Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2009 Filed Mar 2, 2009 23:03 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionCommon Stock | 239,257 | $8.76 | $2,095,891.32 |
DisclosureSEC source: 0001296424-09-000002 · edgar.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2009 Filed Mar 6, 2009 00:23 UTC Amendment |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionNonqualified Stock Option (Right to buy) · Derivative | 239,257 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001296424-09-000003 · edgar.xml · derivative · entry 2 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 239,257 shares Expires 2011-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · date: Amended to correct transaction date. Read SEC document |
| February 27, 2009 Filed Mar 6, 2009 00:23 UTC Amendment |
Dwyer Carrie EEVP and General Counsel
|
SaleCommon Stock | 239,257 | $12.95 | $3,099,095.92 |
DisclosureSEC source: 0001296424-09-000003 · edgar.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,534 F1 · shares: Amended to correct number of shares sold. F2 · price: This transaction was executed in multiple trades at prices ranging from $12.78 to $13.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 16:18 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 1,546 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001171694-09-000002 · edgar.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,546 Underlying: Common Stock · 1,546 shares Expires not disclosed F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 16:13 UTC |
BUTCHER C PRESTONDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 4,447 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001188402-09-000002 · edgar.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,447 Underlying: Common Stock · 4,447 shares Expires 2019-01-02 F1 · shares: The options were received pursuant to the Directors' Deferred Compensation Plan II and vest immediately. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 16:22 UTC |
MCLIN STEPHEN TDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,435 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001188403-09-000002 · edgar.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,435 Underlying: Common Stock · 5,435 shares Expires 2019-01-02 F1 · shares: The options were received pursuant to the Directors' Deferred Compensation Plan II and vest immediately. Read SEC document |
| December 31, 2008 Filed Dec 31, 2008 19:20 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 62,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-08-000024 · edgar.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,720,887 F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 6,649,020 shares and an in indirect beneficial ownership interest in 6,965,465 shares held by his spouse and 41,706,270 shares held by a limited partnership. Read SEC document |
| December 26, 2008 Filed Dec 29, 2008 18:20 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 6,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-08-000023 · edgar.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,782,887 F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 6,649,020 shares and an in indirect beneficial ownership interest in 6,965,465 shares held by his spouse and 41,706,270 shares held by a limited partnership. Read SEC document |
| December 26, 2008 Filed Dec 29, 2008 18:20 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-08-000023 · edgar.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,789,287 Read SEC document |
| December 22, 2008 Filed Dec 24, 2008 00:34 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 9,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-08-000021 · edgar.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 135,289,287 F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 6,649,020 shares and an in indirect beneficial ownership interest in 6,965,465 shares held by his spouse and 41,706,270 shares held by a limited partnership. Read SEC document |
| December 18, 2008 Filed Dec 19, 2008 19:15 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 38,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-08-000019 · edgar.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 135,298,887 F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 6,649,020 shares and an in indirect beneficial ownership interest in 6,965,465 shares held by his spouse and 41,706,270 shares held by a limited partnership. Read SEC document |
| December 16, 2008 Filed Dec 17, 2008 17:17 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-08-000018 · edgar.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 6,965,465 F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 6,649,020 shares and an in indirect beneficial ownership interest in 135,336,887 shares held in trust and 41,706,270 shares held by a limited partnership. Since the reporting person's last report, 39,350,941 shares were transferred from an LLC to a limited partnership. Read SEC document |
