Last 12 months
Inside the activity.
26 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 26 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2018 Filed Jun 4, 2018 17:28 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
OtherCommon stock option · Derivative | 1,212 | $1.04 Strike: $1.04 | $1,260.48 |
DisclosureSEC source: 0000944075-18-000023 · primary_doc.xml · derivative · entry 5 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,210 Underlying: Common · 1,212 shares Expires 2023-04-01 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 17:28 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
OtherCommon stock option · Derivative | 2,917 | $0.95 Strike: $0.95 | $2,771.15 |
DisclosureSEC source: 0000944075-18-000023 · primary_doc.xml · derivative · entry 4 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,422 Underlying: Common · 2,917 shares Expires 2024-03-03 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 17:28 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
SaleCommon | 4,129 | $2.57 | $10,611.53 |
DisclosureSEC source: 0000944075-18-000023 · primary_doc.xml · nonDerivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 17:28 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
ConversionCommon | 1,212 | $1.04 | $1,260.48 |
DisclosureSEC source: 0000944075-18-000023 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 17:28 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
ConversionCommon | 2,917 | $0.95 | $2,771.15 |
DisclosureSEC source: 0000944075-18-000023 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2018 Filed May 4, 2018 17:30 UTC |
MILLS KEVIN JDirector · President and CEO
|
GrantCommon stock option · Derivative | 17,500 | $0.00 Strike: $2.93 | $0.00 |
DisclosureSEC source: 0000944075-18-000019 · primary_doc.xml · derivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,274 Underlying: Common · 17,500 shares Expires 2028-05-01 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| May 02, 2018 Filed May 4, 2018 17:27 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
GrantCommon stock option · Derivative | 4,000 | $0.00 Strike: $2.93 | $0.00 |
DisclosureSEC source: 0000944075-18-000018 · primary_doc.xml · derivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,339 Underlying: Common · 4,000 shares Expires 2028-05-01 F1 · derivative.exercise_date: Vests monthly over 14 months. Read SEC document |
| May 02, 2018 Filed May 4, 2018 17:23 UTC |
Lopez JamesVP Sales and Marketing
|
GrantCommon stock option · Derivative | 14,500 | $0.00 Strike: $2.93 | $0.00 |
DisclosureSEC source: 0000944075-18-000017 · primary_doc.xml · derivative · entry 1 Lopez James · CIK 0001621324 · VP Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,500 Underlying: Common · 14,500 shares Expires 2028-05-01 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| May 02, 2018 Filed May 4, 2018 17:14 UTC |
Baillif LeeVice President of Operations
|
GrantCommon stock option · Derivative | 12,000 | $0.00 Strike: $2.93 | $0.00 |
DisclosureSEC source: 0000944075-18-000015 · primary_doc.xml · derivative · entry 1 Baillif Lee · CIK 0001391340 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,354 Underlying: Common · 12,000 shares Expires 2028-05-01 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| May 02, 2018 Filed May 4, 2018 17:20 UTC |
OTT LEONARD LVP Engineering and CTO
|
GrantCommon stock option · Derivative | 13,500 | $0.00 Strike: $2.93 | $0.00 |
DisclosureSEC source: 0000944075-18-000016 · primary_doc.xml · derivative · entry 1 OTT LEONARD L · CIK 0001192169 · VP Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,812 Underlying: Common · 13,500 shares Expires 2028-05-01 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| May 02, 2018 Filed May 4, 2018 17:09 UTC |
Zhao LynnVice President and Controller
|
GrantCommon stock option · Derivative | 10,000 | $0.00 Strike: $2.93 | $0.00 |
DisclosureSEC source: 0000944075-18-000014 · primary_doc.xml · derivative · entry 1 Zhao Lynn · CIK 0001724840 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,052 Underlying: Common · 10,000 shares Expires 2028-05-01 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 23:39 UTC |
MILLS KEVIN JDirector · President and CEO
|
GiftCommon | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-18-000001 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,941 Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 17:23 UTC |
BASS CHARLIEDirector
|
Exercise / conversionConvertible Subordinated Note · Derivative | 1,068,660 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0000944075-17-000046 · primary_doc.xml · derivative · entry 2 BASS CHARLIE · CIK 0001192161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 854,927 shares Expires 2017-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Convertible into common stock on or before maturity date of 9/4/2017. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 17:23 UTC |
BASS CHARLIEDirector
|
Exercise / conversionCommon Stock | 854,927 | $1.25 | $1,068,658.75 |
DisclosureSEC source: 0000944075-17-000046 · primary_doc.xml · nonDerivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,088,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 17:12 UTC |
Baillif LeeVP of Operations
|
Exercise / conversionConvertible Subordinated Note · Derivative | 37,302 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0000944075-17-000045 · primary_doc.xml · derivative · entry 2 Baillif Lee · CIK 0001391340 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 29,841 shares Expires 2017-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Convertible into common stock on or before maturity date of 9/4/2017. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 17:12 UTC |
