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SF

STIFEL FINANCIAL CORP

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3461
SEC CIK
0000720672
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2022 Filed Mar 4, 2022 21:44 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
GrantPhantom Stock Units · Derivative 4,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016307 · doc4.xml · derivative · entry 4

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,758

Underlying: Common Stock · 4,286 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 2, 2018. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2023.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:44 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Tax withholdingCommon Stock 1,537 $71.70 $110,202.90
Disclosure

SEC source: 0001209191-22-016307 · doc4.xml · nonDerivative · entry 2

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 52,721

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:44 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
Exercise / conversionCommon Stock 3,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016307 · doc4.xml · nonDerivative · entry 1

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 54,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:38 UTC
ZEMLYAK JAMES MCo-President
Exercise / conversionPhantom Stock Units · Derivative 24,001 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016287 · doc4.xml · derivative · entry 7

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,916

Underlying: Common Stock · 24,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:38 UTC
ZEMLYAK JAMES MCo-President
Exercise / conversionPhantom Stock Units · Derivative 3,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016287 · doc4.xml · derivative · entry 6

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,917

Underlying: Common Stock · 3,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:38 UTC
ZEMLYAK JAMES MCo-President
GrantPhantom Stock Units · Derivative 30,001 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016287 · doc4.xml · derivative · entry 5

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,270

Underlying: Common Stock · 30,001 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 2, 2018. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2023.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:38 UTC
ZEMLYAK JAMES MCo-President
Tax withholdingCommon Stock 12,214 $71.70 $875,743.80
Disclosure

SEC source: 0001209191-22-016287 · doc4.xml · nonDerivative · entry 3

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201,863

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:38 UTC
ZEMLYAK JAMES MCo-President
Exercise / conversionCommon Stock 24,001 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016287 · doc4.xml · nonDerivative · entry 2

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,214,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:38 UTC
ZEMLYAK JAMES MCo-President
Exercise / conversionCommon Stock 3,353 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016287 · doc4.xml · nonDerivative · entry 1

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,190,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:36 UTC Exercise / conversionPhantom Stock Units · Derivative 3,429 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016282 · doc4.xml · derivative · entry 6

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857

Underlying: Common Stock · 3,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:36 UTC Exercise / conversionPhantom Stock Units · Derivative 2,187 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016282 · doc4.xml · derivative · entry 5

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,286

Underlying: Common Stock · 2,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:36 UTC GrantPhantom Stock Units · Derivative 4,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016282 · doc4.xml · derivative · entry 4

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,473

Underlying: Common Stock · 4,286 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 2, 2018. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2023.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:36 UTC Tax withholdingCommon Stock 2,785 $71.70 $199,684.50
Disclosure

SEC source: 0001209191-22-016282 · doc4.xml · nonDerivative · entry 3

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,710

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:36 UTC Exercise / conversionCommon Stock 3,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016282 · doc4.xml · nonDerivative · entry 2

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:36 UTC Exercise / conversionCommon Stock 2,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016282 · doc4.xml · nonDerivative · entry 1

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:29 UTC
Nesi VictorCo-President
Exercise / conversionPhantom Stock Units · Derivative 24,001 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016261 · doc4.xml · derivative · entry 8

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,933

Underlying: Common Stock · 24,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:29 UTC
Nesi VictorCo-President
Exercise / conversionPhantom Stock Units · Derivative 3,936 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016261 · doc4.xml · derivative · entry 7

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,934

Underlying: Common Stock · 3,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:29 UTC
Nesi VictorCo-President
GrantPhantom Stock Units · Derivative 30,001 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016261 · doc4.xml · derivative · entry 6

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,870

Underlying: Common Stock · 30,001 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 2, 2018. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2023.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:29 UTC
Nesi VictorCo-President
Tax withholdingCommon Stock 14,262 $71.70 $1,022,585.40
Disclosure