| December 15, 2008 Filed Dec 17, 2008 00:41 UTC |
MARTINETTO JOSEPH REVP and CFO
|
Tax withholdingCommon Stock | 1,134 | $16.45 | $18,654.53 |
DisclosureSEC source: 0001276501-08-000007 · edgar.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,753 F1 · balance_after: The reporting person also has an indirect beneficial ownership interest in 557.12 shares held by an ESOP. Read SEC document |
| December 15, 2008 Filed Dec 17, 2008 00:39 UTC |
Brigeman Benjamin LEVP - Schwab Investor Services
|
Tax withholdingCommon Stock | 958 | $16.45 | $15,759.29 |
DisclosureSEC source: 0001404768-08-000005 · edgar.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,720.33 F1 · balance_after: The reporting person also has an indirect beneficial ownership interest in 36,214.87 shares held in trust and 1,638.01 shares held in an ESOP. Read SEC document |
| December 10, 2008 Filed Dec 11, 2008 23:14 UTC |
McCool James DEVP - Institutional Services
|
GrantNonqualified Stock Option (Right to buy) · Derivative | 23,981 | $0.00 Strike: $18.49 | $0.00 |
DisclosureSEC source: 0001389181-08-000014 · edgar.xml · derivative · entry 2 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,981 Underlying: Common Stock · 23,981 shares Expires 2018-12-10 F3 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of ten years. Read SEC document |
| December 10, 2008 Filed Dec 11, 2008 23:14 UTC |
McCool James DEVP - Institutional Services
|
GrantCommon Stock | 2,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001389181-08-000014 · edgar.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,525.34 F1 · shares: The restricted stock awards vest in increments of 25% on the first, second, third and fourth anniversary of the date of grant. F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 8,369.11 shares held by a 401(k) and 4,871.66 shares held by an ESOP. Read SEC document |
| November 17, 2008 Filed Nov 24, 2008 21:41 UTC |
Dwyer Carrie EEVP and General Counsel
|
Tax withholdingCommon Stock | 2,871 | $19.19 | $55,103.96 |
DisclosureSEC source: 0001296424-08-000008 · edgar.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,734 F1 · balance_after: The reporting person also has an indirect beneficial ownership interest in 5,705 shares held in a trust for her daughter, 5,705 shares held in a trust for her son, and 1,139.54 shares held by an ESOP. Read SEC document |
| November 17, 2008 Filed Nov 24, 2008 21:35 UTC |
Bettinger Walter WDirector · President and CEO
|
Tax withholdingCommon Stock | 4,158 | $19.19 | $79,805.74 |
DisclosureSEC source: 0001296479-08-000003 · edgar.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,730.89 F1 · balance_after: The reporting person also has an indirect beneficial ownership interest in 2,051.36 shares held by his spouse, 5,415.12 shares held by an ESOP, and 1,277 shares held through an ESPP. Read SEC document |
| November 17, 2008 Filed Nov 24, 2008 21:51 UTC |
Saeger RebeccaEVP & Chief Marketing Officer
|
Tax withholdingCommon Stock | 2,233 | $19.19 | $42,858.64 |
DisclosureSEC source: 0001311379-08-000007 · edgar.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,246 Read SEC document |
| November 17, 2008 Filed Nov 24, 2008 21:47 UTC |
Goldman Charles GEVP/COO, Schwab Institutional
|
Tax withholdingCommon Stock | 1,595 | $19.19 | $30,613.31 |
DisclosureSEC source: 0001311478-08-000005 · edgar.xml · nonDerivative · entry 1 Goldman Charles G · CIK 0001311478 · EVP/COO, Schwab Institutional 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,487 F1 · balance_after: The reporting person also has an indirect beneficial ownership interest in 2,537 shares held in trust and 729 shares held through an employee stock purchase plan. Read SEC document |
| November 17, 2008 Filed Nov 25, 2008 20:15 UTC Amendment |
Dwyer Carrie EEVP and General Counsel
|
Tax withholdingCommon Stock | 2,871 | $19.19 | $55,103.96 |
DisclosureSEC source: 0001296424-08-000009 · edgar.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,534 F1 · balance_after: The reporting person also has an indirect beneficial ownership interest in 6,805 shares held in a trust for her daughter, 6,805 shares held in a trust for her son, and 1,139.54 shares held by an ESOP. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 17:58 UTC |
MARTINETTO JOSEPH REVP and CFO
|
GrantNonqualified Stock Option (Right to buy) · Derivative | 122,920 | $0.00 Strike: $19.36 | $0.00 |
DisclosureSEC source: 0001276501-08-000006 · edgar.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,920 Underlying: Common Stock · 122,920 shares Expires 2018-11-03 F3 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of ten years. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 17:58 UTC |
MARTINETTO JOSEPH REVP and CFO
|
GrantCommon Stock | 12,520 | $19.17 | $240,008.40 |
