Tapewire

Nasdaq · USD

SFBC

Sound Financial Bancorp, Inc.

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Tapewire entity
6655
SEC CIK
0001541119
Parsed reports
253

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 04, 2022 Filed Oct 6, 2022 17:29 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $16.80 $0.00
Disclosure

SEC source: 0001437749-22-023774 · rdgdoc.xml · derivative · entry 3

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,925

Underlying: Common Stock · 1,000 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 17:29 UTC Exercise / conversionCommon Stock 1,000 $16.80 $16,800.00
Disclosure

SEC source: 0001437749-22-023774 · rdgdoc.xml · nonDerivative · entry 1

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 15:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 670 $0.00 Strike: $16.80 $0.00
Disclosure

SEC source: 0001437749-22-020695 · rdgdoc.xml · derivative · entry 3

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3.347

Underlying: Common Stock · 670 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 15:02 UTC Exercise / conversionCommon Stock 670 $16.80 $11,256.00
Disclosure

SEC source: 0001437749-22-020695 · rdgdoc.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2022 Filed Aug 9, 2022 21:05 UTC
Stewart Laura LeeDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $18.36 $0.00
Disclosure

SEC source: 0001437749-22-019636 · rdgdoc.xml · derivative · entry 5

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,502

Underlying: Common Stock · 5,000 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
August 08, 2022 Filed Aug 9, 2022 21:05 UTC
Stewart Laura LeeDirector · President and CEO
Tax withholdingCommon Stock 2,431 $37.77 $91,818.87
Disclosure

SEC source: 0001437749-22-019636 · rdgdoc.xml · nonDerivative · entry 2

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,799

Read SEC document
August 08, 2022 Filed Aug 9, 2022 21:05 UTC
Stewart Laura LeeDirector · President and CEO
Exercise / conversionCommon Stock 5,000 $18.36 $91,800.00
Disclosure

SEC source: 0001437749-22-019636 · rdgdoc.xml · nonDerivative · entry 1

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2022 Filed Aug 3, 2022 16:38 UTC GiftCommon Stock 15 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-018646 · rdgdoc.xml · nonDerivative · entry 1

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,121

Read SEC document
June 28, 2022 Filed Jun 29, 2022 18:23 UTC PurchaseCommon Stock 2,500 $36.03 $90,070.50
Disclosure

SEC source: 0001104659-22-075891 · tm2220094-1_4seq1.xml · nonDerivative · entry 4

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 128,467

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
June 28, 2022 Filed Jun 29, 2022 18:23 UTC PurchaseCommon Stock 13,176 $36.03 $474,707.56
Disclosure

SEC source: 0001104659-22-075891 · tm2220094-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 36,030

F2 · ownership.nature: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
June 28, 2022 Filed Jun 29, 2022 18:23 UTC PurchaseCommon Stock 7,424 $36.03 $267,473.36
Disclosure

SEC source: 0001104659-22-075891 · tm2220094-1_4seq1.xml · nonDerivative · entry 2

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,439

F1 · ownership.nature: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 18:23 UTC PurchaseCommon Stock 436 $36.00 $15,696.00
Disclosure

SEC source: 0001104659-22-075891 · tm2220094-1_4seq1.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,015

F1 · ownership.nature: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
May 10, 2022 Filed May 11, 2022 20:30 UTC
Sexton HeidiExecutive Vice President/COO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $22.31 $0.00
Disclosure

SEC source: 0001437749-22-011922 · rdgdoc.xml · derivative · entry 6

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 1,000 shares

Expires 2026-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option is fully exercisable.

Read SEC document
May 10, 2022 Filed May 11, 2022 20:30 UTC
Sexton HeidiExecutive Vice President/COO
Tax withholdingCommon Stock 595 $37.50 $22,312.50
Disclosure

SEC source: 0001437749-22-011922 · rdgdoc.xml · nonDerivative · entry 2

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,101

Read SEC document
May 10, 2022 Filed May 11, 2022 20:30 UTC
Sexton HeidiExecutive Vice President/COO
Exercise / conversionCommon Stock 1,000 $22.31 $22,310.00
Disclosure

SEC source: 0001437749-22-011922 · rdgdoc.xml · nonDerivative · entry 1

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 10:18 UTC SaleCommon Stock 10 $41.00 $410.00
Disclosure

SEC source: 0001437749-22-004263 · rdgdoc.xml · nonDerivative · entry 3

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,136

Read SEC document
February 23, 2022 Filed Feb 24, 2022 10:18 UTC SaleCommon Stock 450 $40.25 $18,112.50
Disclosure

