Tapewire

Nasdaq · USD

SFBC

Sound Financial Bancorp, Inc.

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Tapewire entity
6655
SEC CIK
0001541119
Parsed reports
253

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2019 Filed Feb 13, 2019 01:29 UTC
Gehrke Christina JaneEVP/Chief Admin Officer
Exercise / conversionCommon Stock 1,760 $28.34 $49,878.40
Disclosure

SEC source: 0000927089-19-000100 · edgar.xml · nonDerivative · entry 1

Gehrke Christina Jane · CIK 0001655125 · EVP/Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 23:07 UTC PurchaseCommon Stock 50 $33.76 $1,688.00
Disclosure

SEC source: 0000927089-19-000075 · edgar.xml · nonDerivative · entry 1

Cook Kathleen B · CIK 0001639736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,442

Read SEC document
January 25, 2019 Filed Jan 29, 2019 17:48 UTC
Jones DebraDirector
GrantStock Option (Right to Buy) · Derivative 250 $0.00 Strike: $33.50 $0.00
Disclosure

SEC source: 0000927089-19-000059 · edgar.xml · derivative · entry 4

Jones Debra · CIK 0001410549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2029-01-25

F3 · derivative.exercise_date: Options vest in five equal installments beginning on January 25, 2019.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 17:48 UTC
Jones DebraDirector
GrantCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0000927089-19-000059 · edgar.xml · nonDerivative · entry 1

Jones Debra · CIK 0001410549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,968

Read SEC document
January 25, 2019 Filed Jan 29, 2019 12:56 UTC GrantStock Option (Right to Buy) · Derivative 250 $0.00 Strike: $33.50 $0.00
Disclosure

SEC source: 0000927089-19-000069 · edgar.xml · derivative · entry 5

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2029-01-25

F3 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 25, 2019.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 12:56 UTC GrantCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0000927089-19-000069 · edgar.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,311

Read SEC document
January 25, 2019 Filed Jan 29, 2019 17:52 UTC GrantStock Option (Right to Buy) · Derivative 250 $0.00 Strike: $33.50 $0.00
Disclosure

SEC source: 0000927089-19-000064 · edgar.xml · derivative · entry 4

Riojas Rogelio · CIK 0001410551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2029-01-25

F3 · derivative.exercise_date: Options vest in five equal annual installments begiinning on January 25, 2019.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 17:52 UTC GrantCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0000927089-19-000064 · edgar.xml · nonDerivative · entry 1

Riojas Rogelio · CIK 0001410551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,459

Read SEC document
January 25, 2019 Filed Jan 29, 2019 12:54 UTC GrantStock Option (Right to Buy) · Derivative 250 $0.00 Strike: $33.50 $0.00
Disclosure

SEC source: 0000927089-19-000068 · edgar.xml · derivative · entry 7

Myers Tyler K · CIK 0001410555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2029-01-25

F3 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 25, 2019.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 12:54 UTC GrantCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0000927089-19-000068 · edgar.xml · nonDerivative · entry 1

Myers Tyler K · CIK 0001410555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,761

Read SEC document
January 25, 2019 Filed Jan 29, 2019 12:48 UTC GrantStock Option (Right to Buy) · Derivative 250 $0.00 Strike: $33.50 $0.00
Disclosure

SEC source: 0000927089-19-000058 · edgar.xml · derivative · entry 5

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2029-01-25

F3 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 25, 2019.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 12:48 UTC GrantCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0000927089-19-000058 · edgar.xml · nonDerivative · entry 1

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,720

Read SEC document
January 25, 2019 Filed Jan 29, 2019 12:51 UTC GrantStock Option (Right to Buy) · Derivative 250 $0.00 Strike: $33.50 $0.00
Disclosure

SEC source: 0000927089-19-000063 · edgar.xml · derivative · entry 5

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2029-01-25

F3 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 25, 2019.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 12:51 UTC GrantCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0000927089-19-000063 · edgar.xml · nonDerivative · entry 1

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,758

Read SEC document
January 25, 2019 Filed Jan 29, 2019 17:58 UTC
Stewart Laura LeeDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 250 $0.00 Strike: $33.50 $0.00
Disclosure

SEC source: 0000927089-19-000070 · edgar.xml · derivative · entry 8

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2029-01-25

F5 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 25, 2019.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 17:58 UTC
Stewart Laura LeeDirector · President and CEO
GrantCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0000927089-19-000070 · edgar.xml · nonDerivative · entry 1

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,486

Read SEC document
January 25, 2019 Filed Jan 29, 2019 17:53 UTC
Pierce ElliottEVP/Chief Credit Officer
GrantStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $33.50 $0.00
Disclosure

SEC source: 0000927089-19-000066 · edgar.xml · derivative · entry 5

Pierce Elliott · CIK 0001639741 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2029-01-25

