Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SOCKET MOBILE, INC.SCKT · Entity 8279 | Director | August 10, 2026 | August 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SOCKET MOBILE, INC.
Report date August 10, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,571 |
Reported balance
After 2026-08-10 transaction · row 1
1 source rowRow 1 · 2026-08-10 · Sale · Disposed 1,946 · Balance 49,571 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2026 Filed Aug 12, 2026 20:44 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon Stock | 1,946 | $1.80 | $3,502.80 |
DisclosureSEC source: 0000944075-26-000062 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,571 Read SEC document |
| May 27, 2026 Filed May 28, 2026 20:14 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GiftCommon Stock | 128,981 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-26-000042 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,463 Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 22:19 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock Option · Derivative | 54,750 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0000944075-26-000013 · primary_doc.xml · derivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,950 Underlying: Common · 54,750 shares Expires 2036-02-27 F1 · shares: Represents repayment of 2025 voluntary compensation deductions through the grant of stock options with an exercise price of $1.00 per share. The options vest in equal monthly installments over a four-year period commencing February 27, 2026. F2 · derivative.exercise_date: Vests monthly over a 4-year period commencing February 27, 2026. Read SEC document |
| October 13, 2025 Filed Oct 14, 2025 20:38 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Disposition to issuerSubordinated Convertible Note · Derivative | 373,134 | $500,000.00 Strike: $1.34 | $186,567,000,000.00 |
DisclosureSEC source: 0000944075-25-000075 · primary_doc.xml · derivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 353,507 Underlying: Common Stock · 373,134 shares Expires not disclosed F1 · kind: On 10/13/2025, Mr. Kevin Mills transferred a $500,000.00 principal amount of Convertible Note, originally issued on May 26,2023, to Mr. Charlie Bass. The number of underlying shares represents the number of common shares into which the note may be converted. F2 · derivative.exercise_date: The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash. F2 · derivative.expiration_date: The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash. Read SEC document |
| May 30, 2025 Filed Jun 2, 2025 22:51 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | PurchaseSubordinated Convertible Note · Derivative | 233,644 | $250,000.00 Strike: $1.07 | $58,411,000,000.00 |
DisclosureSEC source: 0000944075-25-000033 · primary_doc.xml · derivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 726,641 Underlying: Common Stock · 233,644 shares Expires not disclosed F1 · derivative.exercise_date: The Subordinated Convertible note is convertible any time on or prior to May 30, 2028. In addition, on or after May 30, 2026, the noteholder has the option to receive the prepayment of principal and accrued interest in cash. F1 · derivative.expiration_date: The Subordinated Convertible note is convertible any time on or prior to May 30, 2028. In addition, on or after May 30, 2026, the noteholder has the option to receive the prepayment of principal and accrued interest in cash. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 01:05 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 23,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-25-000005 · primary_doc.xml · nonDerivative · entry 3 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,444 F3 · kind: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2026, 20% on February 1, 2027, 25% on February 1, 2028, and 40% on February 1, 2029. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 01:05 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 43,637 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-25-000005 · primary_doc.xml · nonDerivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,844 F2 · kind: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee, with the shares vesting immediately on 2/1/2025. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 01:05 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Disposition to issuerCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-25-000005 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,207 F1 · kind: This award of restricted shares of common stock and performance-based restricted shares of common stock was granted on May 3, 2022. The unvested restricted shares of common stock subject to this award were cancelled. Read SEC document |
| July 17, 2024 Filed Jul 19, 2024 00:21 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GiftCommon Stock | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-24-000049 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,207 Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 16:15 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GiftCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-24-000048 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,207 Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 21:27 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 157,200 | $0.00 Strike: $1.12 | $0.00 |
DisclosureSEC source: 0000944075-24-000043 · primary_doc.xml · derivative · entry 5 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,200 Underlying: Common · 157,200 shares Expires 2034-06-25 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 21:27 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 98,700 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0000944075-24-000043 · primary_doc.xml · derivative · entry 4 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 98,700 shares Expires 2024-06-25 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 21:27 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 17,500 | $0.00 Strike: $2.93 | $0.00 |
DisclosureSEC source: 0000944075-24-000043 · primary_doc.xml · derivative · entry 3 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,700 Underlying: Common · 17,500 shares Expires 2024-06-25 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 21:27 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 16,000 | $0.00 Strike: $4.22 | $0.00 |
