Last 12 months
Inside the activity.
26 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 26 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2021 Filed Jun 2, 2021 20:30 UTC |
Holmes David A.Chief Business Officer
|
GrantCommon stock option · Derivative | 100,000 | $0.00 Strike: $5.92 | $0.00 |
DisclosureSEC source: 0000944075-21-000048 · primary_doc.xml · derivative · entry 2 Holmes David A. · CIK 0001864423 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common · 100,000 shares Expires 2031-06-01 F2 · derivative.exercise_date: The grant will vest over 72 months, vesting 1/6th of the shares after twelve months of employment, and vesting in additional 1/72nd increments each month for the following 60 months commencing June 1, 2022. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:30 UTC |
Holmes David A.Chief Business Officer
|
GrantCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-21-000048 · primary_doc.xml · nonDerivative · entry 1 Holmes David A. · CIK 0001864423 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 F1 · shares: Restricted shares of Socket Mobile Inc common stock to be vested over 44 months, with 15% after 8 months on February 1, 2022. The remaining shares will vest on February 1st of subsequent years at the rate of 20%, 25%, and 40%, respectively. The shares were granted under the 2004 Equity Incentive Plan. Read SEC document |
| May 17, 2021 Filed May 18, 2021 22:37 UTC |
OTT LEONARD LEVP of Engineering & CTO
|
SaleCommon Stock | 740 | $4.91 | $3,633.40 |
DisclosureSEC source: 0000944075-21-000045 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,813 Read SEC document |
| May 13, 2021 Filed May 14, 2021 21:48 UTC |
DUNLAP DAVID WDirector
|
GrantCommon stock option · Derivative | 5,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0000944075-21-000044 · primary_doc.xml · derivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,500 Underlying: Common · 5,000 shares Expires 2031-05-13 F1 · derivative.exercise_date: Vests monthly over a 24-month period commencing May 13, 2021. Read SEC document |
| May 13, 2021 Filed May 14, 2021 21:42 UTC |
Lazarev IvanDirector
|
GrantCommon stock option · Derivative | 7,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0000944075-21-000043 · primary_doc.xml · derivative · entry 1 Lazarev Ivan · CIK 0001792350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,542 Underlying: Common · 7,000 shares Expires 2031-05-13 F1 · derivative.exercise_date: Vests monthly over a 24-month period commencing May 13, 2021. Read SEC document |
| May 13, 2021 Filed May 14, 2021 21:35 UTC |
MacDonald Brenton EarlDirector
|
GrantCommon stock option · Derivative | 7,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0000944075-21-000042 · primary_doc.xml · derivative · entry 1 MacDonald Brenton Earl · CIK 0001677601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Common · 7,000 shares Expires 2031-05-13 F1 · derivative.exercise_date: Vests monthly over a 24-month period commencing May 13, 2021. Read SEC document |
| May 13, 2021 Filed May 14, 2021 21:30 UTC |
PARNELL WILLIAM L. JRDirector
|
GrantCommon stock option · Derivative | 8,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0000944075-21-000041 · primary_doc.xml · derivative · entry 1 PARNELL WILLIAM L. JR · CIK 0001713605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Underlying: Common · 8,000 shares Expires 2031-05-13 F1 · derivative.exercise_date: Vests monthly over a 24-month period commencing May 13, 2021. Read SEC document |
| May 13, 2021 Filed May 14, 2021 21:24 UTC |
BASS CHARLIEDirector · 10% owner
|
GrantCommon stock option · Derivative | 10,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0000944075-21-000040 · primary_doc.xml · derivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,500 Underlying: Common · 10,000 shares Expires 2031-05-13 F1 · derivative.exercise_date: Vests monthly over a 24-month period commencing May 13, 2021. Read SEC document |
| April 27, 2021 Filed Apr 29, 2021 20:02 UTC |
MILLS KEVIN JDirector · Chief Executive Officer
|
SaleCommon Stock | 440 | $6.90 | $3,036.00 |
DisclosureSEC source: 0000944075-21-000034 · primary_doc.xml · nonDerivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,015 Read SEC document |
| April 27, 2021 Filed Apr 29, 2021 20:02 UTC |
MILLS KEVIN JDirector · Chief Executive Officer
|
SaleCommon Stock | 2,202 | $6.65 | $14,643.30 |
DisclosureSEC source: 0000944075-21-000034 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,455 Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 22:22 UTC |
BASS CHARLIEDirector
|
Exercise / conversionCommon Stock | 10,000 | $2.10 | $21,000.00 |
DisclosureSEC source: 0000944075-21-000021 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,108,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:20 UTC |
MILLS KEVIN JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 924 | $10.63 | $9,822.12 |
DisclosureSEC source: 0000944075-21-000019 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,657 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Mills and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Mr. Mills resulting from the vesting of Restricted Stocks. Mr. Mills did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:15 UTC |
Zhao LynnDirector · Chief Financial Officer
|
Tax withholdingCommon Stock | 770 | $10.63 | $8,185.10 |
DisclosureSEC source: 0000944075-21-000018 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,377 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Ms. Zhao and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Ms. Zhao resulting from the vesting of Restricted Stocks. Ms. Zhao did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:10 UTC |
OTT LEONARD LEVP of Engineering & CTO
|
Tax withholdingCommon Stock | 770 | $10.65 | $8,200.50 |
DisclosureSEC source: 0000944075-21-000017 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,553 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Ott and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Mr. Ott resulting from the vesting of Restricted Stocks. Mr. Ott did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:01 UTC |
Zhao LynnDirector · Chief Financial Officer
|
OtherCommon stock option · Derivative | 2,300 | $1.08 Strike: $1.08 | $2,484.00 |
DisclosureSEC source: 0000944075-21-000014 · primary_doc.xml · derivative · entry 5 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,412 Underlying: Common · 2,300 shares Expires 2022-11-09 F2 · derivative.exercise_date: Grants vested in 48 equal monthly installments commencing March 1, 2012 and December 1, 2012 respectively. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:01 UTC |
Zhao LynnDirector · Chief Financial Officer
|
OtherCommon stock option · Derivative | 3,600 | $2.36 Strike: $2.36 | $8,496.00 |
DisclosureSEC source: 0000944075-21-000014 · primary_doc.xml · derivative · entry 4 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,712 Underlying: Common · 3,600 shares Expires 2022-02-27 F2 · derivative.exercise_date: Grants vested in 48 equal monthly installments commencing March 1, 2012 and December 1, 2012 respectively. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:01 UTC |
Zhao LynnDirector · Chief Financial Officer
|
SaleCommon Stock | 5,900 | $12.58 | $74,222.00 |
DisclosureSEC source: 0000944075-21-000014 · primary_doc.xml · nonDerivative · entry 3 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,147 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/24/2020 for the period of 3/1/2021 to 11/15/2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:01 UTC |
Zhao LynnDirector · Chief Financial Officer
|
Exercise / conversionCommon Stock | 2,300 | $1.08 | $2,484.00 |
