Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 18, 2011 Filed Apr 19, 2011 20:02 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 140,551 | $14.32 | $2,012,662.21 |
DisclosureSEC source: 0001225208-11-011962 · doc4.xml · nonDerivative · entry 2 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 789,035.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2011 Filed Apr 19, 2011 20:02 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 239,257 | $8.76 | $2,096,298.06 |
DisclosureSEC source: 0001225208-11-011962 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648,484.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2011 Filed Apr 19, 2011 20:02 UTC |
Brigeman Benjamin LEVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 22,968 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001225208-11-011963 · doc4.xml · derivative · entry 9 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,968 shares Expires 2011-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2011 Filed Apr 19, 2011 20:02 UTC |
Brigeman Benjamin LEVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 13,950 | $0.00 Strike: $9.72 | $0.00 |
DisclosureSEC source: 0001225208-11-011963 · doc4.xml · derivative · entry 8 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,950 shares Expires 2011-09-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2011 Filed Apr 19, 2011 20:02 UTC |
Brigeman Benjamin LEVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 66,423 | $0.00 Strike: $14.32 | $0.00 |
DisclosureSEC source: 0001225208-11-011963 · doc4.xml · derivative · entry 7 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,423 shares Expires 2011-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2011 Filed Apr 19, 2011 20:02 UTC |
Brigeman Benjamin LEVP - Investor Services
|
SaleCommon Stock | 43,403 | $18.00 | $781,254.00 |
DisclosureSEC source: 0001225208-11-011963 · doc4.xml · nonDerivative · entry 4 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 112,594.87 Read SEC document |
| April 18, 2011 Filed Apr 19, 2011 20:02 UTC |
Brigeman Benjamin LEVP - Investor Services
|
Exercise / conversionCommon Stock | 13,950 | $9.72 | $135,656.78 |
DisclosureSEC source: 0001225208-11-011963 · doc4.xml · nonDerivative · entry 3 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 155,997.87 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2011 Filed Apr 19, 2011 20:02 UTC |
Brigeman Benjamin LEVP - Investor Services
|
Exercise / conversionCommon Stock | 22,968 | $8.76 | $201,236.43 |
DisclosureSEC source: 0001225208-11-011963 · doc4.xml · nonDerivative · entry 2 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 142,047.87 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2011 Filed Apr 19, 2011 20:02 UTC |
Brigeman Benjamin LEVP - Investor Services
|
Exercise / conversionCommon Stock | 66,423 | $14.32 | $951,164.08 |
DisclosureSEC source: 0001225208-11-011963 · doc4.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 119,079.87 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2011 Filed Apr 5, 2011 15:01 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 4,610 | $0.00 Strike: $18.51 | $0.00 |
DisclosureSEC source: 0001225208-11-011096 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,610 Underlying: Common Stock · 4,610 shares Expires 2021-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| April 01, 2011 Filed Apr 5, 2011 15:03 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 5,612 | $0.00 Strike: $18.51 | $0.00 |
DisclosureSEC source: 0001225208-11-011097 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,612 Underlying: Common Stock · 5,612 shares Expires 2021-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| April 01, 2011 Filed Apr 5, 2011 15:08 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 1,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-011098 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,124.44 Underlying: Common Stock · 1,351 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| March 25, 2011 Filed Mar 29, 2011 23:51 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,517 | $0.00 Strike: $14.58 | $0.00 |
DisclosureSEC source: 0001225208-11-010448 · doc4.xml · derivative · entry 3 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,517 shares Expires 2011-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 25, 2011 Filed Mar 29, 2011 23:51 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionCommon Stock | 2,517 | $14.58 | $36,690.81 |
DisclosureSEC source: 0001225208-11-010448 · doc4.xml · nonDerivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 113,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2011 Filed Mar 23, 2011 17:05 UTC |
BECHTLE NANCY HDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,480 | $0.00 Strike: $14.58 | $0.00 |
DisclosureSEC source: 0001225208-11-010186 · doc4.xml · derivative · entry 3 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,480 shares Expires 2011-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2011 Filed Mar 23, 2011 17:05 UTC |
BECHTLE NANCY HDirector
|
Exercise / conversionCommon Stock | 2,480 | $14.58 | $36,151.46 |
DisclosureSEC source: 0001225208-11-010186 · doc4.xml · nonDerivative · entry 1 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 201,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2011 Filed Mar 22, 2011 16:59 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,332 | $0.00 Strike: $14.58 | $0.00 |
