above reflects the weighted average sales price.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 19:10 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 8,687 $112.14 $974,153.23
Disclosure

SEC source: 0001620533-21-000014 · wf-form4_161118781429960.xml · nonDerivative · entry 5

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,649

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · price: The transaction was executed in multiple trades at prices ranging from $111.79 to $112.7899. The price reported above reflects the weighted average sales price.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 19:10 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 77,394 $111.16 $8,603,457.57
Disclosure

SEC source: 0001620533-21-000014 · wf-form4_161118781429960.xml · nonDerivative · entry 4

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,336

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · price: The transaction was executed in multiple trades at prices ranging from $110.79 to $111.7899. The price reported above reflects the weighted average sales price.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 19:10 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 21,952 $110.35 $2,422,324.17
Disclosure

SEC source: 0001620533-21-000014 · wf-form4_161118781429960.xml · nonDerivative · entry 3

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,730

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · price: The transaction was executed in multiple trades at prices ranging from $109.79 to $110.7899. The price reported above reflects the weighted average sales price.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 19:10 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 13,209 $109.31 $1,443,852.01
Disclosure

SEC source: 0001620533-21-000014 · wf-form4_161118781429960.xml · nonDerivative · entry 2

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,682

F2 · price: The transaction was executed in multiple trades at prices ranging from $108.79 to $109.7899. The price reported above reflects the weighted average sales price.

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 19:10 UTC Shake Shack Inc. SHAK · Entity 4254 Exercise / conversionCLASS A COMMON STOCK 145,000 $21.00 $3,045,000.00
Disclosure

SEC source: 0001620533-21-000014 · wf-form4_161118781429960.xml · nonDerivative · entry 1

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were all effected pursuant to a 10b5-1 trading plan entered into on September 16, 2020.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 19:01 UTC Shake Shack Inc. SHAK · Entity 4254 Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001620533-20-000127 · wf-form4_160824967382429.xml · derivative · entry 5

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,000

Underlying: CLASS A COMMON STOCK · 50,000 shares

Expires 2025-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: An option to purchase 685,000 shares of Class A common stock at $21 per share was granted to Mr. Garutti on January 29, 2015. 137,000 options vested on each of January 29, 2016, January 29, 2017, January 29, 2018, January 29, 2019 and January 20, 2020.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 19:01 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 1,407 $87.29 $122,818.44
Disclosure

SEC source: 0001620533-20-000127 · wf-form4_160824967382429.xml · nonDerivative · entry 4

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,891

F3 · acquired: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · acquired: The transaction was executed in multiple trades at prices ranging from $87.04 to $87.49. The price reported above reflects the weighted average sales price.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 19:01 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 34,501 $86.33 $2,978,588.63
Disclosure

SEC source: 0001620533-20-000127 · wf-form4_160824967382429.xml · nonDerivative · entry 3

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,298

F3 · acquired: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · acquired: The transaction was executed in multiple trades at prices ranging from $86.04 to $87.0399. The price reported above reflects the weighted average sales price.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 19:01 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 14,092 $85.65 $1,206,927.66
Disclosure

SEC source: 0001620533-20-000127 · wf-form4_160824967382429.xml · nonDerivative · entry 2

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,799

F2 · acquired: The transaction was executed in multiple trades at prices ranging from $85.04 to $86.0399. The price reported above reflects the weighted average sales price.

F3 · acquired: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 19:01 UTC Shake Shack Inc. SHAK · Entity 4254 Exercise / conversionCLASS A COMMON STOCK 50,000 $21.00 $1,050,000.00
Disclosure

SEC source: 0001620533-20-000127 · wf-form4_160824967382429.xml · nonDerivative · entry 1

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were all effected pursuant to a 10b5-1 trading plan entered into on September 16, 2020.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 19:07 UTC Shake Shack Inc. SHAK · Entity 4254 Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001620533-20-000123 · wf-form4_160738604991380.xml · derivative · entry 4

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,000

Underlying: CLASS A COMMON STOCK · 25,000 shares

Expires 2025-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: An option to purchase 685,000 shares of Class A common stock at $21 per share was granted to Mr. Garutti on January 29, 2015. 137,000 options vested on each of January 29, 2016, January 29, 2017, January 29, 2018, January 29, 2019 and January 29, 2020.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 19:07 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 2,402 $86.16 $206,949.59
Disclosure