DisclosureSEC source: 0000944075-24-000043 · primary_doc.xml · derivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,200 Underlying: Common · 16,000 shares Expires 2024-06-25 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 21:27 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 25,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0000944075-24-000043 · primary_doc.xml · derivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,200 Underlying: Common · 25,000 shares Expires 2024-06-25 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:48 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-24-000012 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,207 F1 · shares: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2025, 20% on February 1, 2026, 25% on February 1, 2027, and 40% on February 1, 2028. Read SEC document |
| December 07, 2023 Filed Dec 8, 2023 22:04 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon Stock | 459 | $1.15 | $527.67 |
DisclosureSEC source: 0000944075-23-000104 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,207 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/22/2023. Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 21:28 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon Stock | 2,000 | $1.20 | $2,398.40 |
DisclosureSEC source: 0000944075-23-000103 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,666 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/22/2023. Read SEC document |
| December 05, 2023 Filed Dec 6, 2023 21:51 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon Stock | 2,000 | $1.30 | $2,608.80 |
DisclosureSEC source: 0000944075-23-000102 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,666 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/22/2023. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 22:18 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon Stock | 2,000 | $1.37 | $2,734.80 |
DisclosureSEC source: 0000944075-23-000101 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,666 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/22/2023. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 22:26 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon Stock | 2,000 | $1.36 | $2,729.00 |
DisclosureSEC source: 0000944075-23-000100 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,666 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/22/2023. Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 20:19 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GiftCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000068 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,666 Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:06 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock Option · Derivative | 40,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0000944075-23-000037 · primary_doc.xml · derivative · entry 9 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,975 Underlying: Common · 40,000 shares Expires 2029-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Monthly vesting. Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:06 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock Option · Derivative | 20,000 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0000944075-23-000037 · primary_doc.xml · derivative · entry 8 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,975 Underlying: Common · 20,000 shares Expires 2025-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Monthly vesting. Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:06 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock Option · Derivative | 5,000 | $0.00 Strike: $1.89 | $0.00 |
DisclosureSEC source: 0000944075-23-000037 · primary_doc.xml · derivative · entry 7 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,975 Underlying: Common · 5,000 shares Expires 2024-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Monthly vesting. Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:06 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock Option · Derivative | 20,000 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0000944075-23-000037 · primary_doc.xml · derivative · entry 6 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,975 Underlying: Common · 20,000 shares Expires 2024-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Monthly vesting. Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:06 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | PurchaseSubordinated Convertible Note · Derivative | 373,133 | $500,000.00 Strike: $1.34 | $186,566,500,000.00 |
DisclosureSEC source: 0000944075-23-000037 · primary_doc.xml · derivative · entry 5 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 492,996 Underlying: Common Stock · 373,133 shares Expires not disclosed F1 · derivative.exercise_date: The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, on or after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash. F1 · derivative.expiration_date: The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, on or after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash. Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:06 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 40,000 | $1.90 | $76,000.00 |
DisclosureSEC source: 0000944075-23-000037 · primary_doc.xml · nonDerivative · entry 4 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 268,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:06 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 20,000 | $2.27 | $45,400.00 |
DisclosureSEC source: 0000944075-23-000037 · primary_doc.xml · nonDerivative · entry 3 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:06 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 5,000 | $1.89 | $9,450.00 |
DisclosureSEC source: 0000944075-23-000037 · primary_doc.xml · nonDerivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:06 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 20,000 | $0.95 | $19,000.00 |
DisclosureSEC source: 0000944075-23-000037 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 17:43 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GiftCommon Stock | 12,065 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000027 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,666 Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 22:22 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GiftCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000014 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,731 Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:04 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 29,767 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000007 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,631 F1 · shares: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2024, 20% on February 1, 2025, 25% on February 1, 2026, and 40% on February 1, 2027. Read SEC document |
