Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SOCKET MOBILE, INC.SCKT · Entity 8279 | Director · Chief Financial Officer | August 21, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SOCKET MOBILE, INC.
Report date August 21, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 157,145 |
Reported balance
After 2026-08-21 transaction · row 1
1 source rowRow 1 · 2026-08-21 · Grant · Acquired 23,833 · Balance 157,145 F1: The Board approved issuing common stock to executives in lieu of voluntary compensation reductions for Q3 and Q4. The grant ratio was established at one share per $1.00 of reduced compensation, rather than applying the closing market price of $0.67 per share. The granted shares will vest 50% on January 1, 2027, and 50% on January 1, 2028, subject to continued service through each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Board approved issuing common stock to executives in lieu of voluntary compensation reductions for Q3 and Q4. The grant ratio was established at one share per $1.00 of reduced compensation, rather than applying the closing market price of $0.67 per share. The granted shares will vest 50% on January 1, 2027, and 50% on January 1, 2028, subject to continued service through each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2026 Filed Aug 25, 2026 21:00 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 23,833 | $1.00 | $23,833.00 |
DisclosureSEC source: 0000944075-26-000070 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,145 F1 · kind: The Board approved issuing common stock to executives in lieu of voluntary compensation reductions for Q3 and Q4. The grant ratio was established at one share per $1.00 of reduced compensation, rather than applying the closing market price of $0.67 per share. The granted shares will vest 50% on January 1, 2027, and 50% on January 1, 2028, subject to continued service through each applicable vesting date. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:26 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock Option · Derivative | 23,800 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0000944075-26-000010 · primary_doc.xml · derivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,060 Underlying: Common · 23,800 shares Expires 2036-02-27 F1 · shares: Represents repayment of 2025 voluntary compensation deductions through the grant of stock options with an exercise price of $1.00 per share. The options vest in equal monthly installments over a four-year period commencing February 27, 2026. F2 · derivative.exercise_date: Vests monthly over a 4-year period commencing February 27, 2026. Read SEC document |
| May 30, 2025 Filed Jun 2, 2025 22:43 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | PurchaseSubordinated Convertible Note · Derivative | 93,457 | $100,000.00 Strike: $1.07 | $9,345,700,000.00 |
DisclosureSEC source: 0000944075-25-000031 · primary_doc.xml · derivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,580 Underlying: Common Stock · 93,457 shares Expires not disclosed F1 · derivative.exercise_date: The Subordinated Convertible note is convertible any time on or prior to May 30, 2028. In addition, on or after May 30, 2026, the noteholder has the option to receive the prepayment of principal and accrued interest in cash. F1 · derivative.expiration_date: The Subordinated Convertible note is convertible any time on or prior to May 30, 2028. In addition, on or after May 30, 2026, the noteholder has the option to receive the prepayment of principal and accrued interest in cash. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 00:34 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 18,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-25-000002 · primary_doc.xml · nonDerivative · entry 3 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,060 F3 · kind: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2026, 20% on February 1, 2027, 25% on February 1, 2028, and 40% on February 1, 2029. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 00:34 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 16,960 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-25-000002 · primary_doc.xml · nonDerivative · entry 2 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,160 F2 · kind: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee, with the shares vesting immediately on 2/1/2025. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 00:34 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Disposition to issuerCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-25-000002 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,200 F1 · kind: This award of restricted shares of common stock and performance-based restricted shares of common stock was granted on May 3, 2022. The unvested restricted shares of common stock subject to this award were cancelled. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 20:45 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 49,260 | $0.00 Strike: $1.12 | $0.00 |
DisclosureSEC source: 0000944075-24-000041 · primary_doc.xml · derivative · entry 6 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,260 Underlying: Common · 49,260 shares Expires 2034-06-25 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 20:45 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 14,660 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0000944075-24-000041 · primary_doc.xml · derivative · entry 5 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,000 Underlying: Common · 14,660 shares Expires 2024-06-25 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 20:45 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 10,000 | $0.00 Strike: $2.93 | $0.00 |
DisclosureSEC source: 0000944075-24-000041 · primary_doc.xml · derivative · entry 4 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,660 Underlying: Common · 10,000 shares Expires 2024-06-25 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 20:45 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 5,600 | $0.00 Strike: $4.22 | $0.00 |