DisclosureSEC source: 0001276501-08-000006 · edgar.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,887 F1 · shares: The restricted stock awards vest in increments of 25% on the first, second, third and fourth anniversary of the date of grant based on the company achieving a performance target related to pre-tax adjusted income divided by revenue and revenue growth for the one-year performance period ending on each September 30 preceding the vesting date. F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 555.01 shares held by an ESOP. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 17:41 UTC |
Dwyer Carrie EEVP and General Counsel
|
GrantNonqualified Stock Option (Right to buy) · Derivative | 112,677 | $0.00 Strike: $19.36 | $0.00 |
DisclosureSEC source: 0001296424-08-000007 · edgar.xml · derivative · entry 3 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,677 Underlying: Common Stock · 112,677 shares Expires 2018-11-03 F3 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of ten years. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 17:41 UTC |
Dwyer Carrie EEVP and General Counsel
|
GrantCommon Stock | 11,477 | $19.17 | $220,014.09 |
DisclosureSEC source: 0001296424-08-000007 · edgar.xml · nonDerivative · entry 2 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,605 F1 · shares: The restricted stock awards vest in increments of 25% on the first, second, third and fourth anniversary of the date of grant based on the company achieving a performance target related to pre-tax adjusted income divided by revenue and revenue growth for the one-year performance period ending on each September 30 preceding the vesting date. F2 · balance_after: The reporting person also had an indirect beneficial ownership interest in 5,705 shares held in a trust for her daughter, 5,705 shares held in a trust for her son, and 1,135 shares held by an ESOP. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 18:03 UTC |
Saeger RebeccaEVP & Chief Marketing Officer
|
GrantNonqualified Stock Option (Right to buy) · Derivative | 81,947 | $0.00 Strike: $19.36 | $0.00 |
DisclosureSEC source: 0001311379-08-000006 · edgar.xml · derivative · entry 3 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,947 Underlying: Common Stock · 81,947 shares Expires 2018-11-03 F2 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of ten years. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 18:03 UTC |
Saeger RebeccaEVP & Chief Marketing Officer
|
GrantCommon Stock | 8,347 | $19.17 | $160,011.99 |
DisclosureSEC source: 0001311379-08-000006 · edgar.xml · nonDerivative · entry 2 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,479 F1 · shares: The restricted stock awards vest in increments of 25% on the first, second, third and fourth anniversary of the date of grant based on the company achieving a performance target related to pre-tax adjusted income divided by revenue and revenue growth for the one-year performance period ending on each September 30 preceding the vesting date. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 17:49 UTC |
Goldman Charles GEVP/COO, Schwab Institutional
|
GrantNonqualified Stock Option (Right to buy) · Derivative | 133,163 | $0.00 Strike: $19.36 | $0.00 |
DisclosureSEC source: 0001311478-08-000004 · edgar.xml · derivative · entry 3 Goldman Charles G · CIK 0001311478 · EVP/COO, Schwab Institutional 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,163 Underlying: Common Stock · 133,163 shares Expires 2018-11-03 F3 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of ten years. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 17:49 UTC |
Goldman Charles GEVP/COO, Schwab Institutional
|
GrantCommon Stock | 13,563 | $19.17 | $260,002.71 |
DisclosureSEC source: 0001311478-08-000004 · edgar.xml · nonDerivative · entry 2 Goldman Charles G · CIK 0001311478 · EVP/COO, Schwab Institutional 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,082 F1 · shares: The restricted stock awards vest in increments of 25% on the first, second, third and fourth anniversary of the date of grant based on the company achieving a performance target related to pre-tax adjusted income divided by revenue and revenue growth for the one-year performance period ending on each September 30 preceding the vesting date. F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 2,537 shares held in trust and 729 shares held through an employee stock purchase plan. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 17:51 UTC |
McCool James DEVP - Corp & Retirement Svcs.
|
GrantNonqualified Stock Option (Right to buy) · Derivative | 128,041 | $0.00 Strike: $19.36 | $0.00 |
DisclosureSEC source: 0001389181-08-000012 · edgar.xml · derivative · entry 2 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,041 Underlying: Common Stock · 128,041 shares Expires 2018-11-03 F3 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of ten years. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 17:51 UTC |
McCool James DEVP - Corp & Retirement Svcs.
