Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sound Financial Bancorp, Inc.SFBC · Entity 6655 | EVP/Chief Credit Officer | January 31, 2020 | February 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sound Financial Bancorp, Inc.
Report date January 31, 2020 · Filed February 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,842 |
Reported balance
After 2020-01-31 transaction · row 1
1 source rowRow 1 · 2020-01-31 · Grant · Acquired 600 · Balance 3,842 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.26 · Expires 2030-01-31 | Direct | 400 |
Reported balance
After 2020-01-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-01-31 · Grant · Acquired 600 · Balance 400 F4: Options vest in three equal annual installments beginning on January 31, 2020. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.31 · Expires 2026-01-29 | Direct | 4,513 |
Reported balance
Holding disclosure · report date 2020-01-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 4,513 F1: Options vest in five equal annual installments beginning on January 29, 2017. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.34 · Expires 2027-01-27 | Direct | 6,000 |
Reported balance
Holding disclosure · report date 2020-01-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 6,000 F2: Options vest in three equal annual installments beginning on January 27, 2017. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.50 · Expires 2029-01-25 | Direct | 1,500 |
Reported balance
Holding disclosure · report date 2020-01-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,500 F3: Options vest in five equal annual installments beginning on January 25, 2019. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 1,370 |
Reported balance
Holding disclosure · report date 2020-01-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,370 |
Filing footnotes · ownership attribution and instrument terms
F1: Options vest in five equal annual installments beginning on January 29, 2017.
F2: Options vest in three equal annual installments beginning on January 27, 2017.
F3: Options vest in five equal annual installments beginning on January 25, 2019.
F4: Options vest in three equal annual installments beginning on January 31, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2020 Filed Feb 4, 2020 18:00 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantStock Option (Right to Buy) · Derivative | 600 | $0.00 Strike: $36.26 | $0.00 |
DisclosureSEC source: 0000927089-20-000071 · edgar.xml · derivative · entry 6 Pierce Elliott · CIK 0001639741 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 400 shares Expires 2030-01-31 F4 · derivative.exercise_date: Options vest in three equal annual installments beginning on January 31, 2020. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 18:00 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0000927089-20-000071 · edgar.xml · nonDerivative · entry 1 Pierce Elliott · CIK 0001639741 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,842 Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 17:53 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantStock Option (Right to Buy) · Derivative | 1,500 | $0.00 Strike: $33.50 | $0.00 |
DisclosureSEC source: 0000927089-19-000066 · edgar.xml · derivative · entry 5 Pierce Elliott · CIK 0001639741 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2029-01-25 F4 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 25, 2019. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 17:53 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantCommon Stock | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000927089-19-000066 · edgar.xml · nonDerivative · entry 1 Pierce Elliott · CIK 0001639741 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,242 Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 17:51 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $28.34 | $0.00 |
DisclosureSEC source: 0001140361-17-003659 · doc1.xml · derivative · entry 3 Pierce Elliott · CIK 0001639741 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,513 Underlying: Common Stock · 6,000 shares Expires 2027-01-27 F2 · derivative.exercise_date: Options vest in three equal annual installments beginning on January 27, 2017 Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 17:51 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantCommon Stock | 192 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-003659 · doc1.xml · nonDerivative · entry 1 Pierce Elliott · CIK 0001639741 · EVP/Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,392 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.