SEC source: 0001209191-22-016261 · doc4.xml · nonDerivative · entry 3

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,707

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:29 UTC
Nesi VictorCo-President
Exercise / conversionCommon Stock 24,001 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016261 · doc4.xml · nonDerivative · entry 2

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:29 UTC
Nesi VictorCo-President
Exercise / conversionCommon Stock 3,936 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016261 · doc4.xml · nonDerivative · entry 1

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:27 UTC
Marischen James MChief Financial Officer
Exercise / conversionPhantom Stock Units · Derivative 3,086 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016253 · doc4.xml · derivative · entry 4

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,020

Underlying: Common Stock · 3,086 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:27 UTC
Marischen James MChief Financial Officer
GrantPhantom Stock Units · Derivative 3,857 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016253 · doc4.xml · derivative · entry 3

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,106

Underlying: Common Stock · 3,857 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 2, 2018. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2023.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:27 UTC
Marischen James MChief Financial Officer
Tax withholdingCommon Stock 1,378 $71.70 $98,802.60
Disclosure

SEC source: 0001209191-22-016253 · doc4.xml · nonDerivative · entry 2

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,853

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:27 UTC
Marischen James MChief Financial Officer
Exercise / conversionCommon Stock 3,086 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016253 · doc4.xml · nonDerivative · entry 1

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:22 UTC
Fisher Mark PSENIOR VP & GENERAL COUNSEL
Exercise / conversionPhantom Stock Units · Derivative 3,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016232 · doc4.xml · derivative · entry 4

Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,384

Underlying: Common Stock · 3,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:22 UTC
Fisher Mark PSENIOR VP & GENERAL COUNSEL
GrantPhantom Stock Units · Derivative 4,714 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016232 · doc4.xml · derivative · entry 3

Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,156

Underlying: Common Stock · 4,714 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 2, 2018. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2023.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:22 UTC
Fisher Mark PSENIOR VP & GENERAL COUNSEL
Tax withholdingCommon Stock 1,987 $71.70 $142,467.90
Disclosure

SEC source: 0001209191-22-016232 · doc4.xml · nonDerivative · entry 2

Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,685

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:22 UTC
Fisher Mark PSENIOR VP & GENERAL COUNSEL
Exercise / conversionCommon Stock 3,772 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016232 · doc4.xml · nonDerivative · entry 1

Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:25 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
Exercise / conversionPhantom Stock Units · Derivative 34,287 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016244 · doc4.xml · derivative · entry 6

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,616

Underlying: Common Stock · 34,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:25 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
Exercise / conversionPhantom Stock Units · Derivative 8,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016244 · doc4.xml · derivative · entry 5

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,903

Underlying: Common Stock · 8,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:25 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
GrantPhantom Stock Units · Derivative 42,859 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016244 · doc4.xml · derivative · entry 4

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,103

Underlying: Common Stock · 42,859 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 2, 2018. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2023.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:25 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
Tax withholdingCommon Stock 18,972 $71.70 $1,360,292.40
Disclosure

SEC source: 0001209191-22-016244 · doc4.xml · nonDerivative · entry 3

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,301,325

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:25 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
Exercise / conversionCommon Stock 34,287 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016244 · doc4.xml · nonDerivative · entry 2

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:25 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
Exercise / conversionCommon Stock 8,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016244 · doc4.xml · nonDerivative · entry 1

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2022 Filed Mar 1, 2022 21:31 UTC
Nesi VictorCo-President
SaleCommon Stock 10,000 $71.74 $717,400.00
Disclosure

SEC source: 0001209191-22-014032 · doc4.xml · nonDerivative · entry 1

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,032

F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:56 UTC
ZEMLYAK JAMES MCo-President
GrantPhantom Stock Units · Derivative 22,667 $75.00 Strike: $0.00 $1,700,025.00
Disclosure

