Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2012 Filed Feb 6, 2012 16:38 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 7,999 | $12.50 | $99,977.90 |
DisclosureSEC source: 0001225208-12-003140 · doc4.xml · nonDerivative · entry 3 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,158.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2012 Filed Feb 6, 2012 16:38 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 31,467 | $9.26 | $291,299.46 |
DisclosureSEC source: 0001225208-12-003140 · doc4.xml · nonDerivative · entry 2 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,159.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2012 Filed Feb 6, 2012 16:38 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 39,200 | $12.50 | $489,952.96 |
DisclosureSEC source: 0001225208-12-003140 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,692.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2012 Filed Feb 6, 2012 16:38 UTC |
Brigeman Benjamin LEVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 16,782 | $0.00 Strike: $9.26 | $0.00 |
DisclosureSEC source: 0001225208-12-003141 · doc4.xml · derivative · entry 8 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,782 shares Expires 2012-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2012 Filed Feb 6, 2012 16:38 UTC |
Brigeman Benjamin LEVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 14,677 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001225208-12-003141 · doc4.xml · derivative · entry 7 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,677 shares Expires 2012-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2012 Filed Feb 6, 2012 16:38 UTC |
Brigeman Benjamin LEVP - Investor Services
|
SaleCommon Stock | 16,782 | $12.75 | $213,972.18 |
DisclosureSEC source: 0001225208-12-003141 · doc4.xml · nonDerivative · entry 4 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 88,398.87 Read SEC document |
| February 03, 2012 Filed Feb 6, 2012 16:38 UTC |
Brigeman Benjamin LEVP - Investor Services
|
SaleCommon Stock | 14,677 | $12.75 | $187,131.75 |
DisclosureSEC source: 0001225208-12-003141 · doc4.xml · nonDerivative · entry 3 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 105,180.87 Read SEC document |
| February 03, 2012 Filed Feb 6, 2012 16:38 UTC |
Brigeman Benjamin LEVP - Investor Services
|
Exercise / conversionCommon Stock | 14,677 | $12.50 | $183,444.89 |
DisclosureSEC source: 0001225208-12-003141 · doc4.xml · nonDerivative · entry 2 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 119,857.87 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2012 Filed Feb 6, 2012 16:38 UTC |
Brigeman Benjamin LEVP - Investor Services
|
Exercise / conversionCommon Stock | 16,782 | $9.26 | $155,356.01 |
DisclosureSEC source: 0001225208-12-003141 · doc4.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 105,180.87 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2012 Filed Jan 30, 2012 22:38 UTC |
WALTHER ROGER ODirector
|
PurchaseCommon Stock | 2,718 | $11.60 | $31,528.80 |
DisclosureSEC source: 0001225208-12-002493 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 31,772.2472 Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 16:08 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 6,798 | $0.00 Strike: $11.71 | $0.00 |
DisclosureSEC source: 0001225208-12-000714 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,798 Underlying: Common Stock · 6,798 shares Expires 2022-01-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 16:13 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 2,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-000715 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,203.77 Underlying: Common Stock · 2,135 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| December 21, 2011 Filed Dec 22, 2011 21:34 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
OtherCommon Stock | 330,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-026867 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 39,350,941 F2 · kind: These shares were distributed by a family limited partnership over which the reporting person has control to the reporting person's son and represent his son's pro rata interest in the shares of issuer stock owned by the partnership. The shares were initially distributed to a trust for the benefit of the son over which the reporting person serves as trustee, and the trust distributed the shares to a separate account for the son. The reporting person disclaims beneficial ownership of the shares owned by his son. Read SEC document |
| December 21, 2011 Filed Dec 22, 2011 21:34 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
OtherCommon Stock | 330,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-026867 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 39,681,138 F1 · kind: These shares were distributed by a family limited partnership over which the reporting person has control to the reporting person's daughter and represent his daughter's pro rata interest in the shares of issuer stock owned by the partnership. The shares were initially distributed to a trust for the benefit of the daughter over which the reporting person serves as trustees, and the trust distributed the shares to a separate account for the daughter. The reporting person disclaims beneficial ownership of the shares owned by his daughter. Read SEC document |