DisclosureSEC source: 0000944075-24-000041 · primary_doc.xml · derivative · entry 3 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,260 Underlying: Common · 5,600 shares Expires 2024-06-25 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 20:45 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 10,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0000944075-24-000041 · primary_doc.xml · derivative · entry 2 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,260 Underlying: Common · 10,000 shares Expires 2024-06-25 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 20:45 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 9,000 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0000944075-24-000041 · primary_doc.xml · derivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,260 Underlying: Common · 9,000 shares Expires 2024-06-25 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:33 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-24-000009 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,200 F1 · shares: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2025, 20% on February 1, 2026, 25% on February 1, 2027, and 40% on February 1, 2028. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 22:34 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 8,000 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0000944075-24-000001 · primary_doc.xml · derivative · entry 2 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,260 Underlying: Common · 8,000 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Granted on 3/3/2014. Monthly vesting. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 22:34 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 8,000 | $0.95 | $7,600.00 |
DisclosureSEC source: 0000944075-24-000001 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 22:14 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Tax withholdingCommon Stock | 1,496 | $2.11 | $3,156.56 |
DisclosureSEC source: 0000944075-23-000013 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,616 F1 · shares: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Ms. Zhao and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Ms. Zhao resulting from the vesting of Restricted Stocks. Ms. Zhao did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 21:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 6,152 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0000944075-23-000011 · primary_doc.xml · derivative · entry 2 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,747 Underlying: Common · 6,152 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Granted on 4/1/2013. Monthly vesting Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 21:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 6,152 | $1.04 | $6,398.08 |
DisclosureSEC source: 0000944075-23-000011 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:35 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 22,326 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000010 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,960 F1 · shares: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2024, 20% on February 1, 2025, 25% on February 1, 2026, and 40% on February 1, 2027. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:04 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Tax withholdingCommon Stock | 2,106 | $2.37 | $4,991.22 |
DisclosureSEC source: 0000944075-23-000004 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,634 F1 · shares: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Ms. Zhao and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Ms. Zhao resulting from the vesting of Restricted Stocks. Ms. Zhao did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 03, 2022 Filed May 4, 2022 20:45 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-22-000029 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,740 F1 · shares: Vesting of restricted shares of Socket Mobile, Inc. Common Stock is subject to achievement of the milestones within 3 years. Unvested shares will be cancelled after May 3, 2025. Recipient earns 30% of granted shares when 12 trailing months (TTM) EBITDA exceeds $5.0M, and the earned shares will vest on May 3, 2023 or the earned date, whichever date comes later. Recipient earns additional 30% of granted shares when 12 trailing months (TTM) EBITDA exceeds $6.0M, and the earned shares will vest on May 3, 2024 or the earned date, whichever date comes later. Recipient earns the final 40% of granted shares when 12 trailing months (TTM) EBITDA exceeds $7.0M, and the earned shares will vest on May 3, 2025 or the earned date, whichever date comes later. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:22 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Tax withholdingCommon Stock | 967 | $3.93 | $3,800.31 |
DisclosureSEC source: 0000944075-22-000015 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,600 F1 · shares: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Ms. Zhao and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Ms. Zhao resulting from the vesting of Restricted Stocks. Ms. Zhao did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:21 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Tax withholdingCommon Stock | 870 | $3.77 | $3,279.90 |
DisclosureSEC source: 0000944075-22-000006 · primary_doc.xml · nonDerivative · entry 2 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,567 F2 · shares: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Ms. Zhao and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Ms. Zhao resulting from the vesting of Restricted Stocks. Ms. Zhao did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:21 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 12,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-22-000006 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,437 F1 · shares: Restricted shares of Socket Mobile, Inc. Common Stock subject to vesting 15% after year one, 20% after year two, 25% after year three, and final 40% after year four, granted under the 2004 Plan. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:15 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Tax withholdingCommon Stock | 770 | $10.63 | $8,185.10 |
