Tapewire

Nasdaq · USD

SFBC

Sound Financial Bancorp, Inc.

Export transactions ↓
Tapewire entity
6655
SEC CIK
0001541119
Parsed reports
253

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Sep 30, 2026 21:23 UTC
Stewart Laura LeeDirector · Chief Executive Officer
SaleCommon Stock 900 $45.99 $41,391.00
Disclosure

SEC source: 0001437749-26-031619 · rdgdoc.xml · nonDerivative · entry 3

Stewart Laura Lee · CIK 0001410558 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By CRT

Disclosed balance after: 8,100

F4 · kind: These shares were sold by the trustee of the CRT, and not at the direction of the reporting person, pursuant to instructions contained in the trust agreement governing the CRT, in accordance with Rule 10b5-1(c) adopted on December 10, 2025. Following the reported transaction, the reporting person continues to hold a meaningful equity interest in the Company through remaining share ownership and outstanding equity awards.

F3 · balance_after: On December 10, 2025, the reporting person contributed 10,800 shares of Sound Financial Bancorp, Inc. common stock to the Stewart Charitable Remainder Trust ("CRT") for estate planning purposes, resulting in a change in form of beneficial ownership from direct to indirect. The reporting person is the sole lifetime beneficiary of the CRT and retains the right to receive distributions in accordance with the terms of the trust. An independent third-party trustee serves as the trustee of the CRT and holds sole voting and dispositive power over the shares held by the trust.

Read SEC document
August 18, 2026 Filed Aug 25, 2026 19:15 UTC
Jones DebraDirector
GiftCommon Stock 4,920 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-028900 · rdgdoc.xml · nonDerivative · entry 1

Jones Debra · CIK 0001410549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,074.51

Read SEC document
June 30, 2026 Filed Jun 30, 2026 17:39 UTC
Stewart Laura LeeDirector · President and CEO
SaleCommon Stock 900 $42.60 $38,340.00
Disclosure

SEC source: 0001437749-26-022122 · rdgdoc.xml · nonDerivative · entry 3

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By CRT

Disclosed balance after: 9,000

F4 · kind: These shares were sold by the trustee of the CRT, and not at the direction of the reporting person, pursuant to instructions contained in the trust agreement governing the CRT, in accordance with Rule 10b5-1(c) adopted on December 10, 2025. Following the reported transaction, the reporting person continues to hold a meaningful equity interest in the Company through remaining share ownership and outstanding equity awards.

F3 · balance_after: On December 10, 2025, the reporting person contributed 10,800 shares of Sound Financial Bancorp, Inc. common stock to the Stewart Charitable Remainder Trust ("CRT") for estate planning purposes, resulting in a change in form of beneficial ownership from direct to indirect. The reporting person is the sole lifetime beneficiary of the CRT and retains the right to receive distributions in accordance with the terms of the trust. An independent third-party trustee serves as the trustee of the CRT and holds sole voting and dispositive power over the shares held by the trust.

Read SEC document
June 10, 2026 Filed Jun 11, 2026 22:54 UTC GiftCommon Stock 28,916 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-020356 · rdgdoc.xml · nonDerivative · entry 1

Riojas Rogelio · CIK 0001410551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,427

F3 · kind: The reported transaction consists of bona fide gift to the reporting person's children undertaken in connection with the reporting person's estate, tax and retirement planning. Although the gifts represent a substantial portion of the reporting person's directly held shares, the transaction was not a sale and was effected solely for purposes of such planning. Following the reported gifts, the reporting person continues to maintain a meaningful equity interest in the Company through remaining share ownership and outstanding equity awards.

Read SEC document
March 31, 2026 Filed Mar 31, 2026 21:48 UTC
Stewart Laura LeeDirector · President and CEO
SaleCommon Stock 900 $44.13 $39,717.00
Disclosure

SEC source: 0001437749-26-010758 · rdgdoc.xml · nonDerivative · entry 3

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By CRT

Disclosed balance after: 9,900

F4 · kind: These shares were sold by the trustee of the CRT pursuant to instructions contained in the CRT, in accordance with Rule 10b5-1(c) adopted on December 10, 2025.