DisclosureSEC source: 0001225208-11-010135 · doc4.xml · derivative · entry 4 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,332 shares Expires 2011-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2011 Filed Mar 22, 2011 16:59 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionCommon Stock | 2,332 | $14.58 | $33,994.03 |
DisclosureSEC source: 0001225208-11-010135 · doc4.xml · nonDerivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 71,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2011 Filed Mar 16, 2011 18:06 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,517 | $0.00 Strike: $14.58 | $0.00 |
DisclosureSEC source: 0001225208-11-009766 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,517 shares Expires 2011-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2011 Filed Mar 16, 2011 18:06 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionCommon Stock | 2,517 | $14.58 | $36,690.81 |
DisclosureSEC source: 0001225208-11-009766 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 193,896.0834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2011 Filed Mar 7, 2011 19:01 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,406 | $0.00 Strike: $14.58 | $0.00 |
DisclosureSEC source: 0001225208-11-008955 · doc4.xml · derivative · entry 4 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,406 shares Expires 2011-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2011 Filed Mar 7, 2011 19:01 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 2,406 | $14.58 | $35,072.74 |
DisclosureSEC source: 0001225208-11-008955 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 893,737.791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 20:35 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GrantNonqualified Stock Option (right to buy) · Derivative | 126,812 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-11-008478 · doc4.xml · derivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,812 Underlying: Common Stock · 126,812 shares Expires 2021-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 20:35 UTC |
Bettinger Walter WDirector · President and CEO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 274,759 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-11-008479 · doc4.xml · derivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,759 Underlying: Common Stock · 274,759 shares Expires 2021-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 20:35 UTC |
McCool James DEVP - Institutional Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 59,179 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-11-008480 · doc4.xml · derivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,179 Underlying: Common Stock · 59,179 shares Expires 2021-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 20:35 UTC |
Brigeman Benjamin LEVP - Investor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 63,406 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-11-008481 · doc4.xml · derivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,406 Underlying: Common Stock · 63,406 shares Expires 2021-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 20:35 UTC |
Dwyer Carrie EEVP and General Counsel
|
GrantNonqualified Stock Option (right to buy) · Derivative | 42,271 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-11-008482 · doc4.xml · derivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,271 Underlying: Common Stock · 42,271 shares Expires 2021-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 20:35 UTC |
Allen Jay LEVP - Human Resources
|
GrantNonqualified Stock Option (right to buy) · Derivative | 31,703 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-11-008484 · doc4.xml · derivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,703 Underlying: Common Stock · 31,703 shares Expires 2021-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 20:35 UTC |
MARTINETTO JOSEPH REVP and CFO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 54,952 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-11-008483 · doc4.xml · derivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,952 Underlying: Common Stock · 54,952 shares Expires 2021-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 20:35 UTC |
Clendening John SEVP-Shared Strategic Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 52,839 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-11-008485 · doc4.xml · derivative · entry 1 Clendening John S · CIK 0001388961 · EVP-Shared Strategic Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,839 Underlying: Common Stock · 52,839 shares Expires 2021-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 22, 2011 Filed Feb 24, 2011 23:33 UTC |
Bettinger Walter WDirector · President and CEO
|
Tax withholdingCommon Stock | 54,358 | $19.08 | $1,037,150.64 |
DisclosureSEC source: 0001225208-11-007235 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,227.8859 Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 16:23 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 1,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-000917 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,534.88 Underlying: Common Stock · 1,429 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 16:26 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 4,688 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0001225208-11-000918 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,688 Underlying: Common Stock · 4,688 shares Expires 2021-01-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 16:28 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 5,730 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0001225208-11-000919 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,730 Underlying: Common Stock · 5,730 shares Expires 2021-01-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| December 17, 2010 Filed Dec 17, 2010 23:23 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 14,246 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001225208-10-027443 · doc4.xml · derivative · entry 8 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,246 shares Expires 2011-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2010 Filed Dec 17, 2010 23:23 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 14,246 | $17.03 | $242,617.93 |
