Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2011 Filed Nov 2, 2011 22:51 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionCommon Stock | 2,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024222 · doc4.xml · nonDerivative · entry 2 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 214,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:51 UTC |
Dwyer Carrie EEVP and General Counsel
|
Tax withholdingCommon Stock | 1,026 | $11.87 | $12,178.62 |
DisclosureSEC source: 0001225208-11-024222 · doc4.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,911 Read SEC document |
| October 03, 2011 Filed Oct 5, 2011 14:53 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 7,329 | $0.00 Strike: $10.93 | $0.00 |
DisclosureSEC source: 0001225208-11-022965 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,329 Underlying: Common Stock · 7,329 shares Expires 2021-10-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| October 03, 2011 Filed Oct 5, 2011 14:57 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 2,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-022966 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,637.17 Underlying: Common Stock · 2,288 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| October 03, 2011 Filed Oct 5, 2011 15:01 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 8,958 | $0.00 Strike: $10.93 | $0.00 |
DisclosureSEC source: 0001225208-11-022967 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,958 Underlying: Common Stock · 8,958 shares Expires 2021-10-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| October 03, 2011 Filed Oct 5, 2011 16:22 UTC |
Brigeman Benjamin LEVP - Investor Services
|
Tax withholdingCommon Stock | 3,176 | $11.16 | $35,444.16 |
DisclosureSEC source: 0001225208-11-022970 · doc4.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,640.421 Read SEC document |
| October 03, 2011 Filed Oct 5, 2011 20:10 UTC |
Bettinger Walter WDirector · President and CEO
|
Tax withholdingCommon Stock | 3,621 | $11.16 | $40,410.36 |
DisclosureSEC source: 0001225208-11-023001 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,606.8859 Read SEC document |
| September 23, 2011 Filed Sep 26, 2011 15:37 UTC |
BECHTLE NANCY HDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 13,111 | $0.00 Strike: $9.72 | $0.00 |
DisclosureSEC source: 0001225208-11-022115 · doc4.xml · derivative · entry 3 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,111 shares Expires 2011-09-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2011 Filed Sep 26, 2011 15:37 UTC |
BECHTLE NANCY HDirector
|
Exercise / conversionCommon Stock | 13,111 | $9.72 | $127,497.92 |
DisclosureSEC source: 0001225208-11-022115 · doc4.xml · nonDerivative · entry 1 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 219,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2011 Filed Sep 26, 2011 15:37 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 13,111 | $0.00 Strike: $9.72 | $0.00 |
DisclosureSEC source: 0001225208-11-022116 · doc4.xml · derivative · entry 3 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,111 shares Expires 2011-09-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2011 Filed Sep 26, 2011 15:37 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionCommon Stock | 13,111 | $9.72 | $127,497.92 |
DisclosureSEC source: 0001225208-11-022116 · doc4.xml · nonDerivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 132,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2011 Filed Sep 9, 2011 20:46 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,112 | $0.00 Strike: $10.36 | $0.00 |
DisclosureSEC source: 0001225208-11-021631 · doc4.xml · derivative · entry 6 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,112 shares Expires 2011-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2011 Filed Sep 9, 2011 20:46 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 13,111 | $0.00 Strike: $9.72 | $0.00 |
DisclosureSEC source: 0001225208-11-021631 · doc4.xml · derivative · entry 5 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,111 shares Expires 2011-09-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2011 Filed Sep 9, 2011 20:46 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 2,112 | $10.36 | $21,887.08 |
DisclosureSEC source: 0001225208-11-021631 · doc4.xml · nonDerivative · entry 2 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 914,555.193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2011 Filed Sep 9, 2011 20:46 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 13,111 | $9.72 | $127,497.92 |
DisclosureSEC source: 0001225208-11-021631 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 912,443.193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2011 Filed Sep 1, 2011 15:08 UTC |
Dwyer Carrie EEVP and General Counsel
|
SaleCommon Stock | 16,500 | $12.43 | $205,131.30 |
DisclosureSEC source: 0001225208-11-021015 · doc4.xml · nonDerivative · entry 2 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 211,624 F2 · price: This transaction was executed in multiple trades at prices ranging from $12.405 to $12.49. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 30, 2011 Filed Sep 1, 2011 15:05 UTC |
MARTINETTO JOSEPH REVP and CFO
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 13,216 | $9.72 Strike: $9.72 | $128,518.99 |
DisclosureSEC source: 0001225208-11-021014 · doc4.xml · derivative · entry 4 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,216 shares Expires 2011-09-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2011 Filed Sep 1, 2011 15:05 UTC |
