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Lopez James

Disclosed activity across 1 company

Tapewire entity
166998
SEC CIK
0001621324

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SOCKET MOBILE, INC.SCKT · Entity 8279VP Sales and MarketingMay 02, 2018May 04, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SOCKET MOBILE, INC.

Report date May 02, 2018 · Filed May 04, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $2.93 · Expires 2028-05-01Direct100,500 Reported balance After 2018-05-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-05-02 · Grant · Acquired 14,500 · Balance 100,500

F1: Vests monthly over 48 months.

Filing footnotes · ownership attribution and instrument terms

F1: Vests monthly over 48 months.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2018 Filed May 4, 2018 17:23 UTC SOCKET MOBILE, INC. SCKT · Entity 8279 GrantCommon stock option · Derivative 14,500 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0000944075-18-000017 · primary_doc.xml · derivative · entry 1

Lopez James · CIK 0001621324 · VP Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,500

Underlying: Common · 14,500 shares

Expires 2028-05-01

F1 · derivative.exercise_date: Vests monthly over 48 months.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 18:25 UTC SOCKET MOBILE, INC. SCKT · Entity 8279 GrantCommon stock option · Derivative 12,000 $0.00 Strike: $4.22 $0.00
Disclosure

SEC source: 0000944075-17-000014 · primary_doc.xml · derivative · entry 1

Lopez James · CIK 0001621324 · VP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,000

Underlying: Common · 12,000 shares

Expires 2027-04-03

F1 · derivative.exercise_date: Vests monthly over 48 months

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.