SEC source: 0001620533-20-000123 · wf-form4_160738604991380.xml · nonDerivative · entry 3

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,891

F3 · acquired: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · acquired: The transaction was executed in multiple trades at prices ranging from $86.10 to $86.33. The price reported above reflects the weighted average sales price.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 19:07 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 22,598 $85.61 $1,934,614.78
Disclosure

SEC source: 0001620533-20-000123 · wf-form4_160738604991380.xml · nonDerivative · entry 2

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,293

F2 · acquired: The transaction was executed in multiple trades at prices ranging from $85.10 to $86.0999. The price reported above reflects the weighted average sales price.

F3 · acquired: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 19:07 UTC Shake Shack Inc. SHAK · Entity 4254 Exercise / conversionCLASS A COMMON STOCK 25,000 $21.00 $525,000.00
Disclosure

SEC source: 0001620533-20-000123 · wf-form4_160738604991380.xml · nonDerivative · entry 1

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were all effected pursuant to a 10b5-1 trading plan entered into on September 16, 2020.

Read SEC document
November 18, 2020 Filed Nov 18, 2020 17:24 UTC Shake Shack Inc. SHAK · Entity 4254 Exercise / conversionStock Option (Right to Buy) · Derivative 7,593 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001620533-20-000119 · wf-form4_160573826838485.xml · derivative · entry 9

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,000

Underlying: CLASS A COMMON STOCK · 7,593 shares

Expires 2025-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: An option to purchase 685,000 shares of Class A common stock at $21 per share was granted to Mr. Garutti on January 29, 2015. 137,000 options vested on each of January 29, 2016, January 29, 2017, January 29, 2018, January 29, 2019 and January 29, 2020.

Read SEC document
November 18, 2020 Filed Nov 18, 2020 17:24 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 7,593 $80.24 $609,278.27
Disclosure

SEC source: 0001620533-20-000119 · wf-form4_160573826838485.xml · nonDerivative · entry 7

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,891

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · price: The transaction was executed in multiple trades at prices ranging from $80.00 to $80.57. The price reported above reflects the weighted average sales price.

Read SEC document
November 18, 2020 Filed Nov 18, 2020 17:24 UTC Shake Shack Inc. SHAK · Entity 4254 Exercise / conversionCLASS A COMMON STOCK 7,593 $21.00 $159,453.00
Disclosure

SEC source: 0001620533-20-000119 · wf-form4_160573826838485.xml · nonDerivative · entry 6

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 17:24 UTC Shake Shack Inc. SHAK · Entity 4254 Exercise / conversionStock Option (Right to Buy) · Derivative 67,407 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001620533-20-000119 · wf-form4_160573826838485.xml · derivative · entry 8

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,593

Underlying: CLASS A COMMON STOCK · 67,407 shares

Expires 2025-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: An option to purchase 685,000 shares of Class A common stock at $21 per share was granted to Mr. Garutti on January 29, 2015. 137,000 options vested on each of January 29, 2016, January 29, 2017, January 29, 2018, January 29, 2019 and January 29, 2020.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 17:24 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 3,100 $81.10 $251,410.00
Disclosure

SEC source: 0001620533-20-000119 · wf-form4_160573826838485.xml · nonDerivative · entry 5

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,891

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · price: The transaction was executed in multiple trades at prices ranging from $81.02 to $81.10. The price reported above reflects the weighted average sales price.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 17:24 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 3,408 $80.09 $272,933.09
Disclosure

SEC source: 0001620533-20-000119 · wf-form4_160573826838485.xml · nonDerivative · entry 4

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,991

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · price: The transaction was executed in multiple trades at prices ranging from $80.02 to $81.0199. The price reported above reflects the weighted average sales price.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 17:24 UTC Shake Shack Inc. SHAK · Entity 4254 SaleCLASS A COMMON STOCK 36,767 $79.38 $2,918,715.20
Disclosure

SEC source: 0001620533-20-000119 · wf-form4_160573826838485.xml · nonDerivative · entry 3

GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner

GARUTTI MARIA L · CIK 0001633960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,399

F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · price: The transaction was executed in multiple trades at prices ranging from $79.02 to $80.0199. The price reported above reflects the weighted average sales price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.