F4 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 25, 2019.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 17:53 UTC
Pierce ElliottEVP/Chief Credit Officer
GrantCommon Stock 1,850 $0.00 $0.00
Disclosure

SEC source: 0000927089-19-000066 · edgar.xml · nonDerivative · entry 1

Pierce Elliott · CIK 0001639741 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,242

Read SEC document
January 25, 2019 Filed Jan 29, 2019 17:52 UTC
Kelley DaphneEVP/Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 800 $0.00 Strike: $33.50 $0.00
Disclosure

SEC source: 0000927089-19-000065 · edgar.xml · derivative · entry 2

Kelley Daphne · CIK 0001746034 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock · 800 shares

Expires 2029-01-25

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 25, 2019.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 17:52 UTC
Kelley DaphneEVP/Chief Financial Officer
GrantCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0000927089-19-000065 · edgar.xml · nonDerivative · entry 1

Kelley Daphne · CIK 0001746034 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Read SEC document
January 25, 2019 Filed Jan 29, 2019 17:50 UTC
Sexton HeidiExecutive Vice President/COO
GrantStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $33.50 $0.00
Disclosure

SEC source: 0000927089-19-000062 · edgar.xml · derivative · entry 8

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2029-01-25

F5 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 25, 2019.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 17:50 UTC
Sexton HeidiExecutive Vice President/COO
GrantCommon Stock 1,850 $0.00 $0.00
Disclosure

SEC source: 0000927089-19-000062 · edgar.xml · nonDerivative · entry 1

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,683

Read SEC document
January 25, 2019 Filed Jan 29, 2019 17:50 UTC
Gehrke Christina JaneEVP/Chief Admin Officer
GrantStock Option (Right to Buy) · Derivative 225 $0.00 Strike: $33.50 $0.00
Disclosure

SEC source: 0000927089-19-000061 · edgar.xml · derivative · entry 4

Gehrke Christina Jane · CIK 0001655125 · EVP/Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225

Underlying: Common Stock · 225 shares

Expires 2029-01-25

F3 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 25, 2019.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 17:50 UTC
Gehrke Christina JaneEVP/Chief Admin Officer
GrantCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0000927089-19-000061 · edgar.xml · nonDerivative · entry 1

Gehrke Christina Jane · CIK 0001655125 · EVP/Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,185

Read SEC document
January 25, 2019 Filed Jan 29, 2019 17:47 UTC GrantStock Option (Right to Buy) · Derivative 475 $0.00 Strike: $33.50 $0.00
Disclosure

SEC source: 0000927089-19-000057 · edgar.xml · derivative · entry 3

Cook Kathleen B · CIK 0001639736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475

Underlying: Common Stock · 475 shares

Expires 2029-01-25

F2 · derivative.exercise_date: Options vest in five equal installments beginning on January 25, 2019.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 17:47 UTC GrantCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0000927089-19-000057 · edgar.xml · nonDerivative · entry 1

Cook Kathleen B · CIK 0001639736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,392

Read SEC document
January 16, 2019 Filed Jan 17, 2019 16:30 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 974 $0.00 Strike: $9.72 $0.00
Disclosure

SEC source: 0000927089-19-000043 · edgar.xml · derivative · entry 5

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 974 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

Read SEC document
January 16, 2019 Filed Jan 17, 2019 16:30 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 974 $0.00 Strike: $8.41 $0.00
Disclosure

SEC source: 0000927089-19-000043 · edgar.xml · derivative · entry 4

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 974 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

Read SEC document
January 16, 2019 Filed Jan 17, 2019 16:30 UTC Exercise / conversionCommon Stock 974 $9.72 $9,467.28
Disclosure

SEC source: 0000927089-19-000043 · edgar.xml · nonDerivative · entry 2

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2019 Filed Jan 17, 2019 16:30 UTC Exercise / conversionCommon Stock 974 $8.41 $8,191.34
Disclosure

SEC source: 0000927089-19-000043 · edgar.xml · nonDerivative · entry 1

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2019 Filed Jan 9, 2019 22:04 UTC
Sexton HeidiExecutive Vice President/COO
Exercise / conversionStock Option (Right to Buy) · Derivative 271 $0.00 Strike: $8.41 $0.00
Disclosure

SEC source: 0000927089-19-000035 · edgar.xml · derivative · entry 7

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 271 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable currently at any time.

Read SEC document
January 09, 2019 Filed Jan 9, 2019 22:04 UTC
Sexton HeidiExecutive Vice President/COO
Exercise / conversionStock Option (Right to Buy) · Derivative 271 $0.00 Strike: $9.72 $0.00
Disclosure

SEC source: 0000927089-19-000035 · edgar.xml · derivative · entry 6

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 271 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable currently at any time.