F3 · balance_after: On December 10, 2025, the reporting person contributed 10,800 shares of Sound Financial Bancorp, Inc. common stock to the Stewart Charitable Remainder Trust ("CRT") for estate planning purposes that resulted in a change in form of beneficial ownership from direct to indirect. The reporting person is the sole lifetime beneficiary of the CRT and retains the right to receive distributions in accordance with the terms of the trust. A third-party trustee serves as the trustee of the CRT and has sole voting and dispositive power over the shares held by the trust.

Read SEC document
December 10, 2025 Filed Dec 11, 2025 22:30 UTC
Jones DebraDirector
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-037587 · rdgdoc.xml · nonDerivative · entry 1

Jones Debra · CIK 0001410549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,994.51

Read SEC document
December 04, 2025 Filed Dec 5, 2025 21:22 UTC
Ochs WesPresident and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 900 $0.00 Strike: $28.34 $0.00
Disclosure

SEC source: 0001437749-25-037035 · rdgdoc.xml · derivative · entry 5

Ochs Wes · CIK 0001831505 · President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 900 shares

Expires 2027-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully Exercisable.

Read SEC document
December 04, 2025 Filed Dec 5, 2025 21:22 UTC
Ochs WesPresident and CFO
Tax withholdingCommon Stock 577 $44.23 $25,520.71
Disclosure

SEC source: 0001437749-25-037035 · rdgdoc.xml · nonDerivative · entry 2

Ochs Wes · CIK 0001831505 · President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,668

Read SEC document
December 04, 2025 Filed Dec 5, 2025 21:22 UTC
Ochs WesPresident and CFO
Exercise / conversionCommon Stock 900 $28.34 $25,506.00
Disclosure

SEC source: 0001437749-25-037035 · rdgdoc.xml · nonDerivative · entry 1

Ochs Wes · CIK 0001831505 · President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2025 Filed Nov 14, 2025 20:27 UTC
Sexton HeidiExecutive Vice President/COO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $28.34 $0.00
Disclosure

SEC source: 0001437749-25-035145 · rdgdoc.xml · derivative · entry 5

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2027-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option is fully exercisable.

Read SEC document
November 13, 2025 Filed Nov 14, 2025 20:27 UTC
Sexton HeidiExecutive Vice President/COO
Tax withholdingCommon Stock 1,584 $44.74 $70,868.16
Disclosure

SEC source: 0001437749-25-035145 · rdgdoc.xml · nonDerivative · entry 2

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,073

Read SEC document
November 13, 2025 Filed Nov 14, 2025 20:27 UTC
Sexton HeidiExecutive Vice President/COO
Exercise / conversionCommon Stock 2,500 $28.34 $70,850.00
Disclosure

SEC source: 0001437749-25-035145 · rdgdoc.xml · nonDerivative · entry 1

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2025 Filed Jan 23, 2026 20:46 UTC Amendment
Sexton HeidiExecutive Vice President/COO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $28.34 $0.00
Disclosure

SEC source: 0001437749-26-001892 · rdgdoc.xml · derivative · entry 6

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2027-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option is fully exercisable.

Read SEC document
November 13, 2025 Filed Jan 23, 2026 20:46 UTC Amendment
Sexton HeidiExecutive Vice President/COO
Tax withholdingCommon Stock 1,584 $44.74 $70,868.16
Disclosure

SEC source: 0001437749-26-001892 · rdgdoc.xml · nonDerivative · entry 4

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,073

Read SEC document
November 13, 2025 Filed Jan 23, 2026 20:46 UTC Amendment
Sexton HeidiExecutive Vice President/COO
Exercise / conversionCommon Stock 2,500 $28.34 $70,850.00
Disclosure

SEC source: 0001437749-26-001892 · rdgdoc.xml · nonDerivative · entry 3

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2025 Filed Aug 6, 2025 15:31 UTC GiftCommon Stock 22 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-025056 · rdgdoc.xml · nonDerivative · entry 2

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,368

Read SEC document
June 09, 2025 Filed Jun 9, 2025 21:39 UTC
Jones DebraDirector
GiftCommon Stock 3,785.49 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-019890 · rdgdoc.xml · nonDerivative · entry 1

Jones Debra · CIK 0001410549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,494.51

Read SEC document
January 06, 2025 Filed Jan 7, 2025 10:39 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 300 $0.00 Strike: $18.36 $0.00
Disclosure

SEC source: 0001437749-25-000582 · rdgdoc.xml · derivative · entry 3

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
January 06, 2025 Filed Jan 7, 2025 10:39 UTC Exercise / conversionCommon Stock 300 $18.36 $5,508.00
Disclosure