MARTINETTO JOSEPH REVP and CFO
|
SaleCommon Stock | 13,216 | $12.36 | $163,352.40 |
DisclosureSEC source: 0001225208-11-021014 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,056 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.35 to $12.375. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 30, 2011 Filed Sep 1, 2011 15:05 UTC |
MARTINETTO JOSEPH REVP and CFO
|
Exercise / conversionCommon Stock | 13,216 | $9.72 | $128,518.99 |
DisclosureSEC source: 0001225208-11-021014 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2011 Filed Sep 1, 2011 15:08 UTC |
Dwyer Carrie EEVP and General Counsel
|
SaleCommon Stock | 13,500 | $12.50 | $168,755.40 |
DisclosureSEC source: 0001225208-11-021015 · doc4.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 228,124 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.50 to $12.505. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 19, 2011 Filed Aug 23, 2011 15:13 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,604 | $0.00 Strike: $8.56 | $0.00 |
DisclosureSEC source: 0001225208-11-020405 · doc4.xml · derivative · entry 10 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,604 shares Expires 2012-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2011 Filed Aug 23, 2011 15:13 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,942 | $0.00 Strike: $10.49 | $0.00 |
DisclosureSEC source: 0001225208-11-020405 · doc4.xml · derivative · entry 9 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,942 shares Expires 2012-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2011 Filed Aug 23, 2011 15:13 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $9.06 | $0.00 |
DisclosureSEC source: 0001225208-11-020405 · doc4.xml · derivative · entry 8 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2014-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2011 Filed Aug 23, 2011 15:13 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $9.31 | $0.00 |
DisclosureSEC source: 0001225208-11-020405 · doc4.xml · derivative · entry 7 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2013-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2011 Filed Aug 23, 2011 15:13 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionCommon Stock | 2,942 | $10.49 | $30,853.34 |
DisclosureSEC source: 0001225208-11-020405 · doc4.xml · nonDerivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 216,967.0784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2011 Filed Aug 23, 2011 15:13 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionCommon Stock | 3,604 | $8.56 | $30,855.29 |
DisclosureSEC source: 0001225208-11-020405 · doc4.xml · nonDerivative · entry 3 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 214,025.0784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2011 Filed Aug 23, 2011 15:13 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionCommon Stock | 5,244 | $9.06 | $47,495.43 |
DisclosureSEC source: 0001225208-11-020405 · doc4.xml · nonDerivative · entry 2 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 210,421.0784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2011 Filed Aug 23, 2011 15:13 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionCommon Stock | 5,244 | $9.31 | $48,845.24 |
DisclosureSEC source: 0001225208-11-020405 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 205,177.0784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2011 Filed Aug 3, 2011 15:37 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GrantNonqualified Stock Option (right to buy) · Derivative | 147,992 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001225208-11-019191 · doc4.xml · derivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,992 Underlying: Common Stock · 147,992 shares Expires 2021-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2011 Filed Aug 3, 2011 15:37 UTC |
Bettinger Walter WDirector · President and CEO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 320,649 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001225208-11-019192 · doc4.xml · derivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,649 Underlying: Common Stock · 320,649 shares Expires 2021-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2011 Filed Aug 3, 2011 15:37 UTC |
McCool James DEVP - Institutional Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 69,063 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001225208-11-019193 · doc4.xml · derivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,063 Underlying: Common Stock · 69,063 shares Expires 2021-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2011 Filed Aug 3, 2011 15:37 UTC |
Brigeman Benjamin LEVP - Investor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 73,996 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001225208-11-019194 · doc4.xml · derivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,996 Underlying: Common Stock · 73,996 shares Expires 2021-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2011 Filed Aug 3, 2011 15:37 UTC |
MARTINETTO JOSEPH REVP and CFO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 64,130 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001225208-11-019195 · doc4.xml · derivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,130 Underlying: Common Stock · 64,130 shares Expires 2021-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2011 Filed Aug 3, 2011 15:37 UTC |
Dwyer Carrie EEVP and General Counsel
|