SEC source: 0001437749-22-004263 · rdgdoc.xml · nonDerivative · entry 2

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,146

Read SEC document
February 22, 2022 Filed Feb 24, 2022 10:18 UTC SaleCommon Stock 40 $41.00 $1,640.00
Disclosure

SEC source: 0001437749-22-004263 · rdgdoc.xml · nonDerivative · entry 1

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,596

Read SEC document
February 04, 2022 Filed Feb 7, 2022 12:07 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,013 $0.00 Strike: $16.80 $0.00
Disclosure

SEC source: 0001437749-22-002577 · rdgdoc.xml · derivative · entry 3

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,013 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
February 04, 2022 Filed Feb 7, 2022 12:07 UTC Exercise / conversionCommon Stock 2,013 $16.80 $33,818.40
Disclosure

SEC source: 0001437749-22-002577 · rdgdoc.xml · nonDerivative · entry 1

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 10:50 UTC
Mallon Jennifer LSVP, Chief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 200 $0.00 Strike: $42.85 $0.00
Disclosure

SEC source: 0001437749-22-002059 · rdgdoc.xml · derivative · entry 2

Mallon Jennifer L · CIK 0001860979 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Underlying: Common Stock · 200 shares

Expires 2032-01-28

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 10:50 UTC
Mallon Jennifer LSVP, Chief Accounting Officer
GrantCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-002059 · rdgdoc.xml · nonDerivative · entry 1

Mallon Jennifer L · CIK 0001860979 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Read SEC document
January 28, 2022 Filed Feb 1, 2022 16:00 UTC
Jones DebraDirector
GrantStock Option (Right to Buy) · Derivative 320 $0.00 Strike: $42.85 $0.00
Disclosure

SEC source: 0001437749-22-002063 · rdgdoc.xml · derivative · entry 5

Jones Debra · CIK 0001410549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320

Underlying: Common Stock · 320 shares

Expires 2032-01-28

F4 · derivative.exercise_date: Options vest in four equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 16:00 UTC
Jones DebraDirector
GrantCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-002063 · rdgdoc.xml · nonDerivative · entry 1

Jones Debra · CIK 0001410549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,203

Read SEC document
January 28, 2022 Filed Feb 1, 2022 16:02 UTC GrantStock Option (Right to Buy) · Derivative 320 $0.00 Strike: $42.85 $0.00
Disclosure

SEC source: 0001437749-22-002065 · rdgdoc.xml · derivative · entry 5

Riojas Rogelio · CIK 0001410551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320

Underlying: Common Stock · 320 shares

Expires 2032-01-28

F4 · derivative.exercise_date: Options vest in four equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 16:02 UTC GrantCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-002065 · rdgdoc.xml · nonDerivative · entry 1

Riojas Rogelio · CIK 0001410551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,894

Read SEC document
January 28, 2022 Filed Feb 1, 2022 11:05 UTC GrantStock Option (Right to Buy) · Derivative 320 $0.00 Strike: $42.85 $0.00
Disclosure

SEC source: 0001437749-22-002067 · rdgdoc.xml · derivative · entry 8

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320

Underlying: Common Stock · 320 shares

Expires 2032-01-28

F5 · derivative.exercise_date: Options vest in four equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 11:05 UTC GrantCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-002067 · rdgdoc.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,155

Read SEC document
January 28, 2022 Filed Feb 1, 2022 10:55 UTC GrantStock Option (Right to Buy) · Derivative 320 $0.00 Strike: $42.85 $0.00
Disclosure

SEC source: 0001437749-22-002061 · rdgdoc.xml · derivative · entry 10

Myers Tyler K · CIK 0001410555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320

Underlying: Common Stock · 320 shares

Expires 2032-01-28

F5 · derivative.exercise_date: Options vest in four equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 10:55 UTC GrantCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-002061 · rdgdoc.xml · nonDerivative · entry 1

Myers Tyler K · CIK 0001410555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Read SEC document
January 28, 2022 Filed Feb 1, 2022 17:23 UTC GrantStock Option (Right to Buy) · Derivative 320 $0.00 Strike: $42.85 $0.00
Disclosure

SEC source: 0001437749-22-002119 · rdgdoc.xml · derivative · entry 8

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320

Underlying: Common Stock · 320 shares

Expires 2032-01-28

F5 · derivative.exercise_date: Options vest in four equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 17:23 UTC GrantCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-002119 · rdgdoc.xml · nonDerivative · entry 1