| December 12, 2011 Filed Dec 13, 2011 21:52 UTC |
McCool James DEVP - Institutional Services
|
Tax withholdingCommon Stock | 248 | $11.68 | $2,896.64 |
DisclosureSEC source: 0001225208-11-026253 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,306.5645 Read SEC document |
| November 29, 2011 Filed Nov 30, 2011 17:27 UTC |
WALTHER ROGER ODirector
|
PurchaseCommon Stock | 1,500 | $11.10 | $16,647.00 |
DisclosureSEC source: 0001225208-11-025482 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 219,776.2454 Read SEC document |
| November 03, 2011 Filed Nov 7, 2011 18:09 UTC |
Allen Jay LEVP - Human Resources
|
Tax withholdingCommon Stock | 765 | $12.46 | $9,528.08 |
DisclosureSEC source: 0001225208-11-024411 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,037 Read SEC document |
| November 03, 2011 Filed Nov 7, 2011 18:23 UTC |
Brigeman Benjamin LEVP - Investor Services
|
Tax withholdingCommon Stock | 1,621 | $12.46 | $20,189.56 |
DisclosureSEC source: 0001225208-11-024413 · doc4.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,653.421 Read SEC document |
| November 03, 2011 Filed Nov 7, 2011 18:32 UTC |
Clendening John SEVP-Shared Strategic Services
|
Tax withholdingCommon Stock | 1,052 | $12.46 | $13,102.66 |
DisclosureSEC source: 0001225208-11-024415 · doc4.xml · nonDerivative · entry 1 Clendening John S · CIK 0001388961 · EVP-Shared Strategic Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,354 Read SEC document |
| November 03, 2011 Filed Nov 7, 2011 18:39 UTC |
Dwyer Carrie EEVP and General Counsel
|
Tax withholdingCommon Stock | 1,339 | $12.46 | $16,677.25 |
DisclosureSEC source: 0001225208-11-024417 · doc4.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,572 Read SEC document |
| November 03, 2011 Filed Nov 7, 2011 18:47 UTC |
MARTINETTO JOSEPH REVP and CFO
|
Tax withholdingCommon Stock | 1,461 | $12.46 | $18,196.76 |
DisclosureSEC source: 0001225208-11-024419 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,200 Read SEC document |
| November 03, 2011 Filed Nov 7, 2011 18:55 UTC |
McCool James DEVP - Institutional Services
|
Tax withholdingCommon Stock | 1,195 | $12.46 | $14,883.73 |
DisclosureSEC source: 0001225208-11-024421 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,554.5645 Read SEC document |
| November 02, 2011 Filed Nov 4, 2011 17:02 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 2,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024350 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 27,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 02, 2011 Filed Nov 4, 2011 17:10 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 15,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024352 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,492.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 02, 2011 Filed Nov 4, 2011 17:17 UTC |
Brigeman Benjamin LEVP - Investor Services
|
Exercise / conversionCommon Stock | 3,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024354 · doc4.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,689.87 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 02, 2011 Filed Nov 4, 2011 17:24 UTC |
Clendening John SEVP-Shared Strategic Services
|
Exercise / conversionCommon Stock | 3,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024356 · doc4.xml · nonDerivative · entry 1 Clendening John S · CIK 0001388961 · EVP-Shared Strategic Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 31,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 02, 2011 Filed Nov 4, 2011 17:32 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionCommon Stock | 2,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024359 · doc4.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 216,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 02, 2011 Filed Nov 4, 2011 17:40 UTC |
MARTINETTO JOSEPH REVP and CFO
|
Exercise / conversionCommon Stock | 2,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024361 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 02, 2011 Filed Nov 4, 2011 17:46 UTC |
McCool James DEVP - Institutional Services
|
Exercise / conversionCommon Stock | 3,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024366 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,749.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 02, 2011 Filed Nov 4, 2011 17:54 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 6,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024368 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,413,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GrantNonqualified Stock Option (right to buy) · Derivative | 165,877 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-11-024215 · doc4.xml · derivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,877 Underlying: Common Stock · 165,877 shares Expires 2021-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 8,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024215 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,406,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC |
