Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SOCKET MOBILE, INC.SCKT · Entity 8279 | Director | August 03, 2022 | August 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SOCKET MOBILE, INC.
Report date August 03, 2022 · Filed August 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $2.95 · Expires 2032-08-03 | Direct | 111,500 |
Reported balance
After 2022-08-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-08-03 · Grant · Acquired 2,000 · Balance 111,500 F1: Vests monthly over a 23-month period commencing August 3, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Vests monthly over a 23-month period commencing August 3, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2022 Filed Aug 3, 2022 23:29 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon stock option · Derivative | 2,000 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0000944075-22-000054 · primary_doc.xml · derivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,500 Underlying: Common · 2,000 shares Expires 2032-08-03 F1 · derivative.exercise_date: Vests monthly over a 23-month period commencing August 3, 2022. Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 19:56 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon stock option · Derivative | 5,000 | $0.00 Strike: $3.05 | $0.00 |
DisclosureSEC source: 0000944075-22-000040 · primary_doc.xml · derivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,500 Underlying: Common · 5,000 shares Expires 2032-06-15 F1 · derivative.exercise_date: Vests monthly over a 24-month period commencing June 15, 2022. Read SEC document |
| May 13, 2021 Filed May 14, 2021 21:48 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon stock option · Derivative | 5,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0000944075-21-000044 · primary_doc.xml · derivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,500 Underlying: Common · 5,000 shares Expires 2031-05-13 F1 · derivative.exercise_date: Vests monthly over a 24-month period commencing May 13, 2021. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 2,500 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0000944075-21-000009 · primary_doc.xml · derivative · entry 15 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,500 Underlying: Common · 2,500 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 5,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0000944075-21-000009 · primary_doc.xml · derivative · entry 14 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,000 Underlying: Common · 5,000 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 5,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0000944075-21-000009 · primary_doc.xml · derivative · entry 13 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,000 Underlying: Common · 5,000 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 5,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0000944075-21-000009 · primary_doc.xml · derivative · entry 12 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,000 Underlying: Common · 5,000 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 4,000 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0000944075-21-000009 · primary_doc.xml · derivative · entry 11 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,000 Underlying: Common · 4,000 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 5,000 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0000944075-21-000009 · primary_doc.xml · derivative · entry 10 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,000 Underlying: Common · 5,000 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 5,000 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0000944075-21-000009 · primary_doc.xml · derivative · entry 9 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,000 Underlying: Common · 5,000 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon Stock | 31,500 | $10.00 | $315,000.00 |
DisclosureSEC source: 0000944075-21-000009 · primary_doc.xml · nonDerivative · entry 8 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/24/2020 for the period of 1/4/2021 to 11/15/2022. F2 · price: The sale price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.917764 to $10.039142, inclusive. The reporting person undertakes to provide to Socket Mobile Inc., any shareholder of Socket Mobile Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 2,500 | $2.75 | $6,875.00 |
DisclosureSEC source: 0000944075-21-000009 · primary_doc.xml · nonDerivative · entry 7 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 5,000 | $2.75 | $13,750.00 |
DisclosureSEC source: 0000944075-21-000009 · primary_doc.xml · nonDerivative · entry 6 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 5,000 | $2.75 | $13,750.00 |
DisclosureSEC source: 0000944075-21-000009 · primary_doc.xml · nonDerivative · entry 5 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 5,000 | $2.75 | $13,750.00 |
DisclosureSEC source: 0000944075-21-000009 · primary_doc.xml · nonDerivative · entry 4 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 4,000 | $2.27 | $9,080.00 |
DisclosureSEC source: 0000944075-21-000009 · primary_doc.xml · nonDerivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 5,000 | $2.27 | $11,350.00 |
DisclosureSEC source: 0000944075-21-000009 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 5,000 | $2.27 | $11,350.00 |
DisclosureSEC source: 0000944075-21-000009 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 17:54 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 3,500 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0000944075-20-000024 · primary_doc.xml · derivative · entry 11 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,000 Underlying: Common · 3,500 shares Expires 2022-02-27 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 17:54 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 5,000 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0000944075-20-000024 · primary_doc.xml · derivative · entry 10 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,500 Underlying: Common · 5,000 shares Expires 2022-02-27 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 17:54 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 4,060 | $0.00 Strike: $1.82 | $0.00 |
DisclosureSEC source: 0000944075-20-000024 · primary_doc.xml · derivative · entry 9 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,500 Underlying: Common · 4,060 shares Expires 2021-02-22 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 17:54 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 5,000 | $0.00 Strike: $1.82 | $0.00 |
DisclosureSEC source: 0000944075-20-000024 · primary_doc.xml · derivative · entry 8 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,560 Underlying: Common · 5,000 shares Expires 2021-02-22 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 17:54 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 5,000 | $0.00 Strike: $1.82 | $0.00 |
DisclosureSEC source: 0000944075-20-000024 · primary_doc.xml · derivative · entry 7 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,560 Underlying: Common · 5,000 shares Expires 2021-02-22 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 17:54 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon Stock | 22,560 | $3.85 | $86,856.00 |
DisclosureSEC source: 0000944075-20-000024 · primary_doc.xml · nonDerivative · entry 6 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 F1 · shares: Automatic 10b5-1 Plan transaction adopted on 11/25/2019 for 1/1/2020 - 2/22/2021. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 17:54 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon Stock | 3,500 | $2.36 | $8,260.00 |