|
GrantCommon Stock | 13,042 | $19.17 | $250,015.14 |
DisclosureSEC source: 0001389181-08-000012 · edgar.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,557.21 F1 · shares: The restricted stock awards vest in increments of 25% on the first, second, third and fourth anniversary of the date of grant based on the company achieving a performance target related to pre-tax adjusted income divided by revenue and revenue growth for the one-year performance period ending on each September 30 preceding the vesting date. F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 8,357.31 shares held by a 401(k) and 4,853.20 shares held by an ESOP. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 17:44 UTC |
Brigeman Benjamin LEVP - Schwab Investor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 153,650 | $0.00 Strike: $19.36 | $0.00 |
DisclosureSEC source: 0001404768-08-000004 · edgar.xml · derivative · entry 3 Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,650 Underlying: Common Stock · 153,650 shares Expires 2018-11-01 F3 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of ten years. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 17:44 UTC |
Brigeman Benjamin LEVP - Schwab Investor Services
|
GrantCommon Stock | 15,650 | $19.17 | $300,010.50 |
DisclosureSEC source: 0001404768-08-000004 · edgar.xml · nonDerivative · entry 2 Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,678.33 F1 · shares: The restricted stock awards vest in increments of 25% on the first, second, third and fourth anniversary of the date of grant based on the company achieving a performance target related to pre-tax adjusted income divided by revenue and revenue growth for the one-year performance period ending on each September 30 preceding the vesting date. F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 36,214.87 shares held in trust and 1,631.81 shares held in an ESOP. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 17:20 UTC |
Allen Jay LEVP - Human Resources
|
GrantNonqualified Stock Option (right to buy) · Derivative | 81,947 | $0.00 Strike: $19.36 | $0.00 |
DisclosureSEC source: 0001416062-08-000002 · edgar.xml · derivative · entry 2 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,947 Underlying: Common Stock · 81,947 shares Expires 2018-11-03 F3 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of ten years. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 17:20 UTC |
Allen Jay LEVP - Human Resources
|
GrantCommon Stock | 8,347 | $19.17 | $160,011.99 |
DisclosureSEC source: 0001416062-08-000002 · edgar.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,301 F1 · shares: The restricted stock awards vest in increments of 25% on the first, second, third and fourth anniversary of the date of grant based on the company achieving a performance target related to pre-tax adjusted income divided by revenue and revenue growth for the one-year performance period ending on each September 30 preceding the vesting date. F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 7,646 shares held in trust. Read SEC document |
| November 01, 2008 Filed Nov 5, 2008 17:58 UTC |
MARTINETTO JOSEPH REVP and CFO
|
Tax withholdingCommon Stock | 981 | $19.19 | $18,828.63 |
DisclosureSEC source: 0001276501-08-000006 · edgar.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,367 Read SEC document |
| November 01, 2008 Filed Nov 5, 2008 17:41 UTC |
Dwyer Carrie EEVP and General Counsel
|
Tax withholdingCommon Stock | 1,005 | $19.19 | $19,289.27 |
DisclosureSEC source: 0001296424-08-000007 · edgar.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,128 Read SEC document |
| November 01, 2008 Filed Nov 5, 2008 18:03 UTC |
Saeger RebeccaEVP & Chief Marketing Officer
|
Tax withholdingCommon Stock | 879 | $19.19 | $16,870.91 |
DisclosureSEC source: 0001311379-08-000006 · edgar.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,132 Read SEC document |
| November 01, 2008 Filed Nov 5, 2008 17:49 UTC |
Goldman Charles GEVP/COO, Schwab Institutional
|
Tax withholdingCommon Stock | 1,256 | $19.19 | $24,106.78 |
DisclosureSEC source: 0001311478-08-000004 · edgar.xml · nonDerivative · entry 1 Goldman Charles G · CIK 0001311478 · EVP/COO, Schwab Institutional 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,519 Read SEC document |
| November 01, 2008 Filed Nov 5, 2008 17:44 UTC |
Brigeman Benjamin LEVP - Schwab Investor Services
|
Tax withholdingCommon Stock | 1,053 | $19.19 | $20,210.54 |
DisclosureSEC source: 0001404768-08-000004 · edgar.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,028.33 Read SEC document |
| October 30, 2008 Filed Nov 3, 2008 16:51 UTC |
MARTINETTO JOSEPH REVP and CFO
|
Tax withholdingCommon Stock | 548 | $18.55 | $10,167.21 |