Baillif LeeVP of Operations
|
Exercise / conversionCommon Stock | 29,841 | $1.25 | $37,301.25 |
DisclosureSEC source: 0000944075-17-000045 · primary_doc.xml · nonDerivative · entry 1 Baillif Lee · CIK 0001391340 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 16:50 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
OtherCommon stock option · Derivative | 2,780 | $1.96 Strike: $1.96 | $5,448.80 |
DisclosureSEC source: 0000944075-17-000041 · primary_doc.xml · derivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,339 Underlying: Common · 2,780 shares Expires 2019-02-23 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 16:50 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
SaleCommon | 2,780 | $4.00 | $11,120.00 |
DisclosureSEC source: 0000944075-17-000041 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 16:50 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
ConversionCommon | 2,780 | $1.96 | $5,448.80 |
DisclosureSEC source: 0000944075-17-000041 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 22:56 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
OtherCommon stock option · Derivative | 5,000 | $1.96 Strike: $1.96 | $9,800.00 |
DisclosureSEC source: 0000944075-17-000040 · primary_doc.xml · derivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,119 Underlying: Common · 5,000 shares Expires 2019-02-23 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 22:56 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
SaleCommon | 5,000 | $4.00 | $20,000.00 |
DisclosureSEC source: 0000944075-17-000040 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 22:56 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
ConversionCommon | 5,000 | $1.96 | $9,800.00 |
DisclosureSEC source: 0000944075-17-000040 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:53 UTC |
OTT LEONARD LVP Engineering and CTO
|
OtherCommon stock option · Derivative | 500 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0000944075-17-000034 · primary_doc.xml · derivative · entry 3 OTT LEONARD L · CIK 0001192169 · VP Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,312 Underlying: Common · 500 shares Expires 2020-07-01 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:53 UTC |
OTT LEONARD LVP Engineering and CTO
|
Disposition to issuerCommon | 500 | $4.50 | $2,250.00 |
DisclosureSEC source: 0000944075-17-000034 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · VP Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 F1 · shares: Automatic 10b5-1 Plan transaction. Plan dated 3/31/2017. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:53 UTC |
OTT LEONARD LVP Engineering and CTO
|
ConversionCommon | 500 | $3.04 | $1,520.00 |
DisclosureSEC source: 0000944075-17-000034 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · VP Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 18:35 UTC |
BASS CHARLIEDirector
|
GrantCommon stock option · Derivative | 10,000 | $0.00 Strike: $3.88 | $0.00 |
DisclosureSEC source: 0000944075-17-000033 · primary_doc.xml · derivative · entry 1 BASS CHARLIE · CIK 0001192161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,750 Underlying: Common · 10,000 shares Expires 2027-07-28 F1 · derivative.exercise_date: Vests monthly over a 24 month period commencing June 14, 2017. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 18:27 UTC |
MacDonald Brenton EarlDirector
|
GrantCommon stock option · Derivative | 7,000 | $0.00 Strike: $3.88 | $0.00 |
DisclosureSEC source: 0000944075-17-000032 · primary_doc.xml · derivative · entry 1 MacDonald Brenton Earl · CIK 0001677601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common · 7,000 shares Expires 2027-07-28 F1 · derivative.exercise_date: Vests monthly over a 24 month period commencing June 14, 2017. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 18:20 UTC |
Chan NelsonDirector
|
GrantCommon stock option · Derivative | 8,000 | $0.00 Strike: $3.88 | $0.00 |
DisclosureSEC source: 0000944075-17-000031 · primary_doc.xml · derivative · entry 1 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common · 8,000 shares Expires 2027-07-28 F1 · derivative.exercise_date: Vests monthly over a 24 month period commencing June 14, 2017. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 17:41 UTC |
OTT LEONARD LVP Engineering & CTO
|
OtherCommon stock option · Derivative | 500 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0000944075-17-000028 · primary_doc.xml · derivative · entry 3 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,812 Underlying: Common · 500 shares Expires 2020-07-01 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 17:41 UTC |
OTT LEONARD LVP Engineering & CTO
|
Disposition to issuerCommon | 500 | $4.50 | $2,250.00 |
DisclosureSEC source: 0000944075-17-000028 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 F1 · shares: Automatic 10b5-1 Plan transaction. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 17:41 UTC |
OTT LEONARD LVP Engineering & CTO
|
ConversionCommon | 500 | $3.04 | $1,520.00 |
DisclosureSEC source: 0000944075-17-000028 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2017 Filed May 26, 2017 21:03 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
OtherCommon stock option · Derivative | 917 | $1.04 Strike: $1.04 | $953.68 |
DisclosureSEC source: 0000944075-17-000026 · primary_doc.xml · derivative · entry 5 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,119 Underlying: Common · 917 shares Expires 2023-04-01 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| May 26, 2017 Filed May 26, 2017 21:03 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