SEC source: 0001209191-22-012295 · doc4.xml · derivative · entry 3

ZEMLYAK JAMES M · CIK 0001203675 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,269

Underlying: Common Stock · 22,667 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:54 UTC
SLINEY DAVID DChief Operating Officer
GrantPhantom Stock Units · Derivative 8,000 $75.00 Strike: $0.00 $600,000.00
Disclosure

SEC source: 0001209191-22-012290 · doc4.xml · derivative · entry 2

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,906

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:51 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
GrantPhantom Stock Units · Derivative 5,333 $75.00 Strike: $0.00 $399,975.00
Disclosure

SEC source: 0001209191-22-012285 · doc4.xml · derivative · entry 3

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,472

Underlying: Common Stock · 5,333 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:48 UTC
Nesi VictorCo-President
GrantPhantom Stock Units · Derivative 26,667 $75.00 Strike: $0.00 $2,000,025.00
Disclosure

SEC source: 0001209191-22-012280 · doc4.xml · derivative · entry 4

Nesi Victor · CIK 0001470453 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,869

Underlying: Common Stock · 26,667 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:45 UTC
Michaud Thomas B.Senior Vice President
GrantPhantom Stock Units · Derivative 11,667 $75.00 Strike: $0.00 $875,025.00
Disclosure

SEC source: 0001209191-22-012270 · doc4.xml · derivative · entry 2

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,097

Underlying: Common Stock · 11,667 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:42 UTC
Marischen James MChief Financial Officer
GrantPhantom Stock Units · Derivative 5,667 $75.00 Strike: $0.00 $425,025.00
Disclosure

SEC source: 0001209191-22-012256 · doc4.xml · derivative · entry 2

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,249

Underlying: Common Stock · 5,667 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:23 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
GrantPhantom Stock Units · Derivative 53,333 $75.00 Strike: $0.00 $3,999,975.00
Disclosure

SEC source: 0001209191-22-012189 · doc4.xml · derivative · entry 2

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,244

Underlying: Common Stock · 53,333 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:20 UTC
Fisher Mark PSENIOR VP & GENERAL COUNSEL
GrantPhantom Stock Units · Derivative 5,667 $75.00 Strike: $0.00 $425,025.00
Disclosure

SEC source: 0001209191-22-012176 · doc4.xml · derivative · entry 2

Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,442

Underlying: Common Stock · 5,667 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
February 18, 2022 Filed Mar 4, 2022 21:41 UTC Amendment
SLINEY DAVID DChief Operating Officer
GrantPhantom Stock Units · Derivative 11,333 $75.00 Strike: $0.00 $849,975.00
Disclosure

SEC source: 0001209191-22-016295 · doc4a.xml · derivative · entry 2

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,239

Underlying: Common Stock · 11,333 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
January 28, 2022 Filed Feb 8, 2023 21:37 UTC GiftCommon Stock 1,654 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-007811 · doc5.xml · nonDerivative · entry 1

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,056

Read SEC document
January 07, 2022 Filed Jan 11, 2022 22:00 UTC Exercise / conversionPhantom Stock Units · Derivative 5,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002909 · doc4.xml · derivative · entry 2

ZIMMERMAN MICHAEL J · CIK 0001239734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,386

Underlying: Common Stock · 5,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 22:00 UTC Exercise / conversionCommon Stock 5,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002909 · doc4.xml · nonDerivative · entry 1

ZIMMERMAN MICHAEL J · CIK 0001239734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:56 UTC
SLINEY DAVID DChief Operating Officer
Exercise / conversionPhantom Stock Units · Derivative 11,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002905 · doc4.xml · derivative · entry 3

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,906

Underlying: Common Stock · 11,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:56 UTC
SLINEY DAVID DChief Operating Officer
Tax withholdingCommon Stock 3,465 $70.42 $244,005.30
Disclosure

SEC source: 0001209191-22-002905 · doc4.xml · nonDerivative · entry 2

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,090

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.