DisclosureSEC source: 0000944075-20-000024 · primary_doc.xml · nonDerivative · entry 5 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 17:54 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon Stock | 5,000 | $2.36 | $11,800.00 |
DisclosureSEC source: 0000944075-20-000024 · primary_doc.xml · nonDerivative · entry 4 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 17:54 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon Stock | 4,060 | $1.82 | $7,389.20 |
DisclosureSEC source: 0000944075-20-000024 · primary_doc.xml · nonDerivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 17:54 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon Stock | 5,000 | $1.82 | $9,100.00 |
DisclosureSEC source: 0000944075-20-000024 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 17:54 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon Stock | 5,000 | $1.82 | $9,100.00 |
DisclosureSEC source: 0000944075-20-000024 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2020 Filed May 28, 2020 16:02 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon stock option · Derivative | 5,000 | $0.00 Strike: $1.08 | $0.00 |
DisclosureSEC source: 0000944075-20-000023 · primary_doc.xml · derivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,560 Underlying: Common · 5,000 shares Expires 2030-05-27 F1 · derivative.exercise_date: Vests monthly over a 24-month period commencing May 27, 2020. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:41 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 62,000 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0000944075-19-000048 · primary_doc.xml · derivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,560 Underlying: Common · 62,000 shares Expires 2029-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:41 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 54,500 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0000944075-19-000048 · primary_doc.xml · derivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 54,500 shares Expires 2019-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:41 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 7,500 | $0.00 Strike: $2.74 | $0.00 |
DisclosureSEC source: 0000944075-19-000048 · primary_doc.xml · derivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 7,500 shares Expires 2019-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| May 22, 2019 Filed May 24, 2019 18:27 UTC | SOCKET MOBILE, INC. sckt · Entity 8279 | GrantCommon stock option · Derivative | 5,000 | $0.00 Strike: $2.45 | $0.00 |
DisclosureSEC source: 0000944075-19-000021 · primary_doc.xml · derivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,560 Underlying: Common · 5,000 shares Expires 2029-05-22 F1 · derivative.exercise_date: Vests monthly over a 24-month period commencing May 22, 2019 Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:28 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon stock option · Derivative | 8,500 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0000944075-19-000007 · primary_doc.xml · derivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,710 Underlying: Common · 8,500 shares Expires 2029-02-15 F1 · derivative.exercise_date: Vests monthly over 48 months commencing 3/1/2019. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 17:28 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 1,212 | $1.04 Strike: $1.04 | $1,260.48 |
DisclosureSEC source: 0000944075-18-000023 · primary_doc.xml · derivative · entry 5 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,210 Underlying: Common · 1,212 shares Expires 2023-04-01 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 17:28 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 2,917 | $0.95 Strike: $0.95 | $2,771.15 |
DisclosureSEC source: 0000944075-18-000023 · primary_doc.xml · derivative · entry 4 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,422 Underlying: Common · 2,917 shares Expires 2024-03-03 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 17:28 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon | 4,129 | $2.57 | $10,611.53 |
DisclosureSEC source: 0000944075-18-000023 · primary_doc.xml · nonDerivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 17:28 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 1,212 | $1.04 | $1,260.48 |
DisclosureSEC source: 0000944075-18-000023 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 17:28 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 2,917 | $0.95 | $2,771.15 |
DisclosureSEC source: 0000944075-18-000023 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2018 Filed May 4, 2018 17:27 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon stock option · Derivative | 4,000 | $0.00 Strike: $2.93 | $0.00 |
DisclosureSEC source: 0000944075-18-000018 · primary_doc.xml · derivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,339 Underlying: Common · 4,000 shares Expires 2028-05-01 F1 · derivative.exercise_date: Vests monthly over 14 months. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 16:50 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 2,780 | $1.96 Strike: $1.96 | $5,448.80 |
DisclosureSEC source: 0000944075-17-000041 · primary_doc.xml · derivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,339 Underlying: Common · 2,780 shares Expires 2019-02-23 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 16:50 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon | 2,780 | $4.00 | $11,120.00 |
DisclosureSEC source: 0000944075-17-000041 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 16:50 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 2,780 | $1.96 | $5,448.80 |
DisclosureSEC source: 0000944075-17-000041 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 22:56 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 5,000 | $1.96 Strike: $1.96 | $9,800.00 |
DisclosureSEC source: 0000944075-17-000040 · primary_doc.xml · derivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,119 Underlying: Common · 5,000 shares Expires 2019-02-23 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 22:56 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon | 5,000 | $4.00 | $20,000.00 |
DisclosureSEC source: 0000944075-17-000040 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 22:56 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 5,000 | $1.96 | $9,800.00 |
DisclosureSEC source: 0000944075-17-000040 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2017 Filed May 26, 2017 21:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 917 | $1.04 Strike: $1.04 | $953.68 |
DisclosureSEC source: 0000944075-17-000026 · primary_doc.xml · derivative · entry 5 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,119 Underlying: Common · 917 shares Expires 2023-04-01 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| May 26, 2017 Filed May 26, 2017 21:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 1,083 | $0.95 Strike: $0.95 | $1,028.85 |
DisclosureSEC source: 0000944075-17-000026 · primary_doc.xml · derivative · entry 4 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,036 Underlying: Common · 1,083 shares Expires 2024-03-03 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| May 26, 2017 Filed May 26, 2017 21:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon | 2,000 | $3.66 | $7,320.00 |
DisclosureSEC source: 0000944075-17-000026 · primary_doc.xml · nonDerivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.