Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2026 Filed Feb 3, 2026 21:34 UTC |
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
|
Exercise / conversionCommon Stock | 1,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035698 · ownership.xml · nonDerivative · entry 1 REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 56,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:34 UTC |
Fisher Mark PSenior VP & General Counsel
|
Exercise / conversionPhantom Stock Units · Derivative | 1,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035695 · ownership.xml · derivative · entry 3 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,054 Underlying: Common Stock · 1,725 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:34 UTC |
Fisher Mark PSenior VP & General Counsel
|
Tax withholdingCommon Stock | 931 | $126.24 | $117,529.44 |
DisclosureSEC source: 0001193125-26-035695 · ownership.xml · nonDerivative · entry 2 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,033 Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:34 UTC |
Fisher Mark PSenior VP & General Counsel
|
Exercise / conversionCommon Stock | 1,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035695 · ownership.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:32 UTC |
SLINEY DAVID DChief Operating Officer
|
Exercise / conversionPhantom Stock Units · Derivative | 2,258 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035689 · ownership.xml · derivative · entry 3 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,807 Underlying: Common Stock · 2,258 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:32 UTC |
SLINEY DAVID DChief Operating Officer
|
Tax withholdingCommon Stock | 995 | $126.24 | $125,608.80 |
DisclosureSEC source: 0001193125-26-035689 · ownership.xml · nonDerivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,733 Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:32 UTC |
SLINEY DAVID DChief Operating Officer
|
Exercise / conversionCommon Stock | 2,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035689 · ownership.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:31 UTC |
Nesi VictorDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 6,898 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035679 · ownership.xml · derivative · entry 6 Nesi Victor · CIK 0001470453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,762 Underlying: Common Stock · 6,898 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:31 UTC |
Nesi VictorDirector
|
Tax withholdingCommon Stock | 3,522 | $126.24 | $444,617.28 |
DisclosureSEC source: 0001193125-26-035679 · ownership.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,945 Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:31 UTC |
Nesi VictorDirector
|
Exercise / conversionCommon Stock | 6,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035679 · ownership.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:29 UTC |
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
|
Exercise / conversionPhantom Stock Units · Derivative | 12,542 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035664 · ownership.xml · derivative · entry 3 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,920 Underlying: Common Stock · 12,542 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:29 UTC |
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 5,525 | $126.24 | $697,476.00 |
DisclosureSEC source: 0001193125-26-035664 · ownership.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,214,077 Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:29 UTC |
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 12,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035664 · ownership.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,219,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:27 UTC |
Michaud Thomas B.Senior Vice President
|
Exercise / conversionPhantom Stock Units · Derivative | 2,665 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035654 · ownership.xml · derivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,281 Underlying: Common Stock · 2,665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:27 UTC |
Michaud Thomas B.Senior Vice President
|
Tax withholdingCommon Stock | 1,315 | $126.24 | $166,005.60 |
DisclosureSEC source: 0001193125-26-035654 · ownership.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,294 Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:27 UTC |
Michaud Thomas B.Senior Vice President
|
Exercise / conversionCommon Stock | 2,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035654 · ownership.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2026 Filed Feb 2, 2026 21:26 UTC |
ZEMLYAK JAMES MPresident
|
SaleCommon Stock | 9 | $123.90 | $1,115.10 |
DisclosureSEC source: 0001193125-26-033740 · ownership.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · President 10b5-1 filing: No plan indicated Ownership: Indirect · By Son Disclosed balance after: 7,072 Read SEC document |
| January 26, 2026 Filed Jan 28, 2026 21:37 UTC |