DisclosureSEC source: 0001225208-10-027443 · doc4.xml · nonDerivative · entry 4 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,777 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2010. F2 · price: This transaction was executed in multiple trades at prices ranging from $17.00 to $17.11. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 17, 2010 Filed Dec 17, 2010 23:23 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 14,246 | $8.76 | $124,817.75 |
DisclosureSEC source: 0001225208-10-027443 · doc4.xml · nonDerivative · entry 3 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 31,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2010 Filed Dec 20, 2010 16:23 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 13,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-027460 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 132,728,387 Read SEC document |
| December 16, 2010 Filed Dec 17, 2010 23:23 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,300 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001225208-10-027443 · doc4.xml · derivative · entry 7 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,246 Underlying: Common Stock · 3,300 shares Expires 2011-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2010 Filed Dec 17, 2010 23:23 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 3,300 | $17.00 | $56,100.00 |
DisclosureSEC source: 0001225208-10-027443 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,777 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2010. Read SEC document |
| December 16, 2010 Filed Dec 17, 2010 23:23 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 3,300 | $8.76 | $28,913.28 |
DisclosureSEC source: 0001225208-10-027443 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 20,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2010 Filed Dec 9, 2010 20:53 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 17,545 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001225208-10-026668 · doc4.xml · derivative · entry 9 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,546 Underlying: Common Stock · 17,545 shares Expires 2011-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2010 Filed Dec 9, 2010 20:53 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 17,045 | $16.50 | $281,242.50 |
DisclosureSEC source: 0001225208-10-026668 · doc4.xml · nonDerivative · entry 5 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,777 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2010. Read SEC document |
| December 08, 2010 Filed Dec 9, 2010 20:53 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 500 | $16.51 | $8,252.50 |
DisclosureSEC source: 0001225208-10-026668 · doc4.xml · nonDerivative · entry 4 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 33,822 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2010. Read SEC document |
| December 08, 2010 Filed Dec 9, 2010 20:53 UTC |
Allen Jay LEVP - Human Resources
|
GrantCommon Stock | 17,545 | $8.76 | $153,722.27 |
DisclosureSEC source: 0001225208-10-026668 · doc4.xml · nonDerivative · entry 3 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 34,322 Read SEC document |
| December 08, 2010 Filed Dec 29, 2010 22:20 UTC Amendment |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 17,545 | $8.76 | $153,722.27 |
DisclosureSEC source: 0001225208-10-027914 · doc4a.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 34,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person is amending the Form 4 originally filed to reflect a different transaction code. Read SEC document |
| December 02, 2010 Filed Dec 9, 2010 20:53 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 17,545 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001225208-10-026668 · doc4.xml · derivative · entry 8 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,091 Underlying: Common Stock · 17,545 shares Expires 2011-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2010 Filed Dec 9, 2010 20:53 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 17,545 | $16.00 | $280,720.00 |
DisclosureSEC source: 0001225208-10-026668 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,777 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2010. Read SEC document |
| December 02, 2010 Filed Dec 9, 2010 20:53 UTC |
Allen Jay LEVP - Human Resources
|
GrantCommon Stock | 17,545 | $8.76 | $153,722.27 |
DisclosureSEC source: 0001225208-10-026668 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 34,322 Read SEC document |
| December 02, 2010 Filed Dec 29, 2010 22:20 UTC Amendment |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 17,545 | $8.76 | $153,722.27 |
DisclosureSEC source: 0001225208-10-027914 · doc4a.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 34,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person is amending the Form 4 originally filed to reflect a different transaction code. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.