SFBC

SEC source: 0001437749-24-002570 · rdgdoc.xml · derivative · entry 7

Riojas Rogelio · CIK 0001410551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265

Underlying: Common Stock · 265 shares

Expires 2034-01-26

F4 · derivative.exercise_date: Options vest in three equal annual installments beginning on January 26, 2025.

SEC source: 0001437749-24-002570 · rdgdoc.xml · nonDerivative · entry 1

Riojas Rogelio · CIK 0001410551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,344

SEC source: 0001437749-24-002574 · rdgdoc.xml · derivative · entry 10

Myers Tyler K · CIK 0001410555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265

Underlying: Common Stock · 265 shares

Expires 2034-01-26

F4 · derivative.exercise_date: Options vest in three equal annual installments beginning on January 26, 2025.

SEC source: 0001437749-24-002574 · rdgdoc.xml · nonDerivative · entry 4

Myers Tyler K · CIK 0001410555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,646

SEC source: 0001437749-24-002578 · rdgdoc.xml · derivative · entry 9

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265

Underlying: Common Stock · 265 shares

Expires 2034-01-26

F4 · derivative.exercise_date: Options vest in three equal annual installments beginning on January 26, 2025.

SEC source: 0001437749-24-002578 · rdgdoc.xml · nonDerivative · entry 2

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,728

SEC source: 0001437749-24-002580 · rdgdoc.xml · derivative · entry 9

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265

Underlying: Common Stock · 265 shares

Expires 2034-01-26

F4 · derivative.exercise_date: Options vest in three equal annual installments beginning on January 26, 2025.

SEC source: 0001437749-24-002580 · rdgdoc.xml · nonDerivative · entry 1

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,859

SEC source: 0001437749-24-002561 · rdgdoc.xml · derivative · entry 10

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259

Underlying: Common Stock · 259 shares

Expires 2034-01-26

F3 · derivative.exercise_date: Options vest in three equal annual installments beginning on January 26, 2025.

SEC source: 0001437749-24-002561 · rdgdoc.xml · nonDerivative · entry 3

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,591

SEC source: 0001437749-24-002565 · rdgdoc.xml · derivative · entry 10

Ochs Wes · CIK 0001831505 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 900 shares

Expires 2034-01-26

F5 · derivative.exercise_date: Options vest in three equal annual installments beginning on January 26, 2025.

SEC source: 0001437749-24-002565 · rdgdoc.xml · nonDerivative · entry 1

Ochs Wes · CIK 0001831505 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,345

SEC source: 0001437749-24-002563 · rdgdoc.xml · derivative · entry 11

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 900 shares

Expires 2034-01-26

F5 · derivative.exercise_date: Options vest in three equal installments beginning on January 26, 2025.

SEC source: 0001437749-24-002563 · rdgdoc.xml · nonDerivative · entry 3

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,157

SEC source: 0001437749-26-020356 · rdgdoc.xml · derivative · entry 7

Riojas Rogelio · CIK 0001410551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265

Underlying: Common Stock · 265 shares

Expires 2034-01-26

F2 · derivative.exercise_date: Options vest in three equal annual installments beginning on January 26, 2025.

SEC source: 0001104659-24-001302 · tm242090-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 215,322

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001104659-24-000744 · tm241788-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 214,822

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001437749-24-000336 · rdgdoc.xml · derivative · entry 3

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 925 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

SEC source: 0001437749-24-000336 · rdgdoc.xml · nonDerivative · entry 1

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-24-000231 · tm241477-1_4seq1.xml · nonDerivative · entry 4

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 214,584

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001104659-24-000231 · tm241477-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 214,180

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-129990 · tm2333864-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 214,173

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-126331 · tm2333037-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 213,300

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001437749-23-033864 · rdgdoc.xml · nonDerivative · entry 1

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,348

F4 · kind: Reflects the gift to a charitable donor advised fund.

SEC source: 0001104659-23-124347 · tm2332449-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 213,293

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-123934 · tm2332349-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 213,093

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-123607 · tm2332234-2_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 212,893

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-123143 · tm2332118-2_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 212,892

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-122786 · tm2332009d1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 212,310

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-122354 · tm2331855-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 209,800

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-121607 · tm2331669-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 208,237

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-120985 · tm2331517d1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 208,037

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-120663 · tm2331425-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 205,537

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-120333 · tm2331331-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 204,988

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-117931 · tm2330728-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 204,756

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001437749-23-031908 · rdgdoc.xml · nonDerivative · entry 1

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,684

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.75 to $36.00, inclusive. The reporting person undertakes to provide Sound Financial Bancorp, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote to this Form 4.

SEC source: 0001437749-23-030973 · rdgdoc.xml · nonDerivative · entry 2

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,446

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.00 to $36.05, inclusive. The reporting person undertakes to provide Sound Financial Bancorp, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote to this Form 4.

SEC source: 0001437749-23-030973 · rdgdoc.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,471

SEC source: 0001104659-23-116303 · tm2330364-2_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 204,556

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-115624 · tm2330229-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 201,138

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001437749-23-030993 · rdgdoc.xml · derivative · entry 11

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,937

Underlying: Common Stock · 0 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

SEC source: 0001437749-23-030993 · rdgdoc.xml · nonDerivative · entry 2

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,848

SEC source: 0001437749-23-030993 · rdgdoc.xml · nonDerivative · entry 1

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-23-031177 · rdgdoc.xml · derivative · entry 1

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,937 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

F2 · balance_after: On November 8, 2023, the reporting person filed a Form 4 which inadvertently reported that, following her exercise of an option for 2,937 shares at an exercise price of $16.80, she had 2,937 option shares remaining. In fact, as reported in this amendment, the reporting person had no option shares remaining at an exercise price of $16.80.

SEC source: 0001437749-23-030970 · rdgdoc.xml · nonDerivative · entry 1

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,200

SEC source: 0001104659-23-114644 · tm2329975-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 201,042

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001437749-23-030340 · rdgdoc.xml · derivative · entry 8

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 500 shares

Expires 2027-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option is fully exercisable.

SEC source: 0001437749-23-030340 · rdgdoc.xml · derivative · entry 6

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2026-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option is fully exercisable.

SEC source: 0001437749-23-030340 · rdgdoc.xml · nonDerivative · entry 3

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,212

SEC source: 0001437749-23-030340 · rdgdoc.xml · nonDerivative · entry 2

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.