Nesi VictorDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 25,591 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-027323 · ownership.xml · derivative · entry 6 Nesi Victor · CIK 0001470453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,660 Underlying: Common Stock · 25,591 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 26, 2026 Filed Jan 28, 2026 21:37 UTC |
Nesi VictorDirector
|
Tax withholdingCommon Stock | 11,981 | $129.20 | $1,547,945.20 |
DisclosureSEC source: 0001193125-26-027323 · ownership.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,569 Read SEC document |
| January 26, 2026 Filed Jan 28, 2026 21:37 UTC |
Nesi VictorDirector
|
Exercise / conversionCommon Stock | 25,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-027323 · ownership.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 22:01 UTC |
SLINEY DAVID DChief Operating Officer
|
Exercise / conversionPhantom Stock Units · Derivative | 10,854 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014223 · ownership.xml · derivative · entry 3 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,065 Underlying: Common Stock · 10,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 22:01 UTC |
SLINEY DAVID DChief Operating Officer
|
Tax withholdingCommon Stock | 3,677 | $125.22 | $460,433.94 |
DisclosureSEC source: 0001193125-26-014223 · ownership.xml · nonDerivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,470 Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 22:01 UTC |
SLINEY DAVID DChief Operating Officer
|
Exercise / conversionCommon Stock | 10,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014223 · ownership.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:58 UTC |
Fisher Mark PSenior VP & General Counsel
|
Exercise / conversionPhantom Stock Units · Derivative | 11,335 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014216 · ownership.xml · derivative · entry 3 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,779 Underlying: Common Stock · 11,335 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:58 UTC |
Fisher Mark PSenior VP & General Counsel
|
Tax withholdingCommon Stock | 6,695 | $125.22 | $838,347.90 |
DisclosureSEC source: 0001193125-26-014216 · ownership.xml · nonDerivative · entry 2 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,239 Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:58 UTC |
Fisher Mark PSenior VP & General Counsel
|
Exercise / conversionCommon Stock | 11,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014216 · ownership.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:51 UTC |
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
|
Exercise / conversionPhantom Stock Units · Derivative | 52,427 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014204 · ownership.xml · derivative · entry 3 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,462 Underlying: Common Stock · 52,427 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:51 UTC |
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 21,974 | $125.22 | $2,751,584.28 |
DisclosureSEC source: 0001193125-26-014204 · ownership.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,207,060 Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:51 UTC |
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 52,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014204 · ownership.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,229,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:55 UTC |
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
|
Exercise / conversionPhantom Stock Units · Derivative | 7,304 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014211 · ownership.xml · derivative · entry 3 REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,478 Underlying: Common Stock · 7,304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:55 UTC |
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
|
Tax withholdingCommon Stock | 2,202 | $125.22 | $275,734.44 |
DisclosureSEC source: 0001193125-26-014211 · ownership.xml · nonDerivative · entry 2 REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 54,471 Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:55 UTC |
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
|
Exercise / conversionCommon Stock | 7,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014211 · ownership.xml · nonDerivative · entry 1 REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 56,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:53 UTC |
Michaud Thomas B.Senior Vice President
|
Exercise / conversionPhantom Stock Units · Derivative | 14,965 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014207 · ownership.xml · derivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,946 Underlying: Common Stock · 14,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:53 UTC |
Michaud Thomas B.Senior Vice President
|
Tax withholdingCommon Stock | 7,490 | $125.22 | $937,897.80 |
DisclosureSEC source: 0001193125-26-014207 · ownership.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,944 Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:53 UTC |
Michaud Thomas B.Senior Vice President
|
Exercise / conversionCommon Stock | 14,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014207 · ownership.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:48 UTC |
Marischen James MChief Financial Officer