DisclosureSEC source: 0000944075-21-000018 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,377 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Ms. Zhao and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Ms. Zhao resulting from the vesting of Restricted Stocks. Ms. Zhao did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:01 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 2,300 | $1.08 Strike: $1.08 | $2,484.00 |
DisclosureSEC source: 0000944075-21-000014 · primary_doc.xml · derivative · entry 5 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,412 Underlying: Common · 2,300 shares Expires 2022-11-09 F2 · derivative.exercise_date: Grants vested in 48 equal monthly installments commencing March 1, 2012 and December 1, 2012 respectively. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:01 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 3,600 | $2.36 Strike: $2.36 | $8,496.00 |
DisclosureSEC source: 0000944075-21-000014 · primary_doc.xml · derivative · entry 4 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,712 Underlying: Common · 3,600 shares Expires 2022-02-27 F2 · derivative.exercise_date: Grants vested in 48 equal monthly installments commencing March 1, 2012 and December 1, 2012 respectively. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:01 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon Stock | 5,900 | $12.58 | $74,222.00 |
DisclosureSEC source: 0000944075-21-000014 · primary_doc.xml · nonDerivative · entry 3 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,147 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/24/2020 for the period of 3/1/2021 to 11/15/2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:01 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 2,300 | $1.08 | $2,484.00 |
DisclosureSEC source: 0000944075-21-000014 · primary_doc.xml · nonDerivative · entry 2 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:01 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 3,600 | $2.36 | $8,496.00 |
DisclosureSEC source: 0000944075-21-000014 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:48 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 4,120 | $1.82 Strike: $1.82 | $7,498.40 |
DisclosureSEC source: 0000944075-21-000013 · primary_doc.xml · derivative · entry 2 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,312 Underlying: Common · 4,120 shares Expires 2021-02-22 F1 · derivative.exercise_date: Grant vested in 48 equal monthly installments commencing March 1, 2011. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:48 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 4,120 | $1.82 | $7,498.40 |
DisclosureSEC source: 0000944075-21-000013 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 22:14 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-21-000003 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,027 Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 22:50 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | PurchaseSubordinated Convertible Note · Derivative | 17,123 | $25,000.00 Strike: $1.46 | $428,075,000.00 |
DisclosureSEC source: 0000944075-20-000032 · primary_doc.xml · derivative · entry 2 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,123 Underlying: Common Stock · 17,123 shares Expires not disclosed F2 · derivative.exercise_date: The Subordinated Convertible note is convertible any time on or prior to August 30, 2023 (the Maturity Date). In addition, on or after August 31, 2021, the Reporting Person has the option to receive the prepayment of principal and accrued interest in cash. F2 · derivative.expiration_date: The Subordinated Convertible note is convertible any time on or prior to August 30, 2023 (the Maturity Date). In addition, on or after August 31, 2021, the Reporting Person has the option to receive the prepayment of principal and accrued interest in cash. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 22:50 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon stock | 24,027 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-20-000032 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,027 F1 · shares: Restricted shares of Socket Mobile, Inc. Common Stock subject to vesting 100% on August 30, 2023, granted under the 2004 Plan. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 19:25 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-20-000006 · primary_doc.xml · nonDerivative · entry 1 Zhao Lynn · CIK 0001724840 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · shares: Restricted shares of Socket Mobile, Inc. Common Stock subject to vesting 15% after year one, 20% after year two, 25% after year three, and final 40% after year four, granted under the 2004 Plan. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:05 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 14,660 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0000944075-19-000046 · primary_doc.xml · derivative · entry 2 Zhao Lynn · CIK 0001724840 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,432 Underlying: Common · 14,660 shares Expires 2029-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:05 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 14,660 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0000944075-19-000046 · primary_doc.xml · derivative · entry 1 Zhao Lynn · CIK 0001724840 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 14,660 shares Expires 2019-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:10 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon stock option · Derivative | 18,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0000944075-19-000004 · primary_doc.xml · derivative · entry 1 Zhao Lynn · CIK 0001724840 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,052 Underlying: Common · 18,000 shares Expires 2029-02-15 F1 · derivative.exercise_date: Vests monthly over 48 months commencing 3/1/2019. Read SEC document |
| May 02, 2018 Filed May 4, 2018 17:09 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon stock option · Derivative | 10,000 | $0.00 Strike: $2.93 | $0.00 |
DisclosureSEC source: 0000944075-18-000014 · primary_doc.xml · derivative · entry 1 Zhao Lynn · CIK 0001724840 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,052 Underlying: Common · 10,000 shares Expires 2028-05-01 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.