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,623

Read SEC document
January 28, 2022 Filed Feb 1, 2022 12:54 UTC GrantStock Option (Right to Buy) · Derivative 320 $0.00 Strike: $42.85 $0.00
Disclosure

SEC source: 0001437749-22-002081 · rdgdoc.xml · derivative · entry 7

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320

Underlying: Common Stock · 320 shares

Expires 2032-01-28

F4 · derivative.exercise_date: Options vest in four equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 12:54 UTC GrantCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-002081 · rdgdoc.xml · nonDerivative · entry 1

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,484

Read SEC document
January 28, 2022 Filed Feb 1, 2022 17:44 UTC
Stewart Laura LeeDirector · President and CEO
GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-002076 · rdgdoc.xml · nonDerivative · entry 1

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,230

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:28 UTC
Sexton HeidiExecutive Vice President/COO
GrantStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $42.85 $0.00
Disclosure

SEC source: 0001437749-22-002123 · rdgdoc.xml · derivative · entry 10

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2032-01-28

F6 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:28 UTC
Sexton HeidiExecutive Vice President/COO
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-002123 · rdgdoc.xml · nonDerivative · entry 1

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,696

Read SEC document
January 28, 2022 Filed Feb 1, 2022 17:48 UTC
Ochs WesEVP and CFO
GrantStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $42.85 $0.00
Disclosure

SEC source: 0001437749-22-002078 · rdgdoc.xml · derivative · entry 8

Ochs Wes · CIK 0001831505 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2032-01-28

F5 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 17:48 UTC
Ochs WesEVP and CFO
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-002078 · rdgdoc.xml · nonDerivative · entry 1

Ochs Wes · CIK 0001831505 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

Read SEC document
November 02, 2021 Filed Nov 2, 2021 16:25 UTC SaleCommon Stock 3,000 $42.00 $126,000.00
Disclosure

SEC source: 0000927089-21-000231 · edgar.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in 401(k)

Disclosed balance after: 5,742

Read SEC document
August 09, 2021 Filed Aug 11, 2021 10:42 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,190 $0.00 Strike: $16.80 $0.00
Disclosure

SEC source: 0000927089-21-000200 · edgar.xml · derivative · entry 5

Myers Tyler K · CIK 0001410555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,395

Underlying: Common Stock · 1,190 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 10:42 UTC Exercise / conversionCommon Stock 1,190 $16.80 $19,992.00
Disclosure

SEC source: 0000927089-21-000200 · edgar.xml · nonDerivative · entry 1

Myers Tyler K · CIK 0001410555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 10:33 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 288 $0.00 Strike: $18.36 $0.00
Disclosure

SEC source: 0000927089-21-000199 · edgar.xml · derivative · entry 5

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574

Underlying: Common Stock · 288 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 10:33 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,008 $0.00 Strike: $16.80 $0.00
Disclosure

SEC source: 0000927089-21-000199 · edgar.xml · derivative · entry 4

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,017

Underlying: Common Stock · 2,008 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 10:33 UTC Exercise / conversionCommon Stock 288 $18.36 $5,287.68
Disclosure

SEC source: 0000927089-21-000199 · edgar.xml · nonDerivative · entry 2

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 10:33 UTC Exercise / conversionCommon Stock 2,008 $16.80 $33,734.40
Disclosure

SEC source: 0000927089-21-000199 · edgar.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 25, 2021 Filed May 27, 2021 10:17 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,071 $0.00 Strike: $16.80 $0.00
Disclosure

SEC source: 0000927089-21-000162 · edgar.xml · derivative · entry 5

Myers Tyler K · CIK 0001410555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,585

Underlying: Common Stock · 1,071 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

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May 25, 2021 Filed May 27, 2021 10:17 UTC Exercise / conversionCommon Stock 1,071 $16.80 $17,992.80
Disclosure

SEC source: 0000927089-21-000162 · edgar.xml · nonDerivative · entry 1

Myers Tyler K · CIK 0001410555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 07, 2021 Filed May 11, 2021 19:16 UTC
Sexton HeidiExecutive Vice President/COO
Exercise / conversionStock Option (Right to Buy) · Derivative 4,414 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0000927089-21-000141 · edgar.xml · derivative · entry 5

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,414 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option is fully exercisable.

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May 07, 2021 Filed May 11, 2021 19:16 UTC
Sexton HeidiExecutive Vice President/COO
Tax withholdingCommon Stock 961 $39.00 $37,479.00
Disclosure

SEC source: 0000927089-21-000141 · edgar.xml · nonDerivative · entry 2

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,936

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.