Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 21, 2014 Filed Jul 22, 2014 16:22 UTC |
Clendening John SEVP - Investor Services
|
Exercise / conversionCommon Stock | 14,000 | $19.36 | $271,040.00 |
DisclosureSEC source: 0001225208-14-017337 · doc4.xml · nonDerivative · entry 1 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2014 Filed Jul 21, 2014 20:07 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 327,466 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001225208-14-017311 · doc4.xml · derivative · entry 11 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 327,466 shares Expires 2014-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2014 Filed Jul 21, 2014 20:07 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 74,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-017311 · doc4.xml · nonDerivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 115,053,962 Read SEC document |
| July 18, 2014 Filed Jul 21, 2014 20:07 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 56,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-017311 · doc4.xml · nonDerivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797,448 Read SEC document |
| July 18, 2014 Filed Jul 21, 2014 20:07 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 327,466 | $27.60 | $9,037,766.88 |
DisclosureSEC source: 0001225208-14-017311 · doc4.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,448 F2 · price: This transaction was executed in multiple trades at prices ranging from $27.19 to $27.83. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 18, 2014 Filed Jul 21, 2014 20:07 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 327,466 | $23.33 | $7,639,618.05 |
DisclosureSEC source: 0001225208-14-017311 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,180,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2014 Filed Jul 22, 2014 16:22 UTC |
McCool James DEVP - Client Solutions
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 104,457 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001225208-14-017338 · doc4.xml · derivative · entry 5 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 104,457 shares Expires 2014-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2014 Filed Jul 22, 2014 16:22 UTC |
McCool James DEVP - Client Solutions
|
Tax withholdingCommon Stock | 96,858 | $27.52 | $2,665,047.87 |
DisclosureSEC source: 0001225208-14-017338 · doc4.xml · nonDerivative · entry 2 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,404.7653 Read SEC document |
| July 18, 2014 Filed Jul 22, 2014 16:22 UTC |
McCool James DEVP - Client Solutions
|
Exercise / conversionCommon Stock | 104,457 | $23.33 | $2,436,929.58 |
DisclosureSEC source: 0001225208-14-017338 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,262.7653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 17, 2014 Filed Jul 21, 2014 20:07 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 160,000 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001225208-14-017311 · doc4.xml · derivative · entry 10 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,466 Underlying: Common Stock · 160,000 shares Expires 2014-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 17, 2014 Filed Jul 21, 2014 20:07 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 160,000 | $27.16 | $4,344,912.00 |
DisclosureSEC source: 0001225208-14-017311 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,448 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.02 to $27.25. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 17, 2014 Filed Jul 21, 2014 20:07 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 160,000 | $23.33 | $3,732,720.00 |
DisclosureSEC source: 0001225208-14-017311 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2014 Filed Jul 3, 2014 16:03 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 1,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-016428 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,093.58 Underlying: Common Stock · 1,099 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| July 01, 2014 Filed Jul 3, 2014 16:03 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 4,370 | $0.00 Strike: $27.32 | $0.00 |
DisclosureSEC source: 0001225208-14-016429 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,370 Underlying: Common Stock · 4,370 shares Expires 2024-07-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| July 01, 2014 Filed Jul 3, 2014 16:03 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,185 | $0.00 Strike: $27.32 | $0.00 |
DisclosureSEC source: 0001225208-14-016430 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,185 Underlying: Common Stock · 2,185 shares Expires 2024-07-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| July 01, 2014 Filed Jul 3, 2014 16:03 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 4,940 | $0.00 Strike: $27.32 | $0.00 |
DisclosureSEC source: 0001225208-14-016431 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,940 Underlying: Common Stock · 4,940 shares Expires 2024-07-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| June 10, 2014 Filed Jun 11, 2014 16:06 UTC |
BUTCHER C PRESTONDirector
|
GiftCommon Stock | 38,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-014825 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 923,265.432 Read SEC document |
| June 05, 2014 Filed Jun 9, 2014 17:02 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 6,380 | $0.00 Strike: $8.95 | $0.00 |
DisclosureSEC source: 0001225208-14-014708 · doc4.xml · derivative · entry 4 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,380 shares Expires 2014-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2014 Filed Jun 9, 2014 17:02 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 6,380 | $8.95 | $57,115.04 |
DisclosureSEC source: 0001225208-14-014708 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 961,265.432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC |
BECHTLE NANCY HDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 10,511 | $0.00 Strike: $25.01 | $0.00 |
DisclosureSEC source: 0001225208-14-013435 · doc4.xml · derivative · entry 3 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,511 Underlying: Common Stock · 10,511 shares Expires 2024-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC |
BECHTLE NANCY HDirector
|
GrantCommon Stock | 2,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-013435 · doc4.xml · nonDerivative · entry 1 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,041 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 10,511 | $0.00 Strike: $25.01 | $0.00 |
DisclosureSEC source: 0001225208-14-013436 · doc4.xml · derivative · entry 4 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,511 Underlying: Common Stock · 10,511 shares Expires 2024-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC |
BUTCHER C PRESTONDirector
|
GrantCommon Stock | 2,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-013436 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,986 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC |
HERRINGER FRANK CDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 10,511 | $0.00 Strike: $25.01 | $0.00 |
DisclosureSEC source: 0001225208-14-013437 · doc4.xml · derivative · entry 4 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,511 Underlying: Common Stock · 10,511 shares Expires 2024-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC |
HERRINGER FRANK CDirector
|
GrantCommon Stock | 2,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-013437 · doc4.xml · nonDerivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,986 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 10,511 | $0.00 Strike: $25.01 | $0.00 |