DisclosureSEC source: 0000944075-21-000014 · primary_doc.xml · nonDerivative · entry 2 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:01 UTC |
Zhao LynnDirector · Chief Financial Officer
|
Exercise / conversionCommon Stock | 3,600 | $2.36 | $8,496.00 |
DisclosureSEC source: 0000944075-21-000014 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:06 UTC |
MILLS KEVIN JDirector · Chief Executive Officer
|
SaleCommon Stock | 40,000 | $12.39 | $495,600.00 |
DisclosureSEC source: 0000944075-21-000015 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,581 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/20/2020 for the period of 3/1/2021 to 11/15/2022. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:48 UTC |
Zhao LynnDirector · Chief Financial Officer
|
OtherCommon stock option · Derivative | 4,120 | $1.82 Strike: $1.82 | $7,498.40 |
DisclosureSEC source: 0000944075-21-000013 · primary_doc.xml · derivative · entry 2 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,312 Underlying: Common · 4,120 shares Expires 2021-02-22 F1 · derivative.exercise_date: Grant vested in 48 equal monthly installments commencing March 1, 2011. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:48 UTC |
Zhao LynnDirector · Chief Financial Officer
|
Exercise / conversionCommon Stock | 4,120 | $1.82 | $7,498.40 |
DisclosureSEC source: 0000944075-21-000013 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:42 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon stock option · Derivative | 4,375 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0000944075-21-000011 · primary_doc.xml · derivative · entry 4 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,950 Underlying: Common · 4,375 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:42 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon stock option · Derivative | 4,375 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0000944075-21-000011 · primary_doc.xml · derivative · entry 3 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,325 Underlying: Common · 4,375 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:42 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon stock option · Derivative | 4,375 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0000944075-21-000011 · primary_doc.xml · derivative · entry 2 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,700 Underlying: Common · 4,375 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:42 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon stock option · Derivative | 4,375 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0000944075-21-000011 · primary_doc.xml · derivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,075 Underlying: Common · 4,375 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon stock option · Derivative | 3,500 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · derivative · entry 25 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,450 Underlying: Common · 3,500 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon stock option · Derivative | 4,250 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · derivative · entry 24 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,950 Underlying: Common · 4,250 shares Expires 2022-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon stock option · Derivative | 3,500 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · derivative · entry 23 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,200 Underlying: Common · 3,500 shares Expires 2022-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon stock option · Derivative | 3,500 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · derivative · entry 22 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,700 Underlying: Common · 3,500 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon stock option · Derivative | 3,500 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · derivative · entry 21 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,200 Underlying: Common · 3,500 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon stock option · Derivative | 3,500 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · derivative · entry 20 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,700 Underlying: Common · 3,500 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon stock option · Derivative | 4,250 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · derivative · entry 19 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,200 Underlying: Common · 4,250 shares Expires 2022-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon stock option · Derivative | 4,942 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · derivative · entry 18 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,450 Underlying: Common · 4,942 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
OtherCommon stock option · Derivative | 3,500 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · derivative · entry 17 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,392 Underlying: Common · 3,500 shares Expires 2024-03-03 F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon stock option · Derivative | 3,500 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · derivative · entry 16 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,892 Underlying: Common · 3,500 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
SaleCommon Stock | 55,442 | $9.93 | $550,539.06 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 15 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,323 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/25/2020 for the period of 11/30/2020 to 11/30/2021. F2 · price: The sale price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.82 to $10.23, inclusive. The reporting person undertakes to provide to Socket Mobile Inc., any shareholder of Socket Mobile Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon Stock | 4,375 | $2.75 | $12,031.25 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 14 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon Stock | 4,375 | $2.75 | $12,031.25 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 13 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon Stock | 4,375 | $2.75 | $12,031.25 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 12 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon Stock | 4,375 | $2.75 | $12,031.25 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 11 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon Stock | 3,500 | $0.95 | $3,325.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 10 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon Stock | 4,250 | $2.27 | $9,647.50 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 9 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon Stock | 3,500 | $2.27 | $7,945.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 8 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon Stock | 3,500 | $2.27 | $7,945.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 7 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon Stock | 3,500 | $2.27 | $7,945.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 6 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon Stock | 3,500 | $2.27 | $7,945.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 5 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon Stock | 4,250 | $2.36 | $10,030.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 4 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon Stock | 4,942 | $1.04 | $5,139.68 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 3 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC |
OTT LEONARD LEVP of Engineering and CTO
|
Exercise / conversionCommon Stock | 3,500 | $0.95 | $3,325.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.