OtherCommon stock option · Derivative | 1,083 | $0.95 Strike: $0.95 | $1,028.85 |
DisclosureSEC source: 0000944075-17-000026 · primary_doc.xml · derivative · entry 4 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,036 Underlying: Common · 1,083 shares Expires 2024-03-03 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| May 26, 2017 Filed May 26, 2017 21:03 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
SaleCommon | 2,000 | $3.66 | $7,320.00 |
DisclosureSEC source: 0000944075-17-000026 · primary_doc.xml · nonDerivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 Read SEC document |
| May 26, 2017 Filed May 26, 2017 21:03 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
ConversionCommon | 917 | $1.04 | $953.68 |
DisclosureSEC source: 0000944075-17-000026 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2017 Filed May 26, 2017 21:03 UTC |
DUNLAP DAVID WDirector · Chief Financial Officer
|
ConversionCommon | 1,083 | $0.95 | $1,028.85 |
DisclosureSEC source: 0000944075-17-000026 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2017 Filed Apr 25, 2017 21:34 UTC |
OTT LEONARD LVP Engineering & CTO
|
Disposition to issuerCommon | 150 | $4.50 | $675.00 |
DisclosureSEC source: 0000944075-17-000019 · primary_doc.xml · nonDerivative · entry 4 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 Read SEC document |
| April 25, 2017 Filed Apr 25, 2017 21:34 UTC |
OTT LEONARD LVP Engineering & CTO
|
ConversionCommon | 150 | $2.74 | $411.00 |
DisclosureSEC source: 0000944075-17-000019 · primary_doc.xml · nonDerivative · entry 3 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Automatic 10b5-1 Plan transactions. Read SEC document |
| April 20, 2017 Filed Apr 25, 2017 21:34 UTC |
OTT LEONARD LVP Engineering & CTO
|
OtherCommon stock option · Derivative | 150 | $0.00 Strike: $2.74 | $0.00 |
DisclosureSEC source: 0000944075-17-000019 · primary_doc.xml · derivative · entry 6 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,312 Underlying: Common · 150 shares Expires 2020-06-01 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| April 20, 2017 Filed Apr 25, 2017 21:34 UTC |
OTT LEONARD LVP Engineering & CTO
|
OtherCommon stock option · Derivative | 500 | $0.00 Strike: $2.74 | $0.00 |
DisclosureSEC source: 0000944075-17-000019 · primary_doc.xml · derivative · entry 5 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,462 Underlying: Common · 500 shares Expires 2020-06-01 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| April 20, 2017 Filed Apr 25, 2017 21:34 UTC |
OTT LEONARD LVP Engineering & CTO
|
Disposition to issuerCommon | 500 | $4.30 | $2,150.00 |
DisclosureSEC source: 0000944075-17-000019 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 Read SEC document |
| April 20, 2017 Filed Apr 25, 2017 21:34 UTC |
OTT LEONARD LVP Engineering & CTO
|
ConversionCommon | 500 | $2.74 | $1,370.00 |
DisclosureSEC source: 0000944075-17-000019 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Automatic 10b5-1 Plan transactions. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 21:24 UTC |
OTT LEONARD LVP Engineering & CTO
|
OtherCommon stock option · Derivative | 200 | $0.00 Strike: $2.74 | $0.00 |
DisclosureSEC source: 0000944075-17-000017 · primary_doc.xml · derivative · entry 3 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,962 Underlying: Common · 200 shares Expires 2020-06-01 F1 · derivative.exercise_date: Vests monthly over 48 months Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 21:24 UTC |
OTT LEONARD LVP Engineering & CTO
|
Disposition to issuerCommon | 200 | $4.30 | $860.00 |
DisclosureSEC source: 0000944075-17-000017 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 21:24 UTC |
OTT LEONARD LVP Engineering & CTO
|
ConversionCommon | 200 | $2.74 | $548.00 |
DisclosureSEC source: 0000944075-17-000017 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 19:28 UTC |
OTT LEONARD LVP Engineering & CTO
|
OtherCommon stock option · Derivative | 1,522 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0000944075-17-000016 · primary_doc.xml · derivative · entry 3 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,162 Underlying: Common · 1,522 shares Expires 2020-07-01 F1 · derivative.exercise_date: Vests monthly over 48 months Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 19:28 UTC |
OTT LEONARD LVP Engineering & CTO
|
Disposition to issuerCommon | 1,522 | $4.24 | $6,453.28 |
DisclosureSEC source: 0000944075-17-000016 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 19:28 UTC |
OTT LEONARD LVP Engineering & CTO
|
ConversionCommon | 1,522 | $2.92 | $4,444.24 |
DisclosureSEC source: 0000944075-17-000016 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 17:19 UTC |
OTT LEONARD LVP Engineering & CTO
|
OtherCommon stock option · Derivative | 11,544 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0000944075-17-000010 · primary_doc.xml · derivative · entry 6 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,684 Underlying: Common · 11,544 shares Expires 2020-07-01 F1 · derivative.exercise_date: Vests monthly over 48 months Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 17:19 UTC |
OTT LEONARD LVP Engineering & CTO
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Disposition to issuerCommon | 11,544 | $4.32 | $49,870.08 |
DisclosureSEC source: 0000944075-17-000010 · primary_doc.xml · nonDerivative · entry 4 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.