Bettinger Walter WDirector · President and CEO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 359,400 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-11-024216 · doc4.xml · derivative · entry 5 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,400 Underlying: Common Stock · 359,400 shares Expires 2021-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 16,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024216 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,436.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC |
McCool James DEVP - Institutional Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 77,410 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-11-024217 · doc4.xml · derivative · entry 5 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,410 Underlying: Common Stock · 77,410 shares Expires 2021-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC |
McCool James DEVP - Institutional Services
|
Tax withholdingCommon Stock | 1,007 | $11.87 | $11,953.09 |
DisclosureSEC source: 0001225208-11-024217 · doc4.xml · nonDerivative · entry 2 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,897.5645 Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC |
McCool James DEVP - Institutional Services
|
Exercise / conversionCommon Stock | 4,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024217 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,904.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC |
Brigeman Benjamin LEVP - Investor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 82,939 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-11-024218 · doc4.xml · derivative · entry 4 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,939 Underlying: Common Stock · 82,939 shares Expires 2021-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC |
Brigeman Benjamin LEVP - Investor Services
|
Exercise / conversionCommon Stock | 4,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024218 · doc4.xml · nonDerivative · entry 2 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,000.87 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC |
Brigeman Benjamin LEVP - Investor Services
|
Tax withholdingCommon Stock | 1,366 | $11.87 | $16,214.42 |
DisclosureSEC source: 0001225208-11-024218 · doc4.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,274.421 Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC |
MARTINETTO JOSEPH REVP and CFO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 71,880 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-11-024219 · doc4.xml · derivative · entry 4 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,880 Underlying: Common Stock · 71,880 shares Expires 2021-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC |
MARTINETTO JOSEPH REVP and CFO
|
Tax withholdingCommon Stock | 1,282 | $11.87 | $15,217.34 |
DisclosureSEC source: 0001225208-11-024219 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,881 Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC |
MARTINETTO JOSEPH REVP and CFO
|
Exercise / conversionCommon Stock | 3,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024219 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC |
Allen Jay LEVP - Human Resources
|
GrantNonqualified Stock Option (right to buy) · Derivative | 41,470 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-11-024220 · doc4.xml · derivative · entry 4 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,470 Underlying: Common Stock · 41,470 shares Expires 2021-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 2,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024220 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 25,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC |
Allen Jay LEVP - Human Resources
|
Tax withholdingCommon Stock | 1,520 | $11.87 | $18,042.40 |
DisclosureSEC source: 0001225208-11-024220 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,802 Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:51 UTC |
Clendening John SEVP-Shared Strategic Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 69,116 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-11-024221 · doc4.xml · derivative · entry 3 Clendening John S · CIK 0001388961 · EVP-Shared Strategic Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,116 Underlying: Common Stock · 69,116 shares Expires 2021-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:51 UTC |
Clendening John SEVP-Shared Strategic Services
|
Exercise / conversionCommon Stock | 3,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024221 · doc4.xml · nonDerivative · entry 2 Clendening John S · CIK 0001388961 · EVP-Shared Strategic Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 28,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:51 UTC |
Clendening John SEVP-Shared Strategic Services
|
Tax withholdingCommon Stock | 806 | $11.87 | $9,567.22 |
DisclosureSEC source: 0001225208-11-024221 · doc4.xml · nonDerivative · entry 1 Clendening John S · CIK 0001388961 · EVP-Shared Strategic Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,406 Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:51 UTC |
Dwyer Carrie EEVP and General Counsel
|
GrantNonqualified Stock Option (right to buy) · Derivative | 55,293 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-11-024222 · doc4.xml · derivative · entry 6 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,293 Underlying: Common Stock · 55,293 shares Expires 2021-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.