Read SEC document
January 09, 2019 Filed Jan 9, 2019 22:04 UTC
Sexton HeidiExecutive Vice President/COO
Exercise / conversionCommon Stock 271 $9.72 $2,634.12
Disclosure

SEC source: 0000927089-19-000035 · edgar.xml · nonDerivative · entry 2

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2019 Filed Jan 9, 2019 22:04 UTC
Sexton HeidiExecutive Vice President/COO
Exercise / conversionCommon Stock 271 $8.41 $2,279.11
Disclosure

SEC source: 0000927089-19-000035 · edgar.xml · nonDerivative · entry 1

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 15:39 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 541 $0.00 Strike: $9.72 $0.00
Disclosure

SEC source: 0000927089-19-000006 · edgar.xml · derivative · entry 5

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 541 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 15:39 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 541 $0.00 Strike: $8.41 $0.00
Disclosure

SEC source: 0000927089-19-000006 · edgar.xml · derivative · entry 4

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 541 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 15:39 UTC Exercise / conversionCommon Stock 541 $9.72 $5,258.52
Disclosure

SEC source: 0000927089-19-000006 · edgar.xml · nonDerivative · entry 2

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 15:39 UTC Exercise / conversionCommon Stock 541 $8.41 $4,549.81
Disclosure

SEC source: 0000927089-19-000006 · edgar.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 16:40 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,623 $0.00 Strike: $9.72 $0.00
Disclosure

SEC source: 0000927089-18-000443 · edgar.xml · derivative · entry 5

Myers Tyler K · CIK 0001410555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,623 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 16:40 UTC Exercise / conversionCommon Stock 1,623 $9.72 $15,775.56
Disclosure

SEC source: 0000927089-18-000443 · edgar.xml · nonDerivative · entry 1

Myers Tyler K · CIK 0001410555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:08 UTC
Sexton HeidiExecutive Vice President/COO
GrantStock Option (Right to Buy) · Derivative 1,400 $0.00 Strike: $35.27 $0.00
Disclosure

SEC source: 0000927089-18-000426 · edgar.xml · derivative · entry 4

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 1,400 shares

Expires 2028-11-19

F1 · derivative.exercise_date: Vests in five equal annual installments commencing on November 19, 2019.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:08 UTC
Sexton HeidiExecutive Vice President/COO
GrantCommon Stock 123 $0.00 $0.00
Disclosure

SEC source: 0000927089-18-000426 · edgar.xml · nonDerivative · entry 1

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,291

F1 · shares: Vests in five equal annual installments commencing on November 19, 2019.

Read SEC document
May 29, 2018 Filed May 30, 2018 14:23 UTC SaleCommon Stock 1,795 $38.05 $68,299.75
Disclosure

SEC source: 0000927089-18-000248 · edgar.xml · nonDerivative · entry 1

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,420

Read SEC document
May 23, 2018 Filed May 24, 2018 13:01 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,623 $9.72 Strike: $9.72 $15,775.56
Disclosure

SEC source: 0000927089-18-000245 · edgar.xml · derivative · entry 5

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,623 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal installments beginning on January 27, 2010.

Read SEC document
May 23, 2018 Filed May 24, 2018 13:01 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,623 $8.41 Strike: $8.41 $13,649.43
Disclosure

SEC source: 0000927089-18-000245 · edgar.xml · derivative · entry 4

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,623 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options vest in five equal installments beginning on January 27, 2010.

F1 · derivative.exercise_date: Options vest in five equal installments beginning on January 27, 2010.

Read SEC document
May 23, 2018 Filed May 24, 2018 13:01 UTC Exercise / conversionCommon Stock 1,623 $8.41 $13,649.43
Disclosure

SEC source: 0000927089-18-000245 · edgar.xml · nonDerivative · entry 2

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2018 Filed May 24, 2018 13:01 UTC Exercise / conversionCommon Stock 1,623 $9.72 $15,775.56
Disclosure

SEC source: 0000927089-18-000245 · edgar.xml · nonDerivative · entry 1

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2018 Filed May 17, 2018 14:26 UTC SaleCommon Stock 740 $38.01 $28,123.70
Disclosure

SEC source: 0000927089-18-000242 · edgar.xml · nonDerivative · entry 2

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969

Read SEC document
May 15, 2018 Filed May 17, 2018 14:26 UTC SaleCommon Stock 30 $38.75 $1,162.50
Disclosure

SEC source: 0000927089-18-000242 · edgar.xml · nonDerivative · entry 1

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,709

Read SEC document
February 23, 2018 Filed Feb 23, 2018 13:01 UTC SaleCommon Stock 735 $35.05 $25,761.75
Disclosure

SEC source: 0001140361-18-009763 · doc1.xml · nonDerivative · entry 3

Deines Matthew P · CIK 0001410557 · EVP / CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,507

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.