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SCHW

SCHWAB CHARLES CORP

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1218
SEC CIK
0000316709
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2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2010 Filed May 19, 2010 17:52 UTC GrantRestricted Stock Units · Derivative 3,649 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-013442 · doc4.xml · derivative · entry 2

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,088.12

Underlying: Common Stock · 3,649 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of company stock.

F3 · derivative.exercise_date: The restricted stock units were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 17, 2010 Filed May 19, 2010 17:52 UTC GrantNonqualified Stock Option (right to buy) · Derivative 11,082 $0.00 Strike: $17.38 $0.00
Disclosure

SEC source: 0001225208-10-013442 · doc4.xml · derivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,082

Underlying: Common Stock · 11,082 shares

Expires 2020-05-17

F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 17, 2010 Filed May 19, 2010 17:54 UTC GrantRestricted Stock Units · Derivative 3,649 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-013445 · doc4.xml · derivative · entry 2

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,455.13

Underlying: Common Stock · 3,649 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of company stock.

F3 · derivative.exercise_date: The restricted stock units were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 17, 2010 Filed May 19, 2010 17:54 UTC GrantNonqualified Stock Option (right to buy) · Derivative 11,082 $0.00 Strike: $17.38 $0.00
Disclosure

SEC source: 0001225208-10-013445 · doc4.xml · derivative · entry 1

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,082

Underlying: Common Stock · 11,082 shares

Expires 2020-05-17

F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 17, 2010 Filed May 19, 2010 17:55 UTC GrantRestricted Stock Units · Derivative 3,649 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-013446 · doc4.xml · derivative · entry 2

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,383.87

Underlying: Common Stock · 3,649 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of company stock.

F3 · derivative.exercise_date: The restricted stock units were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 17, 2010 Filed May 19, 2010 17:55 UTC GrantNonqualified Stock Option (right to buy) · Derivative 11,082 $0.00 Strike: $17.38 $0.00
Disclosure

SEC source: 0001225208-10-013446 · doc4.xml · derivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,082

Underlying: Common Stock · 11,082 shares

Expires 2020-05-17

F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
April 23, 2010 Filed Apr 26, 2010 16:16 UTC GiftCommon Stock 25,750 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-010918 · doc4.xml · nonDerivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 888,096.878

Read SEC document
April 01, 2010 Filed Apr 5, 2010 14:08 UTC GrantNonqualified Stock Option (right to buy) · Derivative 4,407 $0.00 Strike: $18.62 $0.00
Disclosure

SEC source: 0001225208-10-009730 · doc4.xml · derivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,407

Underlying: Common Stock · 4,407 shares

Expires 2020-04-01

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

Read SEC document
April 01, 2010 Filed Apr 5, 2010 14:10 UTC GrantRestricted Stock Units · Derivative 1,343 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-009731 · doc4.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,343

Underlying: Common Stock · 1,343 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

Read SEC document
April 01, 2010 Filed Apr 5, 2010 14:11 UTC GrantNonqualified Stock Option (right to buy) · Derivative 5,364 $0.00 Strike: $18.62 $0.00
Disclosure

SEC source: 0001225208-10-009732 · doc4.xml · derivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,364

Underlying: Common Stock · 5,364 shares

Expires 2020-04-01

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

Read SEC document
March 01, 2010 Filed Mar 3, 2010 17:28 UTC
Dwyer Carrie EEVP and General Counsel
GrantNonqualified Stock Option (right to buy) · Derivative 37,454 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001225208-10-006767 · doc4.xml · derivative · entry 1

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,454

Underlying: Common Stock · 37,454 shares

Expires 2020-03-01

F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2010 Filed Mar 3, 2010 17:28 UTC
Schwab Charles R.Director · Chairman · 10% owner
GrantNonqualified Stock Option (right to buy) · Derivative 112,360 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001225208-10-006768 · doc4.xml · derivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,360

Underlying: Common Stock · 112,360 shares

Expires 2020-03-01

F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2010 Filed Mar 3, 2010 17:28 UTC
McCool James DEVP - Institutional Services
GrantNonqualified Stock Option (right to buy) · Derivative 52,435 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001225208-10-006769 · doc4.xml · derivative · entry 1

McCool James D · CIK 0001389181 · EVP - Institutional Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,435

Underlying: Common Stock · 52,435 shares

Expires 2020-03-01

F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2010 Filed Mar 3, 2010 17:28 UTC
Allen Jay LEVP - Human Resources
GrantNonqualified Stock Option (right to buy) · Derivative 28,090 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001225208-10-006770 · doc4.xml · derivative · entry 1