GrantNonqualified Stock Option (right to buy) · Derivative | 49,331 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001225208-11-019196 · doc4.xml · derivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,331 Underlying: Common Stock · 49,331 shares Expires 2021-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2011 Filed Aug 3, 2011 15:37 UTC |
Clendening John SEVP-Shared Strategic Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 61,664 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001225208-11-019197 · doc4.xml · derivative · entry 1 Clendening John S · CIK 0001388961 · EVP-Shared Strategic Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,664 Underlying: Common Stock · 61,664 shares Expires 2021-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2011 Filed Aug 3, 2011 15:37 UTC |
Allen Jay LEVP - Human Resources
|
GrantNonqualified Stock Option (right to buy) · Derivative | 36,998 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001225208-11-019198 · doc4.xml · derivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,998 Underlying: Common Stock · 36,998 shares Expires 2021-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| July 26, 2011 Filed Jul 27, 2011 15:26 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-018785 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,397,359 Read SEC document |
| July 06, 2011 Filed Jul 7, 2011 21:06 UTC |
BECHTLE NANCY HDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,317 | $0.00 Strike: $14.38 | $0.00 |
DisclosureSEC source: 0001225208-11-017936 · doc4.xml · derivative · entry 3 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,317 shares Expires 2011-07-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2011 Filed Jul 7, 2011 21:06 UTC |
BECHTLE NANCY HDirector
|
Exercise / conversionCommon Stock | 2,317 | $14.38 | $33,311.51 |
DisclosureSEC source: 0001225208-11-017936 · doc4.xml · nonDerivative · entry 1 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 206,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2011 Filed Jul 6, 2011 15:40 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 6,085 | $0.00 Strike: $16.72 | $0.00 |
DisclosureSEC source: 0001225208-11-017605 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,085 Underlying: Common Stock · 6,085 shares Expires 2021-07-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| July 01, 2011 Filed Jul 6, 2011 15:41 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 4,978 | $0.00 Strike: $16.72 | $0.00 |
DisclosureSEC source: 0001225208-11-017606 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,978 Underlying: Common Stock · 4,978 shares Expires 2021-07-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| July 01, 2011 Filed Jul 6, 2011 15:44 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 1,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-017608 · doc4.xml · derivative · entry 5 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,973.2 Underlying: Common Stock · 1,496 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| July 01, 2011 Filed Jul 6, 2011 15:44 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,170 | $0.00 Strike: $14.38 | $0.00 |
DisclosureSEC source: 0001225208-11-017608 · doc4.xml · derivative · entry 4 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,170 shares Expires 2011-07-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2011 Filed Jul 6, 2011 15:44 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionCommon Stock | 2,170 | $14.38 | $31,198.09 |
DisclosureSEC source: 0001225208-11-017608 · doc4.xml · nonDerivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 77,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2011 Filed Jul 1, 2011 16:25 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,133 | $0.00 Strike: $14.38 | $0.00 |
DisclosureSEC source: 0001225208-11-017000 · doc4.xml · derivative · entry 3 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,133 shares Expires 2010-07-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2011 Filed Jul 1, 2011 16:25 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionCommon Stock | 2,133 | $14.38 | $30,666.14 |
DisclosureSEC source: 0001225208-11-017000 · doc4.xml · nonDerivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 119,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2011 Filed Jun 27, 2011 18:09 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,317 | $0.00 Strike: $14.38 | $0.00 |
DisclosureSEC source: 0001225208-11-016770 · doc4.xml · derivative · entry 4 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,317 shares Expires 2011-07-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2011 Filed Jun 27, 2011 18:09 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 2,317 | $14.38 | $33,311.51 |
DisclosureSEC source: 0001225208-11-016770 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 899,235.791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2011 Filed Jun 17, 2011 17:55 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,427 | $0.00 Strike: $14.38 | $0.00 |
DisclosureSEC source: 0001225208-11-016490 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,427 shares Expires 2011-07-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2011 Filed Jun 17, 2011 17:55 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionCommon Stock | 2,427 | $14.38 | $34,892.98 |
DisclosureSEC source: 0001225208-11-016490 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 199,504.0834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.