|
Exercise / conversionPhantom Stock Units · Derivative | 12,055 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014199 · ownership.xml · derivative · entry 3 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,116 Underlying: Common Stock · 12,055 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:48 UTC |
Marischen James MChief Financial Officer
|
Tax withholdingCommon Stock | 5,749 | $125.22 | $719,889.78 |
DisclosureSEC source: 0001193125-26-014199 · ownership.xml · nonDerivative · entry 2 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,757 Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:48 UTC |
Marischen James MChief Financial Officer
|
Exercise / conversionCommon Stock | 12,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014199 · ownership.xml · nonDerivative · entry 1 Marischen James M · CIK 0001638499 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:42 UTC |
Rubulotta DavidCo-Head Fixed Inc Cap Mkts
|
Exercise / conversionPhantom Stock Units · Derivative | 2,302 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014181 · ownership.xml · derivative · entry 3 Rubulotta David · CIK 0002076376 · Co-Head Fixed Inc Cap Mkts 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,599 Underlying: Common Stock · 2,302 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:42 UTC |
Rubulotta DavidCo-Head Fixed Inc Cap Mkts
|
Tax withholdingCommon Stock | 910 | $125.22 | $113,950.20 |
DisclosureSEC source: 0001193125-26-014181 · ownership.xml · nonDerivative · entry 2 Rubulotta David · CIK 0002076376 · Co-Head Fixed Inc Cap Mkts 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,392 Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:42 UTC |
Rubulotta DavidCo-Head Fixed Inc Cap Mkts
|
Exercise / conversionCommon Stock | 2,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014181 · ownership.xml · nonDerivative · entry 1 Rubulotta David · CIK 0002076376 · Co-Head Fixed Inc Cap Mkts 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:45 UTC |
ZEMLYAK JAMES MPresident
|
Exercise / conversionPhantom Stock Units · Derivative | 25,570 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014188 · ownership.xml · derivative · entry 5 ZEMLYAK JAMES M · CIK 0001203675 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,784 Underlying: Common Stock · 25,570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:45 UTC |
ZEMLYAK JAMES MPresident
|
Tax withholdingCommon Stock | 10,143 | $125.22 | $1,270,106.46 |
DisclosureSEC source: 0001193125-26-014188 · ownership.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,149,976 Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:45 UTC |
ZEMLYAK JAMES MPresident
|
Exercise / conversionCommon Stock | 25,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014188 · ownership.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,160,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:39 UTC |
McDuffie BrantleyCo Head FI Capital Markets
|
Exercise / conversionPhantom Stock Units · Derivative | 2,094 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014177 · ownership.xml · derivative · entry 3 McDuffie Brantley · CIK 0002073622 · Co Head FI Capital Markets 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,921 Underlying: Common Stock · 2,094 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:39 UTC |
McDuffie BrantleyCo Head FI Capital Markets
|
Tax withholdingCommon Stock | 840 | $125.22 | $105,184.80 |
DisclosureSEC source: 0001193125-26-014177 · ownership.xml · nonDerivative · entry 2 McDuffie Brantley · CIK 0002073622 · Co Head FI Capital Markets 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,254 Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:39 UTC |
McDuffie BrantleyCo Head FI Capital Markets
|
Exercise / conversionCommon Stock | 2,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014177 · ownership.xml · nonDerivative · entry 1 McDuffie Brantley · CIK 0002073622 · Co Head FI Capital Markets 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:36 UTC |
Raymond Charles BradfordCo-Head Global Instl Eqty Adv
|
Exercise / conversionPhantom Stock Unit · Derivative | 20,927 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014170 · ownership.xml · derivative · entry 3 Raymond Charles Bradford · CIK 0002073787 · Co-Head Global Instl Eqty Adv 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,259 Underlying: Common Stock · 20,927 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:36 UTC |
Raymond Charles BradfordCo-Head Global Instl Eqty Adv
|
Tax withholdingCommon Stock | 10,456 | $125.22 | $1,309,300.32 |
DisclosureSEC source: 0001193125-26-014170 · ownership.xml · nonDerivative · entry 2 Raymond Charles Bradford · CIK 0002073787 · Co-Head Global Instl Eqty Adv 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,026 Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:36 UTC |
Raymond Charles BradfordCo-Head Global Instl Eqty Adv
|
Exercise / conversionCommon Stock | 20,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014170 · ownership.xml · nonDerivative · entry 1 Raymond Charles Bradford · CIK 0002073787 · Co-Head Global Instl Eqty Adv 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.