Last 12 months
Inside the activity.
11 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 7 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2018 Filed Mar 19, 2018 21:48 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 3,000 | $11.78 | $35,340.00 |
DisclosureSEC source: 0001144204-18-015673 · tv488942_4.xml · nonDerivative · entry 2 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,773 F3 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the Issuer's shares of common stock, par value $0.001 per share, on the transaction date. The price range for the purchases is $11.72 to $11.80 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 15, 2018 Filed Mar 20, 2018 01:16 UTC |
D'Angelo DeanDirector
|
PurchaseCommon Stock | 5,000 | $11.62 | $58,100.00 |
DisclosureSEC source: 0001144204-18-015723 · tv488960_4.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,620 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $11.61 to $11.62 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:48 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 7,000 | $11.64 | $81,480.00 |
DisclosureSEC source: 0001144204-18-015673 · tv488942_4.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,773 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $11.62 to $11.66 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F2 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 1,944 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| March 12, 2018 Filed Mar 12, 2018 22:09 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 7,000 | $11.90 | $83,300.00 |
DisclosureSEC source: 0001144204-18-014182 · tv488344_4.xml · nonDerivative · entry 2 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,829 F3 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the Issuer's shares of common stock, par value $0.001 per share, on the transaction date. The price range for the purchases is $11.83 to $11.93 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 21:42 UTC |
Davis Joshua T.Director
|
PurchaseCommon Stock | 5,000 | $11.65 | $58,250.00 |
DisclosureSEC source: 0001144204-18-013893 · tv488187_form4.xml · nonDerivative · entry 1 Davis Joshua T. · CIK 0001561484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,324 F1 · balance_after: The amount of securities beneficially owned following the reported transaction also includes an additional 6,827 shares issued under the DRIP. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 22:09 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 33,000 | $11.63 | $383,790.00 |
DisclosureSEC source: 0001144204-18-014182 · tv488344_4.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,829 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $11.48 to $11.87 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F2 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 8,358 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 21:22 UTC |
D'Angelo DeanDirector
|
PurchaseCommon Stock | 5,000 | $12.19 | $60,941.00 |
DisclosureSEC source: 0001144204-17-063132 · tv481024_form4.xml · nonDerivative · entry 5 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,620 Read SEC document |
| December 08, 2017 Filed Dec 20, 2017 22:38 UTC |
Bilger Bruce RDirector
|
PurchaseCommon Stock | 8,039 | $12.20 | $98,075.80 |
DisclosureSEC source: 0001144204-17-064563 · tv481765_4.xml · nonDerivative · entry 1 Bilger Bruce R · CIK 0001561707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,327 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:22 UTC |
D'Angelo DeanDirector
|
PurchaseCommon Stock | 5,300 | $12.40 | $65,694.56 |
DisclosureSEC source: 0001144204-17-063132 · tv481024_form4.xml · nonDerivative · entry 4 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,620 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:22 UTC |
D'Angelo DeanDirector
|
PurchaseCommon Stock | 400 | $12.39 | $4,956.00 |
DisclosureSEC source: 0001144204-17-063132 · tv481024_form4.xml · nonDerivative · entry 3 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,320 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:22 UTC |
D'Angelo DeanDirector
|
PurchaseCommon Stock | 600 | $12.38 | $7,430.34 |
DisclosureSEC source: 0001144204-17-063132 · tv481024_form4.xml · nonDerivative · entry 2 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,920 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:22 UTC |
D'Angelo DeanDirector
|
PurchaseCommon Stock | 1,200 | $12.40 | $14,878.80 |
DisclosureSEC source: 0001144204-17-063132 · tv481024_form4.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,320 F1 · balance_after: The amount of securities beneficially owned following the reported transaction also includes an additional 1,008 shares issued under the Stellus Capital Investment Corporation dividend reinvestment plan. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 00:41 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 400 | $12.25 | $4,900.00 |
DisclosureSEC source: 0001144204-17-059800 · tv479764_4.xml · nonDerivative · entry 4 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,471 Read SEC document |
| November 16, 2017 Filed Nov 21, 2017 11:06 UTC |
Bilger Bruce RDirector
|
PurchaseCommon Stock | 9,013 | $12.34 | $111,220.42 |
DisclosureSEC source: 0001144204-17-060267 · tv479978_4.xml · nonDerivative · entry 1 Bilger Bruce R · CIK 0001561707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,288 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $12.27 to $12.40 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F2 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 458 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 00:41 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 22,000 | $12.24 | $269,280.00 |
DisclosureSEC source: 0001144204-17-059800 · tv479764_4.xml · nonDerivative · entry 3 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,071 F4 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $12.20 to $12.3252 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 00:36 UTC |
Davis Joshua T.Director
|
PurchaseCommon Stock | 30,000 | $12.27 | $368,100.00 |
DisclosureSEC source: 0001144204-17-059797 · tv479722_form4.xml · nonDerivative · entry 2 Davis Joshua T. · CIK 0001561484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,497 F3 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $12.20 to $12.40 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 00:37 UTC |
D'Angelo DeanDirector
|
PurchaseCommon Stock | 200 | $12.52 | $2,503.34 |
DisclosureSEC source: 0001144204-17-059798 · tv479643_form4.xml · nonDerivative · entry 4 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,112 Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 00:37 UTC |
D'Angelo DeanDirector
|
PurchaseCommon Stock | 4,800 | $12.51 | $60,024.00 |
DisclosureSEC source: 0001144204-17-059798 · tv479643_form4.xml · nonDerivative · entry 3 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,912 Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 00:37 UTC |
D'Angelo DeanDirector
|
PurchaseCommon Stock | 1,600 | $12.44 | $19,904.00 |
DisclosureSEC source: 0001144204-17-059798 · tv479643_form4.xml · nonDerivative · entry 2 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,112 Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 00:37 UTC |
D'Angelo DeanDirector
|