Allen Jay L · CIK 0001416062 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,090

Underlying: Common Stock · 28,090 shares

Expires 2020-03-01

F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2010 Filed Mar 3, 2010 17:28 UTC
Bettinger Walter WDirector · President and CEO
GrantNonqualified Stock Option (right to buy) · Derivative 243,446 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001225208-10-006771 · doc4.xml · derivative · entry 1

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,446

Underlying: Common Stock · 243,446 shares

Expires 2020-03-01

F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2010 Filed Mar 3, 2010 17:28 UTC
Brigeman Benjamin LEVP - Investor Services
GrantNonqualified Stock Option (right to buy) · Derivative 54,308 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001225208-10-006772 · doc4.xml · derivative · entry 1

Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,308

Underlying: Common Stock · 54,308 shares

Expires 2020-03-01

F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2010 Filed Mar 3, 2010 17:28 UTC GrantNonqualified Stock Option (right to buy) · Derivative 44,944 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001225208-10-006773 · doc4.xml · derivative · entry 1

MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,944

Underlying: Common Stock · 44,944 shares

Expires 2020-03-01

F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2010 Filed Mar 3, 2010 17:28 UTC
Saeger RebeccaEVP & Chief Marketing Officer
GrantNonqualified Stock Option (right to buy) · Derivative 28,090 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001225208-10-006774 · doc4.xml · derivative · entry 1

Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,090

Underlying: Common Stock · 28,090 shares

Expires 2020-03-01

F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 20, 2010 Filed Feb 24, 2010 00:01 UTC
Bettinger Walter WDirector · President and CEO
Tax withholdingCommon Stock 25,258 $18.73 $472,968.68
Disclosure

SEC source: 0001225208-10-005404 · doc4.xml · nonDerivative · entry 1

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,472.8859

Read SEC document
February 20, 2010 Filed Feb 24, 2010 23:21 UTC Amendment
Bettinger Walter WDirector · President and CEO
Tax withholdingCommon Stock 24,458 $18.73 $457,988.28
Disclosure

SEC source: 0001225208-10-005573 · doc4a.xml · nonDerivative · entry 1

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,272.8859

Read SEC document
January 04, 2010 Filed Jan 6, 2010 18:54 UTC GrantRestricted Stock Units · Derivative 1,264 $0.00 $0.00
Disclosure

SEC source: 0001171694-10-000002 · edgar.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,264

Underlying: Common Stock · 1,264 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

Read SEC document
January 04, 2010 Filed Jan 6, 2010 18:49 UTC GrantNonqualified Stock Option (right to buy) · Derivative 3,927 $0.00 Strike: $19.78 $0.00
Disclosure

SEC source: 0001225208-10-000921 · doc4.xml · derivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,927

Underlying: Common Stock · 3,927 shares

Expires 2020-01-04

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

Read SEC document
January 04, 2010 Filed Jan 6, 2010 18:52 UTC GrantNonqualified Stock Option (right to buy) · Derivative 4,800 $0.00 Strike: $19.78 $0.00
Disclosure

SEC source: 0001225208-10-000928 · doc4.xml · derivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires 2020-01-04

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

Read SEC document
December 27, 2009 Filed Mar 2, 2009 23:03 UTC
Dwyer Carrie EEVP and General Counsel
Exercise / conversionNonqualified Stock Option (Right to buy) · Derivative 239,257 $0.00 Strike: $8.76 $0.00
Disclosure

SEC source: 0001296424-09-000002 · edgar.xml · derivative · entry 6

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 239,257 shares

Expires 2011-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2009 Filed Dec 22, 2009 16:39 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 550,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-024827 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 132,741,887

Read SEC document
December 16, 2009 Filed Dec 18, 2009 17:39 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-024699 · doc4.xml · nonDerivative · entry 4

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 133,291,887

Read SEC document
December 16, 2009 Filed Dec 18, 2009 17:39 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-024699 · doc4.xml · nonDerivative · entry 3

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 133,293,287

Read SEC document
December 16, 2009 Filed Dec 18, 2009 17:39 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-024699 · doc4.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 133,294,687

Read SEC document
December 16, 2009 Filed Dec 18, 2009 17:39 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-024699 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 133,296,087

Read SEC document
December 11, 2009 Filed Dec 11, 2009 22:34 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-024388 · doc4.xml · nonDerivative · entry 9

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 133,297,487

Read SEC document
December 10, 2009 Filed Dec 15, 2009 00:17 UTC
Sarin ArunDirector
GrantRestricted Stock Units · Derivative 563 $0.00 $0.00
Disclosure

SEC source: 0001188405-09-000006 · edgar.xml · derivative · entry 2

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563

Underlying: Common Stock · 563 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of company stock.

