Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SOCKET MOBILE, INC.SCKT · Entity 8279 | Director · Chief Executive Officer | August 21, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SOCKET MOBILE, INC.
Report date August 21, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 138,189 |
Reported balance
After 2026-08-21 transaction · row 1
1 source rowRow 1 · 2026-08-21 · Grant · Acquired 29,333 · Balance 138,189 F1: The Board approved issuing common stock to executives in lieu of voluntary compensation reductions for Q3 and Q4. The grant ratio was established at one share per $1.00 of reduced compensation, rather than applying the closing market price of $0.67 per share. The granted shares will vest 50% on January 1, 2027, and 50% on January 1, 2028, subject to continued service through each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Board approved issuing common stock to executives in lieu of voluntary compensation reductions for Q3 and Q4. The grant ratio was established at one share per $1.00 of reduced compensation, rather than applying the closing market price of $0.67 per share. The granted shares will vest 50% on January 1, 2027, and 50% on January 1, 2028, subject to continued service through each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2026 Filed Aug 25, 2026 21:04 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 29,333 | $1.00 | $29,333.00 |
DisclosureSEC source: 0000944075-26-000071 · primary_doc.xml · nonDerivative · entry 1 Holmes David A. · CIK 0001864423 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,189 F1 · kind: The Board approved issuing common stock to executives in lieu of voluntary compensation reductions for Q3 and Q4. The grant ratio was established at one share per $1.00 of reduced compensation, rather than applying the closing market price of $0.67 per share. The granted shares will vest 50% on January 1, 2027, and 50% on January 1, 2028, subject to continued service through each applicable vesting date. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:36 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock Option · Derivative | 48,300 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0000944075-26-000012 · primary_doc.xml · derivative · entry 1 Holmes David A. · CIK 0001864423 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,300 Underlying: Common · 48,300 shares Expires 2036-02-27 F1 · shares: Represents repayment of 2025 voluntary compensation deductions through the grant of stock options with an exercise price of $1.00 per share. The options vest in equal monthly installments over a four-year period commencing February 27, 2026. F2 · derivative.exercise_date: Vests monthly over a 4-year period commencing February 27, 2026. Read SEC document |
| October 01, 2025 Filed Oct 1, 2025 21:29 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock Option · Derivative | 25,000 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0000944075-25-000074 · primary_doc.xml · derivative · entry 1 Holmes David A. · CIK 0001864423 · EVP & Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 Underlying: Common · 25,000 shares Expires 2035-10-01 F1 · derivative.exercise_date: The shares of common stock subject to the option award granted to the Reporting Person in connection with his promotion to Executive Vice President and Chief Business Officer shall vest in equal monthly installments over 24 months beginning October 1, 2025, subject to the Reporting Person's continued service relationship with the company through each applicable vesting date. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 00:58 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 20,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-25-000004 · primary_doc.xml · nonDerivative · entry 3 Holmes David A. · CIK 0001864423 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,330 F3 · kind: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2026, 20% on February 1, 2027, 25% on February 1, 2028, and 40% on February 1, 2029. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 00:58 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 28,579 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-25-000004 · primary_doc.xml · nonDerivative · entry 2 Holmes David A. · CIK 0001864423 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,430 F2 · kind: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee, with the shares vesting immediately on 2/1/2025. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 00:58 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Disposition to issuerCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-25-000004 · primary_doc.xml · nonDerivative · entry 1 Holmes David A. · CIK 0001864423 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,851 F1 · kind: This award of restricted shares of common stock and performance-based restricted shares of common stock was granted on May 3, 2022. The unvested restricted shares of common stock subject to this award were cancelled. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 22:17 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 100,000 | $0.00 Strike: $1.12 | $0.00 |
DisclosureSEC source: 0000944075-24-000046 · primary_doc.xml · derivative · entry 2 Holmes David A. · CIK 0001864423 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common · 100,000 shares Expires 2034-06-25 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 22:17 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 100,000 | $0.00 Strike: $5.92 | $0.00 |
DisclosureSEC source: 0000944075-24-000046 · primary_doc.xml · derivative · entry 1 Holmes David A. · CIK 0001864423 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 100,000 shares Expires 2024-06-25 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:44 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-24-000011 · primary_doc.xml · nonDerivative · entry 1 Holmes David A. · CIK 0001864423 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,851 F1 · shares: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2025, 20% on February 1, 2026, 25% on February 1, 2027, and 40% on February 1, 2028. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:23 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 24,651 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000008 · primary_doc.xml · nonDerivative · entry 1 Holmes David A. · CIK 0001864423 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,851 F1 · shares: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2024, 20% on February 1, 2025, 25% on February 1, 2026, and 40% on February 1, 2027. Read SEC document |
| May 03, 2022 Filed May 4, 2022 20:33 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-22-000027 · primary_doc.xml · nonDerivative · entry 1 Holmes David A. · CIK 0001864423 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,200 F1 · shares: Vesting of restricted shares of Socket Mobile, Inc. Common Stock is subject to achievement of the milestones within 3 years. Unvested shares will be cancelled after May 3, 2025. Recipient earns 30% of granted shares when 12 trailing months (TTM) EBITDA exceeds $5.0M, and the earned shares will vest on May 3, 2023 or the earned date, whichever date comes later. Recipient earns additional 30% of granted shares when 12 trailing months (TTM) EBITDA exceeds $6.0M, and the earned shares will vest on May 3, 2024 or the earned date, whichever date comes later. Recipient earns the final 40% of granted shares when 12 trailing months (TTM) EBITDA exceeds $7.0M, and the earned shares will vest on May 3, 2025 or the earned date, whichever date comes later. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:08 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 12,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-22-000004 · primary_doc.xml · nonDerivative · entry 1 Holmes David A. · CIK 0001864423 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,100 F1 · shares: Restricted shares of Socket Mobile, Inc. Common Stock subject to vesting 15% after year one, 20% after year two, 25% after year three, and final 40% after year four, granted under the 2004 Plan. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon stock option · Derivative | 100,000 | $0.00 Strike: $5.92 | $0.00 |
DisclosureSEC source: 0000944075-21-000048 · primary_doc.xml · derivative · entry 2 Holmes David A. · CIK 0001864423 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common · 100,000 shares Expires 2031-06-01 F2 · derivative.exercise_date: The grant will vest over 72 months, vesting 1/6th of the shares after twelve months of employment, and vesting in additional 1/72nd increments each month for the following 60 months commencing June 1, 2022. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-21-000048 · primary_doc.xml · nonDerivative · entry 1 Holmes David A. · CIK 0001864423 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 F1 · shares: Restricted shares of Socket Mobile Inc common stock to be vested over 44 months, with 15% after 8 months on February 1, 2022. The remaining shares will vest on February 1st of subsequent years at the rate of 20%, 25%, and 40%, respectively. The shares were granted under the 2004 Equity Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.