PurchaseCommon Stock | 3,500 | $12.20 | $42,700.00 |
DisclosureSEC source: 0001144204-17-059798 · tv479643_form4.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,512 F1 · balance_after: The amount of securities beneficially owned following the reported transaction also includes an additional 1,745 shares issued under the Stellus Capital Investment Corporation dividend reinvestment plan. Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 00:41 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 41,693 | $12.49 | $520,745.57 |
DisclosureSEC source: 0001144204-17-059800 · tv479764_4.xml · nonDerivative · entry 2 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,071 F3 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $12.40 to $12.50 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 00:41 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 14,000 | $12.41 | $173,740.00 |
DisclosureSEC source: 0001144204-17-059800 · tv479764_4.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,378 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $12.2684 to $12.5192 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F2 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 5,671 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 00:36 UTC |
Davis Joshua T.Director
|
PurchaseCommon Stock | 20,000 | $12.46 | $249,200.00 |
DisclosureSEC source: 0001144204-17-059797 · tv479722_form4.xml · nonDerivative · entry 1 Davis Joshua T. · CIK 0001561484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,497 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $12.2999 to $12.57 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price F2 · balance_after: The amount of securities beneficially owned following the reported transaction also includes an additional 33,567 shares issued under the DRIP. Read SEC document |
| September 14, 2017 Filed Sep 14, 2017 20:05 UTC |
D'Angelo DeanDirector
|
PurchaseCommon Stock | 3,000 | $13.51 | $40,530.00 |
DisclosureSEC source: 0001144204-17-048048 · v475201_form4.xml · nonDerivative · entry 2 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,267 Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 20:05 UTC |
D'Angelo DeanDirector
|
PurchaseCommon Stock | 2,000 | $13.46 | $26,920.00 |
DisclosureSEC source: 0001144204-17-048048 · v475201_form4.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,267 F1 · balance_after: The amount of securities beneficially owned following the reported transaction also includes an additional 1,945 shares issued under the Stellus Capital Investment Corporation dividend reinvestment plan. Read SEC document |
| September 11, 2017 Filed Sep 12, 2017 20:06 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 2,000 | $13.27 | $26,540.00 |
DisclosureSEC source: 0001144204-17-047640 · v474980_4.xml · nonDerivative · entry 2 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,707 Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 20:06 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 12,000 | $13.34 | $160,080.00 |
DisclosureSEC source: 0001144204-17-047640 · v474980_4.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,707 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $$13.316 to $13.3563 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F2 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 4,555 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 16:18 UTC |
D'Angelo DeanDirector
|
PurchaseCommon Stock | 1,500 | $13.33 | $19,995.00 |
DisclosureSEC source: 0001144204-17-033390 · v469392_form4.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,322 Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 16:52 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 7,400 | $13.22 | $97,828.00 |
DisclosureSEC source: 0001144204-17-033561 · v469463_form4.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,152 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $13.15 to $13.25 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F2 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 694 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| June 13, 2017 Filed Jun 13, 2017 21:28 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 5,000 | $13.29 | $66,450.00 |
DisclosureSEC source: 0001144204-17-032382 · v468951_form4.xml · nonDerivative · entry 2 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,058 F3 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of Issuer's common stock on the transaction date. The price range for the purchases is $13.28 to $13.31 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 13, 2017 Filed Jun 13, 2017 16:14 UTC |
D'Angelo DeanDirector
|
PurchaseCommon Stock | 5,000 | $13.29 | $66,450.00 |
DisclosureSEC source: 0001144204-17-032285 · v468914_4.xml · nonDerivative · entry 2 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,822 F2 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation, par value $0.001 per share, on the transaction date. The price range for the purchases is $13.41 to $13.17 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:28 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 9,000 | $13.50 | $121,500.00 |
DisclosureSEC source: 0001144204-17-032382 · v468951_form4.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,058 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $13.42 to $13.57 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F2 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 1,506 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 16:14 UTC |
D'Angelo DeanDirector
|
PurchaseCommon Stock | 1,500 | $13.56 | $20,340.00 |
DisclosureSEC source: 0001144204-17-032285 · v468914_4.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,822 F1 · balance_after: The amount of securities beneficially owned following the reported transaction also includes an additional 12,245 shares issued under the Stellus Capital Investment Corporation dividend reinvestment plan. Read SEC document |
| May 10, 2017 Filed May 12, 2017 19:14 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 6,000 | $13.52 | $81,120.00 |
DisclosureSEC source: 0001144204-17-026844 · v466932_4.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,552 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $13.52 to $13.53 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F2 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 9,443 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 21:56 UTC |
Bilger Bruce RDirector
|
SaleCommon Stock | 8,344 | $14.05 | $117,233.20 |
DisclosureSEC source: 0001144204-17-015182 · v461888_4.xml · nonDerivative · entry 1 Bilger Bruce R · CIK 0001561707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,817 F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 8,453 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 22:22 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 3,000 | $11.03 | $33,090.00 |
DisclosureSEC source: 0001144204-16-133399 · v452778_4.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,109 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $11.01 to $11.05 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F2 · balance_after: The amount of securities beneficially owned following the reported transaction also includes an additional 19,780 shares issued under the Issuer's dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.