F3 · derivative.exercise_date: The restricted stock units were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
December 10, 2009 Filed Dec 15, 2009 00:17 UTC
Sarin ArunDirector
GrantNonqualified Stock Option (right to buy) · Derivative 1,574 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001188405-09-000006 · edgar.xml · derivative · entry 1

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,574

Underlying: Common Stock · 1,574 shares

Expires 2019-12-10

F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
December 09, 2009 Filed Dec 11, 2009 22:34 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 65,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-024388 · doc4.xml · nonDerivative · entry 8

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 133,347,487

Read SEC document
December 09, 2009 Filed Dec 11, 2009 22:34 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-024388 · doc4.xml · nonDerivative · entry 7

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 133,415,287

Read SEC document
December 09, 2009 Filed Dec 11, 2009 22:34 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-024388 · doc4.xml · nonDerivative · entry 6

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 133,412,487

Read SEC document
December 09, 2009 Filed Dec 11, 2009 22:34 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-024388 · doc4.xml · nonDerivative · entry 5

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 133,413,887

Read SEC document
December 09, 2009 Filed Dec 11, 2009 22:34 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-024388 · doc4.xml · nonDerivative · entry 4

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 133,416,687

Read SEC document
December 09, 2009 Filed Dec 11, 2009 22:34 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-024388 · doc4.xml · nonDerivative · entry 3

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 133,418,087

Read SEC document
December 09, 2009 Filed Dec 11, 2009 22:34 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-024388 · doc4.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 133,419,487

Read SEC document
December 09, 2009 Filed Dec 11, 2009 22:34 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 81,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-024388 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 6,884,465.33

Read SEC document
November 30, 2009 Filed Dec 1, 2009 18:45 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-023453 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,099,020

Read SEC document
November 24, 2009 Filed Nov 25, 2009 17:32 UTC
Saeger RebeccaEVP & Chief Marketing Officer
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 27,422 $0.00 Strike: $8.76 $0.00
Disclosure

SEC source: 0001225208-09-022970 · doc4.xml · derivative · entry 5

Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,422 shares

Expires 2011-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2009 Filed Nov 25, 2009 17:32 UTC
Saeger RebeccaEVP & Chief Marketing Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 7,867 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001225208-09-022970 · doc4.xml · derivative · entry 4

Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,867 shares

Expires 2014-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2009 Filed Nov 25, 2009 17:32 UTC
Saeger RebeccaEVP & Chief Marketing Officer
SaleCommon Stock 27,422 $18.14 $497,514.60
Disclosure

SEC source: 0001225208-09-022970 · doc4.xml · nonDerivative · entry 3

Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,826

F1 · price: This transaction was executed in multiple trades at prices ranging from $18.0881 to $18.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 24, 2009 Filed Nov 25, 2009 17:32 UTC
Saeger RebeccaEVP & Chief Marketing Officer
Exercise / conversionCommon Stock 7,867 $10.02 $78,827.34
Disclosure

SEC source: 0001225208-09-022970 · doc4.xml · nonDerivative · entry 2

Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 24, 2009 Filed Nov 25, 2009 17:32 UTC
Saeger RebeccaEVP & Chief Marketing Officer
Exercise / conversionCommon Stock 27,422 $8.76 $240,260.60
Disclosure

SEC source: 0001225208-09-022970 · doc4.xml · nonDerivative · entry 1

Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 19, 2009 Filed Nov 23, 2009 17:51 UTC
Dwyer Carrie EEVP and General Counsel
Tax withholdingCommon Stock 2,929 $18.40 $53,878.96
Disclosure

SEC source: 0001225208-09-022739 · doc4.xml · nonDerivative · entry 1

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,538

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November 19, 2009 Filed Nov 23, 2009 17:52 UTC
Saeger RebeccaEVP & Chief Marketing Officer
Tax withholdingCommon Stock 2,278 $18.40 $41,903.81
Disclosure

SEC source: 0001225208-09-022740 · doc4.xml · nonDerivative · entry 1

Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,959

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November 17, 2009 Filed Nov 17, 2009 23:31 UTC
Brigeman Benjamin LEVP - Investor Services
GiftCommon Stock 550 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-022412 · doc4.xml · nonDerivative · entry 1

Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 44,692.87

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November 16, 2009 Filed Nov 17, 2009 23:08 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-022411 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 133,420,887

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.