| January 10, 2023 Filed Jan 11, 2023 17:04 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GiftCommon Stock | 20,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000002 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,864 Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 01:14 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock Option · Derivative | 8,129 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0000944075-23-000001 · primary_doc.xml · derivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,200 Underlying: Common · 8,129 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Monthly vesting Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 01:14 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 8,129 | $1.04 | $8,454.16 |
DisclosureSEC source: 0000944075-23-000001 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2022 Filed May 4, 2022 21:00 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-22-000030 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,585 F1 · shares: Vesting of restricted shares of Socket Mobile, Inc. Common Stock is subject to achievement of the milestones within 3 years. Unvested shares will be cancelled after May 3, 2025. Recipient earns 30% of granted shares when 12 trailing months (TTM) EBITDA exceeds $5.0M, and the earned shares will vest on May 3, 2023 or the earned date, whichever date comes later. Recipient earns additional 30% of granted shares when 12 trailing months (TTM) EBITDA exceeds $6.0M, and the earned shares will vest on May 3, 2024 or the earned date, whichever date comes later. Recipient earns the final 40% of granted shares when 12 trailing months (TTM) EBITDA exceeds $7.0M, and the earned shares will vest on May 3, 2025 or the earned date, whichever date comes later. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 00:02 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GiftCommon Stock | 19,920 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-22-000008 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,585 Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:25 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 17,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-22-000007 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,505 F1 · shares: Restricted shares of Socket Mobile, Inc. Common Stock subject to vesting 15% after year one, 20% after year two, 25% after year three, and final 40% after year four, granted under the 2004 Plan. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 21:23 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GiftCommon Stock | 16,060 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-22-000003 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,405 Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 21:45 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 7,500 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0000944075-22-000002 · primary_doc.xml · derivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,881 Underlying: Common · 7,500 shares Expires 2023-04-01 F1 · derivative.exercise_date: Grant vested in 48 equal monthly installments commencing April 1, 2013. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 21:45 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock | 7,500 | $1.04 | $7,800.00 |
DisclosureSEC source: 0000944075-22-000002 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,465 Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 21:54 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 6,000 | $0.00 Strike: $1.08 | $0.00 |
DisclosureSEC source: 0000944075-22-000001 · primary_doc.xml · derivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,579 Underlying: Common · 6,000 shares Expires 2022-11-09 F1 · derivative.exercise_date: Grant vested in 48 equal monthly installments commencing November 9, 2012. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 21:54 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock | 6,000 | $1.08 | $6,480.00 |
DisclosureSEC source: 0000944075-22-000001 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,557 Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 20:01 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 2,900 | $0.00 Strike: $1.08 | $0.00 |
DisclosureSEC source: 0000944075-21-000069 · primary_doc.xml · derivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,816 Underlying: Common · 2,900 shares Expires 2022-11-09 F1 · derivative.exercise_date: Grant vested in 6 equal monthly installments commencing November 9, 2012. Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 20:01 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock | 2,900 | $1.08 | $3,132.00 |
DisclosureSEC source: 0000944075-21-000069 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,557 Read SEC document |
| July 23, 2021 Filed Jul 27, 2021 21:22 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 10,000 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0000944075-21-000059 · primary_doc.xml · derivative · entry 5 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,757 Underlying: Common · 10,000 shares Expires 2022-02-27 F3 · derivative.exercise_date: Grant vested in 48 equal monthly installments commenced February 27, 2012. Read SEC document |
| July 23, 2021 Filed Jul 27, 2021 21:22 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 2,000 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0000944075-21-000059 · primary_doc.xml · derivative · entry 4 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,757 Underlying: Common · 2,000 shares Expires 2022-08-01 F2 · derivative.exercise_date: Grant vested in 48 equal monthly installments commenced August 1, 2012. Read SEC document |
| July 23, 2021 Filed Jul 27, 2021 21:22 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon Stock | 12,000 | $14.08 | $168,960.00 |
DisclosureSEC source: 0000944075-21-000059 · primary_doc.xml · nonDerivative · entry 3 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,657 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021 for the period of 6/16/2021 to 4/29/2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.