SEC source: 0001437749-25-000582 · rdgdoc.xml · nonDerivative · entry 1

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 09:42 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 862 $0.00 Strike: $18.36 $0.00
Disclosure

SEC source: 0001437749-25-000388 · rdgdoc.xml · derivative · entry 3

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 862 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 09:42 UTC Exercise / conversionCommon Stock 862 $18.36 $15,826.32
Disclosure

SEC source: 0001437749-25-000388 · rdgdoc.xml · nonDerivative · entry 2

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 09:58 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 562 $0.00 Strike: $18.36 $0.00
Disclosure

SEC source: 0001437749-24-037901 · rdgdoc.xml · derivative · entry 3

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 562 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 09:58 UTC Exercise / conversionCommon Stock 562 $18.36 $10,318.32
Disclosure

SEC source: 0001437749-24-037901 · rdgdoc.xml · nonDerivative · entry 1

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 11:52 UTC SaleCommon Stock 356 $53.78 $19,145.68
Disclosure

SEC source: 0001437749-24-034768 · rdgdoc.xml · nonDerivative · entry 2

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,528

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:39 UTC
Jones DebraDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 250 $0.00 Strike: $33.50 $0.00
Disclosure

SEC source: 0001437749-24-034577 · rdgdoc.xml · derivative · entry 2

Jones Debra · CIK 0001410549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250 shares

Expires 2029-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully vested.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:39 UTC
Jones DebraDirector
Exercise / conversionCommon Stock 250 $33.50 $8,375.00
Disclosure

SEC source: 0001437749-24-034577 · rdgdoc.xml · nonDerivative · entry 1

Jones Debra · CIK 0001410549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 13:18 UTC SaleCommon Stock 592 $52.57 $31,121.44
Disclosure

SEC source: 0001437749-24-034452 · rdgdoc.xml · nonDerivative · entry 2

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k)

Disclosed balance after: 2,942

Read SEC document
November 08, 2024 Filed Nov 12, 2024 13:17 UTC SaleCommon Stock 41 $53.75 $2,203.75
Disclosure

SEC source: 0001437749-24-034450 · rdgdoc.xml · nonDerivative · entry 2

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,884

Read SEC document
November 07, 2024 Filed Nov 12, 2024 13:18 UTC SaleCommon Stock 239 $52.42 $12,528.38
Disclosure

SEC source: 0001437749-24-034452 · rdgdoc.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k)

Disclosed balance after: 3,534

Read SEC document
November 06, 2024 Filed Nov 6, 2024 19:09 UTC SaleCommon Stock 533 $53.25 $28,382.25
Disclosure

SEC source: 0001437749-24-033702 · rdgdoc.xml · nonDerivative · entry 3

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k)

Disclosed balance after: 3,773

Read SEC document
November 05, 2024 Filed Nov 6, 2024 19:09 UTC SaleCommon Stock 78 $53.58 $4,179.24
Disclosure

SEC source: 0001437749-24-033702 · rdgdoc.xml · nonDerivative · entry 2

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k)

Disclosed balance after: 4,306

Read SEC document
November 05, 2024 Filed Nov 7, 2024 18:13 UTC SaleCommon Stock 3 $54.04 $162.12
Disclosure

SEC source: 0001437749-24-034024 · rdgdoc.xml · nonDerivative · entry 2

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,925

Read SEC document
November 04, 2024 Filed Nov 6, 2024 19:09 UTC SaleCommon Stock 1,358 $53.76 $73,006.08
Disclosure

SEC source: 0001437749-24-033702 · rdgdoc.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k)

Disclosed balance after: 4,384

Read SEC document
September 09, 2024 Filed Sep 10, 2024 16:41 UTC SaleCommon Stock 200 $53.80 $10,760.00
Disclosure

SEC source: 0001437749-24-028869 · rdgdoc.xml · nonDerivative · entry 2

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,496

Read SEC document
August 19, 2024 Filed Aug 20, 2024 16:53 UTC
Jones DebraDirector
GiftCommon Stock 2,623 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-027322 · rdgdoc.xml · nonDerivative · entry 1

Jones Debra · CIK 0001410549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,030

Read SEC document
August 16, 2024 Filed Aug 19, 2024 17:55 UTC
Stewart Laura LeeDirector · President and CEO
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-027170 · rdgdoc.xml · nonDerivative · entry 1

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,402

F4 · kind: Reflects a gift to a donor advised fund.