DisclosureSEC source: 0001225208-14-013438 · doc4.xml · derivative · entry 3 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,511 Underlying: Common Stock · 10,511 shares Expires 2024-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC |
MCLIN STEPHEN TDirector
|
GrantCommon Stock | 4,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-013438 · doc4.xml · nonDerivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,406 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC |
SNEED PAULA ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 10,511 | $0.00 Strike: $25.01 | $0.00 |
DisclosureSEC source: 0001225208-14-013439 · doc4.xml · derivative · entry 3 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,511 Underlying: Common Stock · 10,511 shares Expires 2024-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC |
SNEED PAULA ADirector
|
GrantCommon Stock | 2,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-013439 · doc4.xml · nonDerivative · entry 1 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,986 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC |
WALTHER ROGER ODirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 10,511 | $0.00 Strike: $25.01 | $0.00 |
DisclosureSEC source: 0001225208-14-013440 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,511 Underlying: Common Stock · 10,511 shares Expires 2024-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC |
WALTHER ROGER ODirector
|
GrantCommon Stock | 2,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-013440 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,986 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC |
Sarin ArunDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 10,511 | $0.00 Strike: $25.01 | $0.00 |
DisclosureSEC source: 0001225208-14-013441 · doc4.xml · derivative · entry 3 SARIN ARUN · CIK 0001188405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,511 Underlying: Common Stock · 10,511 shares Expires 2024-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC |
Sarin ArunDirector
|
GrantCommon Stock | 2,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-013441 · doc4.xml · nonDerivative · entry 1 SARIN ARUN · CIK 0001188405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,986 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 10,511 | $0.00 Strike: $25.01 | $0.00 |
DisclosureSEC source: 0001225208-14-013442 · doc4.xml · derivative · entry 3 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,511 Underlying: Common Stock · 10,511 shares Expires 2024-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC |
Ellis Stephen ADirector
|
GrantCommon Stock | 2,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-013442 · doc4.xml · nonDerivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,885 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC |
Goldfarb Mark ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 10,511 | $0.00 Strike: $25.01 | $0.00 |
DisclosureSEC source: 0001225208-14-013443 · doc4.xml · derivative · entry 3 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,511 Underlying: Common Stock · 10,511 shares Expires 2024-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC |
Goldfarb Mark ADirector
|
GrantCommon Stock | 2,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-013443 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,841 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC |
WILSON ROBERT NDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 10,511 | $0.00 Strike: $25.01 | $0.00 |
DisclosureSEC source: 0001225208-14-013444 · doc4.xml · derivative · entry 2 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,511 Underlying: Common Stock · 10,511 shares Expires 2024-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC |
WILSON ROBERT NDirector
|
GrantCommon Stock | 2,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-013444 · doc4.xml · nonDerivative · entry 1 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,530 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 14, 2014 Filed May 16, 2014 16:26 UTC |
Gill George A.EVP - Investor Services
|
SaleCommon Stock | 9,500 | $26.41 | $250,849.40 |
DisclosureSEC source: 0001225208-14-013113 · doc4.xml · nonDerivative · entry 1 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,615 F1 · price: This transaction was executed in multiple trades at prices ranging from $26.395 to $26.43. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 13, 2014 Filed May 16, 2014 16:26 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $9.06 | $0.00 |
DisclosureSEC source: 0001225208-14-013114 · doc4.xml · derivative · entry 3 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2014-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2014 Filed May 16, 2014 16:26 UTC |
WILSON ROBERT NDirector
|
Tax withholdingCommon Stock | 1,772 | $26.80 | $47,480.74 |
DisclosureSEC source: 0001225208-14-013114 · doc4.xml · nonDerivative · entry 2 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,711 Read SEC document |
| May 13, 2014 Filed May 16, 2014 16:26 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionCommon Stock | 5,244 | $9.06 | $47,495.43 |
DisclosureSEC source: 0001225208-14-013114 · doc4.xml · nonDerivative · entry 1 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2014 Filed May 8, 2014 22:41 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $9.06 | $0.00 |
DisclosureSEC source: 0001225208-14-012473 · doc4.xml · derivative · entry 4 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2014-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2014 Filed May 8, 2014 22:41 UTC |
MCLIN STEPHEN TDirector
|
SaleCommon Stock | 5,244 | $26.43 | $138,583.71 |
DisclosureSEC source: 0001225208-14-012473 · doc4.xml · nonDerivative · entry 2 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 131,375 F1 · price: This transaction was executed in multiple trades at prices ranging from $26.405 to $26.46. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 08, 2014 Filed May 8, 2014 22:41 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionCommon Stock | 5,244 | $9.06 | $47,495.43 |
DisclosureSEC source: 0001225208-14-012473 · doc4.xml · nonDerivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 136,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2014 Filed May 8, 2014 14:41 UTC |
BUTCHER C PRESTONDirector
|
GiftCommon Stock | 38,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-012412 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 950,952.432 Read SEC document |
| May 01, 2014 Filed May 1, 2014 22:01 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 250,000 | $26.59 | $6,648,700.00 |
DisclosureSEC source: 0001225208-14-011646 · doc4.xml · nonDerivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 115,127,962 F6 · price: This transaction was executed in multiple trades at prices ranging from $26.42 to $26.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 01, 2014 Filed May 1, 2014 22:01 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 125,000 | $26.60 | $3,324,387.50 |
DisclosureSEC source: 0001225208-14-011646 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,448 F3 · price: This transaction was executed in multiple trades at prices ranging from $26.43 to $26.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 30, 2014 Filed May 1, 2014 22:01 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 500,000 | $26.47 | $13,234,150.00 |
DisclosureSEC source: 0001225208-14-011646 · doc4.xml · nonDerivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 115,377,962 F5 · price: This transaction was executed in multiple trades at prices ranging from $26.31 to $26.57. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.