DisclosureSEC source: 0001276501-08-000004 · edgar.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,348 F1 · balance_after: The reporting person also has an indirect beneficial ownership interest in 555.01 shares held by an ESOP. Read SEC document |
| October 30, 2008 Filed Nov 12, 2009 22:34 UTC |
Brigeman Benjamin LEVP - Investor Services
|
Tax withholdingCommon Stock | 501 | $18.55 | $9,295.20 |
DisclosureSEC source: 0001404768-09-000003 · edgar.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,551.609 F1 · balance_after: As of the date of this report, the reporting person also has an indirect beneficial ownership interest in 45,242.87 shares held in trust and 1,659.758 shares held in an ESOP. Read SEC document |
| October 01, 2008 Filed Oct 3, 2008 15:42 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 1,026 | $0.00 Strike: $24.37 | $0.00 |
DisclosureSEC source: 0001171694-08-000011 · edgar.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,026 Underlying: Common Stock · 1,026 shares Expires not disclosed F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| October 01, 2008 Filed Oct 3, 2008 15:35 UTC |
BUTCHER C PRESTONDirector
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GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,161 | $0.00 Strike: $24.37 | $0.00 |
DisclosureSEC source: 0001188402-08-000011 · edgar.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,161 Underlying: Common Stock · 3,161 shares Expires 2018-10-01 F1 · shares: The options were received pursuant to the Directors' Deferred Compensation Plan II and vest immediately. Read SEC document |
| October 01, 2008 Filed Oct 3, 2008 15:48 UTC |
SNEED PAULA ADirector
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GrantRestricted Stock Units · Derivative | 872 | $0.00 Strike: $24.37 | $0.00 |
DisclosureSEC source: 0001193024-08-000010 · edgar.xml · derivative · entry 1 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 872 Underlying: Common Stock · 872 shares Expires not disclosed F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors. Read SEC document |
| October 01, 2008 Filed Oct 3, 2008 16:08 UTC |
Bettinger Walter WDirector · President and CEO
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GrantNonqualified Stock Options (Right to Acquire) · Derivative | 759,220 | $0.00 Strike: $24.37 | $0.00 |
DisclosureSEC source: 0001296479-08-000002 · edgar.xml · derivative · entry 2 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,220 Underlying: Common Stock · 759,220 shares Expires 2015-10-01 F3 · derivative.exercise_date: The stock options will vest 15% on each of the first, second, third, and fourth anniversary of the grant date and 40% on the fifth anniversary of the grant date. Read SEC document |
| October 01, 2008 Filed Oct 3, 2008 16:08 UTC |
Bettinger Walter WDirector · President and CEO
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GrantCommon Stock | 124,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001296479-08-000002 · edgar.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,888.89 F1 · shares: The restricted shares will vest 25% on the third anniversary of the grant date and 75% on the fourth anniversary of the grant date. F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 2,051.36 shares held by his spouse, 5,394.61 shares held by an ESOP, and 1,277 shares held through an ESPP. Read SEC document |
| September 19, 2008 Filed Sep 22, 2008 20:10 UTC |
McCool James DEVP - Corp & Retirement Svcs.
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Exercise / conversionNonqualified Stock option (Right to buy) · Derivative | 11,811 | $0.00 Strike: $18.29 | $0.00 |
DisclosureSEC source: 0001389181-08-000010 · edgar.xml · derivative · entry 9 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,436 Underlying: Common Stock · 11,811 shares Expires 2013-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2008 Filed Sep 22, 2008 20:10 UTC |
McCool James DEVP - Corp & Retirement Svcs.
|
Exercise / conversionNonqualified Stock option (Right to buy) · Derivative | 2,097 | $0.00 Strike: $19.71 | $0.00 |
DisclosureSEC source: 0001389181-08-000010 · edgar.xml · derivative · entry 8 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,097 shares Expires 2011-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2008 Filed Sep 22, 2008 20:10 UTC |
McCool James DEVP - Corp & Retirement Svcs.
|
Exercise / conversionNonqualified Stock option (Right to buy) · Derivative | 2,622 | $0.00 Strike: $19.92 | $0.00 |
DisclosureSEC source: 0001389181-08-000010 · edgar.xml · derivative · entry 7 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,622 shares Expires 2011-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.