Read SEC document
August 16, 2024 Filed Jan 23, 2026 20:49 UTC Amendment
Stewart Laura LeeDirector · President and CEO
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-001896 · rdgdoc.xml · nonDerivative · entry 3

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,402

F4 · kind: Reflects a gift to a donor advised fund.

Read SEC document
August 12, 2024 Filed Aug 12, 2024 16:48 UTC SaleCommon Stock 925 $45.00 $41,625.00
Disclosure

SEC source: 0001437749-24-026082 · rdgdoc.xml · nonDerivative · entry 1

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,934

Read SEC document
August 07, 2024 Filed Aug 9, 2024 18:55 UTC
Stewart Laura LeeDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 11,864 $0.00 Strike: $18.36 $0.00
Disclosure

SEC source: 0001437749-24-025811 · rdgdoc.xml · derivative · entry 5

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,864 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 18:55 UTC
Stewart Laura LeeDirector · President and CEO
Tax withholdingCommon Stock 5,053 $43.11 $217,834.83
Disclosure

SEC source: 0001437749-24-025811 · rdgdoc.xml · nonDerivative · entry 2

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,402

Read SEC document
August 07, 2024 Filed Aug 9, 2024 18:55 UTC
Stewart Laura LeeDirector · President and CEO
Exercise / conversionCommon Stock 11,864 $18.36 $217,823.04
Disclosure

SEC source: 0001437749-24-025811 · rdgdoc.xml · nonDerivative · entry 1

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2024 Filed May 15, 2024 13:59 UTC SaleCommon Stock 564 $39.30 $22,165.20
Disclosure

SEC source: 0001437749-24-016961 · rdgdoc.xml · nonDerivative · entry 2

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,928

Read SEC document
May 09, 2024 Filed May 13, 2024 14:38 UTC SaleCommon Stock 236 $39.70 $9,368.02
Disclosure

SEC source: 0001437749-24-016201 · rdgdoc.xml · nonDerivative · entry 2

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,492

Read SEC document
February 01, 2024 Filed Feb 2, 2024 15:22 UTC PurchaseCommon Stock 1,303 $39.00 $50,817.00
Disclosure

SEC source: 0001104659-24-009985 · tm245099-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 216,625

F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 16:46 UTC
Mallon Jennifer LSVP, Chief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 100 $0.00 Strike: $39.89 $0.00
Disclosure

SEC source: 0001437749-24-002559 · rdgdoc.xml · derivative · entry 5

Mallon Jennifer L · CIK 0001860979 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 100 shares

Expires 2034-01-26

F3 · derivative.exercise_date: Options vest in three equal annual installments beginning on January 26, 2025.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 16:46 UTC
Mallon Jennifer LSVP, Chief Accounting Officer
GrantCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-002559 · rdgdoc.xml · nonDerivative · entry 1

Mallon Jennifer L · CIK 0001860979 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 750

Read SEC document
January 26, 2024 Filed Jan 30, 2024 22:01 UTC
Jones DebraDirector
GrantStock Option (Right to Buy) · Derivative 265 $0.00 Strike: $39.89 $0.00
Disclosure

SEC source: 0001437749-24-002576 · rdgdoc.xml · derivative · entry 7

Jones Debra · CIK 0001410549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265

Underlying: Common Stock · 265 shares

Expires 2034-10-26

F4 · derivative.exercise_date: Options vest in three equal annual installments beginning on January 26, 2025.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 22:01 UTC
Jones DebraDirector
GrantCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-002576 · rdgdoc.xml · nonDerivative · entry 1

Jones Debra · CIK 0001410549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,653

Read SEC document
January 26, 2024 Filed Jan 30, 2024 16:55 UTC GrantStock Option (Right to Buy) · Derivative 265 $0.00 Strike: $39.89 $0.00
Disclosure

SEC source: 0001437749-24-002567 · rdgdoc.xml · derivative · entry 8

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265

Underlying: Common Stock · 265 shares

Expires 2034-01-26

F4 · derivative.exercise_date: Options vest in three equal annual installments beginning on January 26, 2025.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 16:55 UTC GrantCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-002567 · rdgdoc.xml · nonDerivative · entry 2

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,696

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.